Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TuSimple Holdings Inc.TSP · Entity 9876 | Director · 10% owner | April 19, 2021 | April 21, 2021 |
| WEIBO CorpWB · Entity 4628 | Director | March 13, 2026 | March 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TuSimple Holdings Inc.
Report date April 19, 2021 · Filed April 21, 2021
Jointly reported with SUN Dream Inc
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy corporation | 0 |
Last balance in matching sequence
After 2021-04-19 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-04-19 · Conversion · Acquired 31,433,464 · Balance 31,433,464 F1: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series A-2 Convertible Preferred Stock, Series B-1 Convertible Preferred Stock, Series B-2 Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D-1 Convertible Preferred Stock and/or Series E-1 Convertible Preferred Stock. F2: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. Row 2 · 2021-04-19 · Other · Disposed 31,433,464 · Balance 0 F4: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F3: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy corporation | 24,676,708 |
Last balance in matching sequence
After 2021-04-19 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2021-04-19 · Other · Acquired 31,433,464 · Balance 31,433,464 F4: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F3: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. Row 4 · 2021-04-19 · Sale · Disposed 6,756,756 · Balance 24,676,708 F5: These shares were sold by the reporting person as a selling stockholder pursuant to an underwritten public offering by the Issuer. The offering closed on April 19, 2021. The reported sale price reflects the price at which the reporting person sold shares to the underwriters. F3: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy corporation | 0 |
Reported balance
After 2021-04-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-04-19 · Conversion · Disposed 3,295,726 · Balance 0 F2: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. |
| Series A-2 Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy corporation | 0 |
Reported balance
After 2021-04-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-04-19 · Conversion · Disposed 1,146,117 · Balance 0 F2: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. |
| Series B-1 Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy corporation | 0 |
Reported balance
After 2021-04-19 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-04-19 · Conversion · Disposed 5,080,000 · Balance 0 F2: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. |
| Series B-2 Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy corporation | 0 |
Reported balance
After 2021-04-19 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-04-19 · Conversion · Disposed 3,000,000 · Balance 0 F2: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy corporation | 0 |
Reported balance
After 2021-04-19 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-04-19 · Conversion · Disposed 3,888,110 · Balance 0 F2: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. |
| Series D-1 Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy corporation | 0 |
Reported balance
After 2021-04-19 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-04-19 · Conversion · Disposed 11,094,574 · Balance 0 F2: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. |
| Series E-1 Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy corporation | 0 |
Reported balance
After 2021-04-19 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-04-19 · Conversion · Disposed 3,928,937 · Balance 0 F2: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series A-2 Convertible Preferred Stock, Series B-1 Convertible Preferred Stock, Series B-2 Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D-1 Convertible Preferred Stock and/or Series E-1 Convertible Preferred Stock.
F2: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.
F3: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person.
F4: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.
F5: These shares were sold by the reporting person as a selling stockholder pursuant to an underwritten public offering by the Issuer. The offering closed on April 19, 2021. The reported sale price reflects the price at which the reporting person sold shares to the underwriters.
WEIBO Corp
Report date March 13, 2026 · Filed March 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| ADSSEC Table I · non-derivative | Direct | 545,510 |
Reported balance
Holding disclosure · report date 2026-03-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 545,510 F1: Each American depositary share represents one Class A ordinary share. |
| Class B ordinary shareSEC Table I · non-derivative | Indirectby SINA Corporation | 87,822,024 |
Reported balance
Holding disclosure · report date 2026-03-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 87,822,024 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.15 · Expires 2029-03-17 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-13 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.15 · Expires 2029-03-17 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-13 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.15 · Expires 2029-03-17 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-13 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.15 · Expires 2029-03-17 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-13 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance Not disclosed |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.15 · Expires 2029-03-17 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-13 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance Not disclosed |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.15 · Expires 2029-03-17 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-13 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance Not disclosed |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.15 · Expires 2029-03-17 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-13 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance Not disclosed |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.69 · Expires 2032-03-12 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-13 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance Not disclosed |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.69 · Expires 2032-03-12 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-13 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance Not disclosed |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.69 · Expires 2032-03-12 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-13 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance Not disclosed |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.69 · Expires 2032-03-12 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-13 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance Not disclosed |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.69 · Expires 2032-03-12 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-13 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance Not disclosed |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.69 · Expires 2032-03-12 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-13 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance Not disclosed |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.69 · Expires 2032-03-12 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-13 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance Not disclosed |
Filing footnotes · ownership attribution and instrument terms
F1: Each American depositary share represents one Class A ordinary share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 19, 2021 Filed Apr 21, 2021 16:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | ConversionSeries E-1 Convertible Preferred Stock · Derivative | 3,928,937 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016587 · doc4.xml · derivative · entry 11 CHAO CHARLES GUOWEI · CIK 0001248826 · Director · 10% owner SUN Dream Inc · CIK 0001856650 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By corporation Disclosed balance after: 0 Underlying: Common Stock · 3,928,937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · ownership.nature: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 16:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | ConversionSeries D-1 Convertible Preferred Stock · Derivative | 11,094,574 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016587 · doc4.xml · derivative · entry 10 CHAO CHARLES GUOWEI · CIK 0001248826 · Director · 10% owner SUN Dream Inc · CIK 0001856650 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By corporation Disclosed balance after: 0 Underlying: Common Stock · 11,094,574 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · ownership.nature: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 16:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | ConversionSeries C Convertible Preferred Stock · Derivative | 3,888,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016587 · doc4.xml · derivative · entry 9 CHAO CHARLES GUOWEI · CIK 0001248826 · Director · 10% owner SUN Dream Inc · CIK 0001856650 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By corporation Disclosed balance after: 0 Underlying: Common Stock · 3,888,110 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · ownership.nature: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 16:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | ConversionSeries B-2 Convertible Preferred Stock · Derivative | 3,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016587 · doc4.xml · derivative · entry 8 CHAO CHARLES GUOWEI · CIK 0001248826 · Director · 10% owner SUN Dream Inc · CIK 0001856650 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By corporation Disclosed balance after: 0 Underlying: Common Stock · 3,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · ownership.nature: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 16:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | ConversionSeries B-1 Convertible Preferred Stock · Derivative | 5,080,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016587 · doc4.xml · derivative · entry 7 CHAO CHARLES GUOWEI · CIK 0001248826 · Director · 10% owner SUN Dream Inc · CIK 0001856650 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By corporation Disclosed balance after: 0 Underlying: Common Stock · 5,080,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · ownership.nature: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 16:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | ConversionSeries A-2 Convertible Preferred Stock · Derivative | 1,146,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016587 · doc4.xml · derivative · entry 6 CHAO CHARLES GUOWEI · CIK 0001248826 · Director · 10% owner SUN Dream Inc · CIK 0001856650 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By corporation Disclosed balance after: 0 Underlying: Common Stock · 1,146,117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · ownership.nature: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 16:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | ConversionSeries A Convertible Preferred Stock · Derivative | 3,295,726 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016587 · doc4.xml · derivative · entry 5 CHAO CHARLES GUOWEI · CIK 0001248826 · Director · 10% owner SUN Dream Inc · CIK 0001856650 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By corporation Disclosed balance after: 0 Underlying: Common Stock · 3,295,726 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · ownership.nature: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 16:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 6,756,756 | $40.00 | $270,270,240.00 |
DisclosureSEC source: 0000899243-21-016587 · doc4.xml · nonDerivative · entry 4 CHAO CHARLES GUOWEI · CIK 0001248826 · Director · 10% owner SUN Dream Inc · CIK 0001856650 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By corporation Disclosed balance after: 24,676,708 F5 · kind: These shares were sold by the reporting person as a selling stockholder pursuant to an underwritten public offering by the Issuer. The offering closed on April 19, 2021. The reported sale price reflects the price at which the reporting person sold shares to the underwriters. F3 · ownership.nature: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 16:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | OtherClass A Common Stock | 31,433,464 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016587 · doc4.xml · nonDerivative · entry 3 CHAO CHARLES GUOWEI · CIK 0001248826 · Director · 10% owner SUN Dream Inc · CIK 0001856650 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By corporation Disclosed balance after: 31,433,464 F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F3 · ownership.nature: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 16:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | OtherCommon Stock | 31,433,464 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016587 · doc4.xml · nonDerivative · entry 2 CHAO CHARLES GUOWEI · CIK 0001248826 · Director · 10% owner SUN Dream Inc · CIK 0001856650 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By corporation Disclosed balance after: 0 F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F3 · ownership.nature: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 16:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | ConversionCommon Stock | 31,433,464 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016587 · doc4.xml · nonDerivative · entry 1 CHAO CHARLES GUOWEI · CIK 0001248826 · Director · 10% owner SUN Dream Inc · CIK 0001856650 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By corporation Disclosed balance after: 31,433,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series A-2 Convertible Preferred Stock, Series B-1 Convertible Preferred Stock, Series B-2 Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D-1 Convertible Preferred Stock and/or Series E-1 Convertible Preferred Stock. F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · ownership.nature: The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.