Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC |
Darnell Ronald N.SVP, PUBLIC POLICY
|
Exercise / conversionCommon Stock | 541 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002458 · primarydocument.xml · nonDerivative · entry 1 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC |
TARRY JOSEPH DONSVP, and CFO
|
Exercise / conversionRestricted Stock Rights · Derivative | 321 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002457 · primarydocument.xml · derivative · entry 9 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,136 Underlying: Common Stock · 321 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC |
TARRY JOSEPH DONSVP, and CFO
|
Exercise / conversionRestricted Stock Rights · Derivative | 387 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002457 · primarydocument.xml · derivative · entry 8 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,457 Underlying: Common Stock · 387 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC |
TARRY JOSEPH DONSVP, and CFO
|
Exercise / conversionRestricted Stock Rights · Derivative | 681 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002457 · primarydocument.xml · derivative · entry 7 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,844 Underlying: Common Stock · 681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC |
TARRY JOSEPH DONSVP, and CFO
|
Tax withholdingCommon Stock | 146 | $46.11 | $6,732.06 |
DisclosureSEC source: 0001562180-22-002457 · primarydocument.xml · nonDerivative · entry 6 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,842 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC |
TARRY JOSEPH DONSVP, and CFO
|
Exercise / conversionCommon Stock | 321 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002457 · primarydocument.xml · nonDerivative · entry 5 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC |
TARRY JOSEPH DONSVP, and CFO
|
Tax withholdingCommon Stock | 176 | $46.11 | $8,115.36 |
DisclosureSEC source: 0001562180-22-002457 · primarydocument.xml · nonDerivative · entry 4 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,667 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC |
TARRY JOSEPH DONSVP, and CFO
|
Exercise / conversionCommon Stock | 387 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002457 · primarydocument.xml · nonDerivative · entry 3 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC |
TARRY JOSEPH DONSVP, and CFO
|
Tax withholdingCommon Stock | 309 | $46.11 | $14,247.99 |
DisclosureSEC source: 0001562180-22-002457 · primarydocument.xml · nonDerivative · entry 2 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,456 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC |
TARRY JOSEPH DONSVP, and CFO
|
Exercise / conversionCommon Stock | 681 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002457 · primarydocument.xml · nonDerivative · entry 1 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC |
Monroy Henry EVP & Corporate Controller
|
Exercise / conversionRestricted Stock Rights · Derivative | 257 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002456 · primarydocument.xml · derivative · entry 9 Monroy Henry E · CIK 0001801847 · VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,699 Underlying: Common Stock · 257 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC |
Monroy Henry EVP & Corporate Controller
|
Exercise / conversionRestricted Stock Rights · Derivative | 308 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002456 · primarydocument.xml · derivative · entry 8 Monroy Henry E · CIK 0001801847 · VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,956 Underlying: Common Stock · 308 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC |
Monroy Henry EVP & Corporate Controller
|
Exercise / conversionRestricted Stock Rights · Derivative | 341 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002456 · primarydocument.xml · derivative · entry 7 Monroy Henry E · CIK 0001801847 · VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,264 Underlying: Common Stock · 341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC |
Monroy Henry EVP & Corporate Controller
|
Tax withholdingCommon Stock | 130 | $46.11 | $5,994.30 |
DisclosureSEC source: 0001562180-22-002456 · primarydocument.xml · nonDerivative · entry 6 Monroy Henry E · CIK 0001801847 · VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,708 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC |
Monroy Henry EVP & Corporate Controller
|
Exercise / conversionCommon Stock | 257 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002456 · primarydocument.xml · nonDerivative · entry 5 Monroy Henry E · CIK 0001801847 · VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC |
Monroy Henry EVP & Corporate Controller
|
Tax withholdingCommon Stock | 156 | $46.11 | $7,193.16 |
DisclosureSEC source: 0001562180-22-002456 · primarydocument.xml · nonDerivative · entry 4 Monroy Henry E · CIK 0001801847 · VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,581 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC |
Monroy Henry EVP & Corporate Controller
|
Exercise / conversionCommon Stock | 308 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002456 · primarydocument.xml · nonDerivative · entry 3 Monroy Henry E · CIK 0001801847 · VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC |
Monroy Henry EVP & Corporate Controller
|
Tax withholdingCommon Stock | 173 | $46.11 | $7,977.03 |
DisclosureSEC source: 0001562180-22-002456 · primarydocument.xml · nonDerivative · entry 2 Monroy Henry E · CIK 0001801847 · VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,429 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC |
Monroy Henry EVP & Corporate Controller
|
Exercise / conversionCommon Stock | 341 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002456 · primarydocument.xml · nonDerivative · entry 1 Monroy Henry E · CIK 0001801847 · VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC |
Eldred Charles NEVP Corp Development & Finance
|
Exercise / conversionRestricted Stock Rights · Derivative | 1,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002454 · primarydocument.xml · derivative · entry 9 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,143 Underlying: Common Stock · 1,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC |
Eldred Charles NEVP Corp Development & Finance
|
Exercise / conversionRestricted Stock Rights · Derivative | 1,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002454 · primarydocument.xml · derivative · entry 8 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,288 Underlying: Common Stock · 1,218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC |
Eldred Charles NEVP Corp Development & Finance
|
Exercise / conversionRestricted Stock Rights · Derivative | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002454 · primarydocument.xml · derivative · entry 7 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,506 Underlying: Common Stock · 1,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC |
Eldred Charles NEVP Corp Development & Finance
|
Tax withholdingCommon Stock | 347 | $46.11 | $16,000.17 |
DisclosureSEC source: 0001562180-22-002454 · primarydocument.xml · nonDerivative · entry 6 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,338 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC |
Eldred Charles NEVP Corp Development & Finance
|
Exercise / conversionCommon Stock | 1,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002454 · primarydocument.xml · nonDerivative · entry 5 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC |
Eldred Charles NEVP Corp Development & Finance
|
Tax withholdingCommon Stock | 369 | $46.11 | $17,014.59 |
DisclosureSEC source: 0001562180-22-002454 · primarydocument.xml · nonDerivative · entry 4 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,540 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC |
Eldred Charles NEVP Corp Development & Finance
|
Exercise / conversionCommon Stock | 1,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002454 · primarydocument.xml · nonDerivative · entry 3 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC |
Eldred Charles NEVP Corp Development & Finance
|
Tax withholdingCommon Stock | 408 | $46.11 | $18,812.88 |
DisclosureSEC source: 0001562180-22-002454 · primarydocument.xml · nonDerivative · entry 2 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,691 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC |
Eldred Charles NEVP Corp Development & Finance
|
Exercise / conversionCommon Stock | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002454 · primarydocument.xml · nonDerivative · entry 1 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC |
Apodaca Patrick VSVP, GEN COUNSEL & SECY
|
Exercise / conversionRestricted Stock Rights · Derivative | 624 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002453 · primarydocument.xml · derivative · entry 9 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,099 Underlying: Common Stock · 624 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC |
Apodaca Patrick VSVP, GEN COUNSEL & SECY
|
Exercise / conversionRestricted Stock Rights · Derivative | 658 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002453 · primarydocument.xml · derivative · entry 8 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,723 Underlying: Common Stock · 658 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC |
Apodaca Patrick VSVP, GEN COUNSEL & SECY
|
Exercise / conversionRestricted Stock Rights · Derivative | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002453 · primarydocument.xml · derivative · entry 7 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,381 Underlying: Common Stock · 670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC |
Apodaca Patrick VSVP, GEN COUNSEL & SECY
|
Tax withholdingCommon Stock | 283 | $46.11 | $13,049.13 |
DisclosureSEC source: 0001562180-22-002453 · primarydocument.xml · nonDerivative · entry 6 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,314 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC |
Apodaca Patrick VSVP, GEN COUNSEL & SECY
|
Exercise / conversionCommon Stock | 624 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002453 · primarydocument.xml · nonDerivative · entry 5 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC |
Apodaca Patrick VSVP, GEN COUNSEL & SECY
|
Tax withholdingCommon Stock | 298 | $46.11 | $13,740.78 |
DisclosureSEC source: 0001562180-22-002453 · primarydocument.xml · nonDerivative · entry 4 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,973 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC |
Apodaca Patrick VSVP, GEN COUNSEL & SECY
|
Exercise / conversionCommon Stock | 658 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002453 · primarydocument.xml · nonDerivative · entry 3 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC |
Apodaca Patrick VSVP, GEN COUNSEL & SECY
|
Tax withholdingCommon Stock | 304 | $46.11 | $14,017.44 |
DisclosureSEC source: 0001562180-22-002453 · primarydocument.xml · nonDerivative · entry 2 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,613 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC |
Apodaca Patrick VSVP, GEN COUNSEL & SECY
|
Exercise / conversionCommon Stock | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002453 · primarydocument.xml · nonDerivative · entry 1 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
GrantRestricted Stock Rights · Derivative | 17,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002333 · primarydocument.xml · derivative · entry 3 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,275 Underlying: Common Stock · 17,901 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 21,880 | $44.64 | $976,723.20 |
DisclosureSEC source: 0001562180-22-002333 · primarydocument.xml · nonDerivative · entry 2 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,091 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 48,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002333 · primarydocument.xml · nonDerivative · entry 1 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The performance shares were earned as of December 31, 2021 for the 2019-2021 performance period, and settled on March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC |
Eldred Charles NEVP Corp Development & Finance
|
GrantRestricted Stock Rights · Derivative | 5,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002334 · primarydocument.xml · derivative · entry 3 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,852 Underlying: Common Stock · 5,304 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC |
Eldred Charles NEVP Corp Development & Finance
|
Tax withholdingCommon Stock | 4,615 | $44.64 | $206,013.60 |
DisclosureSEC source: 0001562180-22-002334 · primarydocument.xml · nonDerivative · entry 2 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,753 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC |
Eldred Charles NEVP Corp Development & Finance
|
Exercise / conversionCommon Stock | 15,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002334 · primarydocument.xml · nonDerivative · entry 1 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The performance shares were earned as of December 31, 2021 for the 2019-2021 performance period, and settled on March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:32 UTC |
Monroy Henry EVP & Corporate Controller
|
GrantRestricted Stock Rights · Derivative | 844 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002339 · primarydocument.xml · derivative · entry 3 Monroy Henry E · CIK 0001801847 · VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,605 Underlying: Common Stock · 844 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:32 UTC |
Monroy Henry EVP & Corporate Controller
|
Tax withholdingCommon Stock | 702 | $44.64 | $31,337.28 |
DisclosureSEC source: 0001562180-22-002339 · primarydocument.xml · nonDerivative · entry 2 Monroy Henry E · CIK 0001801847 · VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,261 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:32 UTC |
Monroy Henry EVP & Corporate Controller
|
Exercise / conversionCommon Stock | 1,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002339 · primarydocument.xml · nonDerivative · entry 1 Monroy Henry E · CIK 0001801847 · VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The performance shares were earned as of December 31, 2021 for the 2019-2021 performance period, and settled on March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC |
TARRY JOSEPH DONSVP, and CFO
|
GrantRestricted Stock Rights · Derivative | 2,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002338 · primarydocument.xml · derivative · entry 3 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,525 Underlying: Common Stock · 2,387 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC |
TARRY JOSEPH DONSVP, and CFO
|
Tax withholdingCommon Stock | 2,194 | $44.64 | $97,940.16 |
DisclosureSEC source: 0001562180-22-002338 · primarydocument.xml · nonDerivative · entry 2 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,084 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC |
TARRY JOSEPH DONSVP, and CFO
|
Exercise / conversionCommon Stock | 4,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002338 · primarydocument.xml · nonDerivative · entry 1 TARRY JOSEPH DON · CIK 0001637037 · SVP, and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The performance shares were earned as of December 31, 2021 for the 2019-2021 performance period, and settled on March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC |
OLSON CHRIS MSVP, UTILITY OPERATIONS
|
GrantRestricted Stock Rights · Derivative | 1,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002337 · primarydocument.xml · derivative · entry 3 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,365 Underlying: Common Stock · 1,927 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.