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Nasdaq · USD

TVRD

Tvardi Therapeutics, Inc.

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7579
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0001346830
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326

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2025 Filed Mar 4, 2025 21:59 UTC
Posner ChristopherDirector · PRESIDENT AND CEO
SaleCommon Stock 583 $4.75 $2,769.25
Disclosure

SEC source: 0001415889-25-006576 · form4-03042025_090317.xml · nonDerivative · entry 1

Posner Christopher · CIK 0001748265 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,109

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.75 to $4.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:58 UTC
Terrillion ScottSEC'Y; CHIEF COMPLIANCE & G.C.
SaleCommon Stock 163 $4.76 $775.88
Disclosure

SEC source: 0001415889-25-006575 · form4-03042025_090329.xml · nonDerivative · entry 1

Terrillion Scott · CIK 0001706426 · SEC'Y; CHIEF COMPLIANCE & G.C.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,190

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on September 7, 2018 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.75 to $4.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: The total number of securities reported as beneficially owned following the reported transaction reflects the 1-for-12 reverse stock split that was effected by the Issuer on December 30, 2024.

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February 04, 2025 Filed Feb 7, 2025 00:15 UTC
Posner ChristopherDirector · PRESIDENT AND CEO
SaleCommon Stock 372 $4.72 $1,755.84
Disclosure

SEC source: 0001415889-25-003295 · form4-02072025_120231.xml · nonDerivative · entry 1

Posner Christopher · CIK 0001748265 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,692

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.72 to $4.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: The total number of securities reported as beneficially owned following the reported transaction reflects the 1-for-12 reverse stock split that was effected by the Issuer on December 30, 2024.

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November 04, 2024 Filed Nov 6, 2024 21:51 UTC
Posner ChristopherDirector · PRESIDENT AND CEO
SaleCommon Stock 3,668 $0.29 $1,063.72
Disclosure

SEC source: 0001415889-24-026248 · form4-11062024_091118.xml · nonDerivative · entry 1

Posner Christopher · CIK 0001748265 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,768

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 20:05 UTC
Posner ChristopherDirector · PRESIDENT AND CEO
SaleCommon Stock 4,149 $0.35 $1,452.15
Disclosure

SEC source: 0001415889-24-020605 · form4-08022024_040806.xml · nonDerivative · entry 1

Posner Christopher · CIK 0001748265 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,436

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:26 UTC GrantStock Option (Right to Buy) · Derivative 195,000 $0.00 Strike: $0.66 $0.00
Disclosure

SEC source: 0001415889-24-015763 · form4-06062024_080647.xml · derivative · entry 2

von Moltke Lisa · CIK 0001808592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 195,000 shares

Expires 2034-06-04

F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:26 UTC GrantCommon Stock 150,647 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015763 · form4-06062024_080647.xml · nonDerivative · entry 1

von Moltke Lisa · CIK 0001808592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,009

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:24 UTC GrantStock Option (Right to Buy) · Derivative 195,000 $0.00 Strike: $0.66 $0.00
Disclosure

SEC source: 0001415889-24-015756 · form4-06062024_080626.xml · derivative · entry 2

Shiff Susan Ph.D. · CIK 0001811463 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 195,000 shares

Expires 2034-06-04

F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:24 UTC GrantCommon Stock 150,647 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015756 · form4-06062024_080626.xml · nonDerivative · entry 1

Shiff Susan Ph.D. · CIK 0001811463 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,085

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:28 UTC GrantStock Option (Right to Buy) · Derivative 195,000 $0.00 Strike: $0.66 $0.00
Disclosure

SEC source: 0001415889-24-015765 · form4-06062024_080604.xml · derivative · entry 2

Boudreau Helen M · CIK 0001661481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 195,000 shares

Expires 2034-06-04

F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:28 UTC GrantCommon Stock 150,647 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015765 · form4-06062024_080604.xml · nonDerivative · entry 1

Boudreau Helen M · CIK 0001661481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,647

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 16:22 UTC GrantStock Option (Right to Buy) · Derivative 390,000 $0.00 Strike: $0.66 $0.00
Disclosure

SEC source: 0001415889-24-015751 · form4-06062024_080626.xml · derivative · entry 2

VOGELBAUM MARTIN · CIK 0001237624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,000

Underlying: Common Stock · 390,000 shares

Expires 2034-06-04

F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 16:22 UTC GrantCommon Stock 301,295 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015751 · form4-06062024_080626.xml · nonDerivative · entry 1

VOGELBAUM MARTIN · CIK 0001237624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 411,007

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:25 UTC GrantStock Option (Right to Buy) · Derivative 195,000 $0.00 Strike: $0.66 $0.00
Disclosure

SEC source: 0001415889-24-015760 · form4-06062024_080636.xml · derivative · entry 2

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 195,000 shares

Expires 2034-06-04

F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:25 UTC GrantCommon Stock 150,647 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015760 · form4-06062024_080636.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,485

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
May 02, 2024 Filed May 6, 2024 20:15 UTC
Posner ChristopherDirector · PRESIDENT AND CEO
SaleCommon Stock 3,936 $0.75 $2,952.00
Disclosure

SEC source: 0001415889-24-012322 · form4-05062024_040544.xml · nonDerivative · entry 1

Posner Christopher · CIK 0001748265 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,585

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $0.75 to $0.76 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 20:22 UTC
Goncalves JoanaCHIEF MEDICAL OFFICER
SaleCommon Stock 2,753 $0.83 $2,284.99
Disclosure

SEC source: 0001415889-24-010570 · form4-04092024_080455.xml · nonDerivative · entry 1

Goncalves Joana · CIK 0001756991 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,365

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on March 12, 2020 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 20:21 UTC
Terrillion ScottSEC'Y; CHIEF COMPLIANCE & G.C.
SaleCommon Stock 2,753 $0.83 $2,284.99
Disclosure

SEC source: 0001415889-24-010569 · form4-04092024_080453.xml · nonDerivative · entry 1

Terrillion Scott · CIK 0001706426 · SEC'Y; CHIEF COMPLIANCE & G.C.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,247

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on September 7, 2018 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:13 UTC
Goncalves JoanaCHIEF MEDICAL OFFICER
SaleCommon Stock 3,293 $0.89 $2,930.77
Disclosure

SEC source: 0001415889-24-006265 · form4-03042024_090307.xml · nonDerivative · entry 1

Goncalves Joana · CIK 0001756991 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,118

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on March 12, 2020 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:19 UTC
Posner ChristopherDirector · PRESIDENT AND CEO
SaleCommon Stock 5,834 $0.89 $5,192.26
Disclosure

SEC source: 0001415889-24-006273 · form4-03042024_090323.xml · nonDerivative · entry 1

Posner Christopher · CIK 0001748265 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,521

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:24 UTC
Terrillion ScottSEC'Y; CHIEF COMPLIANCE & G.C.
SaleCommon Stock 3,293 $0.89 $2,930.77
Disclosure

SEC source: 0001415889-24-006282 · form4-03042024_090307.xml · nonDerivative · entry 1

Terrillion Scott · CIK 0001706426 · SEC'Y; CHIEF COMPLIANCE & G.C.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,000

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on September 7, 2018 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 22:10 UTC
Posner ChristopherDirector · PRESIDENT AND CEO
SaleCommon Stock 35,575 $0.53 $18,854.75
Disclosure

SEC source: 0001415889-24-003395 · form4-02122024_100215.xml · nonDerivative · entry 1

Posner Christopher · CIK 0001748265 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,355

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:30 UTC
Goncalves JoanaCHIEF MEDICAL OFFICER
GrantCommon Stock 13,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002522 · form4-02052024_090202.xml · nonDerivative · entry 1

Goncalves Joana · CIK 0001756991 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,181

F1 · shares: Represents the number of shares that vested under a performance-based restricted stock unit award (the "Award") granted on March 1, 2023 based on the Issuer's satisfaction of certain performance criteria of the Award. In light of the performance-based vesting conditions of the Award, such shares were not reportable under Section 16 until vesting was determined. On February 1, 2024, the Compensation Committee of the Issuer's Board of Directors certified a 50% level of achievement against the Award's performance goals.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:34 UTC
Terrillion ScottSEC'Y; CHIEF COMPLIANCE & G.C.
GrantCommon Stock 13,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002536 · form4-02052024_090253.xml · nonDerivative · entry 1

Terrillion Scott · CIK 0001706426 · SEC'Y; CHIEF COMPLIANCE & G.C.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,063

F1 · shares: Represents the number of shares that vested under a performance-based restricted stock unit award (the "Award") granted on March 1, 2023 based on the Issuer's satisfaction of certain performance criteria of the Award. In light of the performance-based vesting conditions of the Award, such shares were not reportable under Section 16 until vesting was determined. On February 1, 2024, the Compensation Committee of the Issuer's Board of Directors certified a 50% level of achievement against the Award's performance goals.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:32 UTC
Maynard Ryan DCHIEF FINANCIAL OFFICER
GrantCommon Stock 13,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002528 · form4-02052024_090254.xml · nonDerivative · entry 1

Maynard Ryan D · CIK 0001363984 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,500

F1 · shares: Represents the number of shares that vested under a performance-based restricted stock unit award (the "Award") granted on March 1, 2023 based on the Issuer's satisfaction of certain performance criteria of the Award. In light of the performance-based vesting conditions of the Award, such shares were not reportable under Section 16 until vesting was determined. On February 1, 2024, the Compensation Committee of the Issuer's Board of Directors certified a 50% level of achievement against the Award's performance goals.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:28 UTC
Menzaghi Frederique Ph.D.CHIEF SCIENTIFIC OFF,SVP-R&D
GrantCommon Stock 13,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002515 · form4-02052024_090257.xml · nonDerivative · entry 1

Menzaghi Frederique Ph.D. · CIK 0001597152 · CHIEF SCIENTIFIC OFF,SVP-R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,247

F1 · shares: Represents the number of shares that vested under a performance-based restricted stock unit award (the "Award") granted on March 1, 2023 based on the Issuer's satisfaction of certain performance criteria of the Award. In light of the performance-based vesting conditions of the Award, such shares were not reportable under Section 16 until vesting was determined. On February 1, 2024, the Compensation Committee of the Issuer's Board of Directors certified a 50% level of achievement against the Award's performance goals.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:26 UTC
Posner ChristopherDirector · PRESIDENT AND CEO
SaleCommon Stock 4,981 $0.55 $2,739.55
Disclosure

SEC source: 0001415889-24-002513 · form4-02052024_090257.xml · nonDerivative · entry 2

Posner Christopher · CIK 0001748265 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,930

F2 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $0.55 to $0.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:26 UTC
Posner ChristopherDirector · PRESIDENT AND CEO
GrantCommon Stock 62,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002513 · form4-02052024_090257.xml · nonDerivative · entry 1

Posner Christopher · CIK 0001748265 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,911

F1 · shares: Represents the number of shares that vested under a performance-based restricted stock unit award (the "Award") granted on March 1, 2023 based on the Issuer's satisfaction of certain performance criteria of the Award. In light of the performance-based vesting conditions of the Award, such shares were not reportable under Section 16 until vesting was determined. On February 1, 2024, the Compensation Committee of the Issuer's Board of Directors certified a 50% level of achievement against the Award's performance goals.

Read SEC document
November 02, 2023 Filed Nov 3, 2023 20:37 UTC
Posner ChristopherDirector · President and CEO
SaleCommon Stock 3,796 $1.22 $4,631.12
Disclosure

SEC source: 0001209191-23-054332 · doc4.xml · nonDerivative · entry 1

Posner Christopher · CIK 0001748265 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,411

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 21:21 UTC
Posner ChristopherDirector · President and CEO
SaleCommon Stock 4,307 $3.07 $13,222.49
Disclosure

SEC source: 0001209191-23-044636 · doc4.xml · nonDerivative · entry 1

Posner Christopher · CIK 0001748265 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 168,207

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.07 to $3.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 21:20 UTC GrantStock Option (Right to Buy) · Derivative 155,747 $0.00 Strike: $3.09 $0.00
Disclosure

SEC source: 0001209191-23-044635 · doc4.xml · derivative · entry 1

Boudreau Helen M · CIK 0001661481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,747

Underlying: Common Stock · 155,747 shares

Expires 2033-08-02

F1 · derivative.exercise_date: This option shall vest and become exercisable in twelve (12) equal quarterly installments beginning on August 2, 2023 such that the option will be fully vested and exercisable on August 2, 2026, subject to the Reporting Person's continued service to the Issuer on each such date.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 20:07 UTC
Goncalves JoanaChief Medical Officer
SaleCommon Stock 2,723 $3.51 $9,557.73
Disclosure

SEC source: 0001209191-23-039882 · doc4.xml · nonDerivative · entry 1

Goncalves Joana · CIK 0001756991 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,681

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on March 12, 2020 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.45 to $3.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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June 23, 2023 Filed Jun 27, 2023 20:09 UTC
Terrillion ScottSec'y; Chief Compliance & G.C.
SaleCommon Stock 2,483 $3.51 $8,715.33
Disclosure

SEC source: 0001209191-23-039884 · doc4.xml · nonDerivative · entry 1

Terrillion Scott · CIK 0001706426 · Sec'y; Chief Compliance & G.C.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,563

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on September 7, 2018 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

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June 23, 2023 Filed Jun 27, 2023 20:08 UTC
Menzaghi Frederique Ph.D.Chief Scientific Off,SVP-R&D
SaleCommon Stock 2,993 $3.51 $10,505.43
Disclosure

SEC source: 0001209191-23-039883 · doc4.xml · nonDerivative · entry 1

Menzaghi Frederique Ph.D. · CIK 0001597152 · Chief Scientific Off,SVP-R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 153,747

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on September 5, 2018 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.51 to $3.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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June 01, 2023 Filed Jun 5, 2023 20:36 UTC GrantStock Option (Right to Buy) · Derivative 44,961 $0.00 Strike: $3.09 $0.00
Disclosure

SEC source: 0001209191-23-034341 · doc4.xml · derivative · entry 2

von Moltke Lisa · CIK 0001808592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,961

Underlying: Common Stock · 44,961 shares

Expires 2033-06-01

F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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June 01, 2023 Filed Jun 5, 2023 20:36 UTC GrantCommon Stock 32,362 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034341 · doc4.xml · nonDerivative · entry 1

von Moltke Lisa · CIK 0001808592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,362

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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June 01, 2023 Filed Jun 5, 2023 20:34 UTC GrantStock Option (Right to Buy) · Derivative 44,961 $0.00 Strike: $3.09 $0.00
Disclosure

SEC source: 0001209191-23-034330 · doc4.xml · derivative · entry 2

Shiff Susan Ph.D. · CIK 0001811463 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,961

Underlying: Common Stock · 44,961 shares

Expires 2033-06-01

F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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June 01, 2023 Filed Jun 5, 2023 20:34 UTC GrantCommon Stock 32,362 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034330 · doc4.xml · nonDerivative · entry 1

Shiff Susan Ph.D. · CIK 0001811463 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,438

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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June 01, 2023 Filed Jun 5, 2023 16:29 UTC GrantStock Option (Right to Buy) · Derivative 89,923 $0.00 Strike: $3.09 $0.00
Disclosure

SEC source: 0001209191-23-034300 · doc4.xml · derivative · entry 2

VOGELBAUM MARTIN · CIK 0001237624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,923

Underlying: Common Stock · 89,923 shares

Expires 2033-06-01

F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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June 01, 2023 Filed Jun 5, 2023 16:29 UTC GrantCommon Stock 64,724 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034300 · doc4.xml · nonDerivative · entry 1

VOGELBAUM MARTIN · CIK 0001237624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,712

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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June 01, 2023 Filed Jun 5, 2023 16:31 UTC GrantStock Option (Right to Buy) · Derivative 44,961 $0.00 Strike: $3.09 $0.00
Disclosure

SEC source: 0001209191-23-034322 · doc4.xml · derivative · entry 2

BAINS HARRISON M JR · CIK 0001202282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,961

Underlying: Common Stock · 44,961 shares

Expires 2033-06-01

F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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June 01, 2023 Filed Jun 5, 2023 16:31 UTC GrantCommon Stock 32,362 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034322 · doc4.xml · nonDerivative · entry 1

BAINS HARRISON M JR · CIK 0001202282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,438

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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June 01, 2023 Filed Jun 5, 2023 20:33 UTC GrantStock Option (Right to Buy) · Derivative 44,961 $0.00 Strike: $3.09 $0.00
Disclosure

SEC source: 0001209191-23-034327 · doc4.xml · derivative · entry 2

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,961

Underlying: Common Stock · 44,961 shares

Expires 2033-06-01

F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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June 01, 2023 Filed Jun 5, 2023 20:33 UTC GrantCommon Stock 32,362 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034327 · doc4.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,838

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

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May 05, 2023 Filed May 9, 2023 20:22 UTC
Posner ChristopherDirector · President and CEO
SaleCommon Stock 3,869 $4.40 $17,023.60
Disclosure

SEC source: 0001209191-23-028247 · doc4.xml · nonDerivative · entry 1

Posner Christopher · CIK 0001748265 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 172,514

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

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April 04, 2023 Filed Apr 6, 2023 21:13 UTC
Goncalves JoanaChief Medical Officer
SaleCommon Stock 2,481 $4.91 $12,181.71
Disclosure

SEC source: 0001209191-23-023606 · doc4.xml · nonDerivative · entry 1

Goncalves Joana · CIK 0001756991 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,404

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.82 to $4.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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April 04, 2023 Filed Apr 6, 2023 21:14 UTC
Terrillion ScottSec'y; Chief Compliance & G.C.
SaleCommon Stock 2,481 $4.91 $12,181.71
Disclosure

SEC source: 0001209191-23-023607 · doc4.xml · nonDerivative · entry 1

Terrillion Scott · CIK 0001706426 · Sec'y; Chief Compliance & G.C.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,046

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.84 to $4.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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April 04, 2023 Filed Apr 6, 2023 21:12 UTC
Menzaghi Frederique Ph.D.Chief Scientific Off,SVP-R&D
SaleCommon Stock 2,733 $4.91 $13,419.03
Disclosure

SEC source: 0001209191-23-023605 · doc4.xml · nonDerivative · entry 1

Menzaghi Frederique Ph.D. · CIK 0001597152 · Chief Scientific Off,SVP-R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,740

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.81 to $4.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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March 03, 2023 Filed Mar 7, 2023 21:43 UTC
Goncalves JoanaChief Medical Officer
SaleCommon Stock 6,221 $9.71 $60,405.91
Disclosure

SEC source: 0001209191-23-016788 · doc4.xml · nonDerivative · entry 1

Goncalves Joana · CIK 0001756991 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,885

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 to $9.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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March 03, 2023 Filed Mar 7, 2023 21:46 UTC
Menzaghi Frederique Ph.D.Chief Scientific Off,SVP-R&D
SaleCommon Stock 6,802 $9.71 $66,047.42
Disclosure

SEC source: 0001209191-23-016795 · doc4.xml · nonDerivative · entry 1

Menzaghi Frederique Ph.D. · CIK 0001597152 · Chief Scientific Off,SVP-R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,473

F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 to $9.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.