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von Moltke Lisa

Disclosed activity across 3 companies

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37467
SEC CIK
0001808592

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Seres Therapeutics, Inc.MCRB · Entity 7191See RemarksFebruary 15, 2025February 20, 2025
Tvardi Therapeutics, Inc.CARA · Entity 7579DirectorJune 04, 2024June 06, 2024
Zenas BioPharma, Inc.ZBIO · Entity 275See RemarksJune 15, 2026June 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Seres Therapeutics, Inc.

Report date February 15, 2025 · Filed February 20, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect39,875 Ending reported balance After 2025-02-18 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2025-02-15 · Exercise / conversion · Acquired 2,969 · Balance 35,384

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Row 2 · 2025-02-15 · Exercise / conversion · Acquired 8,907 · Balance 44,291

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Row 3 · 2025-02-18 · Sale · Disposed 4,416 · Balance 39,875

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 11, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.81 to $0.8376, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect23,750 Reported balance After 2025-02-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-02-15 · Exercise / conversion · Disposed 2,969 · Balance 23,750

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect26,718 Reported balance After 2025-02-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-02-15 · Exercise / conversion · Disposed 8,907 · Balance 26,718

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F5: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 11, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.81 to $0.8376, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F5: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Tvardi Therapeutics, Inc.

Report date June 04, 2024 · Filed June 06, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect183,009 Reported balance After 2024-06-04 transaction · row 1
1 source row

Row 1 · 2024-06-04 · Grant · Acquired 150,647 · Balance 183,009

F1: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.66 · Expires 2034-06-04Direct195,000 Reported balance After 2024-06-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-06-04 · Grant · Acquired 195,000 · Balance 195,000

F2: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

F2: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Zenas BioPharma, Inc.

Report date June 15, 2026 · Filed June 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.71 · Expires 2036-06-15Direct150,000 Reported balance After 2026-06-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-15 · Grant · Acquired 150,000 · Balance 150,000

F1: The option vests as to 25% of the underlying shares of common stock on June 15, 2027, the first anniversary of the vesting commencement date, and as to the remaining shares, in equal monthly installments over 36 months thereafter, subject to continued service.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests as to 25% of the underlying shares of common stock on June 15, 2027, the first anniversary of the vesting commencement date, and as to the remaining shares, in equal monthly installments over 36 months thereafter, subject to continued service.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2026 Filed Jun 17, 2026 22:02 UTC Zenas BioPharma, Inc. ZBIO · Entity 275 GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $18.71 $0.00
Disclosure

SEC source: 0001104659-26-075254 · tm2618042-6_4seq1.xml · derivative · entry 1

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2036-06-15

F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares of common stock on June 15, 2027, the first anniversary of the vesting commencement date, and as to the remaining shares, in equal monthly installments over 36 months thereafter, subject to continued service.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 20:01 UTC Zenas BioPharma, Inc. ZBIO · Entity 275 GrantStock Option (Right to Buy) · Derivative 400,000 $0.00 Strike: $8.72 $0.00
Disclosure

SEC source: 0001104659-25-035996 · tm2512517-1_4seq1.xml · derivative · entry 1

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2035-04-14

F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares of common stock on March 17, 2025, the first anniversary of the vesting commencement date, and as to the remaining shares, in equal month installments over 36 months thereafter, subject to continued service.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 01:05 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 SaleCommon Stock 4,416 $0.81 $3,579.17
Disclosure

SEC source: 0000950170-25-023569 · ownership.xml · nonDerivative · entry 3

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,875

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 11, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.81 to $0.8376, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:05 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 Exercise / conversionRestricted Stock Units · Derivative 8,907 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023569 · ownership.xml · derivative · entry 5

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,718

Underlying: Common Stock · 8,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F5 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F5 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:05 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 Exercise / conversionRestricted Stock Units · Derivative 2,969 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023569 · ownership.xml · derivative · entry 4

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,750

Underlying: Common Stock · 2,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:05 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 Exercise / conversionCommon Stock 8,907 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023569 · ownership.xml · nonDerivative · entry 2

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:05 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 Exercise / conversionCommon Stock 2,969 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023569 · ownership.xml · nonDerivative · entry 1

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:15 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 GrantStock Option (Right to Buy) · Derivative 650,000 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0000950170-25-017911 · ownership.xml · derivative · entry 1

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires 2035-02-06

F1 · derivative.exercise_date: The option will vest as to 25% of the shares on February 7, 2026. The remainder of the shares will vest in 12 equal quarterly installments thereafter.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:20 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 SaleCommon Stock 977 $0.54 $528.26
Disclosure

SEC source: 0000950170-24-128626 · ownership.xml · nonDerivative · entry 2

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,415

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 11, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.5406 to $0.5442, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:20 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 Exercise / conversionRestricted Stock Units · Derivative 2,969 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128626 · ownership.xml · derivative · entry 3

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,719

Underlying: Common Stock · 2,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:20 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 Exercise / conversionCommon Stock 2,969 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128626 · ownership.xml · nonDerivative · entry 1

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
October 28, 2024 Filed Oct 29, 2024 22:33 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 SaleCommon Stock 4,334 $0.69 $2,991.33
Disclosure

SEC source: 0000950170-24-118424 · ownership.xml · nonDerivative · entry 2

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,423

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on July 2, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F4 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.69 to $ 0.7011, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 27, 2024 Filed Oct 29, 2024 22:33 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 Exercise / conversionRestricted Stock Units · Derivative 13,744 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-118424 · ownership.xml · derivative · entry 3

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

F1 · derivative.exercise_date: On February 3, 2023, the reporting person was granted an award of 27,489 restricted stock units ("RSUs"), which vest in the form of shares of the Issuer's common stock in two substantially equal installments upon the satisfaction of certain performance criteria. On April 27, 2023 (the "Initial Milestone Date"), the Issuer's Administrator determined that the performance criteria for the first installment were met, resulting in the vesting and settlement of the award as to 13,745 RSUs on October 27, 2023, the date that was six months from the Initial Milestone Date. The remaining 13,744 RSUs vested and settled on October 27, 2024, the date that was eighteen months from the Initial Milestone Date.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

Read SEC document
October 27, 2024 Filed Oct 29, 2024 22:33 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 Exercise / conversionCommon Stock 13,744 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-118424 · ownership.xml · nonDerivative · entry 1

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 3, 2023, the reporting person was granted an award of 27,489 restricted stock units ("RSUs"), which vest in the form of shares of the Issuer's common stock in two substantially equal installments upon the satisfaction of certain performance criteria. On April 27, 2023 (the "Initial Milestone Date"), the Issuer's Administrator determined that the performance criteria for the first installment were met, resulting in the vesting and settlement of the award as to 13,745 RSUs on October 27, 2023, the date that was six months from the Initial Milestone Date. The remaining 13,744 RSUs vested and settled on October 27, 2024, the date that was eighteen months from the Initial Milestone Date.

F2 · price: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 21:45 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 SaleCommon Stock 973 $0.84 $817.32
Disclosure

SEC source: 0000950170-24-098717 · ownership.xml · nonDerivative · entry 2

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,013

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 11, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.8414 to $0.890001, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:45 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 Exercise / conversionRestricted Stock Units · Derivative 2,969 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-098717 · ownership.xml · derivative · entry 3

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,688

Underlying: Common Stock · 2,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:45 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 Exercise / conversionCommon Stock 2,969 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098717 · ownership.xml · nonDerivative · entry 1

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:26 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 GrantStock Option (Right to Buy) · Derivative 195,000 $0.00 Strike: $0.66 $0.00
Disclosure

SEC source: 0001415889-24-015763 · form4-06062024_080647.xml · derivative · entry 2

von Moltke Lisa · CIK 0001808592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 195,000 shares

Expires 2034-06-04

F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:26 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 GrantCommon Stock 150,647 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015763 · form4-06062024_080647.xml · nonDerivative · entry 1

von Moltke Lisa · CIK 0001808592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,009

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
May 15, 2024 Filed May 18, 2024 00:23 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 Exercise / conversionRestricted Stock Units · Derivative 2,968 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062061 · ownership.xml · derivative · entry 3

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,657

Underlying: Common Stock · 2,968 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
May 15, 2024 Filed May 18, 2024 00:23 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 SaleCommon Stock 939 $0.94 $882.66
Disclosure

SEC source: 0000950170-24-062061 · ownership.xml · nonDerivative · entry 2

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,017

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 11, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.94 to $0.943, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 15, 2024 Filed May 18, 2024 00:23 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 Exercise / conversionCommon Stock 2,968 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-062061 · ownership.xml · nonDerivative · entry 1

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

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February 16, 2024 Filed Feb 17, 2024 02:21 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 SaleCommon Stock 4,400 $1.08 $4,752.00
Disclosure

SEC source: 0000950170-24-016690 · ownership.xml · nonDerivative · entry 2

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,988

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 11, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the price. These shares were sold in multiple transactions at prices ranging from $1.08 to $1.115, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 15, 2024 Filed Feb 17, 2024 02:21 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 Exercise / conversionRestricted Stock Units · Derivative 11,875 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-016690 · ownership.xml · derivative · entry 6

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,625

Underlying: Common Stock · 11,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F7 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F7 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

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February 15, 2024 Filed Feb 17, 2024 02:21 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 Exercise / conversionCommon Stock 11,875 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-016690 · ownership.xml · nonDerivative · entry 1

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
February 14, 2024 Filed Feb 17, 2024 02:21 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 GrantRestricted Stock Units · Derivative 35,625 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-016690 · ownership.xml · derivative · entry 5

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,625

Underlying: Common Stock · 35,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F6 · derivative.exercise_date: The restricted stock units will vest and settle as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F6 · derivative.expiration_date: The restricted stock units will vest and settle as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

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February 14, 2024 Filed Feb 17, 2024 02:21 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 GrantStock Option (Right to Buy) · Derivative 287,905 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0000950170-24-016690 · ownership.xml · derivative · entry 4

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 287,905

Underlying: Common Stock · 287,905 shares

Expires 2034-02-13

F5 · derivative.exercise_date: The option will vest, if at all, in two substantially equal installments upon achievement of a 30-day trailing average public market closing price per share of the Issuer's common stock greater than or equal to $3.00 and $5.00, respectively.

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February 14, 2024 Filed Feb 17, 2024 02:21 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 GrantStock Option (Right to Buy) · Derivative 213,750 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0000950170-24-016690 · ownership.xml · derivative · entry 3

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 213,750

Underlying: Common Stock · 213,750 shares

Expires 2034-02-13

F4 · derivative.exercise_date: The option will vest as to 25% of the shares on February 14, 2025. The remainder of the shares will vest in 12 equal quarterly installments thereafter.

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October 30, 2023 Filed Nov 1, 2023 01:36 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 SaleCommon Stock 4,232 $1.35 $5,713.20
Disclosure

SEC source: 0000899243-23-020070 · doc4.xml · nonDerivative · entry 2

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,513

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on July 2, 2023, solely with the intent to cover taxes in connection with the vesting of the RSUs.

F3 · price: The price reported in column 4 is a weighted average of the price. These shares were sold in multiple transactions at prices ranging from $1.3406 to $1.4115, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 27, 2023 Filed Nov 1, 2023 01:36 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 Exercise / conversionRestricted Stock Units · Derivative 13,745 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-020070 · doc4.xml · derivative · entry 4

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,744

Underlying: Common Stock · 13,745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

F1 · shares: On February 3, 2023, the reporting person was granted an award of 27,489 restricted stock units ("RSUs"), which vest in the form of shares of the Issuer's common stock in two substantially equal installments upon the satisfaction of certain performance criteria. On April 27, 2023 (the "Initial Milestone Date"), the Issuer's Administrator determined that the performance criteria for the first installment were met, resulting in the vesting and settlement of the award as to 13,745 RSUs on October 27, 2023, the date that was six months from the Initial Milestone Date. The remaining 13,744 RSUs shall vest on October 27, 2024, the date that is eighteen months from the Initial Milestone Date.

F1 · derivative.exercise_date: On February 3, 2023, the reporting person was granted an award of 27,489 restricted stock units ("RSUs"), which vest in the form of shares of the Issuer's common stock in two substantially equal installments upon the satisfaction of certain performance criteria. On April 27, 2023 (the "Initial Milestone Date"), the Issuer's Administrator determined that the performance criteria for the first installment were met, resulting in the vesting and settlement of the award as to 13,745 RSUs on October 27, 2023, the date that was six months from the Initial Milestone Date. The remaining 13,744 RSUs shall vest on October 27, 2024, the date that is eighteen months from the Initial Milestone Date.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

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October 27, 2023 Filed Nov 1, 2023 01:36 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 Exercise / conversionCommon Stock 13,745 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-020070 · doc4.xml · nonDerivative · entry 1

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 3, 2023, the reporting person was granted an award of 27,489 restricted stock units ("RSUs"), which vest in the form of shares of the Issuer's common stock in two substantially equal installments upon the satisfaction of certain performance criteria. On April 27, 2023 (the "Initial Milestone Date"), the Issuer's Administrator determined that the performance criteria for the first installment were met, resulting in the vesting and settlement of the award as to 13,745 RSUs on October 27, 2023, the date that was six months from the Initial Milestone Date. The remaining 13,744 RSUs shall vest on October 27, 2024, the date that is eighteen months from the Initial Milestone Date.

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June 01, 2023 Filed Jun 5, 2023 20:36 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 GrantStock Option (Right to Buy) · Derivative 44,961 $0.00 Strike: $3.09 $0.00
Disclosure

SEC source: 0001209191-23-034341 · doc4.xml · derivative · entry 2

von Moltke Lisa · CIK 0001808592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,961

Underlying: Common Stock · 44,961 shares

Expires 2033-06-01

F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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June 01, 2023 Filed Jun 5, 2023 20:36 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 GrantCommon Stock 32,362 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034341 · doc4.xml · nonDerivative · entry 1

von Moltke Lisa · CIK 0001808592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,362

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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April 27, 2023 Filed Nov 1, 2023 01:36 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 GrantRestricted Stock Units · Derivative 27,489 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-020070 · doc4.xml · derivative · entry 3

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,489

Underlying: Common Stock · 27,489 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

F1 · shares: On February 3, 2023, the reporting person was granted an award of 27,489 restricted stock units ("RSUs"), which vest in the form of shares of the Issuer's common stock in two substantially equal installments upon the satisfaction of certain performance criteria. On April 27, 2023 (the "Initial Milestone Date"), the Issuer's Administrator determined that the performance criteria for the first installment were met, resulting in the vesting and settlement of the award as to 13,745 RSUs on October 27, 2023, the date that was six months from the Initial Milestone Date. The remaining 13,744 RSUs shall vest on October 27, 2024, the date that is eighteen months from the Initial Milestone Date.

F1 · derivative.exercise_date: On February 3, 2023, the reporting person was granted an award of 27,489 restricted stock units ("RSUs"), which vest in the form of shares of the Issuer's common stock in two substantially equal installments upon the satisfaction of certain performance criteria. On April 27, 2023 (the "Initial Milestone Date"), the Issuer's Administrator determined that the performance criteria for the first installment were met, resulting in the vesting and settlement of the award as to 13,745 RSUs on October 27, 2023, the date that was six months from the Initial Milestone Date. The remaining 13,744 RSUs shall vest on October 27, 2024, the date that is eighteen months from the Initial Milestone Date.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

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February 03, 2023 Filed Feb 7, 2023 22:48 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 GrantStock Option (Right to Buy) · Derivative 95,000 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0000899243-23-004210 · doc4.xml · derivative · entry 2

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 95,000 shares

Expires 2033-02-02

F3 · derivative.exercise_date: The option will vest as to 25% of the shares on February 3, 2024. The remainder of the shares will vest in 12 equal quarterly installments thereafter.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 22:48 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 GrantRestricted Stock Units · Derivative 47,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-004210 · doc4.xml · derivative · entry 1

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 47,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The restricted stock units will vest and settle as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units will vest and settle in 12 equal quarterly installments thereafter.

F2 · derivative.expiration_date: The restricted stock units will vest and settle as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units will vest and settle in 12 equal quarterly installments thereafter.

Read SEC document
January 02, 2023 Filed Jan 19, 2023 22:49 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 GrantStock Option (Right to Buy) · Derivative 45,841 $0.00 Strike: $10.74 $0.00
Disclosure

SEC source: 0001209191-23-004068 · doc4.xml · derivative · entry 1

von Moltke Lisa · CIK 0001808592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,841

Underlying: Common Stock · 45,841 shares

Expires 2033-01-02

F1 · derivative.exercise_date: The shares shall vest and become exercisable in twelve (12) equal quarterly installments beginning on November 1, 2022, in each case subject to the Reporting Person's continued service as of each such date.

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February 04, 2022 Filed Feb 9, 2022 02:30 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 GrantStock Option (Right to Buy) · Derivative 175,000 $0.00 Strike: $7.38 $0.00
Disclosure

SEC source: 0000899243-22-005317 · doc4.xml · derivative · entry 1

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2032-02-03

F1 · derivative.exercise_date: The option will vest as to 25% of the shares on February 4, 2023. The remainder of the shares will vest in 12 equal quarterly installments thereafter.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 23:53 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 GrantStock Option (Right to Buy) · Derivative 110,000 $0.00 Strike: $26.34 $0.00
Disclosure

SEC source: 0000899243-21-005250 · doc4.xml · derivative · entry 1

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2031-02-03

F1 · derivative.exercise_date: The option will vest as to 25% of the shares on February 4, 2022. The remainder of the shares will vest in 12 equal quarterly installments thereafter.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:18 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 GrantStock Option (Right to Buy) · Derivative 325,000 $0.00 Strike: $3.32 $0.00
Disclosure

SEC source: 0000899243-20-010407 · doc4.xml · derivative · entry 1

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 325,000 shares

Expires 2030-04-05

F1 · derivative.exercise_date: The option will vest as to 25% of the underlying shares on the first anniversary of April 6, 2020 and as to an additional 6.25% upon the completion of each three-month period of continuous service to the company thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.