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BLOOMIA HOLDINGS, INC.

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7768
SEC CIK
0000875355
Parsed reports
277

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2024 Filed Apr 2, 2024 18:05 UTC GrantCommon Stock Equivalent · Derivative 713 $5.96 $4,249.48
Disclosure

SEC source: 0001654954-24-004165 · section16.xml · derivative · entry 1

Kelly Matthew · CIK 0001988001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,163

Underlying: Common Stock · 713 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 18:04 UTC
Jundt MarkDirector
GrantCommon Stock Equivalent · Derivative 922 $5.96 $5,495.12
Disclosure

SEC source: 0001654954-24-004163 · section16.xml · derivative · entry 1

Jundt Mark · CIK 0001956254 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 922

Underlying: Common Stock · 922 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 18:03 UTC GrantCommon Stock Equivalent · Derivative 713 $5.96 $4,249.48
Disclosure

SEC source: 0001654954-24-004162 · section16.xml · derivative · entry 1

Johnson Chad Bruce · CIK 0001805442 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,714

Underlying: Common Stock · 713 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 18:02 UTC
Swenson Nicholas JohnDirector · 10% owner
GrantCommon Stock Equivalent · Derivative 922 $5.96 $5,495.12
Disclosure

SEC source: 0000897069-24-000807 · form4.xml · derivative · entry 5

Swenson Nicholas John · CIK 0001478067 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,196

Underlying: Common Stock · 922 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 18:02 UTC GrantCommon Stock Equivalent · Derivative 922 $5.96 $5,495.12
Disclosure

SEC source: 0001654954-24-004160 · section16.xml · derivative · entry 1

Herfurth Mary · CIK 0001988018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 922 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 18:20 UTC
Swenson Nicholas JohnDirector · 10% owner
GrantCommon Stock Equivalent · Derivative 1,193 $4.61 $5,499.73
Disclosure

SEC source: 0000897069-24-000046 · form4.xml · derivative · entry 5

Swenson Nicholas John · CIK 0001478067 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,274

Underlying: Common Stock · 1,193 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:55 UTC GrantCommon Stock Equivalent · Derivative 921 $4.61 $4,245.81
Disclosure

SEC source: 0001654954-24-000113 · section16.xml · derivative · entry 1

Philp Daniel C. · CIK 0001956290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,846

Underlying: Common Stock · 921 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:54 UTC GrantCommon Stock Equivalent · Derivative 921 $4.61 $4,245.81
Disclosure

SEC source: 0001654954-24-000111 · section16.xml · derivative · entry 1

Kelly Matthew · CIK 0001988001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,450

Underlying: Common Stock · 921 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:51 UTC GrantCommon Stock Equivalent · Derivative 921 $4.61 $4,245.81
Disclosure

SEC source: 0001654954-24-000109 · section16.xml · derivative · entry 1

Johnson Chad Bruce · CIK 0001805442 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,001

Underlying: Common Stock · 921 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 14:49 UTC GrantCommon Stock Equivalent · Derivative 1,193 $4.61 $5,499.73
Disclosure

SEC source: 0001654954-24-000107 · section16.xml · derivative · entry 1

Herfurth Mary · CIK 0001988018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,878

Underlying: Common Stock · 1,193 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 21:09 UTC
Swenson Nicholas JohnDirector · 10% owner
GrantCommon Stock Equivalent · Derivative 950 $5.35 $5,082.50
Disclosure

SEC source: 0000897069-23-001418 · form4.xml · derivative · entry 5

Swenson Nicholas John · CIK 0001478067 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,081

Underlying: Common Stock · 950 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 17:08 UTC GrantCommon Stock Equivalent · Derivative 794 $5.35 $4,247.90
Disclosure

SEC source: 0001654954-23-012552 · section16.xml · derivative · entry 1

Philp Daniel C. · CIK 0001956290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,925

Underlying: Common Stock · 794 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 17:07 UTC GrantCommon Stock Equivalent · Derivative 529 $5.35 $2,830.15
Disclosure

SEC source: 0001654954-23-012550 · section16.xml · derivative · entry 1

Kelly Matthew · CIK 0001988001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 529

Underlying: Common Stock · 529 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 17:06 UTC GrantCommon Stock Equivalent · Derivative 794 $5.35 $4,247.90
Disclosure

SEC source: 0001654954-23-012548 · section16.xml · derivative · entry 1

Johnson Chad Bruce · CIK 0001805442 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,080

Underlying: Common Stock · 794 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 17:05 UTC GrantCommon Stock Equivalent · Derivative 872 $5.35 $4,665.20
Disclosure

SEC source: 0001654954-23-012546 · section16.xml · derivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,631

Underlying: Common Stock · 872 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 17:02 UTC GrantCommon Stock Equivalent · Derivative 685 $5.35 $3,664.75
Disclosure

SEC source: 0001654954-23-012543 · section16.xml · derivative · entry 1

Herfurth Mary · CIK 0001988018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 685

Underlying: Common Stock · 685 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:06 UTC
Swenson Nicholas JohnDirector · 10% owner
GrantCommon Stock Equivalent · Derivative 550 $7.72 $4,246.00
Disclosure

SEC source: 0000897069-23-000818 · form4.xml · derivative · entry 5

Swenson Nicholas John · CIK 0001478067 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,131

Underlying: Common Stock · 550 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 19:28 UTC GrantCommon Stock Equivalent · Derivative 712 $7.72 $5,496.64
Disclosure

SEC source: 0001654954-23-008770 · section16.xml · derivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,759

Underlying: Common Stock · 712 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 19:26 UTC GrantCommon Stock Equivalent · Derivative 550 $7.72 $4,246.00
Disclosure

SEC source: 0001654954-23-008769 · section16.xml · derivative · entry 1

Philp Daniel C. · CIK 0001956290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,131

Underlying: Common Stock · 550 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 19:25 UTC GrantCommon Stock Equivalent · Derivative 550 $7.72 $4,246.00
Disclosure

SEC source: 0001654954-23-008768 · section16.xml · derivative · entry 1

Johnson Chad Bruce · CIK 0001805442 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,286

Underlying: Common Stock · 550 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 19:25 UTC GrantCommon Stock Equivalent · Derivative 712 $7.72 $5,496.64
Disclosure

SEC source: 0001654954-23-008767 · section16.xml · derivative · entry 1

Berning Jacob J · CIK 0001627511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,751

Underlying: Common Stock · 712 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:15 UTC
Swenson Nicholas JohnDirector · 10% owner
GrantCommon Stock Equivalent · Derivative 581 $7.31 $4,247.11
Disclosure

SEC source: 0000897069-23-000202 · form4.xml · derivative · entry 5

Swenson Nicholas John · CIK 0001478067 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 581

Underlying: Common Stock · 581 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:09 UTC GrantCommon Stock Equivalent · Derivative 752 $7.31 $5,497.12
Disclosure

SEC source: 0001654954-23-004379 · section16.xml · derivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,047

Underlying: Common Stock · 752 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:07 UTC GrantCommon Stock Equivalent · Derivative 581 $7.31 $4,247.11
Disclosure

SEC source: 0001654954-23-004373 · section16.xml · derivative · entry 1

Philp Daniel C. · CIK 0001956290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 581

Underlying: Common Stock · 581 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:06 UTC GrantCommon Stock Equivalent · Derivative 581 $7.31 $4,247.11
Disclosure

SEC source: 0001654954-23-004371 · section16.xml · derivative · entry 1

Johnson Chad Bruce · CIK 0001805442 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,736

Underlying: Common Stock · 581 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:04 UTC GrantCommon Stock Equivalent · Derivative 752 $7.31 $5,497.12
Disclosure

SEC source: 0001654954-23-004369 · section16.xml · derivative · entry 1

Berning Jacob J · CIK 0001627511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,039

Underlying: Common Stock · 752 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 19:44 UTC GrantCommon Stock Equivalent · Derivative 544 $7.81 $4,248.64
Disclosure

SEC source: 0001654954-23-000049 · section16.xml · derivative · entry 1

Johnson Chad Bruce · CIK 0001805442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,155

Underlying: Common Stock · 544 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 19:43 UTC GrantCommon Stock Equivalent · Derivative 704 $7.81 $5,498.24
Disclosure

SEC source: 0001654954-23-000048 · section16.xml · derivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,295

Underlying: Common Stock · 704 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 19:42 UTC GrantCommon Stock Equivalent · Derivative 704 $7.81 $5,498.24
Disclosure

SEC source: 0001654954-23-000047 · section16.xml · derivative · entry 1

Berning Jacob J · CIK 0001627511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,287

Underlying: Common Stock · 704 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 19:03 UTC GrantCommon Stock Equivalent · Derivative 898 $6.12 $5,495.76
Disclosure

SEC source: 0001654954-22-013227 · section16.xml · derivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,591

Underlying: Common Stock · 898 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 19:03 UTC GrantCommon Stock Equivalent · Derivative 694 $6.12 $4,247.28
Disclosure

SEC source: 0001654954-22-013226 · section16.xml · derivative · entry 1

Johnson Chad Bruce · CIK 0001805442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,611

Underlying: Common Stock · 694 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 19:02 UTC GrantCommon Stock Equivalent · Derivative 898 $6.12 $5,495.76
Disclosure

SEC source: 0001654954-22-013225 · section16.xml · derivative · entry 1

Berning Jacob J · CIK 0001627511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,583

Underlying: Common Stock · 898 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

Read SEC document
August 04, 2022 Filed Aug 9, 2022 00:16 UTC
Swenson Nicholas JohnDirector · 10% owner
GrantCommon Stock 1,562 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-015192 · doc1.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,300

F1 · shares: Restricted stock units, each representing a contingent right to receive one share of Issuer common stock, granted under the Insignia Systems, Inc. 2018 Equity Incentive Plan and scheduled to vest upon the earlier of August 4, 2023 and the day before the next annual meeting of shareholders of the Issuer.

F2 · ownership.direct: Each of the parties herein may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the parties and Air T, Inc., the other member of such group. The members of this Section 13(d) group collectively own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the parties disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of his or its pecuniary interest therein. The securities reported herein do not include any securities held by Air T, Inc., as such shares are reported in a separate filing.

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August 04, 2022 Filed Aug 8, 2022 22:41 UTC GrantCommon Stock 1,562 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-010782 · section16.xml · nonDerivative · entry 1

Johnson Chad Bruce · CIK 0001805442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,900

F1 · shares: Restricted stock units, each representing a contingent right to receive one share of Issuer common stock, granted under the Insignia Systems, Inc. 2018 Equity Incentive Plan and scheduled to vest upon the earlier of August 4, 2023 and the day before the next annual meeting of shareholders of the Issuer.

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August 04, 2022 Filed Aug 8, 2022 22:43 UTC GrantCommon Stock 1,562 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-010784 · section16.xml · nonDerivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,811

F1 · shares: Restricted stock units, each representing a contingent right to receive one share of Issuer common stock, granted under the Insignia Systems, Inc. 2018 Equity Incentive Plan and scheduled to vest upon the earlier of August 4, 2023 and the day before the next annual meeting of shareholders of the Issuer.

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August 04, 2022 Filed Aug 8, 2022 22:39 UTC GrantCommon Stock 1,562 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-010780 · section16.xml · nonDerivative · entry 1

Berning Jacob J · CIK 0001627511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,961

F1 · shares: Restricted stock units, each representing a contingent right to receive one share of Issuer common stock, granted under the Insignia Systems, Inc. 2018 Equity Incentive Plan and scheduled to vest upon the earlier of August 4, 2023 and the day before the next annual meeting of shareholders of the Issuer.

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June 30, 2022 Filed Jul 5, 2022 17:32 UTC GrantCommon Stock Equivalent · Derivative 718 $7.65 $5,492.70
Disclosure

SEC source: 0001654954-22-009257 · section16.xml · derivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,693

Underlying: Common Stock · 718 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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June 30, 2022 Filed Jul 5, 2022 17:31 UTC GrantCommon Stock Equivalent · Derivative 555 $7.65 $4,245.75
Disclosure

SEC source: 0001654954-22-009256 · section16.xml · derivative · entry 1

Johnson Chad Bruce · CIK 0001805442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,917

Underlying: Common Stock · 555 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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June 30, 2022 Filed Jul 5, 2022 17:30 UTC GrantCommon Stock Equivalent · Derivative 718 $7.65 $5,492.70
Disclosure

SEC source: 0001654954-22-009254 · section16.xml · derivative · entry 1

Berning Jacob J · CIK 0001627511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,685

Underlying: Common Stock · 718 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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March 31, 2022 Filed Apr 4, 2022 19:21 UTC GrantCommon Stock Equivalent · Derivative 485 $11.32 $5,490.20
Disclosure

SEC source: 0001654954-22-004554 · section16.xml · derivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,975

Underlying: Common Stock · 485 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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March 31, 2022 Filed Apr 4, 2022 19:20 UTC GrantCommon Stock Equivalent · Derivative 375 $11.32 $4,245.00
Disclosure

SEC source: 0001654954-22-004553 · section16.xml · derivative · entry 1

Johnson Chad Bruce · CIK 0001805442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,362

Underlying: Common Stock · 375 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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March 31, 2022 Filed Apr 4, 2022 19:18 UTC GrantCommon Stock Equivalent · Derivative 485 $11.32 $5,490.20
Disclosure

SEC source: 0001654954-22-004551 · section16.xml · derivative · entry 1

Berning Jacob J · CIK 0001627511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,967

Underlying: Common Stock · 485 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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December 31, 2021 Filed Jan 4, 2022 23:19 UTC
MAY ADAM DCHIEF GROWTH OFFICER
Tax withholdingCommon Stock 1,493 $23.08 $34,458.44
Disclosure

SEC source: 0001654954-22-000148 · section16.xml · nonDerivative · entry 1

MAY ADAM D · CIK 0001796221 · CHIEF GROWTH OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,442

F1 · balance_after: Includes 1,428 shares acquired December 31, 2020 and 1,046 shares acquired December 31, 2021 pursuant to Issuer's Employee Stock Purchase Plan.

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December 31, 2021 Filed Jan 4, 2022 22:20 UTC
Weber ZackerySr Dir Fin Plng-Interim PAO
Tax withholdingCommon Stock 1,038 $23.08 $23,957.04
Disclosure

SEC source: 0001654954-22-000142 · section16.xml · nonDerivative · entry 1

Weber Zackery · CIK 0001840967 · Sr Dir Fin Plng-Interim PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,101

F1 · balance_after: Includes 1,004 shares acquired December 31, 2021 pursuant to Issuer's Employee Stock Purchase Plan.

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December 31, 2021 Filed Jan 4, 2022 22:15 UTC
Glancy Kristine ADirector · President & CEO
Tax withholdingCommon Stock 5,515 $23.08 $127,286.20
Disclosure

SEC source: 0001654954-22-000141 · section16.xml · nonDerivative · entry 1

Glancy Kristine A · CIK 0001672376 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,436

F1 · balance_after: Includes 1,426 shares acquired December 31, 2021 pursuant to Issuer's Employee Stock Purchase Plan.

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December 31, 2021 Filed Jan 4, 2022 20:21 UTC GrantCommon Stock Equilvalent · Derivative 238 $23.08 $5,493.04
Disclosure

SEC source: 0001654954-22-000133 · section16.xml · derivative · entry 1

Unterseher Loren A · CIK 0001741560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,490

Underlying: Common Stock · 238 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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December 31, 2021 Filed Jan 4, 2022 20:20 UTC GrantCommon Stock Equivalent · Derivative 184 $23.08 $4,246.72
Disclosure

SEC source: 0001654954-22-000132 · section16.xml · derivative · entry 1

Johnson Chad Bruce · CIK 0001805442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,987

Underlying: Common Stock · 184 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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December 31, 2021 Filed Jan 4, 2022 20:19 UTC GrantCommon Stock Equivalent · Derivative 238 $23.08 $5,493.04
Disclosure

SEC source: 0001654954-22-000131 · section16.xml · derivative · entry 1

Berning Jacob J · CIK 0001627511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,482

Underlying: Common Stock · 238 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.

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December 31, 2021 Filed Jan 10, 2022 23:05 UTC Amendment
Weber ZackerySr Dir Fin Plng-Interim PAO
Tax withholdingCommon Stock 909 $23.08 $20,979.72
Disclosure

SEC source: 0001654954-22-000348 · section16.xml · nonDerivative · entry 1

Weber Zackery · CIK 0001840967 · Sr Dir Fin Plng-Interim PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,230

F1 · shares: Reflects a correction to the number of shares forfeited to satisfy tax liability.

F1 · balance_after: Reflects a correction to the number of shares forfeited to satisfy tax liability.

Read SEC document
December 31, 2021 Filed Jan 10, 2022 23:02 UTC Amendment
MAY ADAM DCHIEF GROWTH OFFICER
Tax withholdingCommon Stock 645 $23.08 $14,886.60
Disclosure

SEC source: 0001654954-22-000346 · section16.xml · nonDerivative · entry 1

MAY ADAM D · CIK 0001796221 · CHIEF GROWTH OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,290

F1 · shares: Reflects a correction to the number of shares forfeited to satisfy tax liability.

F1 · balance_after: Reflects a correction to the number of shares forfeited to satisfy tax liability.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.