TTEC

SEC source: 0001179110-17-008114 · edgar.xml · derivative · entry 5

Holtzman Marc · CIK 0001530171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

SEC source: 0001179110-17-008114 · edgar.xml · nonDerivative · entry 1

Holtzman Marc · CIK 0001530171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

SEC source: 0001179110-17-008113 · edgar.xml · derivative · entry 2

Frerichs Robert N · CIK 0001302895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

SEC source: 0001179110-17-008113 · edgar.xml · nonDerivative · entry 1

Frerichs Robert N · CIK 0001302895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

SEC source: 0001179110-17-008110 · edgar.xml · derivative · entry 2

Conley Gregory A · CIK 0001550550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

SEC source: 0001179110-17-008110 · edgar.xml · nonDerivative · entry 1

Conley Gregory A · CIK 0001550550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

SEC source: 0001179110-17-008107 · edgar.xml · derivative · entry 2

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

SEC source: 0001179110-17-008107 · edgar.xml · nonDerivative · entry 1

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

SEC source: 0001179110-17-008106 · edgar.xml · derivative · entry 4

Anenen Steven · CIK 0001303171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Reflects vesting of RSUs on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.exercise_date: Reflects vesting of RSUs on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.expiration_date: Reflects vesting of RSUs on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

SEC source: 0001179110-17-008106 · edgar.xml · derivative · entry 3

Anenen Steven · CIK 0001303171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

SEC source: 0001179110-17-008106 · edgar.xml · nonDerivative · entry 2

Anenen Steven · CIK 0001303171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Reflects vesting of RSUs on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

SEC source: 0001179110-17-008106 · edgar.xml · nonDerivative · entry 1

Anenen Steven · CIK 0001303171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

SEC source: 0001179110-17-008102 · edgar.xml · derivative · entry 2

MEHTA SHRIKANT · CIK 0001113752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

SEC source: 0001179110-17-008102 · edgar.xml · nonDerivative · entry 1

MEHTA SHRIKANT · CIK 0001113752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

SEC source: 0001179110-17-007628 · edgar.xml · derivative · entry 3

MEHTA SHRIKANT · CIK 0001113752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2017-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Reporting Person initially received 15,000 stock options on June 1, 2007. The stock options were exercisable on the one-year anniversary of the date of the grant.

SEC source: 0001179110-17-007628 · edgar.xml · nonDerivative · entry 2

MEHTA SHRIKANT · CIK 0001113752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,509

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $39.55 and $39.775. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, will undertake to provide further information regarding the number of securities purchased or sold at each separate price.

SEC source: 0001179110-17-007628 · edgar.xml · nonDerivative · entry 1

MEHTA SHRIKANT · CIK 0001113752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-17-007118 · edgar.xml · nonDerivative · entry 3

Hand Judi · CIK 0001526072 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,563

F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 21, 2016.

F4 · price: Represents the weighted average price of multiple transactions with a range of prices between $33.60 and $35.55. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, will undertake to provide further information regarding the number of securities purchased or sold at each separate price.

SEC source: 0001179110-17-007118 · edgar.xml · nonDerivative · entry 2

Hand Judi · CIK 0001526072 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,563

F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 21, 2016.

F3 · price: Represents the weighted average price of multiple transactions with a range of prices between $35.00 and $35.30. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, will undertake to provide further information regarding the number of securities purchased or sold at each separate price.

SEC source: 0001179110-17-007118 · edgar.xml · nonDerivative · entry 1

Hand Judi · CIK 0001526072 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,563

F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 21, 2016.

F2 · price: Represents the weighted average price of multiple transactions with a range of prices between $37.00 and $37.10. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, will undertake to provide further information regarding the number of securities purchased or sold at each separate price.

SEC source: 0001179110-17-005390 · edgar.xml · derivative · entry 3

Paolillo Regina · CIK 0001324574 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,987

Underlying: Common Stock · 2,987 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on April 1, 2017. The Reporting Person initially received 14,934 time-based RSUs on April 1, 2013. The RSUs vest in five installments of 20% per year beginning on April 1, 2014.

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on April 1, 2017. The Reporting Person initially received 14,934 time-based RSUs on April 1, 2013. The RSUs vest in five installments of 20% per year beginning on April 1, 2014.

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on April 1, 2017. The Reporting Person initially received 14,934 time-based RSUs on April 1, 2013. The RSUs vest in five installments of 20% per year beginning on April 1, 2014.

SEC source: 0001179110-17-005390 · edgar.xml · nonDerivative · entry 2

Paolillo Regina · CIK 0001324574 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,413

F2 · security: Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.

SEC source: 0001179110-17-005390 · edgar.xml · nonDerivative · entry 1

Paolillo Regina · CIK 0001324574 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on April 1, 2017. The Reporting Person initially received 14,934 time-based RSUs on April 1, 2013. The RSUs vest in five installments of 20% per year beginning on April 1, 2014.

SEC source: 0001179110-17-005389 · edgar.xml · derivative · entry 3

DEGHETTO MARTIN F · CIK 0001540617 · EVP, COO CMS and CGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,987

Underlying: Common Stock · 2,987 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on April 1, 2017. The Reporting Person initially received 14,934 time-based RSUs on April 1, 2013. The RSUs vest in five installments of 20% per year beginning on April 1, 2014.

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on April 1, 2017. The Reporting Person initially received 14,934 time-based RSUs on April 1, 2013. The RSUs vest in five installments of 20% per year beginning on April 1, 2014.

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on April 1, 2017. The Reporting Person initially received 14,934 time-based RSUs on April 1, 2013. The RSUs vest in five installments of 20% per year beginning on April 1, 2014.

SEC source: 0001179110-17-005389 · edgar.xml · nonDerivative · entry 2

DEGHETTO MARTIN F · CIK 0001540617 · EVP, COO CMS and CGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,009

F2 · security: Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.

SEC source: 0001179110-17-005389 · edgar.xml · nonDerivative · entry 1

DEGHETTO MARTIN F · CIK 0001540617 · EVP, COO CMS and CGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on April 1, 2017. The Reporting Person initially received 14,934 time-based RSUs on April 1, 2013. The RSUs vest in five installments of 20% per year beginning on April 1, 2014.

SEC source: 0001179110-17-005326 · edgar.xml · derivative · entry 1

McLean Margaret B · CIK 0001490940 · SVP, GC & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,773

Underlying: Common Stock · 25,773 shares

Expires not disclosed

F1 · security: The Reporting Person received 25,773 time-based Restricted Stock Units ("RSUs") on March 29, 2017. The RSUs vest 25% per year beginning on March 29, 2018 and on each anniversary thereafter.

F1 · derivative.exercise_date: The Reporting Person received 25,773 time-based Restricted Stock Units ("RSUs") on March 29, 2017. The RSUs vest 25% per year beginning on March 29, 2018 and on each anniversary thereafter.

F1 · derivative.expiration_date: The Reporting Person received 25,773 time-based Restricted Stock Units ("RSUs") on March 29, 2017. The RSUs vest 25% per year beginning on March 29, 2018 and on each anniversary thereafter.

SEC source: 0001179110-17-005325 · edgar.xml · derivative · entry 1

POLLEMA STEVEN C · CIK 0001221388 · SVP, CTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,773

Underlying: Common Stock · 25,773 shares

Expires not disclosed

F1 · security: The Reporting Person received 25,773 time-based Restricted Stock Units ("RSUs") on March 29, 2017. The RSUs vest 25% per year beginning on March 29, 2018 and on each anniversary thereafter.

F1 · derivative.exercise_date: The Reporting Person received 25,773 time-based Restricted Stock Units ("RSUs") on March 29, 2017. The RSUs vest 25% per year beginning on March 29, 2018 and on each anniversary thereafter.

F1 · derivative.expiration_date: The Reporting Person received 25,773 time-based Restricted Stock Units ("RSUs") on March 29, 2017. The RSUs vest 25% per year beginning on March 29, 2018 and on each anniversary thereafter.

SEC source: 0001179110-17-005324 · edgar.xml · derivative · entry 1

Paolillo Regina · CIK 0001324574 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,364

Underlying: Common Stock · 34,364 shares

Expires not disclosed

F1 · security: The Reporting Person received 34,364 time-based Restricted Stock Units ("RSUs") on March 29, 2017. The RSUs vest 25% per year beginning on March 29, 2018 and on each anniversary thereafter.

F1 · derivative.exercise_date: The Reporting Person received 34,364 time-based Restricted Stock Units ("RSUs") on March 29, 2017. The RSUs vest 25% per year beginning on March 29, 2018 and on each anniversary thereafter.

F1 · derivative.expiration_date: The Reporting Person received 34,364 time-based Restricted Stock Units ("RSUs") on March 29, 2017. The RSUs vest 25% per year beginning on March 29, 2018 and on each anniversary thereafter.

SEC source: 0001179110-17-005323 · edgar.xml · derivative · entry 1

Hand Judi · CIK 0001526072 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,364

Underlying: Common Stock · 34,364 shares

Expires not disclosed

F1 · security: The Reporting Person received 34,364 time-based Restricted Stock Units ("RSUs") on March 29, 2017. The RSUs vest 25% per year beginning on March 29, 2018 and on each anniversary thereafter.

F1 · derivative.exercise_date: The Reporting Person received 34,364 time-based Restricted Stock Units ("RSUs") on March 29, 2017. The RSUs vest 25% per year beginning on March 29, 2018 and on each anniversary thereafter.

F1 · derivative.expiration_date: The Reporting Person received 34,364 time-based Restricted Stock Units ("RSUs") on March 29, 2017. The RSUs vest 25% per year beginning on March 29, 2018 and on each anniversary thereafter.

SEC source: 0001179110-17-005322 · edgar.xml · derivative · entry 1

DEGHETTO MARTIN F · CIK 0001540617 · EVP, COO CMS and CGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,364

Underlying: Common Stock · 34,364 shares

Expires not disclosed

F1 · security: The Reporting Person received 34,364 time-based Restricted Stock Units ("RSUs") on March 29, 2017. The RSUs vest 25% per year beginning on March 29, 2018 and on each anniversary thereafter.

F1 · derivative.exercise_date: The Reporting Person received 34,364 time-based Restricted Stock Units ("RSUs") on March 29, 2017. The RSUs vest 25% per year beginning on March 29, 2018 and on each anniversary thereafter.

F1 · derivative.expiration_date: The Reporting Person received 34,364 time-based Restricted Stock Units ("RSUs") on March 29, 2017. The RSUs vest 25% per year beginning on March 29, 2018 and on each anniversary thereafter.

SEC source: 0001179110-17-004717 · edgar.xml · derivative · entry 1

JIMENEZ ROBERT N · CIK 0001644641 · EVP, CSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,184

Underlying: Common Stock · 2,184 shares

Expires not disclosed

F1 · security: The Reporting Person received 2,184 time-based Restricted Stock Units ("RSUs") on March 15, 2017. The RSUs vest 100% on March 15, 2018.

F1 · derivative.exercise_date: The Reporting Person received 2,184 time-based Restricted Stock Units ("RSUs") on March 15, 2017. The RSUs vest 100% on March 15, 2018.

F1 · derivative.expiration_date: The Reporting Person received 2,184 time-based Restricted Stock Units ("RSUs") on March 15, 2017. The RSUs vest 100% on March 15, 2018.

SEC source: 0001179110-17-004038 · edgar.xml · derivative · entry 3

DEGHETTO MARTIN F · CIK 0001540617 · EVP, COO CMS and CGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on March 5, 2017. The Reporting Person initially received 25,000 time-based RSUs on March 5, 2012. The RSUs vest in five equal installments of 5,000 per year beginning on March 5, 2013.

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on March 5, 2017. The Reporting Person initially received 25,000 time-based RSUs on March 5, 2012. The RSUs vest in five equal installments of 5,000 per year beginning on March 5, 2013.

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on March 5, 2017. The Reporting Person initially received 25,000 time-based RSUs on March 5, 2012. The RSUs vest in five equal installments of 5,000 per year beginning on March 5, 2013.

SEC source: 0001179110-17-004038 · edgar.xml · nonDerivative · entry 2

DEGHETTO MARTIN F · CIK 0001540617 · EVP, COO CMS and CGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,978

F2 · security: Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.

SEC source: 0001179110-17-004038 · edgar.xml · nonDerivative · entry 1

DEGHETTO MARTIN F · CIK 0001540617 · EVP, COO CMS and CGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on March 5, 2017. The Reporting Person initially received 25,000 time-based RSUs on March 5, 2012. The RSUs vest in five equal installments of 5,000 per year beginning on March 5, 2013.

SEC source: 0001179110-17-002771 · edgar.xml · derivative · entry 3

Paolillo Regina · CIK 0001324574 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on February 20, 2017. The Reporting Person initially received 75,000 time-based RSUs on February 20, 2014. The RSUs vest in five equal installments of 15,000 per year beginning on February 20, 2015.

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on February 20, 2017. The Reporting Person initially received 75,000 time-based RSUs on February 20, 2014. The RSUs vest in five equal installments of 15,000 per year beginning on February 20, 2015.

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on February 20, 2017. The Reporting Person initially received 75,000 time-based RSUs on February 20, 2014. The RSUs vest in five equal installments of 15,000 per year beginning on February 20, 2015.

SEC source: 0001179110-17-002771 · edgar.xml · nonDerivative · entry 2

Paolillo Regina · CIK 0001324574 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,382

F2 · security: Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.

SEC source: 0001179110-17-002771 · edgar.xml · nonDerivative · entry 1

Paolillo Regina · CIK 0001324574 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on February 20, 2017. The Reporting Person initially received 75,000 time-based RSUs on February 20, 2014. The RSUs vest in five equal installments of 15,000 per year beginning on February 20, 2015.

SEC source: 0001179110-16-033121 · edgar.xml · nonDerivative · entry 1

McLean Margaret B · CIK 0001490940 · SVP, GC & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,170

SEC source: 0001179110-16-031068 · edgar.xml · derivative · entry 3

Paolillo Regina · CIK 0001324574 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on November 1, 2016. The Reporting Person initially received 100,000 time-based RSUs on November 1, 2012. The RSUs vest in five equal installments of 20,000 per year beginning on November 1, 2013.

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on November 1, 2016. The Reporting Person initially received 100,000 time-based RSUs on November 1, 2012. The RSUs vest in five equal installments of 20,000 per year beginning on November 1, 2013.

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on November 1, 2016. The Reporting Person initially received 100,000 time-based RSUs on November 1, 2012. The RSUs vest in five equal installments of 20,000 per year beginning on November 1, 2013.

SEC source: 0001179110-16-031068 · edgar.xml · nonDerivative · entry 2

Paolillo Regina · CIK 0001324574 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,301

F2 · security: Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.

SEC source: 0001179110-16-031068 · edgar.xml · nonDerivative · entry 1

Paolillo Regina · CIK 0001324574 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on November 1, 2016. The Reporting Person initially received 100,000 time-based RSUs on November 1, 2012. The RSUs vest in five equal installments of 20,000 per year beginning on November 1, 2013.