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Nasdaq · USD

TTEK

TETRA TECH INC

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Tapewire entity
3570
SEC CIK
0000831641
Parsed reports
658

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2023 Filed Jun 5, 2023 20:22 UTC SaleCOMMON STOCK 5,000 $152.31 $761,564.50
Disclosure

SEC source: 0000831641-23-000026 · wf-form4_168599651639326.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,336

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.2322 to $152.59, inclusive.

Read SEC document
May 02, 2023 Filed Nov 15, 2023 22:16 UTC Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 357 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000053 · wk-form5_1700086578.xml · derivative · entry 2

Gandhi Prashant · CIK 0001927052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units (RSUs) become 100% vested as to the shares underlying the RSUs on May 2, 2023.

F2 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
May 02, 2023 Filed Nov 15, 2023 22:16 UTC Exercise / conversionCOMMON STOCK 357 $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000053 · wk-form5_1700086578.xml · nonDerivative · entry 1

Gandhi Prashant · CIK 0001927052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2023 Filed Apr 30, 2024 21:32 UTC
Hudkins JillPresident
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-24-000026 · wk-form4_1714512718.xml · derivative · entry 5

Hudkins Jill · CIK 0001927467 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500

Underlying: COMMON STOCK · 250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The RSUs became vested as to 25% of the shares on April 26, 2022, and 25% of the shares on each anniversary date thereafter until fully vested.

F5 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
April 26, 2023 Filed Apr 30, 2024 21:32 UTC
Hudkins JillPresident
Tax withholdingCOMMON STOCK 123 $135.35 $16,648.05
Disclosure

SEC source: 0000831641-24-000026 · wk-form4_1714512718.xml · nonDerivative · entry 2

Hudkins Jill · CIK 0001927467 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,651

F1 · shares: Represents shares withheld to pay the related tax liability of the restricted stock units that vested on 4/26/2023.

Read SEC document
April 26, 2023 Filed Apr 30, 2024 21:32 UTC
Hudkins JillPresident
Exercise / conversionCOMMON STOCK 250 $0.00 $0.00
Disclosure

SEC source: 0000831641-24-000026 · wk-form4_1714512718.xml · nonDerivative · entry 1

Hudkins Jill · CIK 0001927467 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2023 Filed Mar 2, 2023 00:29 UTC Exercise / conversionSTOCK OPTION · Derivative 825 $40.80 Strike: $40.80 $33,660.00
Disclosure

SEC source: 0000831641-23-000020 · wf-form4_167771691945204.xml · derivative · entry 3

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: COMMON STOCK · 825 shares

Expires 2026-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option becomes exercisable as to 100% of the shares on the anniversary of the grant date.

Read SEC document
February 27, 2023 Filed Mar 2, 2023 00:29 UTC Tax withholdingCOMMON STOCK 221 $135.96 $30,047.16
Disclosure

SEC source: 0000831641-23-000020 · wf-form4_167771691945204.xml · nonDerivative · entry 2

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,167

F1 · price: All shares sold at an exact price.

Read SEC document
February 27, 2023 Filed Mar 2, 2023 00:29 UTC Exercise / conversionCOMMON STOCK 825 $40.80 $33,660.00
Disclosure

SEC source: 0000831641-23-000020 · wf-form4_167771691945204.xml · nonDerivative · entry 1

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 22:36 UTC SaleCOMMON STOCK 900 $145.74 $131,167.08
Disclosure

SEC source: 0000831641-23-000017 · wf-form4_167701894918329.xml · nonDerivative · entry 1

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,563

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.7401 to $145.75, inclusive.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 21:52 UTC SaleCOMMON STOCK 1,800 $151.09 $271,962.00
Disclosure

SEC source: 0000831641-23-000015 · wf-form4_167606594870717.xml · nonDerivative · entry 1

Ritrievi Kimberly E · CIK 0001592089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,940

F1 · price: All shares sold at an exact price.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:15 UTC SaleCOMMON STOCK 10,515 $151.18 $1,589,613.54
Disclosure

SEC source: 0000831641-23-000013 · wf-form4_167589091696142.xml · nonDerivative · entry 1

BURDICK STEVEN M · CIK 0001277150 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,771

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.47 to $152.08, inclusive.

F2 · balance_after: Amount of securities beneficially owned was updated to reflect that 38 shares of common stock were acquired by the Reporting Person on December 15, 2022, pursuant to the Tetra Tech, Inc. Employee Stock Purchase Plan (ESPP).

Read SEC document
January 30, 2023 Filed Feb 2, 2023 01:24 UTC GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 337 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000008 · wf-form4_167530106387833.xml · derivative · entry 1

Obiaya Christiana · CIK 0001902712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337

Underlying: COMMON STOCK · 337 shares

Expires not disclosed

F1 · shares: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F2 · derivative.exercise_date: The RSUs become vested as to 100% of the shares underlying the RSUs on January 30, 2024.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 23:16 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
SaleCOMMON STOCK 30,000 $153.63 $4,608,786.00
Disclosure

SEC source: 0000831641-22-000133 · wf-form4_167123258434164.xml · nonDerivative · entry 1

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,487

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.58 to $155.55, inclusive.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 23:14 UTC SaleCOMMON STOCK 4,748 $157.68 $748,646.60
Disclosure

SEC source: 0000831641-22-000131 · wf-form4_167123243236664.xml · nonDerivative · entry 2

LEWIS J CHRISTOPHER · CIK 0001007757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,875

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.59 to $157.91, inclusive.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 23:14 UTC SaleCOMMON STOCK 9,901 $157.50 $1,559,419.38
Disclosure

SEC source: 0000831641-22-000131 · wf-form4_167123243236664.xml · nonDerivative · entry 1

LEWIS J CHRISTOPHER · CIK 0001007757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,623

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.50 to $157.56, inclusive.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 22:05 UTC GiftCOMMON STOCK 70 $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000129 · wf-form4_167114187018258.xml · nonDerivative · entry 1

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,463

F1 · price: Bona fide gift. No compensation was given to the donor for the gifting of shares.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 21:16 UTC GiftCOMMON STOCK 70 $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000127 · wf-form4_167053413939323.xml · nonDerivative · entry 2

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,533

F2 · price: Bona fide gift. No compensation was given to the donor for the gifting of shares.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 21:16 UTC SaleCOMMON STOCK 700 $154.61 $108,224.55
Disclosure

SEC source: 0000831641-22-000127 · wf-form4_167053413939323.xml · nonDerivative · entry 1

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,603

F1 · price: All shares sold at an exact price.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:49 UTC
Argus Roger RSVP, Government Services Group
SaleCOMMON STOCK 4,115 $153.67 $632,360.28
Disclosure

SEC source: 0000831641-22-000125 · wf-form4_166967205125625.xml · nonDerivative · entry 1

Argus Roger R · CIK 0001721930 · SVP, Government Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,081

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.51 to $153.98, inclusive.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 02:02 UTC
Hudkins JillPresident
SaleCOMMON STOCK 154 $155.39 $23,930.06
Disclosure

SEC source: 0000831641-22-000106 · wf-form4_166916896014893.xml · nonDerivative · entry 7

Hudkins Jill · CIK 0001927467 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,926

F3 · price: All shares sold at an exact price.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 02:02 UTC
Hudkins JillPresident
SaleCOMMON STOCK 1,846 $154.74 $285,650.04
Disclosure

SEC source: 0000831641-22-000106 · wf-form4_166916896014893.xml · nonDerivative · entry 6

Hudkins Jill · CIK 0001927467 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,080

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.61 to $154.752, inclusive.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 02:01 UTC
Hopson PrestonSVP, General Counsel
SaleCOMMON STOCK 3,616 $157.52 $569,592.32
Disclosure

SEC source: 0000831641-22-000104 · wf-form4_166916886594515.xml · nonDerivative · entry 7

Hopson Preston III · CIK 0001728969 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,395

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.41 to $157.70, inclusive.

Read SEC document
November 18, 2022 Filed Nov 23, 2022 02:17 UTC Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 318 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000120 · wf-form4_166916982475717.xml · derivative · entry 3

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units (RSUs) become 100% vested as to the shares underlying the RSUs on November 18, 2022.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 18, 2022 Filed Nov 23, 2022 02:17 UTC Exercise / conversionCOMMON STOCK 318 $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000120 · wf-form4_166916982475717.xml · nonDerivative · entry 2

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2022 Filed Nov 23, 2022 02:17 UTC GrantCOMMON STOCK 1,710 $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000120 · wf-form4_166916982475717.xml · nonDerivative · entry 1

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,985

F1 · price: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.

Read SEC document
November 18, 2022 Filed Nov 23, 2022 02:13 UTC Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 318 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000118 · wf-form4_166916961819195.xml · derivative · entry 3

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units (RSUs) become 100% vested as to the shares underlying the RSUs on November 18, 2022.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 18, 2022 Filed Nov 23, 2022 02:13 UTC Exercise / conversionCOMMON STOCK 318 $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000118 · wf-form4_166916961819195.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2022 Filed Nov 23, 2022 02:13 UTC GrantCOMMON STOCK 1,710 $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000118 · wf-form4_166916961819195.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,018

F1 · price: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.

Read SEC document
November 18, 2022 Filed Nov 23, 2022 02:12 UTC
SHOEMAKER LESLIE LEVP, Chief Sustainability
Exercise / conversionCOMMON STOCK · Derivative 505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000116 · wf-form4_166916952045094.xml · derivative · entry 10

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, Chief Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,512

Underlying: COMMON STOCK · 505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2022, and the anniversary of that date going forward until fully vested.

F4 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date

Read SEC document
November 18, 2022 Filed Nov 23, 2022 02:12 UTC
SHOEMAKER LESLIE LEVP, Chief Sustainability
Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 738 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000116 · wf-form4_166916952045094.xml · derivative · entry 9

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, Chief Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,475

Underlying: COMMON STOCK · 738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.

F4 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date

Read SEC document
November 18, 2022 Filed Nov 23, 2022 02:12 UTC
SHOEMAKER LESLIE LEVP, Chief Sustainability
Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 814 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000116 · wf-form4_166916952045094.xml · derivative · entry 8

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, Chief Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814

Underlying: COMMON STOCK · 814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2020, and the anniversary of that date going forward until fully vested.

F4 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date

Read SEC document
November 18, 2022 Filed Nov 23, 2022 02:12 UTC
SHOEMAKER LESLIE LEVP, Chief Sustainability
Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000116 · wf-form4_166916952045094.xml · derivative · entry 7

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, Chief Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2019, and the anniversary of that date going forward until fully vested.

F4 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date

Read SEC document
November 18, 2022 Filed Nov 23, 2022 02:12 UTC
SHOEMAKER LESLIE LEVP, Chief Sustainability
Tax withholdingCOMMON STOCK 6,823 $156.63 $1,068,686.49
Disclosure

SEC source: 0000831641-22-000116 · wf-form4_166916952045094.xml · nonDerivative · entry 6

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, Chief Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,833

F2 · shares: Represents the combined number of shares withheld to pay the related tax liability on a total of 9,578 performance stock units (PSUs) and 3,057 restricted stock units (RSUs), which vested on November 18, 2022.

Read SEC document
November 18, 2022 Filed Nov 23, 2022 02:12 UTC
SHOEMAKER LESLIE LEVP, Chief Sustainability
Exercise / conversionCOMMON STOCK 505 $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000116 · wf-form4_166916952045094.xml · nonDerivative · entry 5

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, Chief Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2022 Filed Nov 23, 2022 02:12 UTC
SHOEMAKER LESLIE LEVP, Chief Sustainability
Exercise / conversionCOMMON STOCK 738 $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000116 · wf-form4_166916952045094.xml · nonDerivative · entry 4

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, Chief Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2022 Filed Nov 23, 2022 02:12 UTC
SHOEMAKER LESLIE LEVP, Chief Sustainability
Exercise / conversionCOMMON STOCK 814 $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000116 · wf-form4_166916952045094.xml · nonDerivative · entry 3

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, Chief Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2022 Filed Nov 23, 2022 02:12 UTC
SHOEMAKER LESLIE LEVP, Chief Sustainability
Exercise / conversionCOMMON STOCK 1,000 $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000116 · wf-form4_166916952045094.xml · nonDerivative · entry 2

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, Chief Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2022 Filed Nov 23, 2022 02:12 UTC
SHOEMAKER LESLIE LEVP, Chief Sustainability
GrantCOMMON STOCK 9,578 $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000116 · wf-form4_166916952045094.xml · nonDerivative · entry 1

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, Chief Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,599

F1 · price: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.

Read SEC document
November 18, 2022 Filed Nov 23, 2022 02:09 UTC GiftCOMMON STOCK 641 $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000114 · wf-form4_166916933612865.xml · nonDerivative · entry 1

Ritrievi Kimberly E · CIK 0001592089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,740

F1 · price: Bona fide gift. No compensation was given to the donor for the gifting of shares.

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November 18, 2022 Filed Nov 23, 2022 02:07 UTC Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 318 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000112 · wf-form4_166916924898091.xml · derivative · entry 3

LEWIS J CHRISTOPHER · CIK 0001007757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units (RSUs) become 100% vested as to the shares underlying the RSUs on November 18, 2022.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

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November 18, 2022 Filed Nov 23, 2022 02:07 UTC Exercise / conversionCOMMON STOCK 318 $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000112 · wf-form4_166916924898091.xml · nonDerivative · entry 2

LEWIS J CHRISTOPHER · CIK 0001007757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 18, 2022 Filed Nov 23, 2022 02:07 UTC GrantCOMMON STOCK 1,710 $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000112 · wf-form4_166916924898091.xml · nonDerivative · entry 1

LEWIS J CHRISTOPHER · CIK 0001007757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,206

F1 · price: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.

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November 18, 2022 Filed Nov 23, 2022 02:06 UTC Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 318 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000111 · wf-form4_166916915340570.xml · derivative · entry 3

Maguire Joanne M · CIK 0001368472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units (RSUs) become 100% vested as to the shares underlying the RSUs on November 18, 2022.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

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November 18, 2022 Filed Nov 23, 2022 02:06 UTC Exercise / conversionCOMMON STOCK 318 $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000111 · wf-form4_166916915340570.xml · nonDerivative · entry 2

Maguire Joanne M · CIK 0001368472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 18, 2022 Filed Nov 23, 2022 02:06 UTC GrantCOMMON STOCK 1,710 $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000111 · wf-form4_166916915340570.xml · nonDerivative · entry 1

Maguire Joanne M · CIK 0001368472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,242

F1 · price: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.

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November 18, 2022 Filed Nov 23, 2022 02:02 UTC
Hudkins JillPresident
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 199 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000106 · wf-form4_166916896014893.xml · derivative · entry 11

Hudkins Jill · CIK 0001927467 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597

Underlying: COMMON STOCK · 199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2022, and the anniversary of that date going forward until fully vested.

F5 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

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November 18, 2022 Filed Nov 23, 2022 02:02 UTC
Hudkins JillPresident
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000106 · wf-form4_166916896014893.xml · derivative · entry 10

Hudkins Jill · CIK 0001927467 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307

Underlying: COMMON STOCK · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.

F5 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

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November 18, 2022 Filed Nov 23, 2022 02:02 UTC
Hudkins JillPresident
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 73 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000106 · wf-form4_166916896014893.xml · derivative · entry 9

Hudkins Jill · CIK 0001927467 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72

Underlying: COMMON STOCK · 73 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2020, and the anniversary of that date going forward until fully vested.

F5 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

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November 18, 2022 Filed Nov 23, 2022 02:02 UTC
Hudkins JillPresident
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 106 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-22-000106 · wf-form4_166916896014893.xml · derivative · entry 8

Hudkins Jill · CIK 0001927467 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 106 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The RSUs become vested as to 25% of the shares on November 18, 2019, and the anniversary of that date going forward until fully vested.

F5 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.