Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AUTONATION, INC.AN · Entity 3730 | Director | January 02, 2018 | January 04, 2018 |
| HANOVER INSURANCE GROUP, INC.THG · Entity 3652 | Director | January 03, 2017 | January 05, 2017 |
| Quanergy Systems, Inc.QNGY · Entity 122456 | Director | September 08, 2022 | September 12, 2022 |
| TuSimple Holdings Inc.TSP · Entity 9876 | Director | June 13, 2022 | June 15, 2022 |
| Vontier CorpVNT · Entity 4011 | Director | June 04, 2026 | June 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AUTONATION, INC.
Report date January 02, 2018 · Filed January 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 10,337 |
Reported balance
After 2018-01-02 transaction · row 1
1 source rowRow 1 · 2018-01-02 · Grant · Acquired 4,764 · Balance 10,337 F1: 2018 grant of 4,764 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: 2018 grant of 4,764 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.
HANOVER INSURANCE GROUP, INC.
Report date January 03, 2017 · Filed January 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Deferral Agreement | 7,545 |
Reported balance
After 2017-01-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-01-03 · Other · Disposed 287 · Balance 7,545 F1: Change of ownership from indirect to direct pursuant to the terms of a deferral agreement for stock previously awarded (but deferred) under the Issuer's 2014 Long-Term Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 787 |
Reported balance
After 2017-01-03 transaction · row 2
1 source rowRow 2 · 2017-01-03 · Other · Acquired 287 · Balance 787 F1: Change of ownership from indirect to direct pursuant to the terms of a deferral agreement for stock previously awarded (but deferred) under the Issuer's 2014 Long-Term Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Change of ownership from indirect to direct pursuant to the terms of a deferral agreement for stock previously awarded (but deferred) under the Issuer's 2014 Long-Term Incentive Plan.
Quanergy Systems, Inc.
Report date September 08, 2022 · Filed September 12, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 150,000 |
Reported balance
After 2022-09-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-09-08 · Grant · Acquired 150,000 · Balance 150,000 F1: Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock. F2: Subject to the reporting person's continuous service with the Company, one hundred per cent (100%) of the total number of restricted stock units subject to this award shall vest on the date of the Company's 2023 annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock.
F2: Subject to the reporting person's continuous service with the Company, one hundred per cent (100%) of the total number of restricted stock units subject to this award shall vest on the date of the Company's 2023 annual meeting of stockholders.
TuSimple Holdings Inc.
Report date June 13, 2022 · Filed June 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 92,589 |
Reported balance
After 2022-06-13 transaction · row 1
1 source rowRow 1 · 2022-06-13 · Exercise / conversion · Acquired 7,767 · Balance 92,589 F1: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-06-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-06-13 · Exercise / conversion · Disposed 7,767 · Balance 0 F4: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the one-year anniversary of June 29, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following June 29, 2021, provided that the Reporting Person remains in continuous service through such vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 27,856 |
Reported balance
After 2022-06-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-06-15 · Grant · Acquired 27,856 · Balance 27,856 F5: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of (i) June 15, 2023 or (ii) on the date of the issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer on such vesting date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy trust | 20,000 |
Reported balance
Holding disclosure · report date 2022-06-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,000 F2: The shares are held by the Karen C. Francis Second Restated Revocable Trust dated 1.30.2012, of which the Reporting Person is trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy trust | 20,000 |
Reported balance
Holding disclosure · report date 2022-06-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 20,000 F3: The shares are held by the Richard C. DeGolia Trust dated 8.27.2004, of which the Reporting Person's spouse is trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.
F2: The shares are held by the Karen C. Francis Second Restated Revocable Trust dated 1.30.2012, of which the Reporting Person is trustee.
F3: The shares are held by the Richard C. DeGolia Trust dated 8.27.2004, of which the Reporting Person's spouse is trustee.
F4: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the one-year anniversary of June 29, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following June 29, 2021, provided that the Reporting Person remains in continuous service through such vesting date.
F5: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of (i) June 15, 2023 or (ii) on the date of the issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer on such vesting date.
Vontier Corp
Report date June 04, 2026 · Filed June 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 74,100 |
Reported balance
After 2026-06-04 transaction · row 1
1 source rowRow 1 · 2026-06-04 · Grant · Acquired 9,255 · Balance 74,100 F1: Represents an award of restricted stock units based on a 20-day average price of $28.91, which vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2027 annual meeting of the stockholders, subject to continued service, but the underlying shares will not be issued until the earlier of the Reporting Person's separation from service or January 1, 2028 and will be paid in five annual installments, pursuant to deferral election made by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units based on a 20-day average price of $28.91, which vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2027 annual meeting of the stockholders, subject to continued service, but the underlying shares will not be issued until the earlier of the Reporting Person's separation from service or January 1, 2028 and will be paid in five annual installments, pursuant to deferral election made by the Reporting Person.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Aurora Innovation, Inc.
Report date November 03, 2021 · Filed November 05, 2021
Section 16 reporting ended · disclosed 2021-11-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 30,000 |
Reported balance
After 2021-11-03 transaction · row 1
1 source rowRow 1 · 2021-11-03 · Exercise / conversion · Acquired 30,000 · Balance 30,000 F1: On November 3, 2021, Reinvent Technology Partners Y (the former name of the Issuer) ("RTPY") consummated an initial business combination (the "Business Combination") with Aurora Innovation Holdings, Inc. (formerly known as Aurora Innovation, Inc.). Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc.", and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the domestication was automatically converted into one share of the Issuer's Class A common stock upon the domestication. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-11-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-11-03 · Exercise / conversion · Disposed 30,000 · Balance 0 F1: On November 3, 2021, Reinvent Technology Partners Y (the former name of the Issuer) ("RTPY") consummated an initial business combination (the "Business Combination") with Aurora Innovation Holdings, Inc. (formerly known as Aurora Innovation, Inc.). Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc.", and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the domestication was automatically converted into one share of the Issuer's Class A common stock upon the domestication. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 3, 2021, Reinvent Technology Partners Y (the former name of the Issuer) ("RTPY") consummated an initial business combination (the "Business Combination") with Aurora Innovation Holdings, Inc. (formerly known as Aurora Innovation, Inc.). Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc.", and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the domestication was automatically converted into one share of the Issuer's Class A common stock upon the domestication. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination.
Telenav, Inc.
Report date November 20, 2019 · Filed November 22, 2019
Section 16 reporting ended · disclosed 2019-11-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 42,662 |
Reported balance
After 2019-11-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-11-20 · Grant · Acquired 42,662 · Balance 42,662 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Telenav, Inc.'s common stock. F2: The RSU grant will vest in equal quarterly installments over a two-year period as of the 10th day of the last month of such quarter in conjunction with the Reporting Person's service under an Advisory Agreement between the Reporting Person and the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Telenav, Inc.'s common stock.
F2: The RSU grant will vest in equal quarterly installments over a two-year period as of the 10th day of the last month of such quarter in conjunction with the Reporting Person's service under an Advisory Agreement between the Reporting Person and the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2028 Filed Feb 11, 2022 02:24 UTC | Quanergy Systems, Inc. QNGY · Entity 122456 | GrantStock Option (right to buy) · Derivative | 6,060 | Not disclosed Strike: $12.74 | Not disclosed |
DisclosureSEC source: 0001179110-22-001058 · edgar.xml · derivative · entry 4 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,060 Underlying: Common Stock · 6,060 shares Expires 2028-10-09 F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F8 · price: Received in connection with Business Combination in exchange for an option to acquire 1,562 shares of common stock of Legacy Quanergy for $49.23 per share. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 11:05 UTC | Vontier Corp VNT · Entity 4011 | GrantCommon Stock, par value $0.0001 | 9,255 | $28.91 | $267,562.05 |
DisclosureSEC source: 0001628280-26-041374 · wk-form4_1780916722.xml · nonDerivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,100 F1 · shares: Represents an award of restricted stock units based on a 20-day average price of $28.91, which vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2027 annual meeting of the stockholders, subject to continued service, but the underlying shares will not be issued until the earlier of the Reporting Person's separation from service or January 1, 2028 and will be paid in five annual installments, pursuant to deferral election made by the Reporting Person. Read SEC document |
| May 27, 2025 Filed May 28, 2025 20:04 UTC | Vontier Corp VNT · Entity 4011 | GrantCommon Stock, par value $0.0001 | 7,645 | $35.02 | $267,727.90 |
DisclosureSEC source: 0001786842-25-000037 · wk-form4_1748462662.xml · nonDerivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,845 F1 · shares: Represents an award of restricted stock units based on a 20-day average price of $35.02, which vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2026 annual meeting of the stockholders, subject to continued service, but the underlying shares will not be issued until the earlier of the Reporting Person's separation from service or January 1, 2027 and will then be paid in five annual installments, pursuant to deferral election made by the Reporting Person. Read SEC document |
| May 28, 2024 Filed May 29, 2024 20:04 UTC | Vontier Corp VNT · Entity 4011 | GrantCommon Stock, par value $0.0001 | 6,645 | $40.30 | $267,793.50 |
DisclosureSEC source: 0001786842-24-000035 · wk-form4_1717013063.xml · nonDerivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,200 F1 · shares: Represents an award of restricted stock units based on a 20-day average price of $40.30, which vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2025 annual meeting of the stockholders, subject to continued service, but the underlying shares will not be issued until the earlier of the Reporting Person's separation from service or January 1, 2026 and will then be paid in five annual installments, pursuant to deferral election made by the Reporting Person. Read SEC document |
| May 22, 2023 Filed May 24, 2023 11:44 UTC | Vontier Corp VNT · Entity 4011 | GrantCommon Stock, par value $0.0001 | 9,625 | $27.80 | $267,575.00 |
DisclosureSEC source: 0001786842-23-000037 · wk-form4_1684928662.xml · nonDerivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,555 F1 · shares: Represents an award of restricted stock units based on a 20-day average price of $27.80, which vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2024 annual meeting of the stockholders, subject to continued service, but the underlying shares will not be issued until the earlier of the Reporting Person's separation from service or January 1, 2025, pursuant to deferral election made by the Reporting Person. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 22:55 UTC | Quanergy Systems, Inc. QNGY · Entity 122456 | GrantRestricted Stock Unit · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009557 · form4-09122022_030904.xml · derivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock. F2 · derivative.exercise_date: Subject to the reporting person's continuous service with the Company, one hundred per cent (100%) of the total number of restricted stock units subject to this award shall vest on the date of the Company's 2023 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the reporting person's continuous service with the Company, one hundred per cent (100%) of the total number of restricted stock units subject to this award shall vest on the date of the Company's 2023 annual meeting of stockholders. Read SEC document |
| June 15, 2022 Filed Jun 15, 2022 21:59 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | GrantRestricted Stock Unit · Derivative | 27,856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-022647 · doc4.xml · derivative · entry 5 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,856 Underlying: Class A Common Stock · 27,856 shares Expires not disclosed F5 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of (i) June 15, 2023 or (ii) on the date of the issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer on such vesting date. F5 · price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of (i) June 15, 2023 or (ii) on the date of the issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer on such vesting date. F5 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of (i) June 15, 2023 or (ii) on the date of the issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer on such vesting date. F5 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of (i) June 15, 2023 or (ii) on the date of the issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer on such vesting date. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 21:59 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionRestricted Stock Unit · Derivative | 7,767 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-022647 · doc4.xml · derivative · entry 4 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,767 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the one-year anniversary of June 29, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following June 29, 2021, provided that the Reporting Person remains in continuous service through such vesting date. F4 · price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the one-year anniversary of June 29, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following June 29, 2021, provided that the Reporting Person remains in continuous service through such vesting date. F4 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the one-year anniversary of June 29, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following June 29, 2021, provided that the Reporting Person remains in continuous service through such vesting date. F4 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the one-year anniversary of June 29, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following June 29, 2021, provided that the Reporting Person remains in continuous service through such vesting date. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 21:59 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionClass A Common Stock | 7,767 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-022647 · doc4.xml · nonDerivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. Read SEC document |
| May 25, 2022 Filed May 26, 2022 20:18 UTC | Vontier Corp VNT · Entity 4011 | GrantCommon Stock, par value $0.0001 | 9,985 | $26.81 | $267,697.85 |
DisclosureSEC source: 0001786842-22-000031 · wf-form4_165359627965980.xml · nonDerivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,930 F1 · shares: Represents an award of restricted stock units, based on a 20-day average price of $26.81, which vests on the earlier of the first anniversary of the grant date or the date of the Issuer's 2023 annual meeting of the stockholders, subject to continued service. Read SEC document |
| May 19, 2022 Filed May 24, 2022 00:25 UTC | Quanergy Systems, Inc. QNGY · Entity 122456 | GrantRestricted Stock Unit · Derivative | 23,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-003132 · edgar.xml · derivative · entry 2 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,555 Underlying: Common Stock · 23,555 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock. F3 · derivative.exercise_date: The award was fully vested upon the date of grant. F3 · derivative.expiration_date: The award was fully vested upon the date of grant. Read SEC document |
| May 19, 2022 Filed May 24, 2022 00:25 UTC | Quanergy Systems, Inc. QNGY · Entity 122456 | GrantRestricted Stock Unit · Derivative | 157,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-003132 · edgar.xml · derivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,035 Underlying: Common Stock · 157,035 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock. F2 · derivative.exercise_date: Subject to the reporting person's continuous service with the Company, the award shall vest over three (3) years. One-third (1/3rd) of the award shall vest on the first anniversary of the vesting commencement date (February 8, 2023), and thereafter shall vest quarterly on February 15, May 15, August 15 and November 15. The first quarterly vesting will occur on February 15, 2023. F2 · derivative.expiration_date: Subject to the reporting person's continuous service with the Company, the award shall vest over three (3) years. One-third (1/3rd) of the award shall vest on the first anniversary of the vesting commencement date (February 8, 2023), and thereafter shall vest quarterly on February 15, May 15, August 15 and November 15. The first quarterly vesting will occur on February 15, 2023. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 02:24 UTC | Quanergy Systems, Inc. QNGY · Entity 122456 | GrantStock Option (right to buy) · Derivative | 24,249 | Not disclosed Strike: $12.74 | Not disclosed |
DisclosureSEC source: 0001179110-22-001058 · edgar.xml · derivative · entry 3 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,249 Underlying: Common Stock · 24,249 shares Expires 2028-09-26 F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F7 · price: Received in connection with Business Combination in exchange for an option to acquire 6,250 shares of common stock of Legacy Quanergy for $49.23 per share. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 02:24 UTC | Quanergy Systems, Inc. QNGY · Entity 122456 | GrantStock Option (right to buy) · Derivative | 30,310 | Not disclosed Strike: $12.74 | Not disclosed |
DisclosureSEC source: 0001179110-22-001058 · edgar.xml · derivative · entry 2 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,310 Underlying: Common Stock · 30,310 shares Expires 2029-05-22 F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F6 · price: Received in connection with Business Combination in exchange for an option to acquire 7,812 shares of common stock of Legacy Quanergy for $49.23 per share. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 02:24 UTC | Quanergy Systems, Inc. QNGY · Entity 122456 | GrantRestricted Stock Units · Derivative | 60,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001058 · edgar.xml · derivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,620 Underlying: Common Stock · 60,620 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F2 · kind: Received pursuant the Agreement and Plan of Merger, dated as of June 21, 2021, as amended, by and among CITIC Capital Acquisition Corp. ("CCAC"), CITIC Capital Merger Sub Inc. ("Merger Sub") and Quanergy Systems, Inc., a Delaware corporation ("Legacy Quanergy") pursuant to which Merger Sub merged with and into Legacy Quanergy (the "Business Combination"), whereupon the separate existence of Merger Sub ceased and Legacy Quanergy was the surviving company and wholly owned subsidiary of CCAC which subsequently changed its name to Quanergy Systems, Inc. (the "Issuer"). F3 · derivative.exercise_date: One-twelfth (1/12th) vests quarterly from November 2, 2020 provided Participant has not terminated Service on each applicable date (February 15, May 15, August 15, and November 15). F4 · derivative.expiration_date: In connection with Business Combination, this Legacy Quanergy's outstanding RSU award was converted into an RSU award denominated in shares of Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as described in footnote 3 subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 12:56 UTC | Vontier Corp VNT · Entity 4011 | GrantCommon Stock, par value $0.0001 | 1,655 | $30.67 | $50,758.85 |
DisclosureSEC source: 0001786842-22-000001 · wf-form4_164130098528363.xml · nonDerivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,945 F1 · shares: On December 31, 2021, the Issuer granted to the Reporting Person restricted stock units ("Deferral RSUs") of the Issuer in the amount indicated, based on a 20-day average price of $30.67, pursuant to deferral election made by the Reporting Person of annual retainer fees that would otherwise have been paid in cash. Since the Deferral RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Deferral RSUs are immediately vested, but the underlying shares will not be issued until the earlier of the Reporting Person's separation from service or January 1, 2024. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 02:17 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionRestricted Stock Unit · Derivative | 4,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048913 · doc4.xml · derivative · entry 4 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a one-year period. 25% of the RSUs vested on March 15, 2021 and 25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F4 · price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a one-year period. 25% of the RSUs vested on March 15, 2021 and 25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F4 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a one-year period. 25% of the RSUs vested on March 15, 2021 and 25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F4 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a one-year period. 25% of the RSUs vested on March 15, 2021 and 25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 02:17 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionClass A Common Stock | 4,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048913 · doc4.xml · nonDerivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 23:58 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | Exercise / conversionClass B Ordinary Shares · Derivative | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-043398 · doc4.xml · derivative · entry 2 Francis Karen C · CIK 0001607429 · FORMER DIRECTOR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On November 3, 2021, Reinvent Technology Partners Y (the former name of the Issuer) ("RTPY") consummated an initial business combination (the "Business Combination") with Aurora Innovation Holdings, Inc. (formerly known as Aurora Innovation, Inc.). Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc.", and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the domestication was automatically converted into one share of the Issuer's Class A common stock upon the domestication. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination. F1 · price: On November 3, 2021, Reinvent Technology Partners Y (the former name of the Issuer) ("RTPY") consummated an initial business combination (the "Business Combination") with Aurora Innovation Holdings, Inc. (formerly known as Aurora Innovation, Inc.). Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc.", and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the domestication was automatically converted into one share of the Issuer's Class A common stock upon the domestication. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination. F1 · derivative.exercise_date: On November 3, 2021, Reinvent Technology Partners Y (the former name of the Issuer) ("RTPY") consummated an initial business combination (the "Business Combination") with Aurora Innovation Holdings, Inc. (formerly known as Aurora Innovation, Inc.). Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc.", and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the domestication was automatically converted into one share of the Issuer's Class A common stock upon the domestication. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination. F1 · derivative.expiration_date: On November 3, 2021, Reinvent Technology Partners Y (the former name of the Issuer) ("RTPY") consummated an initial business combination (the "Business Combination") with Aurora Innovation Holdings, Inc. (formerly known as Aurora Innovation, Inc.). Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc.", and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the domestication was automatically converted into one share of the Issuer's Class A common stock upon the domestication. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 23:58 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | Exercise / conversionClass A Common Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-043398 · doc4.xml · nonDerivative · entry 1 Francis Karen C · CIK 0001607429 · FORMER DIRECTOR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On November 3, 2021, Reinvent Technology Partners Y (the former name of the Issuer) ("RTPY") consummated an initial business combination (the "Business Combination") with Aurora Innovation Holdings, Inc. (formerly known as Aurora Innovation, Inc.). Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc.", and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the domestication was automatically converted into one share of the Issuer's Class A common stock upon the domestication. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 20:31 UTC | Vontier Corp VNT · Entity 4011 | GrantCommon Stock, par value $0.0001 | 1,435 | $35.38 | $50,770.30 |
DisclosureSEC source: 0001786842-21-000062 · wf-form4_163312025444616.xml · nonDerivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,290 F1 · shares: On September 30, 2021, the Issuer granted to the Reporting Person restricted stock units ("Deferral RSUs") of the Issuer in the amount indicated, based on a 20-day average price of $35.38, pursuant to deferral election made by the Reporting Person of annual retainer fees that would otherwise have been paid in cash. Since the Deferral RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Deferral RSUs are immediately vested, but the underlying shares will not be issued until the earlier of the Reporting Person's separation from service or January 1, 2024. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 21:00 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionRestricted Stock Unit · Derivative | 4,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-036435 · doc4.xml · derivative · entry 4 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,420 Underlying: Class A Common Stock · 4,420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a one-year period. 25% of the RSUs vested on March 15, 2021 and 25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F4 · price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a one-year period. 25% of the RSUs vested on March 15, 2021 and 25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F4 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a one-year period. 25% of the RSUs vested on March 15, 2021 and 25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F4 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a one-year period. 25% of the RSUs vested on March 15, 2021 and 25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 21:00 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionClass A Common Stock | 4,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-036435 · doc4.xml · nonDerivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. Read SEC document |
| August 17, 2021 Filed Aug 17, 2021 21:00 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionRestricted Stock Unit · Derivative | 8,840 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-033269 · doc4.xml · derivative · entry 4 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,840 Underlying: Class A Common Stock · 8,840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a one-year period. 25% of the RSUs vested on March 15, 2021 and 25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F4 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a one-year period. 25% of the RSUs vested on March 15, 2021 and 25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F4 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a one-year period. 25% of the RSUs vested on March 15, 2021 and 25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| August 17, 2021 Filed Aug 17, 2021 21:00 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionClass A Common Stock | 8,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-033269 · doc4.xml · nonDerivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on August 17, 2021. F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on August 17, 2021. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 12:21 UTC | Vontier Corp VNT · Entity 4011 | GrantCommon Stock, par value $0.0001 | 1,635 | $33.52 | $54,805.20 |
DisclosureSEC source: 0001786842-21-000050 · wf-form4_162522846941931.xml · nonDerivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,855 F1 · shares: On June 30, 2021, the Issuer granted to the Reporting Person restricted stock units ("Deferral RSUs") of the Issuer in the amount indicated, based on a 20-day average price of $33.52, pursuant to deferral election made by the Reporting Person of annual retainer fees that would otherwise have been paid in cash. Since the Deferral RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Deferral RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2022 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's separation from service or January 1, 2024. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 21:15 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | GrantRestricted Stock Unit · Derivative | 7,767 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026978 · doc4.xml · derivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,767 Underlying: Class A Common Stock · 7,767 shares Expires not disclosed F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the one-year anniversary of June 29, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following June 29, 2021, provided that the Reporting Person remains in continuous service through such vesting date. F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the one-year anniversary of June 29, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following June 29, 2021, provided that the Reporting Person remains in continuous service through such vesting date. F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the one-year anniversary of June 29, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following June 29, 2021, provided that the Reporting Person remains in continuous service through such vesting date. F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the one-year anniversary of June 29, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following June 29, 2021, provided that the Reporting Person remains in continuous service through such vesting date. Read SEC document |
| May 19, 2021 Filed May 21, 2021 20:01 UTC | Vontier Corp VNT · Entity 4011 | GrantCommon Stock, par value $0.0001 | 8,165 | $32.78 | $267,648.70 |
DisclosureSEC source: 0001786842-21-000038 · wf-form4_162162730290902.xml · nonDerivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,220 F1 · shares: On May 19, 2021, the Issuer granted to the Reporting Person restricted stock units ("RSUs") of the Issuer in the amount indicated, based on a 20-day average price of $32.78. The RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2022 annual meeting of the stockholders, subject to continued service, but the underlying shares will not be issued until the earlier of the Reporting Person's separation from service or January 1, 2024, pursuant to deferral election made by the Reporting Person. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | ConversionSeries E Convertible Preferred Stock · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016583 · doc4.xml · derivative · entry 11 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 Underlying: Class A Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F4 · ownership.nature: The shares are held by the Richard C. DeGolia Trust dated 8.27.2004, of which the Reporting Person's spouse is trustee. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | ConversionSeries E Convertible Preferred Stock · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016583 · doc4.xml · derivative · entry 10 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 Underlying: Class A Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · ownership.nature: The shares are held by the Karen C. Francis Second Restated Revocable Trust dated 1.30.2012, of which the Reporting Person is trustee. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | PurchaseClass A Common Stock | 7,142 | $40.00 | $285,680.00 |
DisclosureSEC source: 0000899243-21-016583 · doc4.xml · nonDerivative · entry 9 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,142 F7 · kind: Represents shares purchased in the Issuer's initial public offering. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | OtherClass A Common Stock | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016583 · doc4.xml · nonDerivative · entry 8 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 F5 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F5 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F6 · balance_after: The shares are subject to the issuer's right of repurchase, which shall lapse over a three-year period in equal quarterly installments after December 15, 2020, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | OtherClass A Common Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016583 · doc4.xml · nonDerivative · entry 7 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 20,000 F5 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F5 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F4 · ownership.nature: The shares are held by the Richard C. DeGolia Trust dated 8.27.2004, of which the Reporting Person's spouse is trustee. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | OtherClass A Common Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016583 · doc4.xml · nonDerivative · entry 6 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 20,000 F5 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F5 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F3 · ownership.nature: The shares are held by the Karen C. Francis Second Restated Revocable Trust dated 1.30.2012, of which the Reporting Person is trustee. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | OtherCommon Stock | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016583 · doc4.xml · nonDerivative · entry 5 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F5 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | OtherCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016583 · doc4.xml · nonDerivative · entry 4 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 F5 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F5 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F4 · ownership.nature: The shares are held by the Richard C. DeGolia Trust dated 8.27.2004, of which the Reporting Person's spouse is trustee. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | OtherCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016583 · doc4.xml · nonDerivative · entry 3 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 F5 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F5 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F3 · ownership.nature: The shares are held by the Karen C. Francis Second Restated Revocable Trust dated 1.30.2012, of which the Reporting Person is trustee. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | ConversionCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016583 · doc4.xml · nonDerivative · entry 2 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The total represents shares received upon conversion of shares of Series E Convertible Preferred Stock. F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F4 · ownership.nature: The shares are held by the Richard C. DeGolia Trust dated 8.27.2004, of which the Reporting Person's spouse is trustee. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | ConversionCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016583 · doc4.xml · nonDerivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The total represents shares received upon conversion of shares of Series E Convertible Preferred Stock. F2 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · ownership.nature: The shares are held by the Karen C. Francis Second Restated Revocable Trust dated 1.30.2012, of which the Reporting Person is trustee. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 10:58 UTC | Vontier Corp VNT · Entity 4011 | GrantCommon Stock, par value $0.0001 | 1,825 | $31.19 | $56,921.75 |
DisclosureSEC source: 0001786842-21-000030 · wf-form4_161736102473225.xml · nonDerivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,055 F1 · shares: On March 31, 2021, the Issuer granted to the Reporting Person restricted stock units ("Deferral RSUs") of the Issuer in the amount indicated, based on a 20-day average price of $31.19, pursuant to deferral election made by the Reporting Person of annual retainer fees that would otherwise have been paid in cash. Since the Deferral RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Deferral RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2021 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's separation from service or January 1, 2024. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 11:54 UTC | Vontier Corp VNT · Entity 4011 | GrantCommon Stock, par value $0.0001 | 1,725 | $32.98 | $56,890.50 |
DisclosureSEC source: 0001786842-21-000001 · wf-form4_160984764601337.xml · nonDerivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,230 F1 · shares: On December 31, 2020, the Issuer granted to the Reporting Person restricted stock units ("Deferral RSUs") of the Issuer in the amount indicated, based on a 20-day average price of $32.98, pursuant to deferral election made by the Reporting Person of $56,875 in annual retainer that would otherwise have been paid in cash. Since the Deferral RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Deferral RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2021 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's separation from service or January 1, 2024. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 21:15 UTC | Vontier Corp VNT · Entity 4011 | GrantDirector Stock Option (Right to Buy) · Derivative | 30,390 | $0.00 Strike: $33.66 | $0.00 |
DisclosureSEC source: 0001786842-20-000025 · wf-form4_160677089595631.xml · derivative · entry 3 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,390 Underlying: Common Stock, par value $0.0001 · 30,390 shares Expires 2030-11-25 F3 · shares: The Issuer granted to the Reporting Person 30,390 stock options as a portion of a one-time distribution award in connection with the separation from Fortive Corporation on October 9, 2020 (the "Distribution Awards"). The Distribution Awards vest in three equal annual installments on each of the first three anniversaries of the grant date, subject to continued service. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 21:15 UTC | Vontier Corp VNT · Entity 4011 | GrantDirector Stock Option (Right to Buy) · Derivative | 13,550 | $0.00 Strike: $33.66 | $0.00 |
DisclosureSEC source: 0001786842-20-000025 · wf-form4_160677089595631.xml · derivative · entry 2 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,550 Underlying: Common Stock, par value $0.0001 · 13,550 shares Expires 2030-11-25 F2 · shares: The Issuer granted to the Reporting Person 13,550 stock options as a portion of the annual equity grant made to the Reporting Person (the "Annual Grant Stock Options"). The Annual Grant Stock Options are fully vested as of the grant date. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 21:15 UTC | Vontier Corp VNT · Entity 4011 | GrantCommon Stock, par value $0.0001 | 14,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001786842-20-000025 · wf-form4_160677089595631.xml · nonDerivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,505 F1 · shares: On November 25, 2020, the Issuer granted to the Reporting Person 4,475 restricted stock units ("Annual Grants RSUs") of the Issuer as a portion of the annual equity grant made to the Reporting Person. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2021 annual meeting of the stockholders, subject to continued service. Pursuant to a deferral election made by the Reporting Person, the underlying shares will not be issued until the earlier of the Reporting Person's separation from service or January 1, 2024. The Issuer also granted to the Reporting Person 10,030 restricted stock units as a portion of a one-time distribution award in connection with the separation from Fortive Corporation on October 9, 2020 (the "Distribution Awards"). The Distribution Awards vest in three equal annual installments on each of the first three anniversaries of the grant date, subject to continued service. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 19:42 UTC | Telenav, Inc. TNAV · Entity 142422 | GrantRestricted Stock Unit · Derivative | 42,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001607429-19-000005 · wf-form4_157446970489259.xml · derivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,662 Underlying: Common Stock · 42,662 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Telenav, Inc.'s common stock. F2 · derivative.exercise_date: The RSU grant will vest in equal quarterly installments over a two-year period as of the 10th day of the last month of such quarter in conjunction with the Reporting Person's service under an Advisory Agreement between the Reporting Person and the Company. F2 · derivative.expiration_date: The RSU grant will vest in equal quarterly installments over a two-year period as of the 10th day of the last month of such quarter in conjunction with the Reporting Person's service under an Advisory Agreement between the Reporting Person and the Company. Read SEC document |
| November 10, 2019 Filed Nov 12, 2019 18:27 UTC | Telenav, Inc. TNAV · Entity 142422 | Exercise / conversionRestricted Stock Unit · Derivative | 21,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001607429-19-000002 · wf-form4_157360124342678.xml · derivative · entry 2 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,897 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Telenav, Inc.'s common stock. F2 · derivative.expiration_date: The restricted stock units fully vested on November 10, 2019. Read SEC document |
| November 10, 2019 Filed Nov 12, 2019 18:27 UTC | Telenav, Inc. TNAV · Entity 142422 | Exercise / conversionCommon Stock | 21,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001607429-19-000002 · wf-form4_157360124342678.xml · nonDerivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2018 Filed Dec 12, 2018 17:18 UTC | Telenav, Inc. TNAV · Entity 142422 | Exercise / conversionRestricted Stock Unit · Derivative | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001607429-18-000007 · wf-form4_154465312036380.xml · derivative · entry 2 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,333 Underlying: Common Stock · 13,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Telenav, Inc.'s common stock. F2 · derivative.expiration_date: The restricted stock units vest as to 1/3rd of the shares underlying these restricted stock units on each annual anniversary following the vesting commencement date, which is December 12, 2016. Read SEC document |
| December 12, 2018 Filed Dec 12, 2018 17:18 UTC | Telenav, Inc. TNAV · Entity 142422 | Exercise / conversionCommon Stock | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001607429-18-000007 · wf-form4_154465312036380.xml · nonDerivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 19:48 UTC | Telenav, Inc. TNAV · Entity 142422 | GrantRestricted Stock Unit · Derivative | 21,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001607429-18-000005 · wf-form4_154267488063945.xml · derivative · entry 1 Francis Karen C · CIK 0001607429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,897 Underlying: Common Stock · 21,897 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Telenav, Inc.'s common stock. F2 · derivative.exercise_date: The restricted stock units shall fully vest on November 10, 2019. F2 · derivative.expiration_date: The restricted stock units shall fully vest on November 10, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.