Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TSS, Inc.TSSI · Entity 6224 | Chief Financial Officer | May 17, 2024 | May 21, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TSS, Inc.
Report date May 17, 2024 · Filed May 21, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 879,139 |
Ending reported balance
After 2024-05-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-05-17 · Exercise / conversion · Acquired 200,000 · Balance 893,425 Row 2 · 2024-05-17 · Tax withholding · Disposed 14,286 · Balance 879,139 |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.10 · Expires 2024-08-29 | Direct | 0 |
Reported balance
After 2024-05-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-05-17 · Exercise / conversion · Acquired 200,000 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2024 Filed May 21, 2024 17:55 UTC | TSS, Inc. TSSI · Entity 6224 | Exercise / conversionEmployee Stock Option · Derivative | 200,000 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001437749-24-017886 · rdgdoc.xml · derivative · entry 3 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2024-08-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2024 Filed May 21, 2024 17:55 UTC | TSS, Inc. TSSI · Entity 6224 | Tax withholdingCommon Stock | 14,286 | $1.40 | $20,000.40 |
DisclosureSEC source: 0001437749-24-017886 · rdgdoc.xml · nonDerivative · entry 2 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 879,139 Read SEC document |
| May 17, 2024 Filed May 21, 2024 17:55 UTC | TSS, Inc. TSSI · Entity 6224 | Exercise / conversionCommon Stock | 200,000 | $0.10 | $20,000.00 |
DisclosureSEC source: 0001437749-24-017886 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 893,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 20:09 UTC | TSS, Inc. TSSI · Entity 6224 | Tax withholdingCommon Stock | 21,325 | $0.42 | $8,956.50 |
DisclosureSEC source: 0001437749-24-006201 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 911,089 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold. Read SEC document |
| August 06, 2023 Filed Aug 18, 2023 17:21 UTC | TSS, Inc. TSSI · Entity 6224 | Tax withholdingCommon Stock | 34,860 | $0.40 | $13,944.00 |
DisclosureSEC source: 0001437749-23-024179 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 932,414 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 20:47 UTC | TSS, Inc. TSSI · Entity 6224 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004981 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967,274 F1 · shares: These shares of common stock represent restricted stock granted pursuant to an award agreement between Mr. Penver and the Issuer and are subject to forfeiture. The restricted stock awarded will vest in installments as follows: (1) 33,333 shares will vest on February 24, 2024, (2) 33,333 shares will vest on February 24, 2025, and (3) 33,334 shares will vest on February 24, 2026. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 20:00 UTC | TSS, Inc. TSSI · Entity 6224 | Exercise / conversionEmployee Stock Option · Derivative | 100,000 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001437749-23-000385 · rdgdoc.xml · derivative · entry 3 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2024-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 20:00 UTC | TSS, Inc. TSSI · Entity 6224 | Tax withholdingCommon Stock | 17,857 | $0.56 | $9,999.92 |
DisclosureSEC source: 0001437749-23-000385 · rdgdoc.xml · nonDerivative · entry 2 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 649,610 Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 20:00 UTC | TSS, Inc. TSSI · Entity 6224 | Exercise / conversionCommon Stock | 100,000 | $0.10 | $10,000.00 |
DisclosureSEC source: 0001437749-23-000385 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2022 Filed Aug 8, 2022 19:23 UTC | TSS, Inc. TSSI · Entity 6224 | Tax withholdingCommon Stock | 34,020 | $0.10 | $3,402.00 |
DisclosureSEC source: 0001437749-22-019454 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,467 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold. Read SEC document |
| August 06, 2022 Filed Aug 16, 2022 15:29 UTC Amendment | TSS, Inc. TSSI · Entity 6224 | Tax withholdingCommon Stock | 34,020 | $0.47 | $15,989.40 |
DisclosureSEC source: 0001437749-22-020699 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,467 F1 · price: The original Form 4, filed August 8, 2022, mistakenly listed the disposition price as $0.10 per share. Read SEC document |
| August 07, 2021 Filed Aug 13, 2021 19:21 UTC | TSS, Inc. TSSI · Entity 6224 | Tax withholdingCommon Stock | 30,193 | $0.43 | $12,982.99 |
DisclosureSEC source: 0001437749-21-019929 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,487 Read SEC document |
| February 22, 2021 Filed Mar 5, 2021 19:28 UTC | TSS, Inc. TSSI · Entity 6224 | Tax withholdingCommon Stock | 18,825 | $0.85 | $16,001.25 |
DisclosureSEC source: 0001437749-21-005201 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,487 Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 16:02 UTC | TSS, Inc. TSSI · Entity 6224 | GrantCommon Stock | 280,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-017323 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,312 F1 · shares: These shares of common stock represent restricted stock granted pursuant to an award agreement between Mr. Penver and the Issuer and are subject to forfeiture. The restricted stock awarded will vest in installments as follows: (1) 93,334 will vest on August 6, 2021, (2) 93,333 will vest on August 6, 2022, and (3) 93,333 will vest on August 6, 2023. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 20:59 UTC | TSS, Inc. TSSI · Entity 6224 | Tax withholdingCommon Stock | 14,119 | $1.31 | $18,495.89 |
DisclosureSEC source: 0001437749-20-003640 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,312 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 17:40 UTC | TSS, Inc. TSSI · Entity 6224 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-003985 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,431 F1 · shares: These shares of common stock represent restricted stock granted pursuant to an award agreement between Mr. Penver and the Issuer and are subject to forfeiture. The restricted stock awarded will vest on February 28, 2021. F2 · price: These shares of restricted stock were granted to Mr. Penver for his services as Chief Financial Officer of the Issuer. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 16:02 UTC | TSS, Inc. TSSI · Entity 6224 | Tax withholdingCommon Stock | 14,119 | $0.87 | $12,283.53 |
DisclosureSEC source: 0001437749-19-003395 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,431 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 20:04 UTC | TSS, Inc. TSSI · Entity 6224 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-003361 · rdgdoc.xml · nonDerivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,550 F1 · shares: These shares of common stock represent restricted stock granted pursuant to an award agreement between Mr. Penver and the Issuer and are subject to forfeiture. F2 · price: These shares of restricted stock were granted to Mr. Penver for his services as Chief Financial Officer of the Issuer. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 17:40 UTC | TSS, Inc. TSSI · Entity 6224 | GrantEmployee Stock Option · Derivative | 300,000 | Not disclosed Strike: $0.10 | Not disclosed |
DisclosureSEC source: 0001144204-17-020206 · v464193_form4.xml · derivative · entry 2 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2024-01-14 F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on August 29, 2014, and provided that the option would become exercisable in installments as follows: 100,000 shares would vest when the fair market value of the Issuer's common stock was at least $2.00 for 20 consecutive business days, and 100,000 shares would vest when the fair market value of the Issuer's common stock was at least $3.00 for 20 consecutive business days. The replacement option provides that the option will become exercisable in installments as follows: 150,000 shares will vest on April 10, 2018, and 150,000 shares will vest on April 10, 2019. The option continues to be immediately exercisable upon the occurrence of a change in control of the Issuer. F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on August 29, 2014, and provided that the option would become exercisable in installments as follows: 100,000 shares would vest when the fair market value of the Issuer's common stock was at least $2.00 for 20 consecutive business days, and 100,000 shares would vest when the fair market value of the Issuer's common stock was at least $3.00 for 20 consecutive business days. The replacement option provides that the option will become exercisable in installments as follows: 150,000 shares will vest on April 10, 2018, and 150,000 shares will vest on April 10, 2019. The option continues to be immediately exercisable upon the occurrence of a change in control of the Issuer. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on August 29, 2014, and provided that the option would become exercisable in installments as follows: 100,000 shares would vest when the fair market value of the Issuer's common stock was at least $2.00 for 20 consecutive business days, and 100,000 shares would vest when the fair market value of the Issuer's common stock was at least $3.00 for 20 consecutive business days. The replacement option provides that the option will become exercisable in installments as follows: 150,000 shares will vest on April 10, 2018, and 150,000 shares will vest on April 10, 2019. The option continues to be immediately exercisable upon the occurrence of a change in control of the Issuer. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 17:40 UTC | TSS, Inc. TSSI · Entity 6224 | Disposition to issuerEmployee Stock Option · Derivative | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-020206 · v464193_form4.xml · derivative · entry 1 Penver John K · CIK 0001318924 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2024-08-29 F1 · derivative.exercise_price: The exercise price is equal to the average of the high and low bid prices for the Issuer's common stock reported daily on the OTCQB marketplace during the 20 trading days following August 29, 2014. F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on August 29, 2014, and provided that the option would become exercisable in installments as follows: 100,000 shares would vest when the fair market value of the Issuer's common stock was at least $2.00 for 20 consecutive business days, and 100,000 shares would vest when the fair market value of the Issuer's common stock was at least $3.00 for 20 consecutive business days. The replacement option provides that the option will become exercisable in installments as follows: 150,000 shares will vest on April 10, 2018, and 150,000 shares will vest on April 10, 2019. The option continues to be immediately exercisable upon the occurrence of a change in control of the Issuer. F2 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on August 29, 2014, and provided that the option would become exercisable in installments as follows: 100,000 shares would vest when the fair market value of the Issuer's common stock was at least $2.00 for 20 consecutive business days, and 100,000 shares would vest when the fair market value of the Issuer's common stock was at least $3.00 for 20 consecutive business days. The replacement option provides that the option will become exercisable in installments as follows: 150,000 shares will vest on April 10, 2018, and 150,000 shares will vest on April 10, 2019. The option continues to be immediately exercisable upon the occurrence of a change in control of the Issuer. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on August 29, 2014, and provided that the option would become exercisable in installments as follows: 100,000 shares would vest when the fair market value of the Issuer's common stock was at least $2.00 for 20 consecutive business days, and 100,000 shares would vest when the fair market value of the Issuer's common stock was at least $3.00 for 20 consecutive business days. The replacement option provides that the option will become exercisable in installments as follows: 150,000 shares will vest on April 10, 2018, and 150,000 shares will vest on April 10, 2019. The option continues to be immediately exercisable upon the occurrence of a change in control of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.