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TSPH

TuSimple Holdings Inc.

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9876
SEC CIK
0001823593
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97

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 19, 2021 Filed Apr 21, 2021 16:05 UTC
CHAO CHARLES GUOWEIDirector · 10% owner
SUN Dream Inc10% owner
ConversionSeries A Convertible Preferred Stock · Derivative 3,295,726 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016587 · doc4.xml · derivative · entry 5

CHAO CHARLES GUOWEI · CIK 0001248826 · Director · 10% owner

SUN Dream Inc · CIK 0001856650 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By corporation

Disclosed balance after: 0

Underlying: Common Stock · 3,295,726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · ownership.nature: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 16:05 UTC
CHAO CHARLES GUOWEIDirector · 10% owner
SUN Dream Inc10% owner
SaleClass A Common Stock 6,756,756 $40.00 $270,270,240.00
Disclosure

SEC source: 0000899243-21-016587 · doc4.xml · nonDerivative · entry 4

CHAO CHARLES GUOWEI · CIK 0001248826 · Director · 10% owner

SUN Dream Inc · CIK 0001856650 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By corporation

Disclosed balance after: 24,676,708

F5 · kind: These shares were sold by the reporting person as a selling stockholder pursuant to an underwritten public offering by the Issuer. The offering closed on April 19, 2021. The reported sale price reflects the price at which the reporting person sold shares to the underwriters.

F3 · ownership.nature: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 16:05 UTC
CHAO CHARLES GUOWEIDirector · 10% owner
SUN Dream Inc10% owner
OtherClass A Common Stock 31,433,464 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016587 · doc4.xml · nonDerivative · entry 3

CHAO CHARLES GUOWEI · CIK 0001248826 · Director · 10% owner

SUN Dream Inc · CIK 0001856650 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By corporation

Disclosed balance after: 31,433,464

F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F3 · ownership.nature: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 16:05 UTC
CHAO CHARLES GUOWEIDirector · 10% owner
SUN Dream Inc10% owner
OtherCommon Stock 31,433,464 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016587 · doc4.xml · nonDerivative · entry 2

CHAO CHARLES GUOWEI · CIK 0001248826 · Director · 10% owner

SUN Dream Inc · CIK 0001856650 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By corporation

Disclosed balance after: 0

F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F3 · ownership.nature: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 16:05 UTC
CHAO CHARLES GUOWEIDirector · 10% owner
SUN Dream Inc10% owner
ConversionCommon Stock 31,433,464 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016587 · doc4.xml · nonDerivative · entry 1

CHAO CHARLES GUOWEI · CIK 0001248826 · Director · 10% owner

SUN Dream Inc · CIK 0001856650 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By corporation

Disclosed balance after: 31,433,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series A-2 Convertible Preferred Stock, Series B-1 Convertible Preferred Stock, Series B-2 Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D-1 Convertible Preferred Stock and/or Series E-1 Convertible Preferred Stock.

F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · ownership.nature: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:05 UTC
Buss Brad WDirector
ConversionSeries E Convertible Preferred Stock · Derivative 141,442 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016588 · doc4.xml · derivative · entry 8

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

Underlying: Common Stock · 141,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F4 · ownership.nature: The shares are held by the Buss Family Heritage Trust, of which the Reporting Person is trustee.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:05 UTC
Buss Brad WDirector
ConversionSeries E Convertible Preferred Stock · Derivative 141,441 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016588 · doc4.xml · derivative · entry 7

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

Underlying: Common Stock · 141,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · ownership.nature: The shares are held by the 2011 Buss Family Trust, of which the Reporting Person is trustee.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:05 UTC
Buss Brad WDirector
OtherClass A Common Stock 141,442 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016588 · doc4.xml · nonDerivative · entry 6

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 141,442

F5 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F5 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F4 · ownership.nature: The shares are held by the Buss Family Heritage Trust, of which the Reporting Person is trustee.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:05 UTC
Buss Brad WDirector
OtherClass A Common Stock 141,441 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016588 · doc4.xml · nonDerivative · entry 5

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 141,441

F5 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F5 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F3 · ownership.nature: The shares are held by the 2011 Buss Family Trust, of which the Reporting Person is trustee.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:05 UTC
Buss Brad WDirector
OtherCommon Stock 141,442 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016588 · doc4.xml · nonDerivative · entry 4

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

F5 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F5 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F4 · ownership.nature: The shares are held by the Buss Family Heritage Trust, of which the Reporting Person is trustee.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:05 UTC
Buss Brad WDirector
OtherCommon Stock 141,441 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016588 · doc4.xml · nonDerivative · entry 3

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

F5 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F5 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F3 · ownership.nature: The shares are held by the 2011 Buss Family Trust, of which the Reporting Person is trustee.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:05 UTC
Buss Brad WDirector
ConversionCommon Stock 141,442 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016588 · doc4.xml · nonDerivative · entry 2

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 141,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The total represents shares received upon conversion of shares of Series E Convertible Preferred Stock.

F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F4 · ownership.nature: The shares are held by the Buss Family Heritage Trust, of which the Reporting Person is trustee.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:05 UTC
Buss Brad WDirector
ConversionCommon Stock 141,441 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016588 · doc4.xml · nonDerivative · entry 1

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 141,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The total represents shares received upon conversion of shares of Series E Convertible Preferred Stock.

F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · ownership.nature: The shares are held by the 2011 Buss Family Trust, of which the Reporting Person is trustee.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:05 UTC ConversionSeries E Convertible Preferred Stock · Derivative 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016583 · doc4.xml · derivative · entry 11

Francis Karen C · CIK 0001607429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F4 · ownership.nature: The shares are held by the Richard C. DeGolia Trust dated 8.27.2004, of which the Reporting Person's spouse is trustee.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:05 UTC ConversionSeries E Convertible Preferred Stock · Derivative 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016583 · doc4.xml · derivative · entry 10

Francis Karen C · CIK 0001607429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · ownership.nature: The shares are held by the Karen C. Francis Second Restated Revocable Trust dated 1.30.2012, of which the Reporting Person is trustee.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:05 UTC PurchaseClass A Common Stock 7,142 $40.00 $285,680.00
Disclosure

SEC source: 0000899243-21-016583 · doc4.xml · nonDerivative · entry 9

Francis Karen C · CIK 0001607429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,142

F7 · kind: Represents shares purchased in the Issuer's initial public offering.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:05 UTC OtherClass A Common Stock 60,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016583 · doc4.xml · nonDerivative · entry 8

Francis Karen C · CIK 0001607429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F5 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F5 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F6 · balance_after: The shares are subject to the issuer's right of repurchase, which shall lapse over a three-year period in equal quarterly installments after December 15, 2020, subject to the Reporting Person's continuous service with the issuer.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:05 UTC OtherClass A Common Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016583 · doc4.xml · nonDerivative · entry 7

Francis Karen C · CIK 0001607429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 20,000

F5 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F5 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F4 · ownership.nature: The shares are held by the Richard C. DeGolia Trust dated 8.27.2004, of which the Reporting Person's spouse is trustee.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:05 UTC OtherClass A Common Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016583 · doc4.xml · nonDerivative · entry 6

Francis Karen C · CIK 0001607429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 20,000

F5 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F5 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F3 · ownership.nature: The shares are held by the Karen C. Francis Second Restated Revocable Trust dated 1.30.2012, of which the Reporting Person is trustee.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:05 UTC OtherCommon Stock 60,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016583 · doc4.xml · nonDerivative · entry 5

Francis Karen C · CIK 0001607429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F5 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:05 UTC OtherCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016583 · doc4.xml · nonDerivative · entry 4

Francis Karen C · CIK 0001607429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

F5 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F5 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F4 · ownership.nature: The shares are held by the Richard C. DeGolia Trust dated 8.27.2004, of which the Reporting Person's spouse is trustee.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:05 UTC OtherCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016583 · doc4.xml · nonDerivative · entry 3

Francis Karen C · CIK 0001607429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

F5 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F5 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F3 · ownership.nature: The shares are held by the Karen C. Francis Second Restated Revocable Trust dated 1.30.2012, of which the Reporting Person is trustee.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:05 UTC ConversionCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016583 · doc4.xml · nonDerivative · entry 2

Francis Karen C · CIK 0001607429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The total represents shares received upon conversion of shares of Series E Convertible Preferred Stock.

F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F4 · ownership.nature: The shares are held by the Richard C. DeGolia Trust dated 8.27.2004, of which the Reporting Person's spouse is trustee.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:05 UTC ConversionCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-016583 · doc4.xml · nonDerivative · entry 1

Francis Karen C · CIK 0001607429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The total represents shares received upon conversion of shares of Series E Convertible Preferred Stock.

F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · ownership.nature: The shares are held by the Karen C. Francis Second Restated Revocable Trust dated 1.30.2012, of which the Reporting Person is trustee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.