Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2023 Filed Mar 7, 2023 21:47 UTC |
Posner ChristopherDirector · President and CEO
|
SaleCommon Stock | 5,987 | $9.71 | $58,133.77 |
DisclosureSEC source: 0001209191-23-016796 · doc4.xml · nonDerivative · entry 1 Posner Christopher · CIK 0001748265 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,383 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 to $9.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:44 UTC |
Terrillion ScottSec'y; Chief Compliance & G.C.
|
SaleCommon Stock | 6,256 | $9.71 | $60,745.76 |
DisclosureSEC source: 0001209191-23-016790 · doc4.xml · nonDerivative · entry 1 Terrillion Scott · CIK 0001706426 · Sec'y; Chief Compliance & G.C. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,527 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 to $9.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:37 UTC |
Goncalves JoanaChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 81,000 | $0.00 Strike: $10.06 | $0.00 |
DisclosureSEC source: 0001209191-23-015566 · doc4.xml · derivative · entry 1 Goncalves Joana · CIK 0001756991 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,000 Underlying: Common Stock · 81,000 shares Expires 2033-03-01 F1 · derivative.exercise_date: The shares shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on April 1, 2023, in each case subject to the Reporting Person's continued service as of each such date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:38 UTC |
Terrillion ScottSec'y; Chief Compliance & G.C.
|
GrantStock Option (Right to Buy) · Derivative | 81,000 | $0.00 Strike: $10.06 | $0.00 |
DisclosureSEC source: 0001209191-23-015577 · doc4.xml · derivative · entry 1 Terrillion Scott · CIK 0001706426 · Sec'y; Chief Compliance & G.C. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,000 Underlying: Common Stock · 81,000 shares Expires 2033-03-01 F1 · derivative.exercise_date: The shares shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on April 1, 2023, in each case subject to the Reporting Person's continued service as of each such date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:38 UTC |
Maynard Ryan DChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 81,000 | $0.00 Strike: $10.06 | $0.00 |
DisclosureSEC source: 0001209191-23-015571 · doc4.xml · derivative · entry 1 Maynard Ryan D · CIK 0001363984 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,000 Underlying: Common Stock · 81,000 shares Expires 2033-03-01 F1 · derivative.exercise_date: The shares shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on April 1, 2023, in each case subject to the Reporting Person's continued service as of each such date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:36 UTC |
Menzaghi Frederique Ph.D.Chief Scientific Off,SVP-R&D
|
GrantStock Option (Right to Buy) · Derivative | 81,000 | $0.00 Strike: $10.06 | $0.00 |
DisclosureSEC source: 0001209191-23-015562 · doc4.xml · derivative · entry 1 Menzaghi Frederique Ph.D. · CIK 0001597152 · Chief Scientific Off,SVP-R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,000 Underlying: Common Stock · 81,000 shares Expires 2033-03-01 F1 · derivative.exercise_date: The shares shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on April 1, 2023, in each case subject to the Reporting Person's continued service as of each such date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:35 UTC |
Posner ChristopherDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $10.06 | $0.00 |
DisclosureSEC source: 0001209191-23-015553 · doc4.xml · derivative · entry 1 Posner Christopher · CIK 0001748265 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2033-03-01 F1 · derivative.exercise_date: The shares shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on April 1, 2023, in each case subject to the Reporting Person's continued service as of each such date. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:27 UTC |
Goncalves JoanaChief Medical Officer
|
SaleCommon Stock | 2,265 | $10.20 | $23,103.00 |
DisclosureSEC source: 0001209191-23-010627 · doc4.xml · nonDerivative · entry 1 Goncalves Joana · CIK 0001756991 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,106 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| February 08, 2023 Filed Feb 12, 2024 22:13 UTC |
Goncalves JoanaCHIEF MEDICAL OFFICER
|
SaleCommon Stock | 7,770 | $0.53 | $4,118.10 |
DisclosureSEC source: 0001415889-24-003400 · form4-02122024_100214.xml · nonDerivative · entry 1 Goncalves Joana · CIK 0001756991 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,411 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on March 12, 2020 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 08, 2023 Filed Feb 12, 2024 22:16 UTC |
Terrillion ScottSEC'Y; CHIEF COMPLIANCE & G.C.
|
SaleCommon Stock | 7,770 | $0.53 | $4,118.10 |
DisclosureSEC source: 0001415889-24-003408 · form4-02122024_100232.xml · nonDerivative · entry 1 Terrillion Scott · CIK 0001706426 · SEC'Y; CHIEF COMPLIANCE & G.C. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,293 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on September 7, 2018 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 08, 2023 Filed Feb 12, 2024 22:15 UTC |
Maynard Ryan DCHIEF FINANCIAL OFFICER
|
SaleCommon Stock | 5,488 | $0.53 | $2,908.64 |
DisclosureSEC source: 0001415889-24-003404 · form4-02122024_100201.xml · nonDerivative · entry 1 Maynard Ryan D · CIK 0001363984 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,012 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on September 14, 2023 accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 23:38 UTC |
Posner ChristopherDirector · President and CEO
|
SaleCommon Stock | 4,191 | $11.80 | $49,453.80 |
DisclosureSEC source: 0001209191-23-007170 · doc4.xml · nonDerivative · entry 1 Posner Christopher · CIK 0001748265 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,370 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units reported in the Form 4 filed with the Securities and Exchange Commission on November 3, 2021 and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:18 UTC |
Goncalves JoanaChief Medical Officer
|
SaleCommon Stock | 2,265 | $10.81 | $24,484.65 |
DisclosureSEC source: 0001209191-23-004013 · doc4.xml · nonDerivative · entry 1 Goncalves Joana · CIK 0001756991 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,371 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| January 02, 2023 Filed Jan 19, 2023 22:49 UTC |
von Moltke LisaDirector
|
GrantStock Option (Right to Buy) · Derivative | 45,841 | $0.00 Strike: $10.74 | $0.00 |
DisclosureSEC source: 0001209191-23-004068 · doc4.xml · derivative · entry 1 von Moltke Lisa · CIK 0001808592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,841 Underlying: Common Stock · 45,841 shares Expires 2033-01-02 F1 · derivative.exercise_date: The shares shall vest and become exercisable in twelve (12) equal quarterly installments beginning on November 1, 2022, in each case subject to the Reporting Person's continued service as of each such date. Read SEC document |
| December 29, 2022 Filed Jan 3, 2023 21:32 UTC |
Goncalves JoanaChief Medical Officer
|
SaleCommon Stock | 2,265 | $10.18 | $23,057.70 |
DisclosureSEC source: 0001209191-23-000232 · doc4.xml · nonDerivative · entry 1 Goncalves Joana · CIK 0001756991 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,636 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| December 21, 2022 Filed Dec 23, 2022 21:53 UTC |
Goncalves JoanaChief Medical Officer
|
SaleCommon Stock | 2,992 | $11.27 | $33,719.84 |
DisclosureSEC source: 0001209191-22-062629 · doc4.xml · nonDerivative · entry 1 Goncalves Joana · CIK 0001756991 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,901 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units reported in the Form 4 filed with the Securities and Exchange Commission on December 21, 2021, and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| December 21, 2022 Filed Dec 23, 2022 21:54 UTC |
Menzaghi Frederique Ph.D.Chief Scientific Off,SVP-R&D
|
SaleCommon Stock | 3,506 | $11.27 | $39,512.62 |
DisclosureSEC source: 0001209191-22-062632 · doc4.xml · nonDerivative · entry 1 Menzaghi Frederique Ph.D. · CIK 0001597152 · Chief Scientific Off,SVP-R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,275 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units reported in the Form 4 filed with the Securities and Exchange Commission on December 21, 2021, and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| December 21, 2022 Filed Dec 23, 2022 21:52 UTC |
Terrillion ScottSec'y; Chief Compliance & G.C.
|
SaleCommon Stock | 2,561 | $11.27 | $28,862.47 |
DisclosureSEC source: 0001209191-22-062628 · doc4.xml · nonDerivative · entry 1 Terrillion Scott · CIK 0001706426 · Sec'y; Chief Compliance & G.C. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,783 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units reported in the Form 4 filed with the Securities and Exchange Commission on December 21, 2021, and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 22:23 UTC |
Posner ChristopherDirector · President and CEO
|
SaleCommon Stock | 14,470 | $11.13 | $161,051.10 |
DisclosureSEC source: 0001209191-22-057948 · doc4.xml · nonDerivative · entry 1 Posner Christopher · CIK 0001748265 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,561 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units reported in the Form 4 filed with the Securities and Exchange Commission on November 3, 2021, and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 16:21 UTC |
VOGELBAUM MARTINDirector
|
SaleCommon Stock | 10,800 | $10.28 | $111,024.00 |
DisclosureSEC source: 0001209191-22-050320 · doc4.xml · nonDerivative · entry 1 VOGELBAUM MARTIN · CIK 0001237624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,988 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.17 to $10.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 20:42 UTC |
Maynard Ryan DChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 225,000 | $0.00 Strike: $10.75 | $0.00 |
DisclosureSEC source: 0001209191-22-049931 · doc4.xml · derivative · entry 1 Maynard Ryan D · CIK 0001363984 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 225,000 shares Expires 2032-09-12 F1 · derivative.exercise_date: 25% of the shares will vest and become exercisable on September 12, 2023 and the remainder will vest over the following 36 equal monthly installments, in each case, subject to the Reporting Person's continued service to the Issuer as of each such date. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 17:13 UTC |
BAINS HARRISON M JRDirector
|
SaleCommon Stock | 7,200 | $9.05 | $65,160.00 |
DisclosureSEC source: 0001209191-22-042604 · doc4.xml · nonDerivative · entry 1 BAINS HARRISON M JR · CIK 0001202282 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,076 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on June 15, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.97 to $9.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 21:16 UTC |
Ives Jeffrey L.Director
|
SaleCommon Stock | 3,600 | $9.05 | $32,580.00 |
DisclosureSEC source: 0001209191-22-042606 · doc4.xml · nonDerivative · entry 1 Ives Jeffrey L. · CIK 0001614096 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,476 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on June 15, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.97 to $9.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 21:14 UTC |
Makara RichardVP, Head of Accting;Controller
|
GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-037523 · doc4.xml · nonDerivative · entry 1 Makara Richard · CIK 0001798130 · VP, Head of Accting;Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,583 F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) December 31, 2022, or (ii) the appointment of the Issuer's new Chief Financial Officer, subject to the Reporting Person's continued service to the Issuer as of such vesting date. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 21:52 UTC |
Shiff Susan Ph.D.Director
|
GrantStock Option (Right to Buy) · Derivative | 16,996 | $0.00 Strike: $8.42 | $0.00 |
DisclosureSEC source: 0001209191-22-034627 · doc4.xml · derivative · entry 2 Shiff Susan Ph.D. · CIK 0001811463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,996 Underlying: Common Stock · 16,996 shares Expires 2032-06-02 F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 2, 2023 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 21:52 UTC |
Shiff Susan Ph.D.Director
|
GrantCommon Stock | 11,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034627 · doc4.xml · nonDerivative · entry 1 Shiff Susan Ph.D. · CIK 0001811463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,076 F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 2, 2023 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 17:49 UTC |
VOGELBAUM MARTINDirector
|
GrantStock Option (Right to Buy) · Derivative | 33,993 | $0.00 Strike: $8.42 | $0.00 |
DisclosureSEC source: 0001209191-22-034624 · doc4.xml · derivative · entry 3 VOGELBAUM MARTIN · CIK 0001237624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,993 Underlying: Common Stock · 33,993 shares Expires 2032-06-02 F3 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 2, 2023 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 17:49 UTC |
VOGELBAUM MARTINDirector
|
GrantCommon Stock | 11,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034624 · doc4.xml · nonDerivative · entry 2 VOGELBAUM MARTIN · CIK 0001237624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,788 F2 · shares: Represents a one-time grant of 11,876 RSUs. Each RSU represents the contingent right to receive one share of the common stock of the Issuer. The RSUs are fully vested on the date of grant. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 17:49 UTC |
VOGELBAUM MARTINDirector
|
GrantCommon Stock | 23,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034624 · doc4.xml · nonDerivative · entry 1 VOGELBAUM MARTIN · CIK 0001237624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,912 F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 2, 2023 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 17:50 UTC |
BAINS HARRISON M JRDirector
|
GrantStock Option (Right to Buy) · Derivative | 16,996 | $0.00 Strike: $8.42 | $0.00 |
DisclosureSEC source: 0001209191-22-034625 · doc4.xml · derivative · entry 2 BAINS HARRISON M JR · CIK 0001202282 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,996 Underlying: Common Stock · 16,996 shares Expires 2032-06-02 F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 2, 2023 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 17:50 UTC |
BAINS HARRISON M JRDirector
|
GrantCommon Stock | 11,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034625 · doc4.xml · nonDerivative · entry 1 BAINS HARRISON M JR · CIK 0001202282 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,276 F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 2, 2023 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 21:51 UTC |
Ives Jeffrey L.Director
|
GrantStock Option (Right to Buy) · Derivative | 16,996 | $0.00 Strike: $8.42 | $0.00 |
DisclosureSEC source: 0001209191-22-034626 · doc4.xml · derivative · entry 2 Ives Jeffrey L. · CIK 0001614096 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,996 Underlying: Common Stock · 16,996 shares Expires 2032-06-02 F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 2, 2023 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 21:51 UTC |
Ives Jeffrey L.Director
|
GrantCommon Stock | 11,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034626 · doc4.xml · nonDerivative · entry 1 Ives Jeffrey L. · CIK 0001614096 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,076 F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 2, 2023 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| April 04, 2022 Filed Apr 5, 2022 21:48 UTC |
Posner ChristopherDirector · President and CEO
|
SaleCommon Stock | 2,006 | $12.67 | $25,416.02 |
DisclosureSEC source: 0001209191-22-023237 · doc4.xml · nonDerivative · entry 1 Posner Christopher · CIK 0001748265 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,031 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 on May 28, 2021 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units reported in the Form 4 filed with the Securities and Exchange Commission on November 3, 2021, and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 21:50 UTC |
Goncalves JoanaChief Medical Officer
|
SaleCommon Stock | 1,642 | $11.91 | $19,556.22 |
DisclosureSEC source: 0001209191-22-023248 · doc4.xml · nonDerivative · entry 1 Goncalves Joana · CIK 0001756991 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,893 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 on September 6, 2018 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units reported in the Form 4 filed with the Securities and Exchange Commission on April 1, 2021, and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 21:51 UTC |
Terrillion ScottSec'y; Chief Compliance & G.C.
|
SaleCommon Stock | 1,642 | $11.91 | $19,556.22 |
DisclosureSEC source: 0001209191-22-023249 · doc4.xml · nonDerivative · entry 1 Terrillion Scott · CIK 0001706426 · Sec'y; Chief Compliance & G.C. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,344 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 on September 6, 2018 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units reported in the Form 4 filed with the Securities and Exchange Commission on April 1, 2021, and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 21:49 UTC |
Menzaghi Frederique Ph.D.Chief Scientific Off,SVP-R&D
|
SaleCommon Stock | 1,784 | $11.91 | $21,247.44 |
DisclosureSEC source: 0001209191-22-023241 · doc4.xml · nonDerivative · entry 1 Menzaghi Frederique Ph.D. · CIK 0001597152 · Chief Scientific Off,SVP-R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,781 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 on September 6, 2018 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units reported in the Form 4 filed with the Securities and Exchange Commission on April 1, 2021, and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 22:54 UTC |
Reilly Thomas CharlesChief Financial Officer
|
SaleCommon Stock | 2,044 | $11.38 | $23,260.72 |
DisclosureSEC source: 0001209191-22-016438 · doc4.xml · nonDerivative · entry 1 Reilly Thomas Charles · CIK 0001827590 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,811 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 on June 14, 2021 to satisfy the tax withholding obligations triggered by the vesting of performance-based RSUs reported in the Form 4 filed with the Securities and Exchange Commission on March 1, 2022, and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 22:51 UTC |
Terrillion ScottSec'y; Chief Compliance & G.C.
|
SaleCommon Stock | 1,787 | $11.38 | $20,336.06 |
DisclosureSEC source: 0001209191-22-016431 · doc4.xml · nonDerivative · entry 1 Terrillion Scott · CIK 0001706426 · Sec'y; Chief Compliance & G.C. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,986 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 on September 6, 2018 to satisfy the tax withholding obligations triggered by the vesting of performance-based RSUs reported in the Form 4 filed with the Securities and Exchange Commission on March 1, 2022, and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 21:18 UTC |
Reilly Thomas CharlesChief Financial Officer
|
GrantCommon Stock | 5,333 | $10.29 | $54,876.57 |
DisclosureSEC source: 0001209191-22-013992 · doc4.xml · nonDerivative · entry 2 Reilly Thomas Charles · CIK 0001827590 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,855 F2 · shares: Represents the number of shares that vested under a performance-based restricted stock unit award (the "RSU") based on the Issuer's satisfaction of certain performance criteria of the award. In light of the performance-based vesting conditions of the award, such shares were not reportable under Section 16 until vesting was determined, which occurred on February 28, 2022. The vested shares represents the last of three possible vesting events of the total number of shares subject to the award. Each RSU represents the contingent right to receive one share of common stock of the Issuer. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 21:19 UTC |
Terrillion ScottSec'y; Chief Compliance & G.C.
|
GrantCommon Stock | 5,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013994 · doc4.xml · nonDerivative · entry 3 Terrillion Scott · CIK 0001706426 · Sec'y; Chief Compliance & G.C. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,773 F3 · shares: Represents the number of shares that vested under a performance-based restricted stock unit award (the "RSU") based on the Issuer's satisfaction of certain performance criteria of the award. In light of the performance-based vesting conditions of the award, such shares were not reportable under Section 16 until vesting was determined, which occurred on February 28, 2022. The vested shares represents the last of three possible vesting events of the total number of shares subject to the award. Each RSU represents the contingent right to receive one share of common stock of the Issuer. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:14 UTC |
Goncalves JoanaChief Medical Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 80,000 | $0.00 Strike: $10.46 | $0.00 |
DisclosureSEC source: 0001209191-22-013983 · doc4.xml · derivative · entry 3 Goncalves Joana · CIK 0001756991 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2032-02-25 F3 · derivative.exercise_date: The shares shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on March 25, 2022, in each case subject to the Reporting Person's continued service as of each such date. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:14 UTC |
Goncalves JoanaChief Medical Officer
|
SaleCommon Stock | 1,972 | $10.29 | $20,291.88 |
DisclosureSEC source: 0001209191-22-013983 · doc4.xml · nonDerivative · entry 2 Goncalves Joana · CIK 0001756991 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,535 F2 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 on September 6, 2018 to satisfy the tax withholding obligations triggered by the vesting of RSUs reported in the Form 4 filed with the Securities and Exchange Commission on August 26, 2021, and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:14 UTC |
Goncalves JoanaChief Medical Officer
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013983 · doc4.xml · nonDerivative · entry 1 Goncalves Joana · CIK 0001756991 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,507 F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest in three equal annual installments on each of February 25, 2023, February 25, 2024 and February 25, 2025, in each case, subject to the Reporting Person's continued service (as that term is defined in the Issuer's 2014 Equity Incentive Plan) as of each such date. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:18 UTC |
Reilly Thomas CharlesChief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $10.46 | $0.00 |
DisclosureSEC source: 0001209191-22-013992 · doc4.xml · derivative · entry 3 Reilly Thomas Charles · CIK 0001827590 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2032-02-25 F3 · derivative.exercise_date: The shares shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on March 25, 2022, in each case subject to the Reporting Person's continued service as of each such date. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:18 UTC |
Reilly Thomas CharlesChief Financial Officer
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013992 · doc4.xml · nonDerivative · entry 1 Reilly Thomas Charles · CIK 0001827590 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,522 F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest in three equal annual installments on each of February 25, 2023, February 25, 2024 and February 25, 2025, in each case, subject to the Reporting Person's continued service (as that term is defined in the Issuer's 2014 Equity Incentive Plan) as of each such date. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:19 UTC |
Terrillion ScottSec'y; Chief Compliance & G.C.
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $10.46 | $0.00 |
DisclosureSEC source: 0001209191-22-013994 · doc4.xml · derivative · entry 4 Terrillion Scott · CIK 0001706426 · Sec'y; Chief Compliance & G.C. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2032-02-25 F4 · derivative.exercise_date: The shares shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on March 25, 2022, in each case subject to the Reporting Person's continued service as of each such date. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:19 UTC |
Terrillion ScottSec'y; Chief Compliance & G.C.
|
SaleCommon Stock | 1,972 | $10.29 | $20,291.88 |
DisclosureSEC source: 0001209191-22-013994 · doc4.xml · nonDerivative · entry 2 Terrillion Scott · CIK 0001706426 · Sec'y; Chief Compliance & G.C. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,440 F2 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 on September 6, 2018 to satisfy the tax withholding obligations triggered by the vesting of RSUs reported in the Form 4 filed with the Securities and Exchange Commission on August 26, 2021, and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:19 UTC |
Terrillion ScottSec'y; Chief Compliance & G.C.
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013994 · doc4.xml · nonDerivative · entry 1 Terrillion Scott · CIK 0001706426 · Sec'y; Chief Compliance & G.C. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,412 F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest in three equal annual installments on each of February 25, 2023, February 25, 2024 and February 25, 2025, in each case, subject to the Reporting Person's continued service (as that term is defined in the Issuer's 2014 Equity Incentive Plan) as of each such date. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:16 UTC |
Menzaghi Frederique Ph.D.Chief Scientific Off,SVP-R&D
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $10.46 | $0.00 |
DisclosureSEC source: 0001209191-22-013986 · doc4.xml · derivative · entry 3 Menzaghi Frederique Ph.D. · CIK 0001597152 · Chief Scientific Off,SVP-R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2032-02-25 F3 · derivative.exercise_date: The shares shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on March 25, 2022, in each case subject to the Reporting Person's continued service as of each such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.