Last 12 months
Inside the activity.
1 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 6 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 12, 2024 Filed Sep 13, 2024 21:56 UTC |
Brennan KieranSenior Vice President
|
SaleCommon Stock | 15,110 | $4.88 | $73,791.20 |
DisclosureSEC source: 0001437749-24-029172 · rdgdoc.xml · nonDerivative · entry 2 Brennan Kieran · CIK 0001729129 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 530,320 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.8500 to $4.9182, inclusive. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 21:56 UTC |
Brennan KieranSenior Vice President
|
SaleCommon Stock | 27,450 | $4.82 | $132,388.61 |
DisclosureSEC source: 0001437749-24-029172 · rdgdoc.xml · nonDerivative · entry 1 Brennan Kieran · CIK 0001729129 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 545,430 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.8053 to $4.9000, inclusive. The reporting person undertakes to provide to TSS, Inc., any security holder of TSS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1), (2) and (3) of this Form 4. Read SEC document |
| September 10, 2024 Filed Sep 11, 2024 20:05 UTC |
Brennan KieranSenior Vice President
|
SaleCommon Stock | 10,000 | $4.88 | $48,816.00 |
DisclosureSEC source: 0001437749-24-028965 · rdgdoc.xml · nonDerivative · entry 2 Brennan Kieran · CIK 0001729129 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 572,880 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.8504 to $4.9129, inclusive. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 20:05 UTC |
Brennan KieranSenior Vice President
|
SaleCommon Stock | 35,000 | $5.13 | $179,595.50 |
DisclosureSEC source: 0001437749-24-028965 · rdgdoc.xml · nonDerivative · entry 1 Brennan Kieran · CIK 0001729129 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 582,880 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.0373 to $5.2002, inclusive. The reporting person undertakes to provide to TSS, Inc., any security holder of TSS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) of this Form 4. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 20:03 UTC |
MARROTT KARL TODDChief Operating Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 66,666 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001437749-24-028543 · rdgdoc.xml · derivative · entry 3 MARROTT KARL TODD · CIK 0002014820 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,334 Underlying: Common Stock · 66,666 shares Expires 2032-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 20:03 UTC |
MARROTT KARL TODDChief Operating Officer
|
Tax withholdingCommon Stock | 22,225 | $5.05 | $112,236.25 |
DisclosureSEC source: 0001437749-24-028543 · rdgdoc.xml · nonDerivative · entry 2 MARROTT KARL TODD · CIK 0002014820 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,766 Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 20:03 UTC |
MARROTT KARL TODDChief Operating Officer
|
Exercise / conversionCommon Stock | 66,666 | $0.60 | $39,999.60 |
DisclosureSEC source: 0001437749-24-028543 · rdgdoc.xml · nonDerivative · entry 1 MARROTT KARL TODD · CIK 0002014820 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2024 Filed Sep 4, 2024 01:26 UTC |
Woodward Peter HDirector · 10% owner
|
SaleCommon Stock | 292,381 | $4.91 | $1,435,883.09 |
DisclosureSEC source: 0001437749-24-028324 · rdgdoc.xml · nonDerivative · entry 2 Woodward Peter H · CIK 0001369119 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Shares held through MHW Partners, L.P. Disclosed balance after: 1,233,521 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.4355 to $5.11, inclusive. F2 · ownership.nature: The shares are owned by MHW Partners, L.P. The reporting person is the General Partner of MHW Partners, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. Read SEC document |
| August 29, 2024 Filed Sep 4, 2024 01:37 UTC |
Brennan KieranSenior Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.49 | $0.00 |
DisclosureSEC source: 0001437749-24-028326 · rdgdoc.xml · derivative · entry 3 Brennan Kieran · CIK 0001729129 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2028-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2024 Filed Sep 4, 2024 01:37 UTC |
Brennan KieranSenior Vice President
|
Tax withholdingCommon Stock | 84,720 | $5.19 | $439,696.80 |
DisclosureSEC source: 0001437749-24-028326 · rdgdoc.xml · nonDerivative · entry 2 Brennan Kieran · CIK 0001729129 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 617,880 Read SEC document |
| August 29, 2024 Filed Sep 4, 2024 01:37 UTC |
Brennan KieranSenior Vice President
|
Exercise / conversionCommon Stock | 250,000 | $0.49 | $122,500.00 |
DisclosureSEC source: 0001437749-24-028326 · rdgdoc.xml · nonDerivative · entry 1 Brennan Kieran · CIK 0001729129 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 702,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2024 Filed Sep 4, 2024 01:26 UTC |
Woodward Peter HDirector · 10% owner
|
SaleCommon Stock | 326,622 | $5.06 | $1,651,498.82 |
DisclosureSEC source: 0001437749-24-028324 · rdgdoc.xml · nonDerivative · entry 1 Woodward Peter H · CIK 0001369119 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Shares held through MHW Partners, L.P. Disclosed balance after: 1,525,902 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.20, inclusive. The reporting person undertakes to provide to TSS, Inc., any security holder of TSS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) of this Form 4. F2 · ownership.nature: The shares are owned by MHW Partners, L.P. The reporting person is the General Partner of MHW Partners, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. Read SEC document |
| August 27, 2024 Filed Aug 28, 2024 23:40 UTC |
Oliver James Mulford IIIChief Revenue Officer
|
SaleCommon Stock | 17,500 | $5.00 | $87,498.25 |
DisclosureSEC source: 0001437749-24-027965 · rdgdoc.xml · nonDerivative · entry 1 Oliver James Mulford III · CIK 0002000933 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,414 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.90 to $5.12, inclusive. The reporting person undertakes to provide to TSS, Inc., any security holder of TSS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 26, 2024 Filed Aug 28, 2024 00:32 UTC |
MARROTT KARL TODDChief Operating Officer
|
SaleCommon Stock | 23,850 | $4.58 | $109,192.46 |
DisclosureSEC source: 0001437749-24-027880 · rdgdoc.xml · nonDerivative · entry 2 MARROTT KARL TODD · CIK 0002014820 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,325 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.45 to $4.76, inclusive. Read SEC document |
| August 23, 2024 Filed Aug 28, 2024 00:32 UTC |
MARROTT KARL TODDChief Operating Officer
|
SaleCommon Stock | 40,000 | $4.44 | $177,436.00 |
DisclosureSEC source: 0001437749-24-027880 · rdgdoc.xml · nonDerivative · entry 1 MARROTT KARL TODD · CIK 0002014820 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,175 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.25 to $4.55, inclusive. The reporting person undertakes to provide to TSS, Inc., any security holder of TSS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) of this Form 4. Read SEC document |
| August 19, 2024 Filed Aug 28, 2024 00:33 UTC |
Brennan KieranSenior Vice President
|
SaleCommon Stock | 25,000 | $3.99 | $99,730.00 |
DisclosureSEC source: 0001437749-24-027881 · rdgdoc.xml · nonDerivative · entry 1 Brennan Kieran · CIK 0001729129 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 452,600 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.89 to $4.45, inclusive. The reporting person undertakes to provide to TSS, Inc., any security holder of TSS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 16, 2024 Filed Sep 4, 2024 01:26 UTC |
Woodward Peter HDirector · 10% owner
|
OtherCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-028324 · rdgdoc.xml · nonDerivative · entry 4 Woodward Peter H · CIK 0001369119 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Shares held through MHW Capital Management LLC Disclosed balance after: 25,000 F5 · kind: Represents the receipt of 25,000 shares from Azul as a performance fee. In prior reports, the reporting person reported beneficial ownership of 475,000 shares held by Azul. Effective August 16, 2024, the reporting person is no longer the Investment Manager of Azul. F6 · ownership.nature: The shares are owned by MHW Capital Management, LLC. The reporting person is the principal of MHW Capital Management, LLC. Read SEC document |
| August 16, 2024 Filed Sep 4, 2024 01:26 UTC |
Woodward Peter HDirector · 10% owner
|
OtherCommon Stock | 15,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-028324 · rdgdoc.xml · nonDerivative · entry 3 Woodward Peter H · CIK 0001369119 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,574 F4 · kind: Represents a distribution of 15,574 shares from MCM Azul II, LLC (formerly known as SOAM Azul II, LLC) ("Azul") of which the reportion person is a member. In prior reports, the reporting person reported beneficial ownership of 475,000 shares held by Azul. Effective August 16, 2024, the reporting person is no longer the Investment Manager of Azul. Read SEC document |
| June 27, 2024 Filed Apr 22, 2026 20:06 UTC |
MARROTT KARL TODDChief Operating Officer
|
GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-26-003804 · form4.xml · nonDerivative · entry 1 MARROTT KARL TODD · CIK 0002014820 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501,287 F1 · shares: These shares of common stock represent restricted stock granted pursuant to an award agreement between Mr. Marrott and the Issuer and are subject to forfeiture. The restricted stock awarded vests in installments as follows: (1) 125,000 shares vested on June 27, 2025, and (2) 125,000 shares will vest on June 27, 2026. Read SEC document |
| June 07, 2024 Filed Jun 12, 2024 00:39 UTC |
CHISM DANIEL MChief Financial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 125,000 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001437749-24-020000 · rdgdoc.xml · derivative · entry 2 CHISM DANIEL M · CIK 0001219755 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2034-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option becomes exercisable and may be exercised in installments as follows: (1) 41,667 shares will vest on June 7, 2025, (2) 41,667 shares will vest on June 7, 2026, and (3) 41,666 shares will vest on June 7, 2027. Read SEC document |
| June 07, 2024 Filed Jun 12, 2024 00:39 UTC |
CHISM DANIEL MChief Financial Officer
|
GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-020000 · rdgdoc.xml · nonDerivative · entry 1 CHISM DANIEL M · CIK 0001219755 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 F1 · shares: These shares of common stock represent restricted stock granted pursuant to an award agreement between Mr. Chism and the Issuer and are subject to forfeiture. The restricted stock awarded will vest in installments as follows: (1) 62,500 shares will vest on June 7, 2025, and (2) 62,500 shares will vest on June 7, 2026. Read SEC document |
| May 17, 2024 Filed May 21, 2024 17:55 UTC |
Penver John KChief Financial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 200,000 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001437749-24-017886 · rdgdoc.xml · derivative · entry 3 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2024-08-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2024 Filed May 21, 2024 17:55 UTC |
Penver John KChief Financial Officer
|
Tax withholdingCommon Stock | 14,286 | $1.40 | $20,000.40 |
DisclosureSEC source: 0001437749-24-017886 · rdgdoc.xml · nonDerivative · entry 2 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 879,139 Read SEC document |
| May 17, 2024 Filed May 21, 2024 17:55 UTC |
Penver John KChief Financial Officer
|
Exercise / conversionCommon Stock | 200,000 | $0.10 | $20,000.00 |
DisclosureSEC source: 0001437749-24-017886 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 893,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 20:47 UTC |
Dewan Darryll EPresident and CEO
|
PurchaseCommon Stock | 10,000 | $0.60 | $6,000.00 |
DisclosureSEC source: 0001437749-24-011231 · rdgdoc.xml · nonDerivative · entry 1 Dewan Darryll E · CIK 0001955619 · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 10,000 Read SEC document |
| February 27, 2024 Filed Mar 1, 2024 01:11 UTC |
Brennan KieranSenior Vice President
|
Tax withholdingCommon Stock | 14,825 | $0.42 | $6,226.50 |
DisclosureSEC source: 0001437749-24-006202 · rdgdoc.xml · nonDerivative · entry 1 Brennan Kieran · CIK 0001729129 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 477,600 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 20:09 UTC |
Penver John KChief Financial Officer
|
Tax withholdingCommon Stock | 21,325 | $0.42 | $8,956.50 |
DisclosureSEC source: 0001437749-24-006201 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 911,089 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 21:53 UTC |
Dewan Darryll EPresident and CEO
|
GrantEmployee Stock Option · Derivative | 450,000 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001437749-24-002293 · rdgdoc.xml · derivative · entry 2 Dewan Darryll E · CIK 0001955619 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2034-01-24 F2 · derivative.exercise_date: The option becomes exercisable and may be exercised in installments as follows: (1) 100,000 shares will vest on January 24, 2025, (2) 150,000 shares will vest on January 24, 2026, (3) 150,000 shares will vest on January 24, 2027, and (4) 50,000 shares will vest on January 24, 2028. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 21:53 UTC |
Dewan Darryll EPresident and CEO
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-002293 · rdgdoc.xml · nonDerivative · entry 1 Dewan Darryll E · CIK 0001955619 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,500 F1 · shares: These shares of common stock represent restricted stock granted pursuant to an award agreement between Mr. Dewan and the Issuer and are subject to forfeiture. The restricted stock awarded will vest in installments as follows: (1) 100,000 shares will vest on January 24, 2025, and (2) 100,000 shares will vest on January 24, 2026. Read SEC document |
| August 06, 2023 Filed Aug 18, 2023 17:21 UTC |
Penver John KChief Financial Officer
|
Tax withholdingCommon Stock | 34,860 | $0.40 | $13,944.00 |
DisclosureSEC source: 0001437749-23-024179 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 932,414 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:00 UTC |
Dewan Darryll EDirector · President and CEO
|
PurchaseCommon Stock | 72,500 | $0.35 | $25,375.00 |
DisclosureSEC source: 0001437749-23-015108 · rdgdoc.xml · nonDerivative · entry 1 Dewan Darryll E · CIK 0001955619 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,500 Read SEC document |
| February 24, 2023 Filed Mar 1, 2023 01:47 UTC |
Brennan KieranSenior Vice President
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004982 · rdgdoc.xml · nonDerivative · entry 1 Brennan Kieran · CIK 0001729129 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,425 F1 · shares: These shares of common stock represent restricted stock granted pursuant to an award agreement between Mr. Brennan and the Issuer and are subject to forfeiture. The restricted stock awarded will vest in installments as follows: (1) 33,333 shares will vest on February 24, 2024, (2) 33,333 shares will vest on February 24, 2025, and (3) 33,334 shares will vest on February 24, 2026. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 20:47 UTC |
Penver John KChief Financial Officer
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004981 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967,274 F1 · shares: These shares of common stock represent restricted stock granted pursuant to an award agreement between Mr. Penver and the Issuer and are subject to forfeiture. The restricted stock awarded will vest in installments as follows: (1) 33,333 shares will vest on February 24, 2024, (2) 33,333 shares will vest on February 24, 2025, and (3) 33,334 shares will vest on February 24, 2026. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 20:00 UTC |
Penver John KChief Financial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 100,000 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001437749-23-000385 · rdgdoc.xml · derivative · entry 3 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2024-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 20:00 UTC |
Penver John KChief Financial Officer
|
Tax withholdingCommon Stock | 17,857 | $0.56 | $9,999.92 |
DisclosureSEC source: 0001437749-23-000385 · rdgdoc.xml · nonDerivative · entry 2 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 649,610 Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 20:00 UTC |
Penver John KChief Financial Officer
|
Exercise / conversionCommon Stock | 100,000 | $0.10 | $10,000.00 |
DisclosureSEC source: 0001437749-23-000385 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 19:50 UTC |
ANGELINI ANTHONYDirector
|
Tax withholdingCommon Stock | 62,250 | $0.66 | $41,085.00 |
DisclosureSEC source: 0001437749-22-027579 · rdgdoc.xml · nonDerivative · entry 1 ANGELINI ANTHONY · CIK 0001197972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983,787 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold. Read SEC document |
| November 14, 2022 Filed Nov 23, 2022 18:16 UTC |
Dewan Darryll EDirector · President and CEO
|
GrantEmployee Stock Option · Derivative | 1,250,000 | $0.00 Strike: $0.62 | $0.00 |
DisclosureSEC source: 0001437749-22-027972 · rdgdoc.xml · derivative · entry 1 Dewan Darryll E · CIK 0001955619 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250,000 Underlying: Common Stock · 1,250,000 shares Expires 2032-11-14 F1 · derivative.exercise_date: The option becomes exercisable and may be exercised in installments as follows: (1) 416,666.66 shares on November 14, 2023, (2) 416,666.66 shares on November 14, 2024, and (3) 416,666.67 shares on November 14, 2025. Read SEC document |
| September 27, 2022 Filed Oct 7, 2022 12:11 UTC |
ANGELINI ANTHONYDirector · Chief Executive Officer
|
OtherCommon Stock | 595,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-023806 · rdgdoc.xml · nonDerivative · entry 1 ANGELINI ANTHONY · CIK 0001197972 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,046,037 F1 · kind: Reflects shares transferred to the Reporting Person's former spouse pursuant to a divorce decree. The securities owned by the former spouse are not beneficially owned by the Reporting Person. Read SEC document |
| August 06, 2022 Filed Aug 8, 2022 19:23 UTC |
ANGELINI ANTHONYDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 62,250 | $0.10 | $6,225.00 |
DisclosureSEC source: 0001437749-22-019455 · rdgdoc.xml · nonDerivative · entry 1 ANGELINI ANTHONY · CIK 0001197972 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,641,566 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold. Read SEC document |
| August 06, 2022 Filed Aug 8, 2022 19:23 UTC |
Penver John KChief Financial Officer
|
Tax withholdingCommon Stock | 34,020 | $0.10 | $3,402.00 |
DisclosureSEC source: 0001437749-22-019454 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,467 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold. Read SEC document |
| August 06, 2022 Filed Aug 16, 2022 15:29 UTC Amendment |
ANGELINI ANTHONYDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 62,250 | $0.47 | $29,257.50 |
DisclosureSEC source: 0001437749-22-020698 · rdgdoc.xml · nonDerivative · entry 1 ANGELINI ANTHONY · CIK 0001197972 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,641,566 F1 · price: The original Form 4, filed August 8, 2022, mistakenly listed the disposition price as $0.10 per share. Read SEC document |
| August 06, 2022 Filed Aug 16, 2022 15:29 UTC Amendment |
Penver John KChief Financial Officer
|
Tax withholdingCommon Stock | 34,020 | $0.47 | $15,989.40 |
DisclosureSEC source: 0001437749-22-020699 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,467 F1 · price: The original Form 4, filed August 8, 2022, mistakenly listed the disposition price as $0.10 per share. Read SEC document |
| July 19, 2022 Filed Jul 21, 2022 21:21 UTC |
Woodward Peter HDirector · 10% owner
|
ConversionCommon Stock | 1,115,826 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-017545 · rdgdoc.xml · nonDerivative · entry 2 Woodward Peter H · CIK 0001369119 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held through MHW SPV II, LLC Disclosed balance after: 1,400,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Warrant exercise price of $0.10 for the first 390,539 shares, $0.20 for the next 390,539 shares and $0.30 for the final 334,748 shares. F4 · ownership.nature: The shares are owned by MHW SPV II, LLC. The reporting person is the Manager of MHW SPV II, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. Read SEC document |
| July 19, 2022 Filed Jul 21, 2022 21:21 UTC |
Woodward Peter HDirector · 10% owner
|
ConversionCommon Stock | 767,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-017545 · rdgdoc.xml · nonDerivative · entry 1 Woodward Peter H · CIK 0001369119 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held through MHW Partners, L.P. Disclosed balance after: 1,852,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Warrant exercise price of $0.10 for the first 268,625 shares, $0.20 for the next 268,625 shares and $0.30 for the final 230,250 shares. F2 · ownership.nature: The shares are owned by MHW Partners, L.P. The reporting person is the General Partner of MHW Partners, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. Read SEC document |
| April 29, 2022 Filed Apr 29, 2022 19:35 UTC |
ANGELINI ANTHONYDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 310,000 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001437749-22-010307 · rdgdoc.xml · derivative · entry 2 ANGELINI ANTHONY · CIK 0001197972 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 310,000 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2022 Filed Apr 29, 2022 19:35 UTC |
ANGELINI ANTHONYDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 310,000 | $0.10 | $31,000.00 |
DisclosureSEC source: 0001437749-22-010307 · rdgdoc.xml · nonDerivative · entry 1 ANGELINI ANTHONY · CIK 0001197972 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,703,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2022 Filed Jul 21, 2022 21:21 UTC |
Woodward Peter HDirector · 10% owner
|
ConversionWarrant · Derivative | 1,115,826 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-017545 · rdgdoc.xml · derivative · entry 6 Woodward Peter H · CIK 0001369119 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held through MHW SPV II, LLC Disclosed balance after: 0 Underlying: Common stock · 1,115,826 shares Expires 2022-07-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Warrant exercise price of $0.10 for the first 390,539 shares, $0.20 for the next 390,539 shares and $0.30 for the final 334,748 shares. F3 · price: Warrant exercise price of $0.10 for the first 390,539 shares, $0.20 for the next 390,539 shares and $0.30 for the final 334,748 shares. F4 · ownership.nature: The shares are owned by MHW SPV II, LLC. The reporting person is the Manager of MHW SPV II, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. Read SEC document |
| April 29, 2022 Filed Jul 21, 2022 21:21 UTC |
Woodward Peter HDirector · 10% owner
|
ConversionWarrant · Derivative | 767,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-017545 · rdgdoc.xml · derivative · entry 5 Woodward Peter H · CIK 0001369119 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held through MHW Partners, L.P. Disclosed balance after: 0 Underlying: Common stock · 767,500 shares Expires 2022-07-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Warrant exercise price of $0.10 for the first 268,625 shares, $0.20 for the next 268,625 shares and $0.30 for the final 230,250 shares. F1 · price: Warrant exercise price of $0.10 for the first 268,625 shares, $0.20 for the next 268,625 shares and $0.30 for the final 230,250 shares. F2 · ownership.nature: The shares are owned by MHW Partners, L.P. The reporting person is the General Partner of MHW Partners, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 20:09 UTC |
ANGELINI ANTHONYDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 250,000 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001437749-21-029535 · rdgdoc.xml · derivative · entry 3 ANGELINI ANTHONY · CIK 0001197972 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 250,000 shares Expires 2024-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 375,000 shares of the original grant vested on April 10, 2018, and 375,000 shares of the original grant vested on April 10, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.