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Nasdaq · USD

TTEK

TETRA TECH INC

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Tapewire entity
3570
SEC CIK
0000831641
Parsed reports
658

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2017 Filed Jan 5, 2017 23:42 UTC Exercise / conversionCOMMON STOCK 8,000 $22.40 $179,200.00
Disclosure

SEC source: 0001194005-17-000002 · edgar.xml · nonDerivative · entry 2

SMITH ALBERT E · CIK 0001194005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 23:42 UTC Exercise / conversionCOMMON STOCK 8,000 $25.27 $202,160.00
Disclosure

SEC source: 0001194005-17-000002 · edgar.xml · nonDerivative · entry 1

SMITH ALBERT E · CIK 0001194005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 23:17 UTC GrantCOMMON STOCK 240 $0.00 $0.00
Disclosure

SEC source: 0001582882-16-000003 · edgar.xml · nonDerivative · entry 2

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,120

F3 · shares: In accordance with our compensation policy for Directors, 140% of the applicable restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 240 additional shares were issued to the reporting person.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 23:12 UTC GrantCOMMON STOCK 240 $0.00 $0.00
Disclosure

SEC source: 0001242797-16-000009 · edgar.xml · nonDerivative · entry 2

TRULY RICHARD H · CIK 0001242797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,220

F3 · shares: In accordance with our compensation policy for Directors, 140% of the applicable restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 240 additional shares were issued to the reporting person.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 23:06 UTC GrantCOMMON STOCK 240 $0.00 $0.00
Disclosure

SEC source: 0001194005-16-000012 · edgar.xml · nonDerivative · entry 2

SMITH ALBERT E · CIK 0001194005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,877

F3 · shares: In accordance with our compensation policy for Directors, 140% of the applicable restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 240 additional shares were issued to the reporting person.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 23:09 UTC GrantCOMMON STOCK 240 $0.00 $0.00
Disclosure

SEC source: 0001188787-16-000012 · edgar.xml · nonDerivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,295

F3 · shares: In accordance with our compensation policy for Directors, 140% of the applicable restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 240 additional shares were issued to the reporting person.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 22:59 UTC GrantCOMMON STOCK 240 $0.00 $0.00
Disclosure

SEC source: 0001592089-16-000005 · edgar.xml · nonDerivative · entry 2

Ritrievi Kimberly E · CIK 0001592089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,120

F3 · shares: In accordance with our compensation policy for Directors, 140% of the applicable restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 240 additional shares were issued to the reporting person.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 22:56 UTC GrantCOMMON STOCK 240 $0.00 $0.00
Disclosure

SEC source: 0001592089-16-000004 · edgar.xml · nonDerivative · entry 2

Ritrievi Kimberly E · CIK 0001592089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,120

F3 · shares: In accordance with our compensation policy for Directors, 140% of the applicable restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 240 additional shares were issued to the reporting person.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 22:48 UTC GrantCOMMON STOCK 240 $0.00 $0.00
Disclosure

SEC source: 0001007757-16-000011 · edgar.xml · nonDerivative · entry 2

LEWIS J CHRISTOPHER · CIK 0001007757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,900

F3 · shares: In accordance with our compensation policy for Directors, 140% of the applicable restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 240 additional shares were issued to the reporting person.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 22:42 UTC GrantCOMMON STOCK 240 $0.00 $0.00
Disclosure

SEC source: 0001183870-16-000008 · edgar.xml · nonDerivative · entry 2

HADEN PATRICK C · CIK 0001183870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,420

F3 · shares: In accordance with our compensation policy for Directors, 140% of the applicable restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 240 additional shares were issued to the reporting person.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 22:36 UTC
GRANT HUGH MDirector
GrantCOMMON STOCK 240 $0.00 $0.00
Disclosure

SEC source: 0001215373-16-000011 · edgar.xml · nonDerivative · entry 2

GRANT HUGH M · CIK 0001215373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,220

F3 · shares: In accordance with our compensation policy for Directors, 140% of the applicable restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 240 additional shares were issued to the reporting person.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:14 UTC
CARTER BRIAN NSVP and Corporate Controller
Tax withholdingCOMMON STOCK 167 $42.80 $7,147.60
Disclosure

SEC source: 0001561742-16-000016 · edgar.xml · nonDerivative · entry 4

CARTER BRIAN N · CIK 0001561742 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,639

F4 · shares: 167 of the shares underlying RSUs which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:14 UTC
CARTER BRIAN NSVP and Corporate Controller
Tax withholdingCOMMON STOCK 621 $42.80 $26,578.80
Disclosure

SEC source: 0001561742-16-000016 · edgar.xml · nonDerivative · entry 3

CARTER BRIAN N · CIK 0001561742 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,806

F3 · shares: 621 of the shares underlying restricted stock which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:14 UTC
CARTER BRIAN NSVP and Corporate Controller
GrantCOMMON STOCK 471 $0.00 $0.00
Disclosure

SEC source: 0001561742-16-000016 · edgar.xml · nonDerivative · entry 2

CARTER BRIAN N · CIK 0001561742 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,427

F2 · shares: In accordance with the Executive Compensation Policy, 140% of one restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 471 addtional shares were issued to the reporting person.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:57 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Tax withholdingCOMMON STOCK 2,491 $42.80 $106,614.80
Disclosure

SEC source: 0001207854-16-000016 · edgar.xml · nonDerivative · entry 4

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,819

F4 · shares: 2,491 of the shares underlying RSUs which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:57 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Tax withholdingCOMMON STOCK 9,296 $42.80 $397,868.80
Disclosure

SEC source: 0001207854-16-000016 · edgar.xml · nonDerivative · entry 3

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,310

F3 · shares: 9,296 of the shares underlying restricted stock which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:57 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
GrantCOMMON STOCK 5,090 $0.00 $0.00
Disclosure

SEC source: 0001207854-16-000016 · edgar.xml · nonDerivative · entry 2

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,606

F2 · shares: In accordance with the Executive Compensation Policy, 140% of one restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 5,090 addtional shares were issued to the reporting person.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:54 UTC
BROWNLIE WILLIAM RSenior Vice President
Tax withholdingCOMMON STOCK 198 $42.80 $8,474.40
Disclosure

SEC source: 0001346227-16-000014 · edgar.xml · nonDerivative · entry 4

BROWNLIE WILLIAM R · CIK 0001346227 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,473

F4 · shares: 198 of the shares underlying RSUs which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:54 UTC
BROWNLIE WILLIAM RSenior Vice President
Tax withholdingCOMMON STOCK 738 $42.80 $31,586.40
Disclosure

SEC source: 0001346227-16-000014 · edgar.xml · nonDerivative · entry 3

BROWNLIE WILLIAM R · CIK 0001346227 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,671

F3 · shares: 738 of the shares underlying restricted stock which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:54 UTC
BROWNLIE WILLIAM RSenior Vice President
GrantCOMMON STOCK 560 $0.00 $0.00
Disclosure

SEC source: 0001346227-16-000014 · edgar.xml · nonDerivative · entry 2

BROWNLIE WILLIAM R · CIK 0001346227 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,409

F2 · shares: In accordance with the Executive Compensation Policy, 140% of one restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 560 addtional shares were issued to the reporting person.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:48 UTC
SALIN JANIS BSVP and General Counsel
Tax withholdingCOMMON STOCK 224 $42.80 $9,587.20
Disclosure

SEC source: 0001206392-16-000019 · edgar.xml · nonDerivative · entry 4

SALIN JANIS B · CIK 0001206392 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,105

F4 · shares: 224 of the shares underlying RSUs which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:48 UTC
SALIN JANIS BSVP and General Counsel
Tax withholdingCOMMON STOCK 836 $42.80 $35,780.80
Disclosure

SEC source: 0001206392-16-000019 · edgar.xml · nonDerivative · entry 3

SALIN JANIS B · CIK 0001206392 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,329

F3 · shares: 836 of the shares underlying restricted stock which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:48 UTC
SALIN JANIS BSVP and General Counsel
GrantCOMMON STOCK 635 $0.00 $0.00
Disclosure

SEC source: 0001206392-16-000019 · edgar.xml · nonDerivative · entry 2

SALIN JANIS B · CIK 0001206392 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,165

F2 · shares: In accordance with the Executive Compensation Policy, 140% of one restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 635 addtional shares were issued to the reporting person.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:43 UTC
BURDICK STEVEN MEVP AND CFO
Tax withholdingCOMMON STOCK 358 $42.80 $15,322.40
Disclosure

SEC source: 0001277150-16-000014 · edgar.xml · nonDerivative · entry 4

BURDICK STEVEN M · CIK 0001277150 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,070

F4 · shares: 358 of the shares underlying RSUs which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:43 UTC
BURDICK STEVEN MEVP AND CFO
Tax withholdingCOMMON STOCK 1,333 $42.80 $57,052.40
Disclosure

SEC source: 0001277150-16-000014 · edgar.xml · nonDerivative · entry 3

BURDICK STEVEN M · CIK 0001277150 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,428

F3 · shares: 1,333 of the shares underlying restricted stock which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:43 UTC
BURDICK STEVEN MEVP AND CFO
GrantCOMMON STOCK 1,013 $0.00 $0.00
Disclosure

SEC source: 0001277150-16-000014 · edgar.xml · nonDerivative · entry 2

BURDICK STEVEN M · CIK 0001277150 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,761

F2 · shares: In accordance with the Executive Compensation Policy, 140% of one restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 1,013 addtional shares were issued to the reporting person.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:40 UTC Tax withholdingCOMMON STOCK 167 $42.80 $7,147.60
Disclosure

SEC source: 0001206709-16-000016 · edgar.xml · nonDerivative · entry 4

CHRISTENSEN CRAIG L · CIK 0001206709 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,845

F4 · shares: 167 of the shares underlying RSUs which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:40 UTC Tax withholdingCOMMON STOCK 720 $42.80 $30,816.00
Disclosure

SEC source: 0001206709-16-000016 · edgar.xml · nonDerivative · entry 3

CHRISTENSEN CRAIG L · CIK 0001206709 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,012

F3 · shares: 720 of the shares underlying restricted stock which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:40 UTC GrantCOMMON STOCK 546 $0.00 $0.00
Disclosure

SEC source: 0001206709-16-000016 · edgar.xml · nonDerivative · entry 2

CHRISTENSEN CRAIG L · CIK 0001206709 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,732

F2 · shares: In accordance with the Executive Compensation Policy, 140% of one restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 546 addtional shares were issued to the reporting person.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:37 UTC
CHU RONALD JEXECUTIVE VICE PRESIDENT
Tax withholdingCOMMON STOCK 309 $42.80 $13,225.20
Disclosure

SEC source: 0001450055-16-000012 · edgar.xml · nonDerivative · entry 4

CHU RONALD J · CIK 0001450055 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,912

F4 · shares: 309 of the shares underlying RSUs which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:37 UTC
CHU RONALD JEXECUTIVE VICE PRESIDENT
Tax withholdingCOMMON STOCK 1,154 $42.80 $49,391.20
Disclosure

SEC source: 0001450055-16-000012 · edgar.xml · nonDerivative · entry 3

CHU RONALD J · CIK 0001450055 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,221

F3 · shares: 1,154 of the shares underlying restricted stock which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:37 UTC
CHU RONALD JEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 1,013 $0.00 $0.00
Disclosure

SEC source: 0001450055-16-000012 · edgar.xml · nonDerivative · entry 2

CHU RONALD J · CIK 0001450055 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,375

F2 · shares: In accordance with the Executive Compensation Policy, 140% of one restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 1,013 addtional shares were issued to the reporting person.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:29 UTC
LEMMON RICHARD ASenior Vice President
Tax withholdingCOMMON STOCK 224 $42.80 $9,587.20
Disclosure

SEC source: 0001187157-16-000014 · edgar.xml · nonDerivative · entry 4

LEMMON RICHARD A · CIK 0001187157 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,270

F4 · shares: 224 of the shares underlying RSUs which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:29 UTC
LEMMON RICHARD ASenior Vice President
Tax withholdingCOMMON STOCK 836 $42.80 $35,780.80
Disclosure

SEC source: 0001187157-16-000014 · edgar.xml · nonDerivative · entry 3

LEMMON RICHARD A · CIK 0001187157 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,494

F3 · shares: 836 of the shares underlying restricted stock which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:29 UTC
LEMMON RICHARD ASenior Vice President
GrantCOMMON STOCK 635 $0.00 $0.00
Disclosure

SEC source: 0001187157-16-000014 · edgar.xml · nonDerivative · entry 2

LEMMON RICHARD A · CIK 0001187157 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,330

F2 · shares: In accordance with the Executive Compensation Policy, 140% of one restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 635 addtional shares were issued to the reporting person.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:27 UTC
MCDONALD KEVIN PSenior Vice President
Tax withholdingCOMMON STOCK 150 $42.80 $6,420.00
Disclosure

SEC source: 0001534623-16-000015 · edgar.xml · nonDerivative · entry 3

MCDONALD KEVIN P · CIK 0001534623 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,091

F3 · shares: 150 of the shares underlying restricted stock which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:27 UTC
MCDONALD KEVIN PSenior Vice President
Tax withholdingCOMMON STOCK 559 $42.80 $23,925.20
Disclosure

SEC source: 0001534623-16-000015 · edgar.xml · nonDerivative · entry 2

MCDONALD KEVIN P · CIK 0001534623 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,241

F2 · shares: 559 of the shares underlying restricted stock which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:27 UTC
MCDONALD KEVIN PSenior Vice President
GrantCOMMON STOCK 424 $0.00 $0.00
Disclosure

SEC source: 0001534623-16-000015 · edgar.xml · nonDerivative · entry 1

MCDONALD KEVIN P · CIK 0001534623 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,800

F1 · shares: In accordance with the Executive Compensation Policy, 140% of one restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 424 addtional shares were issued to the reporting person.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:16 UTC
SHOEMAKER LESLIE LEXECUTIVE VICE PRESIDENT
Tax withholdingCOMMON STOCK 216 $42.80 $9,244.80
Disclosure

SEC source: 0001450067-16-000010 · edgar.xml · nonDerivative · entry 4

SHOEMAKER LESLIE L · CIK 0001450067 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,064

F4 · shares: 216 of the shares underlying RSUs which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:16 UTC
SHOEMAKER LESLIE LEXECUTIVE VICE PRESIDENT
Tax withholdingCOMMON STOCK 806 $42.80 $34,496.80
Disclosure

SEC source: 0001450067-16-000010 · edgar.xml · nonDerivative · entry 3

SHOEMAKER LESLIE L · CIK 0001450067 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,280

F3 · shares: 806 of the shares underlying restricted stock which vested on 11/22/2016 were withheld to pay the related tax liability.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:16 UTC
SHOEMAKER LESLIE LEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 612 $0.00 $0.00
Disclosure

SEC source: 0001450067-16-000010 · edgar.xml · nonDerivative · entry 2

SHOEMAKER LESLIE L · CIK 0001450067 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,086

F2 · shares: In accordance with the Executive Compensation Policy, 140% of one restricted stock installment granted on 11/22/2013 became vested on 11/22/2016, and 612 addtional shares were issued to the reporting person.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 21:14 UTC
CARTER BRIAN NSVP and Corporate Controller
Tax withholdingCOMMON STOCK 215 $41.25 $8,868.75
Disclosure

SEC source: 0001561742-16-000016 · edgar.xml · nonDerivative · entry 1

CARTER BRIAN N · CIK 0001561742 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,956

F1 · shares: 215 of the shares underlying RSUs which vested on 11/21/2015 were withheld to pay the related tax liability.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 21:57 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Tax withholdingCOMMON STOCK 3,754 $41.25 $154,852.50
Disclosure

SEC source: 0001207854-16-000016 · edgar.xml · nonDerivative · entry 1

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,516

F1 · shares: 3,754 of the shares underlying RSUs which vested on 11/21/2016 were withheld to pay the related tax liability.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 21:54 UTC
BROWNLIE WILLIAM RSenior Vice President
Tax withholdingCOMMON STOCK 255 $41.25 $10,518.75
Disclosure

SEC source: 0001346227-16-000014 · edgar.xml · nonDerivative · entry 1

BROWNLIE WILLIAM R · CIK 0001346227 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,849

F1 · shares: 255 of the shares underlying RSUs which vested on 11/21/2016 were withheld to pay the related tax liability.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 21:48 UTC
SALIN JANIS BSVP and General Counsel
Tax withholdingCOMMON STOCK 290 $41.25 $11,962.50
Disclosure

SEC source: 0001206392-16-000019 · edgar.xml · nonDerivative · entry 1

SALIN JANIS B · CIK 0001206392 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,530

F1 · shares: 290 of the shares underlying RSUs which vested on 11/21/2016 were withheld to pay the related tax liability.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 21:43 UTC
BURDICK STEVEN MEVP AND CFO
Tax withholdingCOMMON STOCK 462 $41.25 $19,057.50
Disclosure

SEC source: 0001277150-16-000014 · edgar.xml · nonDerivative · entry 1

BURDICK STEVEN M · CIK 0001277150 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,748

F1 · shares: 462 of the shares underlying RSUs which vested on 11/21/2016 were withheld to pay the related tax liability.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 21:40 UTC Tax withholdingCOMMON STOCK 249 $41.25 $10,271.25
Disclosure

SEC source: 0001206709-16-000016 · edgar.xml · nonDerivative · entry 1

CHRISTENSEN CRAIG L · CIK 0001206709 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,186

F1 · shares: 249of the shares underlying RSUs which vested on 11/21/2016 were withheld to pay the related tax liability.

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November 21, 2016 Filed Nov 23, 2016 21:37 UTC
CHU RONALD JEXECUTIVE VICE PRESIDENT
Tax withholdingCOMMON STOCK 400 $41.25 $16,500.00
Disclosure

SEC source: 0001450055-16-000012 · edgar.xml · nonDerivative · entry 1

CHU RONALD J · CIK 0001450055 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,362

F1 · shares: 400 of the shares underlying RSUs which vested on 11/21/2016 were withheld to pay the related tax liability.

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November 21, 2016 Filed Nov 23, 2016 21:29 UTC
LEMMON RICHARD ASenior Vice President
Tax withholdingCOMMON STOCK 290 $41.25 $11,962.50
Disclosure

SEC source: 0001187157-16-000014 · edgar.xml · nonDerivative · entry 1

LEMMON RICHARD A · CIK 0001187157 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,695

F1 · shares: 290 of the shares underlying RSUs which vested on 11/21/2016 were withheld to pay the related tax liability.

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November 21, 2016 Filed Nov 23, 2016 21:16 UTC
SHOEMAKER LESLIE LEXECUTIVE VICE PRESIDENT
Tax withholdingCOMMON STOCK 279 $41.25 $11,508.75
Disclosure

SEC source: 0001450067-16-000010 · edgar.xml · nonDerivative · entry 1

SHOEMAKER LESLIE L · CIK 0001450067 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,474

F1 · shares: 279 of the shares underlying RSUs which vested on 11/21/2016 were withheld to pay the related tax liability.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.