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person · Reporting owner

Obiaya Christiana

Disclosed activity across 2 companies

Tapewire entity
65544
SEC CIK
0001902712

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Heliogen, Inc.HLGN · Entity 78373Director · Chief Executive OfficerJune 16, 2025June 17, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Heliogen, Inc.

Report date June 16, 2025 · Filed June 17, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect47,589 Ending reported balance After 2025-06-16 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-06-16 · Tax withholding · Disposed 219 · Balance 48,242

F1: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Row 2 · 2025-06-16 · Tax withholding · Disposed 653 · Balance 47,589

F1: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TETRA TECH INC

Report date February 19, 2026 · Filed February 21, 2026

Section 16 reporting ended · disclosed 2026-02-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect9,666 Reported balance After 2026-02-19 transaction · row 1
1 source row

Row 1 · 2026-02-19 · Exercise / conversion · Acquired 495 · Balance 9,666

RESTRICTED STOCK UNITS (RIGHT TO RECEIVE)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-02-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-02-19 · Exercise / conversion · Disposed 495 · Balance 0

F1: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F2: Vesting of the RSUs, which was initially scheduled for November 18, 2026, was accelerated on the Reporting Person's retirement from the Issuer's board of directors.

F3: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

F4: Balance of 1,469 RSUs were cancelled upon retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F2: Vesting of the RSUs, which was initially scheduled for November 18, 2026, was accelerated on the Reporting Person's retirement from the Issuer's board of directors.

F3: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

F4: Balance of 1,469 RSUs were cancelled upon retirement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2026 Filed Feb 21, 2026 00:04 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 495 $0.00 $0.00
Disclosure

SEC source: 0001902712-26-000002 · wk-form4_1771632243.xml · derivative · entry 2

Obiaya Christiana · CIK 0001902712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 495 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F2 · derivative.exercise_date: Vesting of the RSUs, which was initially scheduled for November 18, 2026, was accelerated on the Reporting Person's retirement from the Issuer's board of directors.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

F4 · balance_after: Balance of 1,469 RSUs were cancelled upon retirement.

Read SEC document
February 19, 2026 Filed Feb 21, 2026 00:04 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionCOMMON STOCK 495 $0.00 $0.00
Disclosure

SEC source: 0001902712-26-000002 · wk-form4_1771632243.xml · nonDerivative · entry 1

Obiaya Christiana · CIK 0001902712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2025 Filed Dec 3, 2025 01:20 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 1,718 $0.00 $0.00
Disclosure

SEC source: 0001902712-25-000006 · wk-form4_1764724814.xml · derivative · entry 3

Obiaya Christiana · CIK 0001902712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F4 · derivative.exercise_date: The RSUs become 100% vested as to the shares underlying the RSUs on November 30, 2025.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 30, 2025 Filed Dec 3, 2025 01:20 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionCOMMON STOCK 1,718 $0.00 $0.00
Disclosure

SEC source: 0001902712-25-000006 · wk-form4_1764724814.xml · nonDerivative · entry 1

Obiaya Christiana · CIK 0001902712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2025 Filed Dec 3, 2025 01:20 UTC TETRA TECH INC TTEK · Entity 3570 GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 1,964 $0.00 $0.00
Disclosure

SEC source: 0001902712-25-000006 · wk-form4_1764724814.xml · derivative · entry 2

Obiaya Christiana · CIK 0001902712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,964

Underlying: COMMON STOCK · 1,964 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F2 · derivative.exercise_date: The RSUs become 100% vested as to the shares underlying the RSUs on November 30, 2026.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 23:45 UTC TETRA TECH INC TTEK · Entity 3570 GrantCOMMON STOCK 3,643 $0.00 $0.00
Disclosure

SEC source: 0001902712-25-000004 · wk-form4_1763682324.xml · nonDerivative · entry 1

Obiaya Christiana · CIK 0001902712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,453

F1 · shares: Shares acquired pursuant to vesting of performance stock units earned under 2018 Equity Incentive Plan.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 17:21 UTC Heliogen, Inc. HLGN · Entity 78373 Tax withholdingCommon Stock 653 $1.92 $1,253.76
Disclosure

SEC source: 0001127602-25-017683 · form4.xml · nonDerivative · entry 2

Obiaya Christiana · CIK 0001902712 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,589

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 17:21 UTC Heliogen, Inc. HLGN · Entity 78373 Tax withholdingCommon Stock 219 $1.89 $413.91
Disclosure

SEC source: 0001127602-25-017683 · form4.xml · nonDerivative · entry 1

Obiaya Christiana · CIK 0001902712 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,242

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 19:01 UTC Heliogen, Inc. HLGN · Entity 78373 Tax withholdingCommon Stock 795 $0.90 $719.32
Disclosure

SEC source: 0001127602-25-009877 · form4.xml · nonDerivative · entry 2

Obiaya Christiana · CIK 0001902712 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,461

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 19:01 UTC Heliogen, Inc. HLGN · Entity 78373 Tax withholdingCommon Stock 267 $0.95 $252.32
Disclosure

SEC source: 0001127602-25-009877 · form4.xml · nonDerivative · entry 1

Obiaya Christiana · CIK 0001902712 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,256

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 19:09 UTC Heliogen, Inc. HLGN · Entity 78373 Tax withholdingCommon Stock 653 $2.15 $1,403.95
Disclosure

SEC source: 0001127602-24-029659 · form4.xml · nonDerivative · entry 2

Obiaya Christiana · CIK 0001902712 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,523

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 19:09 UTC Heliogen, Inc. HLGN · Entity 78373 Tax withholdingCommon Stock 219 $2.11 $462.09
Disclosure

SEC source: 0001127602-24-029659 · form4.xml · nonDerivative · entry 1

Obiaya Christiana · CIK 0001902712 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,176

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
November 30, 2024 Filed Dec 4, 2024 01:06 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 2,125 $0.00 $0.00
Disclosure

SEC source: 0000831641-24-000115 · wk-form4_1733274404.xml · derivative · entry 2

Obiaya Christiana · CIK 0001902712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 2,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F3 · derivative.exercise_date: The RSUs become 100% vested as to the shares underlying the RSUs on November 30, 2024.

F4 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

F5 · derivative.underlying_shares: On September 6, 2024, the balance of 425 shares was updated pursuant to a 5 to 1 forward stock split, resulting in an additional 1,700 shares.

Read SEC document
November 30, 2024 Filed Dec 4, 2024 01:06 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionCOMMON STOCK 2,125 $0.00 $0.00
Disclosure

SEC source: 0000831641-24-000115 · wk-form4_1733274404.xml · nonDerivative · entry 1

Obiaya Christiana · CIK 0001902712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On September 6, 2024, the balance of 337 shares of common stock was updated pursuant to a 5 to 1 forward stock split, resulting in an additional 1,348 shares of common stock.

Read SEC document
November 20, 2024 Filed Nov 23, 2024 00:34 UTC TETRA TECH INC TTEK · Entity 3570 GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 1,718 $0.00 $0.00
Disclosure

SEC source: 0000831641-24-000094 · wk-form4_1732322073.xml · derivative · entry 1

Obiaya Christiana · CIK 0001902712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,718

Underlying: COMMON STOCK · 1,718 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F2 · derivative.exercise_date: The RSUs become 100% vested as to the shares underlying the RSUs on November 30, 2025.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 16:45 UTC Heliogen, Inc. HLGN · Entity 78373 Tax withholdingCommon Stock 653 $1.65 $1,077.45
Disclosure

SEC source: 0001127602-24-024145 · form4.xml · nonDerivative · entry 2

Obiaya Christiana · CIK 0001902712 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,395

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 16:45 UTC Heliogen, Inc. HLGN · Entity 78373 Tax withholdingCommon Stock 219 $1.65 $361.35
Disclosure

SEC source: 0001127602-24-024145 · form4.xml · nonDerivative · entry 1

Obiaya Christiana · CIK 0001902712 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,048

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
June 17, 2024 Filed Jun 25, 2024 17:00 UTC Heliogen, Inc. HLGN · Entity 78373 Tax withholdingCommon Stock 653 $1.96 $1,279.88
Disclosure

SEC source: 0001127602-24-019226 · form4.xml · nonDerivative · entry 2

Obiaya Christiana · CIK 0001902712 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,267

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
June 17, 2024 Filed Jun 25, 2024 17:00 UTC Heliogen, Inc. HLGN · Entity 78373 Tax withholdingCommon Stock 219 $1.91 $418.29
Disclosure

SEC source: 0001127602-24-019226 · form4.xml · nonDerivative · entry 1

Obiaya Christiana · CIK 0001902712 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,920

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 16:12 UTC Heliogen, Inc. HLGN · Entity 78373 Tax withholdingCommon Stock 795 $1.45 $1,152.75
Disclosure

SEC source: 0001127602-24-010408 · form4.xml · nonDerivative · entry 2

Obiaya Christiana · CIK 0001902712 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,139

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 16:12 UTC Heliogen, Inc. HLGN · Entity 78373 Tax withholdingCommon Stock 267 $1.36 $363.12
Disclosure

SEC source: 0001127602-24-010408 · form4.xml · nonDerivative · entry 1

Obiaya Christiana · CIK 0001902712 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,934

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 22:23 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 337 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-24-000005 · wk-form4_1706826187.xml · derivative · entry 2

Obiaya Christiana · CIK 0001902712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units (RSUs) become vested as to 100% of the shares underlying the RSUs on January 30, 2024.

F2 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 22:23 UTC TETRA TECH INC TTEK · Entity 3570 Exercise / conversionCOMMON STOCK 337 $0.00 $0.00
Disclosure

SEC source: 0000831641-24-000005 · wk-form4_1706826187.xml · nonDerivative · entry 1

Obiaya Christiana · CIK 0001902712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 17:50 UTC Heliogen, Inc. HLGN · Entity 78373 Tax withholdingCommon Stock 1,305 $2.07 $2,701.35
Disclosure

SEC source: 0001127602-23-030080 · form4.xml · nonDerivative · entry 2

Obiaya Christiana · CIK 0001902712 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,921,301

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 17:50 UTC Heliogen, Inc. HLGN · Entity 78373 Tax withholdingCommon Stock 438 $1.88 $823.44
Disclosure

SEC source: 0001127602-23-030080 · form4.xml · nonDerivative · entry 1

Obiaya Christiana · CIK 0001902712 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,922,606

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
December 15, 2023 Filed Dec 21, 2023 17:27 UTC Amendment Heliogen, Inc. HLGN · Entity 78373 Tax withholdingCommon Stock 1,305 $2.07 $2,701.35
Disclosure

SEC source: 0001127602-23-030312 · form4a.xml · nonDerivative · entry 2

Obiaya Christiana · CIK 0001902712 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,201

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

F2 · balance_after: On August 31, 2023, the Issuer effected a 1-for-35 reverse stock split (the "Reverse Stock Split") of its outstanding shares of Common Stock. The numbers of shares of Common Stock reported on this Form 4 have been adjusted to reflect the Reverse Split unless otherwise noted.

Read SEC document
December 15, 2023 Filed Dec 21, 2023 17:27 UTC Amendment Heliogen, Inc. HLGN · Entity 78373 Tax withholdingCommon Stock 438 $1.88 $823.44
Disclosure

SEC source: 0001127602-23-030312 · form4a.xml · nonDerivative · entry 1

Obiaya Christiana · CIK 0001902712 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,506

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

F2 · balance_after: On August 31, 2023, the Issuer effected a 1-for-35 reverse stock split (the "Reverse Stock Split") of its outstanding shares of Common Stock. The numbers of shares of Common Stock reported on this Form 4 have been adjusted to reflect the Reverse Split unless otherwise noted.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 01:06 UTC TETRA TECH INC TTEK · Entity 3570 GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000105 · wk-form4_1700701591.xml · derivative · entry 1

Obiaya Christiana · CIK 0001902712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425

Underlying: COMMON STOCK · 425 shares

Expires not disclosed

F1 · security: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F2 · derivative.exercise_date: The RSUs become 100% vested as to the shares underlying the RSUs on November 30, 2024.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 18:37 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 30,441 $0.23 $7,117.11
Disclosure

SEC source: 0001127602-23-019293 · form4.xml · nonDerivative · entry 1

Obiaya Christiana · CIK 0001902712 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,923,044

F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
May 03, 2023 Filed May 5, 2023 18:09 UTC Heliogen, Inc. HLGN · Entity 78373 GrantCommon Stock 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-014773 · form4.xml · nonDerivative · entry 1

Obiaya Christiana · CIK 0001902712 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,953,485

F1 · shares: These shares are represented by restricted stock units ("RSUs") granted on May 3, 2023 under Issuer's 2021 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Common Stock of the Issuer. The shares of Common Stock underlying the RSUs will vest over a period of four years. 6.25% of the shares of Common Stock underlying the RSUs vest on June 15, 2023 and on each March 15, June 15, September 15 and December 15 thereafter, subject to the Reporting Person's continuous service.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 17:29 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 10,375 $0.20 $2,099.90
Disclosure

SEC source: 0001127602-23-010728 · form4.xml · nonDerivative · entry 2

Obiaya Christiana · CIK 0001902712 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,485

F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 17:29 UTC Heliogen, Inc. HLGN · Entity 78373 SaleCommon Stock 39,461 $0.21 $8,211.83
Disclosure

SEC source: 0001127602-23-010728 · form4.xml · nonDerivative · entry 1

Obiaya Christiana · CIK 0001902712 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,860

F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

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January 30, 2023 Filed Feb 2, 2023 01:24 UTC TETRA TECH INC TTEK · Entity 3570 GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative 337 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000831641-23-000008 · wf-form4_167530106387833.xml · derivative · entry 1

Obiaya Christiana · CIK 0001902712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337

Underlying: COMMON STOCK · 337 shares

Expires not disclosed

F1 · shares: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F2 · derivative.exercise_date: The RSUs become vested as to 100% of the shares underlying the RSUs on January 30, 2024.

F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

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December 30, 2021 Filed Jan 5, 2022 09:38 UTC Heliogen, Inc. HLGN · Entity 78373 GrantEmployee Stock Option (right to buy) · Derivative 1,006,642 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001209191-22-001380 · doc4.xml · derivative · entry 2

Obiaya Christiana · CIK 0001902712 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006,642

Underlying: Common Stock · 1,006,642 shares

Expires 2031-03-08

F3 · price: Represents options issued by Legacy Heliogen and assumed by the Issuer on December 30, 2021 pursuant to the Merger Agreement.

F2 · derivative.exercise_date: One quarter (25%) of the shares shall vest on March 9, 2022, and the remainder shall vest in 36 equal monthly installments, subject to the Reporting Person's continuous service.

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December 30, 2021 Filed Jan 5, 2022 09:38 UTC Heliogen, Inc. HLGN · Entity 78373 GrantCommon Stock 503,321 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001380 · doc4.xml · nonDerivative · entry 1

Obiaya Christiana · CIK 0001902712 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,321

F1 · shares: These shares are represented by restricted stock units ("RSUs") issued by Heliogen, Inc., a Delaware corporation ("Legacy Heliogen") and assumed by the Issuer on December 30, 2021 pursuant to that certain Business Combination Agreement ("Merger Agreement"), dated as of July 6, 2021, by and among Athena Technology Acquisition Corp., a Delaware corporation ("Athena"), HelioMax Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Athena, and Legacy Heliogen. Each RSU represents a contingent right to receive one share of the Common Stock of the Issuer. Six and one-quarter percent (6.25%) of the shares underlying the RSUs vest in quarterly installments with the first installment vesting on March 15, 2022, subject to the Reporting Person's continuous service.

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December 30, 2021 Filed Jan 7, 2022 21:35 UTC Amendment Heliogen, Inc. HLGN · Entity 78373 GrantEmployee Stock Option (right to buy) · Derivative 1,006,642 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-22-002614 · doc4a.xml · derivative · entry 2

Obiaya Christiana · CIK 0001902712 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006,642

Underlying: Common Stock · 1,006,642 shares

Expires 2031-03-08

F3 · price: Represents options issued by Legacy Heliogen and assumed by the Issuer on December 30, 2021 pursuant to the Merger Agreement.

F2 · derivative.exercise_date: One quarter (25%) of the shares shall vest on March 9, 2022, and the remainder shall vest in 36 equal monthly installments, subject to the Reporting Person's continuous service.

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December 30, 2021 Filed Jan 7, 2022 21:35 UTC Amendment Heliogen, Inc. HLGN · Entity 78373 GrantCommon Stock 503,321 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002614 · doc4a.xml · nonDerivative · entry 1

Obiaya Christiana · CIK 0001902712 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,321

F1 · shares: These shares are represented by restricted stock units ("RSUs") issued by Heliogen, Inc., a Delaware corporation ("Legacy Heliogen") and assumed by the Issuer on December 30, 2021 pursuant to that certain Business Combination Agreement ("Merger Agreement"), dated as of July 6, 2021, by and among Athena Technology Acquisition Corp., a Delaware corporation ("Athena"), HelioMax Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Athena, and Legacy Heliogen. Each RSU represents a contingent right to receive one share of the Common Stock of the Issuer. Six and one-quarter percent (6.25%) of the shares underlying the RSUs vest in quarterly installments with the first installment vesting on March 15, 2022, subject to the Reporting Person's continuous service.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.