Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2025 Filed Mar 4, 2025 21:59 UTC |
Posner ChristopherDirector · PRESIDENT AND CEO
|
SaleCommon Stock | 583 | $4.75 | $2,769.25 |
DisclosureSEC source: 0001415889-25-006576 · form4-03042025_090317.xml · nonDerivative · entry 1 Posner Christopher · CIK 0001748265 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,109 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.75 to $4.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:58 UTC |
Terrillion ScottSEC'Y; CHIEF COMPLIANCE & G.C.
|
SaleCommon Stock | 163 | $4.76 | $775.88 |
DisclosureSEC source: 0001415889-25-006575 · form4-03042025_090329.xml · nonDerivative · entry 1 Terrillion Scott · CIK 0001706426 · SEC'Y; CHIEF COMPLIANCE & G.C. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,190 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on September 7, 2018 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.75 to $4.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: The total number of securities reported as beneficially owned following the reported transaction reflects the 1-for-12 reverse stock split that was effected by the Issuer on December 30, 2024. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 00:15 UTC |
Posner ChristopherDirector · PRESIDENT AND CEO
|
SaleCommon Stock | 372 | $4.72 | $1,755.84 |
DisclosureSEC source: 0001415889-25-003295 · form4-02072025_120231.xml · nonDerivative · entry 1 Posner Christopher · CIK 0001748265 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,692 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.72 to $4.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: The total number of securities reported as beneficially owned following the reported transaction reflects the 1-for-12 reverse stock split that was effected by the Issuer on December 30, 2024. Read SEC document |
| November 04, 2024 Filed Nov 6, 2024 21:51 UTC |
Posner ChristopherDirector · PRESIDENT AND CEO
|
SaleCommon Stock | 3,668 | $0.29 | $1,063.72 |
DisclosureSEC source: 0001415889-24-026248 · form4-11062024_091118.xml · nonDerivative · entry 1 Posner Christopher · CIK 0001748265 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,768 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| August 01, 2024 Filed Aug 2, 2024 20:05 UTC |
Posner ChristopherDirector · PRESIDENT AND CEO
|
SaleCommon Stock | 4,149 | $0.35 | $1,452.15 |
DisclosureSEC source: 0001415889-24-020605 · form4-08022024_040806.xml · nonDerivative · entry 1 Posner Christopher · CIK 0001748265 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,436 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 20:26 UTC |
von Moltke LisaDirector
|
GrantStock Option (Right to Buy) · Derivative | 195,000 | $0.00 Strike: $0.66 | $0.00 |
DisclosureSEC source: 0001415889-24-015763 · form4-06062024_080647.xml · derivative · entry 2 von Moltke Lisa · CIK 0001808592 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,000 Underlying: Common Stock · 195,000 shares Expires 2034-06-04 F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 20:26 UTC |
von Moltke LisaDirector
|
GrantCommon Stock | 150,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015763 · form4-06062024_080647.xml · nonDerivative · entry 1 von Moltke Lisa · CIK 0001808592 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,009 F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 20:24 UTC |
Shiff Susan Ph.D.Director
|
GrantStock Option (Right to Buy) · Derivative | 195,000 | $0.00 Strike: $0.66 | $0.00 |
DisclosureSEC source: 0001415889-24-015756 · form4-06062024_080626.xml · derivative · entry 2 Shiff Susan Ph.D. · CIK 0001811463 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,000 Underlying: Common Stock · 195,000 shares Expires 2034-06-04 F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 20:24 UTC |
Shiff Susan Ph.D.Director
|
GrantCommon Stock | 150,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015756 · form4-06062024_080626.xml · nonDerivative · entry 1 Shiff Susan Ph.D. · CIK 0001811463 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,085 F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 20:28 UTC |
Boudreau Helen MDirector
|
GrantStock Option (Right to Buy) · Derivative | 195,000 | $0.00 Strike: $0.66 | $0.00 |
DisclosureSEC source: 0001415889-24-015765 · form4-06062024_080604.xml · derivative · entry 2 Boudreau Helen M · CIK 0001661481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,000 Underlying: Common Stock · 195,000 shares Expires 2034-06-04 F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 20:28 UTC |
Boudreau Helen MDirector
|
GrantCommon Stock | 150,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015765 · form4-06062024_080604.xml · nonDerivative · entry 1 Boudreau Helen M · CIK 0001661481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,647 F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 16:22 UTC |
VOGELBAUM MARTINDirector
|
GrantStock Option (Right to Buy) · Derivative | 390,000 | $0.00 Strike: $0.66 | $0.00 |
DisclosureSEC source: 0001415889-24-015751 · form4-06062024_080626.xml · derivative · entry 2 VOGELBAUM MARTIN · CIK 0001237624 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 390,000 Underlying: Common Stock · 390,000 shares Expires 2034-06-04 F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 16:22 UTC |
VOGELBAUM MARTINDirector
|
GrantCommon Stock | 301,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015751 · form4-06062024_080626.xml · nonDerivative · entry 1 VOGELBAUM MARTIN · CIK 0001237624 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 411,007 F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 20:25 UTC |
Ives Jeffrey L.Director
|
GrantStock Option (Right to Buy) · Derivative | 195,000 | $0.00 Strike: $0.66 | $0.00 |
DisclosureSEC source: 0001415889-24-015760 · form4-06062024_080636.xml · derivative · entry 2 Ives Jeffrey L. · CIK 0001614096 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,000 Underlying: Common Stock · 195,000 shares Expires 2034-06-04 F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 20:25 UTC |
Ives Jeffrey L.Director
|
GrantCommon Stock | 150,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015760 · form4-06062024_080636.xml · nonDerivative · entry 1 Ives Jeffrey L. · CIK 0001614096 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,485 F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| May 02, 2024 Filed May 6, 2024 20:15 UTC |
Posner ChristopherDirector · PRESIDENT AND CEO
|
SaleCommon Stock | 3,936 | $0.75 | $2,952.00 |
DisclosureSEC source: 0001415889-24-012322 · form4-05062024_040544.xml · nonDerivative · entry 1 Posner Christopher · CIK 0001748265 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,585 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $0.75 to $0.76 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 05, 2024 Filed Apr 9, 2024 20:22 UTC |
Goncalves JoanaCHIEF MEDICAL OFFICER
|
SaleCommon Stock | 2,753 | $0.83 | $2,284.99 |
DisclosureSEC source: 0001415889-24-010570 · form4-04092024_080455.xml · nonDerivative · entry 1 Goncalves Joana · CIK 0001756991 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,365 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on March 12, 2020 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| April 05, 2024 Filed Apr 9, 2024 20:21 UTC |
Terrillion ScottSEC'Y; CHIEF COMPLIANCE & G.C.
|
SaleCommon Stock | 2,753 | $0.83 | $2,284.99 |
DisclosureSEC source: 0001415889-24-010569 · form4-04092024_080453.xml · nonDerivative · entry 1 Terrillion Scott · CIK 0001706426 · SEC'Y; CHIEF COMPLIANCE & G.C. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,247 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on September 7, 2018 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:13 UTC |
Goncalves JoanaCHIEF MEDICAL OFFICER
|
SaleCommon Stock | 3,293 | $0.89 | $2,930.77 |
DisclosureSEC source: 0001415889-24-006265 · form4-03042024_090307.xml · nonDerivative · entry 1 Goncalves Joana · CIK 0001756991 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,118 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on March 12, 2020 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:19 UTC |
Posner ChristopherDirector · PRESIDENT AND CEO
|
SaleCommon Stock | 5,834 | $0.89 | $5,192.26 |
DisclosureSEC source: 0001415889-24-006273 · form4-03042024_090323.xml · nonDerivative · entry 1 Posner Christopher · CIK 0001748265 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,521 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:24 UTC |
Terrillion ScottSEC'Y; CHIEF COMPLIANCE & G.C.
|
SaleCommon Stock | 3,293 | $0.89 | $2,930.77 |
DisclosureSEC source: 0001415889-24-006282 · form4-03042024_090307.xml · nonDerivative · entry 1 Terrillion Scott · CIK 0001706426 · SEC'Y; CHIEF COMPLIANCE & G.C. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,000 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on September 7, 2018 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 22:10 UTC |
Posner ChristopherDirector · PRESIDENT AND CEO
|
SaleCommon Stock | 35,575 | $0.53 | $18,854.75 |
DisclosureSEC source: 0001415889-24-003395 · form4-02122024_100215.xml · nonDerivative · entry 1 Posner Christopher · CIK 0001748265 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,355 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:30 UTC |
Goncalves JoanaCHIEF MEDICAL OFFICER
|
GrantCommon Stock | 13,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002522 · form4-02052024_090202.xml · nonDerivative · entry 1 Goncalves Joana · CIK 0001756991 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,181 F1 · shares: Represents the number of shares that vested under a performance-based restricted stock unit award (the "Award") granted on March 1, 2023 based on the Issuer's satisfaction of certain performance criteria of the Award. In light of the performance-based vesting conditions of the Award, such shares were not reportable under Section 16 until vesting was determined. On February 1, 2024, the Compensation Committee of the Issuer's Board of Directors certified a 50% level of achievement against the Award's performance goals. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:34 UTC |
Terrillion ScottSEC'Y; CHIEF COMPLIANCE & G.C.
|
GrantCommon Stock | 13,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002536 · form4-02052024_090253.xml · nonDerivative · entry 1 Terrillion Scott · CIK 0001706426 · SEC'Y; CHIEF COMPLIANCE & G.C. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,063 F1 · shares: Represents the number of shares that vested under a performance-based restricted stock unit award (the "Award") granted on March 1, 2023 based on the Issuer's satisfaction of certain performance criteria of the Award. In light of the performance-based vesting conditions of the Award, such shares were not reportable under Section 16 until vesting was determined. On February 1, 2024, the Compensation Committee of the Issuer's Board of Directors certified a 50% level of achievement against the Award's performance goals. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:32 UTC |
Maynard Ryan DCHIEF FINANCIAL OFFICER
|
GrantCommon Stock | 13,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002528 · form4-02052024_090254.xml · nonDerivative · entry 1 Maynard Ryan D · CIK 0001363984 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,500 F1 · shares: Represents the number of shares that vested under a performance-based restricted stock unit award (the "Award") granted on March 1, 2023 based on the Issuer's satisfaction of certain performance criteria of the Award. In light of the performance-based vesting conditions of the Award, such shares were not reportable under Section 16 until vesting was determined. On February 1, 2024, the Compensation Committee of the Issuer's Board of Directors certified a 50% level of achievement against the Award's performance goals. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:28 UTC |
Menzaghi Frederique Ph.D.CHIEF SCIENTIFIC OFF,SVP-R&D
|
GrantCommon Stock | 13,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002515 · form4-02052024_090257.xml · nonDerivative · entry 1 Menzaghi Frederique Ph.D. · CIK 0001597152 · CHIEF SCIENTIFIC OFF,SVP-R&D 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,247 F1 · shares: Represents the number of shares that vested under a performance-based restricted stock unit award (the "Award") granted on March 1, 2023 based on the Issuer's satisfaction of certain performance criteria of the Award. In light of the performance-based vesting conditions of the Award, such shares were not reportable under Section 16 until vesting was determined. On February 1, 2024, the Compensation Committee of the Issuer's Board of Directors certified a 50% level of achievement against the Award's performance goals. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:26 UTC |
Posner ChristopherDirector · PRESIDENT AND CEO
|
SaleCommon Stock | 4,981 | $0.55 | $2,739.55 |
DisclosureSEC source: 0001415889-24-002513 · form4-02052024_090257.xml · nonDerivative · entry 2 Posner Christopher · CIK 0001748265 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,930 F2 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $0.55 to $0.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:26 UTC |
Posner ChristopherDirector · PRESIDENT AND CEO
|
GrantCommon Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002513 · form4-02052024_090257.xml · nonDerivative · entry 1 Posner Christopher · CIK 0001748265 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 226,911 F1 · shares: Represents the number of shares that vested under a performance-based restricted stock unit award (the "Award") granted on March 1, 2023 based on the Issuer's satisfaction of certain performance criteria of the Award. In light of the performance-based vesting conditions of the Award, such shares were not reportable under Section 16 until vesting was determined. On February 1, 2024, the Compensation Committee of the Issuer's Board of Directors certified a 50% level of achievement against the Award's performance goals. Read SEC document |
| November 02, 2023 Filed Nov 3, 2023 20:37 UTC |
Posner ChristopherDirector · President and CEO
|
SaleCommon Stock | 3,796 | $1.22 | $4,631.12 |
DisclosureSEC source: 0001209191-23-054332 · doc4.xml · nonDerivative · entry 1 Posner Christopher · CIK 0001748265 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,411 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 21:21 UTC |
Posner ChristopherDirector · President and CEO
|
SaleCommon Stock | 4,307 | $3.07 | $13,222.49 |
DisclosureSEC source: 0001209191-23-044636 · doc4.xml · nonDerivative · entry 1 Posner Christopher · CIK 0001748265 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 168,207 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.07 to $3.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 21:20 UTC |
Boudreau Helen MDirector
|
GrantStock Option (Right to Buy) · Derivative | 155,747 | $0.00 Strike: $3.09 | $0.00 |
DisclosureSEC source: 0001209191-23-044635 · doc4.xml · derivative · entry 1 Boudreau Helen M · CIK 0001661481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,747 Underlying: Common Stock · 155,747 shares Expires 2033-08-02 F1 · derivative.exercise_date: This option shall vest and become exercisable in twelve (12) equal quarterly installments beginning on August 2, 2023 such that the option will be fully vested and exercisable on August 2, 2026, subject to the Reporting Person's continued service to the Issuer on each such date. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 20:07 UTC |
Goncalves JoanaChief Medical Officer
|
SaleCommon Stock | 2,723 | $3.51 | $9,557.73 |
DisclosureSEC source: 0001209191-23-039882 · doc4.xml · nonDerivative · entry 1 Goncalves Joana · CIK 0001756991 · Chief Medical Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 53,681 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on March 12, 2020 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.45 to $3.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 20:09 UTC |
Terrillion ScottSec'y; Chief Compliance & G.C.
|
SaleCommon Stock | 2,483 | $3.51 | $8,715.33 |
DisclosureSEC source: 0001209191-23-039884 · doc4.xml · nonDerivative · entry 1 Terrillion Scott · CIK 0001706426 · Sec'y; Chief Compliance & G.C. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 88,563 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on September 7, 2018 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 20:08 UTC |
Menzaghi Frederique Ph.D.Chief Scientific Off,SVP-R&D
|
SaleCommon Stock | 2,993 | $3.51 | $10,505.43 |
DisclosureSEC source: 0001209191-23-039883 · doc4.xml · nonDerivative · entry 1 Menzaghi Frederique Ph.D. · CIK 0001597152 · Chief Scientific Off,SVP-R&D 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 153,747 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on September 5, 2018 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.51 to $3.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC |
von Moltke LisaDirector
|
GrantStock Option (Right to Buy) · Derivative | 44,961 | $0.00 Strike: $3.09 | $0.00 |
DisclosureSEC source: 0001209191-23-034341 · doc4.xml · derivative · entry 2 von Moltke Lisa · CIK 0001808592 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,961 Underlying: Common Stock · 44,961 shares Expires 2033-06-01 F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC |
von Moltke LisaDirector
|
GrantCommon Stock | 32,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034341 · doc4.xml · nonDerivative · entry 1 von Moltke Lisa · CIK 0001808592 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,362 F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:34 UTC |
Shiff Susan Ph.D.Director
|
GrantStock Option (Right to Buy) · Derivative | 44,961 | $0.00 Strike: $3.09 | $0.00 |
DisclosureSEC source: 0001209191-23-034330 · doc4.xml · derivative · entry 2 Shiff Susan Ph.D. · CIK 0001811463 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,961 Underlying: Common Stock · 44,961 shares Expires 2033-06-01 F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:34 UTC |
Shiff Susan Ph.D.Director
|
GrantCommon Stock | 32,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034330 · doc4.xml · nonDerivative · entry 1 Shiff Susan Ph.D. · CIK 0001811463 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,438 F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 16:29 UTC |
VOGELBAUM MARTINDirector
|
GrantStock Option (Right to Buy) · Derivative | 89,923 | $0.00 Strike: $3.09 | $0.00 |
DisclosureSEC source: 0001209191-23-034300 · doc4.xml · derivative · entry 2 VOGELBAUM MARTIN · CIK 0001237624 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,923 Underlying: Common Stock · 89,923 shares Expires 2033-06-01 F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 16:29 UTC |
VOGELBAUM MARTINDirector
|
GrantCommon Stock | 64,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034300 · doc4.xml · nonDerivative · entry 1 VOGELBAUM MARTIN · CIK 0001237624 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,712 F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 16:31 UTC |
BAINS HARRISON M JRDirector
|
GrantStock Option (Right to Buy) · Derivative | 44,961 | $0.00 Strike: $3.09 | $0.00 |
DisclosureSEC source: 0001209191-23-034322 · doc4.xml · derivative · entry 2 BAINS HARRISON M JR · CIK 0001202282 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,961 Underlying: Common Stock · 44,961 shares Expires 2033-06-01 F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 16:31 UTC |
BAINS HARRISON M JRDirector
|
GrantCommon Stock | 32,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034322 · doc4.xml · nonDerivative · entry 1 BAINS HARRISON M JR · CIK 0001202282 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,438 F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:33 UTC |
Ives Jeffrey L.Director
|
GrantStock Option (Right to Buy) · Derivative | 44,961 | $0.00 Strike: $3.09 | $0.00 |
DisclosureSEC source: 0001209191-23-034327 · doc4.xml · derivative · entry 2 Ives Jeffrey L. · CIK 0001614096 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,961 Underlying: Common Stock · 44,961 shares Expires 2033-06-01 F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:33 UTC |
Ives Jeffrey L.Director
|
GrantCommon Stock | 32,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034327 · doc4.xml · nonDerivative · entry 1 Ives Jeffrey L. · CIK 0001614096 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,838 F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date. Read SEC document |
| May 05, 2023 Filed May 9, 2023 20:22 UTC |
Posner ChristopherDirector · President and CEO
|
SaleCommon Stock | 3,869 | $4.40 | $17,023.60 |
DisclosureSEC source: 0001209191-23-028247 · doc4.xml · nonDerivative · entry 1 Posner Christopher · CIK 0001748265 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 172,514 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person on November 2, 2022 in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 21:13 UTC |
Goncalves JoanaChief Medical Officer
|
SaleCommon Stock | 2,481 | $4.91 | $12,181.71 |
DisclosureSEC source: 0001209191-23-023606 · doc4.xml · nonDerivative · entry 1 Goncalves Joana · CIK 0001756991 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,404 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.82 to $4.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 21:14 UTC |
Terrillion ScottSec'y; Chief Compliance & G.C.
|
SaleCommon Stock | 2,481 | $4.91 | $12,181.71 |
DisclosureSEC source: 0001209191-23-023607 · doc4.xml · nonDerivative · entry 1 Terrillion Scott · CIK 0001706426 · Sec'y; Chief Compliance & G.C. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,046 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.84 to $4.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 21:12 UTC |
Menzaghi Frederique Ph.D.Chief Scientific Off,SVP-R&D
|
SaleCommon Stock | 2,733 | $4.91 | $13,419.03 |
DisclosureSEC source: 0001209191-23-023605 · doc4.xml · nonDerivative · entry 1 Menzaghi Frederique Ph.D. · CIK 0001597152 · Chief Scientific Off,SVP-R&D 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,740 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.81 to $4.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:43 UTC |
Goncalves JoanaChief Medical Officer
|
SaleCommon Stock | 6,221 | $9.71 | $60,405.91 |
DisclosureSEC source: 0001209191-23-016788 · doc4.xml · nonDerivative · entry 1 Goncalves Joana · CIK 0001756991 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,885 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 to $9.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:46 UTC |
Menzaghi Frederique Ph.D.Chief Scientific Off,SVP-R&D
|
SaleCommon Stock | 6,802 | $9.71 | $66,047.42 |
DisclosureSEC source: 0001209191-23-016795 · doc4.xml · nonDerivative · entry 1 Menzaghi Frederique Ph.D. · CIK 0001597152 · Chief Scientific Off,SVP-R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,473 F1 · kind: This sale was effected pursuant to a "sell to cover" arrangement adopted by the Reporting Person in accordance with Rule 10b5-1 to satisfy the tax withholding obligations triggered by the vesting of restricted stock units and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 to $9.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.