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UBER

Uber Technologies, Inc

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Tapewire entity
2867
SEC CIK
0001543151
Parsed reports
947

Last 12 months

Inside the activity.

5 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202601
Feb 202620
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202631
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2022 Filed Jan 10, 2022 23:26 UTC GrantRestricted Stock Units · Derivative 2,460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000375 · primarydocument.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,460

Underlying: Common Stock · 2,460 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units (RSUs) are scheduled to vest on May 8, 2022, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: The restricted stock units (RSUs) are scheduled to vest on May 8, 2022, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
January 10, 2022 Filed Jan 10, 2022 23:27 UTC GrantRestricted Stock Units · Derivative 2,460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000376 · primarydocument.xml · derivative · entry 1

ECKERT ROBERT · CIK 0001194256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,460

Underlying: Common Stock · 2,460 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units (RSUs) are scheduled to vest on May 8, 2022, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: The restricted stock units (RSUs) are scheduled to vest on May 8, 2022, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
January 10, 2022 Filed Jan 10, 2022 23:28 UTC GrantRestricted Stock Units · Derivative 2,460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000377 · primarydocument.xml · derivative · entry 1

Ginsberg Amanda · CIK 0001596941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,460

Underlying: Common Stock · 2,460 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units (RSUs) are scheduled to vest on May 8, 2022, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: The restricted stock units (RSUs) are scheduled to vest on May 8, 2022, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
January 10, 2022 Filed Jan 10, 2022 23:28 UTC GrantRestricted Stock Units · Derivative 2,460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000378 · primarydocument.xml · derivative · entry 1

Martello Wan Ling · CIK 0001775396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,460

Underlying: Common Stock · 2,460 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units (RSUs) are scheduled to vest on May 8, 2022, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: The restricted stock units (RSUs) are scheduled to vest on May 8, 2022, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
January 10, 2022 Filed Jan 10, 2022 23:28 UTC GrantRestricted Stock Units · Derivative 2,460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000379 · primarydocument.xml · derivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,460

Underlying: Common Stock · 2,460 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units (RSUs) are scheduled to vest on May 8, 2022, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: The restricted stock units (RSUs) are scheduled to vest on May 8, 2022, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
January 10, 2022 Filed Jan 10, 2022 23:29 UTC
THAIN JOHN ADirector
GrantRestricted Stock Units · Derivative 2,460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000380 · primarydocument.xml · derivative · entry 1

THAIN JOHN A · CIK 0001090355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,460

Underlying: Common Stock · 2,460 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units (RSUs) are scheduled to vest on May 8, 2022, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: The restricted stock units (RSUs) are scheduled to vest on May 8, 2022, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
January 10, 2022 Filed Jan 10, 2022 23:30 UTC GrantRestricted Stock Units · Derivative 2,460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000381 · primarydocument.xml · derivative · entry 1

Wynaendts Alexander R · CIK 0001787734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,460

Underlying: Common Stock · 2,460 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units (RSUs) are scheduled to vest on May 8, 2022, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: The restricted stock units (RSUs) are scheduled to vest on May 8, 2022, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 21:42 UTC GrantRestricted Stock Units · Derivative 2,460 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-001754 · doc4.xml · derivative · entry 1

AL-RUMAYYAN YASIR · CIK 0001775176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,460

Underlying: Common Stock · 2,460 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units of the Issuer representing the right to receive shares of common stock on a one-for-one basis upon vesting. The Issuer reserves the right to issue to the reporting person the cash equivalent of shares of common stock, in part or in full satisfaction of the delivery of the shares of common stock, upon vesting of the restricted stock units. The restricted stock units are scheduled to vest on May 8, 2022, subject to earlier vesting in certain circumstances.

F1 · derivative.exercise_date: Restricted stock units of the Issuer representing the right to receive shares of common stock on a one-for-one basis upon vesting. The Issuer reserves the right to issue to the reporting person the cash equivalent of shares of common stock, in part or in full satisfaction of the delivery of the shares of common stock, upon vesting of the restricted stock units. The restricted stock units are scheduled to vest on May 8, 2022, subject to earlier vesting in certain circumstances.

F1 · derivative.expiration_date: Restricted stock units of the Issuer representing the right to receive shares of common stock on a one-for-one basis upon vesting. The Issuer reserves the right to issue to the reporting person the cash equivalent of shares of common stock, in part or in full satisfaction of the delivery of the shares of common stock, upon vesting of the restricted stock units. The restricted stock units are scheduled to vest on May 8, 2022, subject to earlier vesting in certain circumstances.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:05 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 2,025 $41.93 $84,908.25
Disclosure

SEC source: 0001562180-22-000160 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,008

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 1, 2022.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:05 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
Tax withholdingCommon Stock 19,658 $41.93 $824,259.94
Disclosure

SEC source: 0001562180-22-000158 · primarydocument.xml · nonDerivative · entry 1

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158,807

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 1, 2022.

F2 · balance_after: Includes 265 shares acquired under Uber's stock purchase plan on November 19, 2021.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:05 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 634 $41.93 $26,583.62
Disclosure

SEC source: 0001562180-22-000161 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,893

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 1, 2022.

Read SEC document
January 01, 2022 Filed Jan 5, 2022 02:06 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 700 $41.93 $29,351.00
Disclosure

SEC source: 0001562180-22-000167 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,384

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 1, 2022.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:36 UTC Exercise / conversionRestricted Stock Units · Derivative 4,772 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000722 · doc4.xml · derivative · entry 2

AL-RUMAYYAN YASIR · CIK 0001775176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of Uber Technologies, Inc. (the "Issuer'') converted into common stock on a one-for-one basis upon vesting.

F2 · derivative.exercise_date: The reporting person was granted 4,772 restricted stock units of the Issuer on January 1, 2021 which vested on December 31, 2021. Such restricted stock units represented the right to receive shares of common stock on a one-for-one basis upon vesting. The Issuer reserved the right to issue to the reporting person the cash equivalent of shares of common stock, in part or in full satisfaction of the delivery of the shares of common stock, upon vesting of the restricted stock units.

F2 · derivative.expiration_date: The reporting person was granted 4,772 restricted stock units of the Issuer on January 1, 2021 which vested on December 31, 2021. Such restricted stock units represented the right to receive shares of common stock on a one-for-one basis upon vesting. The Issuer reserved the right to issue to the reporting person the cash equivalent of shares of common stock, in part or in full satisfaction of the delivery of the shares of common stock, upon vesting of the restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:36 UTC Exercise / conversionCommon Stock 4,772 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-000722 · doc4.xml · nonDerivative · entry 1

AL-RUMAYYAN YASIR · CIK 0001775176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of Uber Technologies, Inc. (the "Issuer'') converted into common stock on a one-for-one basis upon vesting.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:43 UTC Exercise / conversionRestricted Stock Units · Derivative 4,772 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000071 · primarydocument.xml · derivative · entry 2

Advaithi Revathi · CIK 0001649101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person was granted 4,772 restricted stock units on January 1, 2021, vesting on December 31, 2021.

F2 · derivative.expiration_date: The reporting person was granted 4,772 restricted stock units on January 1, 2021, vesting on December 31, 2021.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:43 UTC Exercise / conversionCommon Stock 4,772 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-000071 · primarydocument.xml · nonDerivative · entry 1

Advaithi Revathi · CIK 0001649101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:53 UTC Exercise / conversionRestricted Stock Units · Derivative 4,772 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000074 · primarydocument.xml · derivative · entry 2

Ginsberg Amanda · CIK 0001596941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person was granted 4,772 restricted stock units on January 1, 2021, vesting on December 31, 2021.

F2 · derivative.expiration_date: The reporting person was granted 4,772 restricted stock units on January 1, 2021, vesting on December 31, 2021.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:53 UTC Exercise / conversionCommon Stock 4,772 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-000074 · primarydocument.xml · nonDerivative · entry 1

Ginsberg Amanda · CIK 0001596941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:47 UTC Exercise / conversionRestricted Stock Units · Derivative 4,772 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000073 · primarydocument.xml · derivative · entry 3

ECKERT ROBERT · CIK 0001194256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 4,772 restricted stock units on January 1, 2021, vesting on December 31, 2021.

F3 · derivative.expiration_date: The reporting person was granted 4,772 restricted stock units on January 1, 2021, vesting on December 31, 2021.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:47 UTC Exercise / conversionCommon Stock 4,772 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-000073 · primarydocument.xml · nonDerivative · entry 1

ECKERT ROBERT · CIK 0001194256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:54 UTC Exercise / conversionRestricted Stock Units · Derivative 4,772 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000075 · primarydocument.xml · derivative · entry 2

Martello Wan Ling · CIK 0001775396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person was granted 4,772 restricted stock units on January 1, 2021, vesting on December 31, 2021.

F2 · derivative.expiration_date: The reporting person was granted 4,772 restricted stock units on January 1, 2021, vesting on December 31, 2021.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:54 UTC Exercise / conversionCommon Stock 4,772 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-000075 · primarydocument.xml · nonDerivative · entry 1

Martello Wan Ling · CIK 0001775396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:55 UTC Exercise / conversionRestricted Stock Units · Derivative 4,772 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000076 · primarydocument.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 4,772 restricted stock units on January 1, 2021, vesting on December 31, 2021.

F3 · derivative.expiration_date: The reporting person was granted 4,772 restricted stock units on January 1, 2021, vesting on December 31, 2021.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:55 UTC Exercise / conversionCommon Stock 4,772 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-000076 · primarydocument.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:56 UTC
THAIN JOHN ADirector
Exercise / conversionRestricted Stock Units · Derivative 4,772 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000077 · primarydocument.xml · derivative · entry 2

THAIN JOHN A · CIK 0001090355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person was granted 4,772 restricted stock units on January 1, 2021, vesting on December 31, 2021.

F2 · derivative.expiration_date: The reporting person was granted 4,772 restricted stock units on January 1, 2021, vesting on December 31, 2021.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:56 UTC
THAIN JOHN ADirector
Exercise / conversionCommon Stock 4,772 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-000077 · primarydocument.xml · nonDerivative · entry 1

THAIN JOHN A · CIK 0001090355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:58 UTC Exercise / conversionRestricted Stock Units · Derivative 3,392 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000078 · primarydocument.xml · derivative · entry 3

Wynaendts Alexander R · CIK 0001787734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 3,392 restricted stock units on March 22, 2021, vesting on December 31, 2021.

F3 · derivative.expiration_date: The reporting person was granted 3,392 restricted stock units on March 22, 2021, vesting on December 31, 2021.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:58 UTC Tax withholdingCommon Stock 108 $41.93 $4,528.44
Disclosure

SEC source: 0001562180-22-000078 · primarydocument.xml · nonDerivative · entry 2

Wynaendts Alexander R · CIK 0001787734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,284

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 31, 2021.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:58 UTC Exercise / conversionCommon Stock 3,392 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-000078 · primarydocument.xml · nonDerivative · entry 1

Wynaendts Alexander R · CIK 0001787734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 23:16 UTC Exercise / conversionRestricted Stock Units · Derivative 4,772 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000144 · primarydocument.xml · derivative · entry 2

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 4,772 restricted stock units on January 1, 2021, vesting on December 31, 2021.

F3 · derivative.expiration_date: The reporting person was granted 4,772 restricted stock units on January 1, 2021, vesting on December 31, 2021.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 23:16 UTC Exercise / conversionCommon Stock 4,772 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-000144 · primarydocument.xml · nonDerivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes an aggregate of 122,489 shares previously distributed to Ms. Burns on June 5, 2020 and June 16, 2021 from the Ursula M. Burns 2019 GRAT #1, for which Ms. Burns was trustee, which are now being reported in this Form 4 as directly owned.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,003 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007795 · primarydocument.xml · derivative · entry 14

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,012

Underlying: Common Stock · 4,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 24,015 restricted stock units (RSUs) on September 1, 2021. The vesting schedule is as follows: 1/6 of the total RSUs vest on December 16, 2021 and 1/6 of the total RSUs vest every three months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 24,015 restricted stock units (RSUs) on September 1, 2021. The vesting schedule is as follows: 1/6 of the total RSUs vest on December 16, 2021 and 1/6 of the total RSUs vest every three months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 722 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007795 · primarydocument.xml · derivative · entry 13

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,875

Underlying: Common Stock · 722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 580 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007795 · primarydocument.xml · derivative · entry 12

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,592

Underlying: Common Stock · 580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 650 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007795 · primarydocument.xml · derivative · entry 11

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,551

Underlying: Common Stock · 650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 1,273 $37.70 $47,992.10
Disclosure

SEC source: 0001562180-21-007795 · primarydocument.xml · nonDerivative · entry 10

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,004

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2021.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 35 $37.70 $1,319.50
Disclosure

SEC source: 0001562180-21-007795 · primarydocument.xml · nonDerivative · entry 9

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,277

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2021.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 1,985 $37.70 $74,834.50
Disclosure

SEC source: 0001562180-21-007795 · primarydocument.xml · nonDerivative · entry 8

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,312

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2021.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 358 $37.70 $13,496.60
Disclosure

SEC source: 0001562180-21-007795 · primarydocument.xml · nonDerivative · entry 7

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,297

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2021.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 288 $37.70 $10,857.60
Disclosure

SEC source: 0001562180-21-007795 · primarydocument.xml · nonDerivative · entry 6

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,655

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2021.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 323 $37.70 $12,177.10
Disclosure

SEC source: 0001562180-21-007795 · primarydocument.xml · nonDerivative · entry 5

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,943

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2021.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 4,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007795 · primarydocument.xml · nonDerivative · entry 4

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 722 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007795 · primarydocument.xml · nonDerivative · entry 3

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 580 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007795 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 650 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007795 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,670 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007796 · primarydocument.xml · derivative · entry 11

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,762

Underlying: Common Stock · 4,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vest on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vest on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,437 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007796 · primarydocument.xml · derivative · entry 10

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,815

Underlying: Common Stock · 2,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,862 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007796 · primarydocument.xml · derivative · entry 9

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,385

Underlying: Common Stock · 2,862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th vest on July 16, 2020 and then 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th vest on July 16, 2020 and then 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 729 $37.70 $27,483.30
Disclosure

SEC source: 0001562180-21-007796 · primarydocument.xml · nonDerivative · entry 7

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,527

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2021.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 2,316 $37.70 $87,313.20
Disclosure

SEC source: 0001562180-21-007796 · primarydocument.xml · nonDerivative · entry 6

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,256

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.