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Tesla, Inc.

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2791
SEC CIK
0001318605
Parsed reports
845

Last 12 months

Inside the activity.

0 purchase rows · 66 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 2026022
Feb 202607
Mar 2026016
Apr 2026016
May 202601
Jun 202601
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2011 Filed Feb 18, 2011 20:48 UTC OtherCommon Stock 600,000 $23.50 $14,100,000.00
Disclosure

SEC source: 0001412598-11-000001 · primary_doc.xml · nonDerivative · entry 2

Ehrenpreis Ira Matthew · CIK 0001412598 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,124,290

F1 · ownership.nature: These shares are owned directly by Technology Partners Fund VIII, L.P.

F2 · ownership.nature: The reporting person is a managing member of TP Management VIII, L.L.C.,the general partner of Technology Partners Fund VIII, L.P., and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

Read SEC document
February 18, 2011 Filed Feb 18, 2011 20:48 UTC OtherCommon Stock 1,828 $23.50 $42,958.00
Disclosure

SEC source: 0001412598-11-000001 · primary_doc.xml · nonDerivative · entry 1

Ehrenpreis Ira Matthew · CIK 0001412598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,828

Read SEC document
February 18, 2011 Filed Feb 18, 2011 20:47 UTC
Ahuja DeepakChief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001494732-11-000009 · edgardoc.xml · derivative · entry 3

Ahuja Deepak · CIK 0001494732 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,296

Underlying: Common Stock · 1,000 shares

Expires 2015-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4th of the shares subject to the option first become vested and exercisable on the date listed and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter.

Read SEC document
February 18, 2011 Filed Feb 18, 2011 20:47 UTC
Ahuja DeepakChief Financial Officer
SaleCommon Stock 1,000 $23.21 $23,211.00
Disclosure

SEC source: 0001494732-11-000009 · edgardoc.xml · nonDerivative · entry 2

Ahuja Deepak · CIK 0001494732 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2010.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.20 to $23.24, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 18, 2011 Filed Feb 18, 2011 20:47 UTC
Ahuja DeepakChief Financial Officer
Exercise / conversionCommon Stock 1,000 $2.70 $2,700.00
Disclosure

SEC source: 0001494732-11-000009 · edgardoc.xml · nonDerivative · entry 1

Ahuja Deepak · CIK 0001494732 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2011 Filed Feb 22, 2011 20:53 UTC OtherCommon Stock 164,611 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-011855 · rrd302125.xml · nonDerivative · entry 6

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 164,611

F9 · kind: Consists of shares of common stock of the issuer received by AJG Growth Fund LLC as a result of the distribution by VEP II to its partners (163,936 shares) and the distribution by Valor Equity Partners II-A, LP to its partners (675 shares).

F6 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the shares reported as indirectly beneficially owned, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.

F10 · ownership.nature: AJG Growth Fund LLC is the record and direct beneficial owner of 164,611 shares, of which the reporting person is a manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC.

Read SEC document
February 18, 2011 Filed Feb 22, 2011 20:53 UTC OtherCommon Stock 46,626 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-011855 · rrd302125.xml · nonDerivative · entry 5

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,626

F8 · kind: Consists of shares of common stock of the issuer received by the reporting person as a result of the distribution by VEP II to its partners (1,655 shares), Valor Equity Partners II-A, LP to its partners (7 shares) and VC to its members (44,964 shares).

Read SEC document
February 18, 2011 Filed Feb 22, 2011 20:53 UTC OtherCommon Stock 89,678 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-011855 · rrd302125.xml · nonDerivative · entry 4

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 89,678

F5 · kind: Consists of shares of common stock of the issuer received by VEP II, the sole general partner of the Funds, as a result of the distribution by the Funds to their partners.

F6 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the shares reported as indirectly beneficially owned, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.

F7 · ownership.nature: VEP II is the record and direct beneficial owner of a total of 89,678 shares received by VEP II as a result of distributions by the Funds to its partners. The reporting person is a shareholder and director of Valor Management Corp. general partner of VEP II and may be deemed to have an indirect pecuniary interest in the shares owned by VEP II.

Read SEC document
February 18, 2011 Filed Feb 22, 2011 20:53 UTC OtherCommon Stock 2,756,881 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-011855 · rrd302125.xml · nonDerivative · entry 3

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: Reflects a pro rata distribution of shares of common stock of the issuer by VEP Tesla Holdings LLC ("VEP"), the record and direct beneficial owner of the shares, to its two members, Valor Equity Partners II, LP and Valor Equity Partners II-A, LP (collectively, the "Funds") on February 18, 2011, which shares were further distributed (i) pro rata by the Funds to their respective general and limited partners on that date, including Valor Equity Management II, LP ("VEP II"), the sole general partner of the Funds and (ii) partially further distributed by VEP II to its partners on that date.

F4 · ownership.nature: VEP and VEP I and are advised directly and/or indirectly by Valor Management Corp. which may be deemed to be the beneficial owners of the shares held directly by VEP and VEP I. Valor Management Corp. disclaims beneficial ownership of any shares held directly by VEP and VEP I. The reporting person is a shareholder and director of Valor Management Corp., and a managing member of VC, and may be deemed the beneficial owner of the shares held directly by VEP, VEP I and VC. The reporting person disclaims beneficial ownership of any shares held directly by VEP, VEP I and VC, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

Read SEC document
February 18, 2011 Filed Feb 22, 2011 20:53 UTC OtherCommon Stock 136,351 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-011855 · rrd302125.xml · nonDerivative · entry 2

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · kind: Reflects a pro rata distribution of shares of common stock of the issuer by Valor VC LLC ("VC"), the record and direct beneficial owner of the shares, to its members on February 18, 2011.

F4 · ownership.nature: VEP and VEP I and are advised directly and/or indirectly by Valor Management Corp. which may be deemed to be the beneficial owners of the shares held directly by VEP and VEP I. Valor Management Corp. disclaims beneficial ownership of any shares held directly by VEP and VEP I. The reporting person is a shareholder and director of Valor Management Corp., and a managing member of VC, and may be deemed the beneficial owner of the shares held directly by VEP, VEP I and VC. The reporting person disclaims beneficial ownership of any shares held directly by VEP, VEP I and VC, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

Read SEC document
February 18, 2011 Filed Feb 24, 2011 00:20 UTC
Musk ElonDirector · CEO · 10% owner
OtherCommon Stock 15,969 $0.00 $0.00
Disclosure

SEC source: 0001494730-11-000004 · edgardoc.xml · nonDerivative · entry 1

Musk Elon · CIK 0001494730 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 25,715,565

F1 · kind: Shares acquired upon distribution from Valor Equity Partners II, LP.

Read SEC document
February 18, 2011 Filed Feb 23, 2011 19:25 UTC
Musk KimbalDirector
OtherCommon Stock 3,992 $0.00 $0.00
Disclosure

SEC source: 0001494731-11-000002 · edgardoc.xml · nonDerivative · entry 1

Musk Kimbal · CIK 0001494731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,992

F1 · kind: Shares acquired upon distribution from Valor Equity Partners II, LP.

Read SEC document
January 10, 2011 Filed Jan 12, 2011 22:16 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 45,791 $0.00 Strike: $28.45 $0.00
Disclosure

SEC source: 0001494727-11-000002 · edgardoc.xml · derivative · entry 2

Straubel Jeffrey B · CIK 0001494727 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,791

Underlying: Common Stock · 45,791 shares

Expires 2021-01-10

F1 · derivative.exercise_date: 1/48th of the shares subject to the option will vest monthly over a period of four years, beginning on date of grant.

Read SEC document
January 10, 2011 Filed Jan 12, 2011 22:16 UTC GrantIncentive Stock Option (right to buy) · Derivative 4,209 $0.00 Strike: $28.45 $0.00
Disclosure

SEC source: 0001494727-11-000002 · edgardoc.xml · derivative · entry 1

Straubel Jeffrey B · CIK 0001494727 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,209

Underlying: Common Stock · 4,209 shares

Expires 2021-01-10

F1 · derivative.exercise_date: 1/48th of the shares subject to the option will vest monthly over a period of four years, beginning on date of grant.

Read SEC document
January 10, 2011 Filed Jan 12, 2011 16:57 UTC
Ahuja DeepakChief Financial Officer · Chief Financial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 27,999 $0.00 Strike: $28.45 $0.00
Disclosure

SEC source: 0001494732-11-000003 · edgardoc.xml · derivative · entry 2

Ahuja Deepak · CIK 0001494732 · Chief Financial Officer · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,999

Underlying: Common Stock · 27,999 shares

Expires 2021-01-10

F1 · derivative.exercise_date: 1/48th of the shares subject to the option will vest monthly over a period of four years, beginning on date of grant.

Read SEC document
January 10, 2011 Filed Jan 12, 2011 16:57 UTC
Ahuja DeepakChief Financial Officer · Chief Financial Officer
GrantIncentive Stock Option (right to buy) · Derivative 2,001 $0.00 Strike: $28.45 $0.00
Disclosure

SEC source: 0001494732-11-000003 · edgardoc.xml · derivative · entry 1

Ahuja Deepak · CIK 0001494732 · Chief Financial Officer · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,001

Underlying: Common Stock · 2,001 shares

Expires 2021-01-10

F1 · derivative.exercise_date: 1/48th of the shares subject to the option will vest monthly over a period of four years, beginning on date of grant.

Read SEC document
January 10, 2011 Filed Jan 12, 2011 17:08 UTC
Passin GilbertVP- Manufacturing
GrantNon-Qualified Stock Option (right to buy) · Derivative 9,791 $0.00 Strike: $28.45 $0.00
Disclosure

SEC source: 0001494806-11-000002 · edgardoc.xml · derivative · entry 2

Passin Gilbert · CIK 0001494806 · VP- Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,791

Underlying: Common Stock · 9,791 shares

Expires 2021-01-10

F1 · derivative.exercise_date: 1/48th of the shares subject to the option will vest monthly over a period of four years, beginning on date of grant.

Read SEC document
January 10, 2011 Filed Jan 12, 2011 17:08 UTC
Passin GilbertVP- Manufacturing
GrantIncentive Stock Option (right to buy) · Derivative 209 $0.00 Strike: $28.45 $0.00
Disclosure

SEC source: 0001494806-11-000002 · edgardoc.xml · derivative · entry 1

Passin Gilbert · CIK 0001494806 · VP- Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209

Underlying: Common Stock · 209 shares

Expires 2021-01-10

F1 · derivative.exercise_date: 1/48th of the shares subject to the option will vest monthly over a period of four years, beginning on date of grant.

Read SEC document
January 10, 2011 Filed Jan 12, 2011 21:46 UTC
Blankenship GeorgeVP- Sales & Customer Experienc
GrantNon-Qualified Stock Option (right to buy) · Derivative 24,479 $0.00 Strike: $28.45 $0.00
Disclosure

SEC source: 0001503210-11-000006 · edgardoc.xml · derivative · entry 2

Blankenship George · CIK 0001503210 · VP- Sales & Customer Experienc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,479

Underlying: Common Stock · 24,479 shares

Expires 2021-01-10

F1 · derivative.exercise_date: 1/48th of the shares subject to the option will vest monthly over a period of four years, beginning on date of grant.

Read SEC document
January 10, 2011 Filed Jan 12, 2011 21:46 UTC
Blankenship GeorgeVP- Sales & Customer Experienc
GrantIncentive Stock Option (right to buy) · Derivative 521 $0.00 Strike: $28.45 $0.00
Disclosure

SEC source: 0001503210-11-000006 · edgardoc.xml · derivative · entry 1

Blankenship George · CIK 0001503210 · VP- Sales & Customer Experienc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521

Underlying: Common Stock · 521 shares

Expires 2021-01-10

F1 · derivative.exercise_date: 1/48th of the shares subject to the option will vest monthly over a period of four years, beginning on date of grant.

Read SEC document
December 27, 2010 Filed Dec 29, 2010 01:41 UTC OtherCommon Stock 47,010 $30.09 $1,414,530.90
Disclosure

SEC source: 0001181431-10-063874 · rrd295575.xml · nonDerivative · entry 5

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,670

F4 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, LLC.

F5 · ownership.nature: The reporting person is a managing director of the general partner of the Draper Fisher Jurvetson Fund VIII, L.P., a managing member of Draper Fisher Jurveston Partners VIII, LLC and a managing member of the general partner of the Draper Fisher Jurvetson Partners Growth Fund 2006, LLC, and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

Read SEC document
December 27, 2010 Filed Dec 29, 2010 01:41 UTC OtherCommon Stock 28,903 $30.09 $869,691.27
Disclosure

SEC source: 0001181431-10-063874 · rrd295575.xml · nonDerivative · entry 4

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,634

F3 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Partners VIII, LLC.

F5 · ownership.nature: The reporting person is a managing director of the general partner of the Draper Fisher Jurvetson Fund VIII, L.P., a managing member of Draper Fisher Jurveston Partners VIII, LLC and a managing member of the general partner of the Draper Fisher Jurvetson Partners Growth Fund 2006, LLC, and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

Read SEC document
December 27, 2010 Filed Dec 29, 2010 01:41 UTC OtherCommon Stock 1,300,656 $30.09 $39,136,739.04
Disclosure

SEC source: 0001181431-10-063874 · rrd295575.xml · nonDerivative · entry 3

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 433,552

F2 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Fund VIII, L.P.

F5 · ownership.nature: The reporting person is a managing director of the general partner of the Draper Fisher Jurvetson Fund VIII, L.P., a managing member of Draper Fisher Jurveston Partners VIII, LLC and a managing member of the general partner of the Draper Fisher Jurvetson Partners Growth Fund 2006, LLC, and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

Read SEC document
December 27, 2010 Filed Dec 29, 2010 01:41 UTC OtherCommon Stock 581,469 $30.09 $17,496,402.21
Disclosure

SEC source: 0001181431-10-063874 · rrd295575.xml · nonDerivative · entry 2

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 193,823

F1 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P.

F5 · ownership.nature: The reporting person is a managing director of the general partner of the Draper Fisher Jurvetson Fund VIII, L.P., a managing member of Draper Fisher Jurveston Partners VIII, LLC and a managing member of the general partner of the Draper Fisher Jurvetson Partners Growth Fund 2006, LLC, and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

Read SEC document
December 27, 2010 Filed Dec 29, 2010 01:41 UTC OtherCommon Stock 36,997 $30.09 $1,113,239.73
Disclosure

SEC source: 0001181431-10-063874 · rrd295575.xml · nonDerivative · entry 1

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jurvetson Trust

Disclosed balance after: 36,997

Read SEC document
November 08, 2010 Filed Nov 11, 2010 00:45 UTC
WHITAKER ERIC SGeneral Counsel
GrantNon-Qualified Stock Option (right to buy) · Derivative 183,988 $0.00 Strike: $24.98 $0.00
Disclosure

SEC source: 0001234046-10-000005 · edgardoc.xml · derivative · entry 2

WHITAKER ERIC S · CIK 0001234046 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,988

Underlying: Common Stock · 183,988 shares

Expires 2020-11-08

F1 · derivative.exercise_date: 1/4th of the shares subject to the option become vested and exercisable one year from hire date and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter.

Read SEC document
November 08, 2010 Filed Nov 11, 2010 00:45 UTC
WHITAKER ERIC SGeneral Counsel
GrantIncentive Stock Option (right to buy) · Derivative 16,012 $0.00 Strike: $24.98 $0.00
Disclosure

SEC source: 0001234046-10-000005 · edgardoc.xml · derivative · entry 1

WHITAKER ERIC S · CIK 0001234046 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,012

Underlying: Common Stock · 16,012 shares

Expires 2020-11-08

F1 · derivative.exercise_date: 1/4th of the shares subject to the option become vested and exercisable one year from hire date and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter.

Read SEC document
October 12, 2010 Filed Oct 14, 2010 16:21 UTC
Blankenship GeorgeVP Sales and Service
GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $20.24 $0.00
Disclosure

SEC source: 0001503210-10-000005 · edgardoc.xml · derivative · entry 1

Blankenship George · CIK 0001503210 · VP Sales and Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2020-10-12

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly from the vesting commencement date and continue to vest each month thereafter for four years.

Read SEC document
September 13, 2010 Filed Sep 14, 2010 19:44 UTC
Straubel Jeffrey BChief Technology Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $20.72 $0.00
Disclosure

SEC source: 0001494727-10-000002 · edgardoc.xml · derivative · entry 1

Straubel Jeffrey B · CIK 0001494727 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2020-09-13

F1 · derivative.exercise_date: Shares subject to the option become vested and exercisable upon the Issuer's achievement of certain performance objectives set forth in the option agreement.

Read SEC document
September 13, 2010 Filed Jan 26, 2011 00:02 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $20.72 $0.00
Disclosure

SEC source: 0001494727-11-000004 · edgardoc.xml · derivative · entry 2

Straubel Jeffrey B · CIK 0001494727 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2020-09-13

F2 · derivative.exercise_date: On September 13, 2010, the reporting person was granted an option to purchase 20,000 shares of common stock as reported on a Form 4 filed by the reporting person on September 14, 2010. The option vests in four equal installments based on the Issuer's satisfaction of certain performance objectives set forth in the option agreement. On January 21, 2011, the Board of Directors certified that the first performance objective has been met, resulting in vesting of the option as to 5,000 shares.

Read SEC document
July 02, 2010 Filed Jul 2, 2010 18:34 UTC ConversionSeries E Preferred Stock · Derivative 4,343,392 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-10-035859 · rrd280658.xml · derivative · entry 3

Ehrenpreis Ira Matthew · CIK 0001412598 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,447,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · price: Each share of the Issuer's Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.nature: These shares are owned directly by Technology Partners Fund VIII, L.P. The reporting person is a managing member of the general partner of such entity, and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

Read SEC document
July 02, 2010 Filed Jul 2, 2010 18:34 UTC ConversionSeries D Preferred Stock · Derivative 3,829,481 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-10-035859 · rrd280658.xml · derivative · entry 2

Ehrenpreis Ira Matthew · CIK 0001412598 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,276,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · price: Each share of the Issuer's Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.nature: These shares are owned directly by Technology Partners Fund VIII, L.P. The reporting person is a managing member of the general partner of such entity, and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

Read SEC document
July 02, 2010 Filed Jul 2, 2010 18:34 UTC ConversionCommon Stock 2,724,290 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-10-035859 · rrd280658.xml · nonDerivative · entry 1

Ehrenpreis Ira Matthew · CIK 0001412598 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,724,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.nature: These shares are owned directly by Technology Partners Fund VIII, L.P. The reporting person is a managing member of the general partner of such entity, and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

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July 02, 2010 Filed Jul 2, 2010 18:35 UTC ConversionSeries E Preferred Stock · Derivative 5,475,457 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-035860 · rrd280657.xml · derivative · entry 8

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 1,825,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the Issuer's Series E preferred stock and Series D Preferred Stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · derivative.exercise_date: Each share of the Issuer's Series E preferred stock and Series D Preferred Stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · derivative.expiration_date: Each share of the Issuer's Series E preferred stock and Series D Preferred Stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F10 · ownership.nature: 78,974 shares are owned directly by Draper Associates, L.P., 775,292 shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, L.P., 62,680 shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC, 19,743 shares are owned directly by Draper Fisher Jurvetson Partners VIII, LLC and 888,462 shares are owned directly by Draper Fisher Jurvetson Fund VIII, L.P.

F11 · ownership.nature: The reporting person is a managing director of the general partner of the Draper Fisher Jurvetson Fund VIII, L.P., a managing member of Draper Fisher Jurveston Partners VIII, LLC and a managing member of the general partner of the Draper Fisher Jurvetson Partners Growth Fund 2006, LLC, and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

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July 02, 2010 Filed Jul 2, 2010 18:35 UTC ConversionSeries D Preferred Stock · Derivative 473,918 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-035860 · rrd280657.xml · derivative · entry 7

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 157,972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the Issuer's Series E preferred stock and Series D Preferred Stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · derivative.exercise_date: Each share of the Issuer's Series E preferred stock and Series D Preferred Stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · derivative.expiration_date: Each share of the Issuer's Series E preferred stock and Series D Preferred Stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F9 · ownership.nature: 12,638 shares are owned directly by Draper Associates, L.P., 3,159 shares are owned directly by Draper Fisher Jurvetson Partners VIII, LLC and 142,175 shares are owned directly by Draper Fisher Jurvetson Fund VIII, L.P.

F11 · ownership.nature: The reporting person is a managing director of the general partner of the Draper Fisher Jurvetson Fund VIII, L.P., a managing member of Draper Fisher Jurveston Partners VIII, LLC and a managing member of the general partner of the Draper Fisher Jurvetson Partners Growth Fund 2006, LLC, and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

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July 02, 2010 Filed Jul 2, 2010 18:35 UTC ConversionSeries C Preferred Stock · Derivative 2,233,480 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-035860 · rrd280657.xml · derivative · entry 6

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 781,745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series C preferred stock automatically converted into .350013 of a share of common stock upon the closing the Issuer's initial public offering, and has no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series C preferred stock automatically converted into .350013 of a share of common stock upon the closing the Issuer's initial public offering, and has no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series C preferred stock automatically converted into .350013 of a share of common stock upon the closing the Issuer's initial public offering, and has no expiration date.

F8 · ownership.nature: 62,539 of these shares are owned directly by Draper Associates, L.P., 15,635 shares are owned directly by Draper Fisher Jurvetson Partners VIII, LLC and 703,571 shares are owned directly by Draper Fisher Jurvetson Fund VIII, L.P.

F11 · ownership.nature: The reporting person is a managing director of the general partner of the Draper Fisher Jurvetson Fund VIII, L.P., a managing member of Draper Fisher Jurveston Partners VIII, LLC and a managing member of the general partner of the Draper Fisher Jurvetson Partners Growth Fund 2006, LLC, and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

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July 02, 2010 Filed Jul 2, 2010 18:35 UTC ConversionCommon Stock 1,734,208 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-10-035860 · rrd280657.xml · nonDerivative · entry 5

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,734,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series C preferred stock automatically converted into .350013 of a share of common stock upon the closing the Issuer's initial public offering, and has no expiration date.

F2 · price: Each share of the Issuer's Series E preferred stock and Series D Preferred Stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F7 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Fund VIII, L.P.

F11 · ownership.nature: The reporting person is a managing director of the general partner of the Draper Fisher Jurvetson Fund VIII, L.P., a managing member of Draper Fisher Jurveston Partners VIII, LLC and a managing member of the general partner of the Draper Fisher Jurvetson Partners Growth Fund 2006, LLC, and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

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July 02, 2010 Filed Jul 2, 2010 18:35 UTC ConversionCommon Stock 38,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-10-035860 · rrd280657.xml · nonDerivative · entry 4

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 38,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series C preferred stock automatically converted into .350013 of a share of common stock upon the closing the Issuer's initial public offering, and has no expiration date.

F2 · price: Each share of the Issuer's Series E preferred stock and Series D Preferred Stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F6 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Partners VIII, LLC

F11 · ownership.nature: The reporting person is a managing director of the general partner of the Draper Fisher Jurvetson Fund VIII, L.P., a managing member of Draper Fisher Jurveston Partners VIII, LLC and a managing member of the general partner of the Draper Fisher Jurvetson Partners Growth Fund 2006, LLC, and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

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July 02, 2010 Filed Jul 2, 2010 18:35 UTC ConversionCommon Stock 62,680 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-10-035860 · rrd280657.xml · nonDerivative · entry 3

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 62,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series C preferred stock automatically converted into .350013 of a share of common stock upon the closing the Issuer's initial public offering, and has no expiration date.

F5 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, LLC

F11 · ownership.nature: The reporting person is a managing director of the general partner of the Draper Fisher Jurvetson Fund VIII, L.P., a managing member of Draper Fisher Jurveston Partners VIII, LLC and a managing member of the general partner of the Draper Fisher Jurvetson Partners Growth Fund 2006, LLC, and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

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July 02, 2010 Filed Jul 2, 2010 18:35 UTC ConversionCommon Stock 775,292 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-10-035860 · rrd280657.xml · nonDerivative · entry 2

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 775,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series C preferred stock automatically converted into .350013 of a share of common stock upon the closing the Issuer's initial public offering, and has no expiration date.

F4 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P.

F11 · ownership.nature: The reporting person is a managing director of the general partner of the Draper Fisher Jurvetson Fund VIII, L.P., a managing member of Draper Fisher Jurveston Partners VIII, LLC and a managing member of the general partner of the Draper Fisher Jurvetson Partners Growth Fund 2006, LLC, and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

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July 02, 2010 Filed Jul 2, 2010 18:35 UTC ConversionCommon Stock 154,151 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-10-035860 · rrd280657.xml · nonDerivative · entry 1

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 154,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series C preferred stock automatically converted into .350013 of a share of common stock upon the closing the Issuer's initial public offering, and has no expiration date.

F2 · price: Each share of the Issuer's Series E preferred stock and Series D Preferred Stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F3 · ownership.nature: These shares are owned directly by Draper Associates, L.P.

F11 · ownership.nature: The reporting person is a managing director of the general partner of the Draper Fisher Jurvetson Fund VIII, L.P., a managing member of Draper Fisher Jurveston Partners VIII, LLC and a managing member of the general partner of the Draper Fisher Jurvetson Partners Growth Fund 2006, LLC, and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

Read SEC document
July 02, 2010 Filed Jul 2, 2010 14:35 UTC
Musk KimbalDirector
ConversionSeries E Preferred Stock · Derivative 594,857 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-035862 · rrd280656.xml · derivative · entry 4

Musk Kimbal · CIK 0001494731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 198,285 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series B preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series B preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series B preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.nature: The shares are directly held by Jasper Holdings LLC which is owned by the reporting person and his spouse.

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July 02, 2010 Filed Jul 2, 2010 14:35 UTC
Musk KimbalDirector
ConversionSeries B Preferred Stock · Derivative 540,540 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-035862 · rrd280656.xml · derivative · entry 3

Musk Kimbal · CIK 0001494731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 180,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series B preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series B preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series B preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.nature: The shares are directly held by Jasper Holdings LLC which is owned by the reporting person and his spouse.

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July 02, 2010 Filed Jul 2, 2010 14:35 UTC
Musk KimbalDirector
SaleCommon Stock 50,764 $17.00 $862,988.00
Disclosure

SEC source: 0001181431-10-035862 · rrd280656.xml · nonDerivative · entry 2

Musk Kimbal · CIK 0001494731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 361,035

F2 · ownership.nature: The shares are directly held by Jasper Holdings LLC which is owned by the reporting person and his spouse.

Read SEC document
July 02, 2010 Filed Jul 2, 2010 14:35 UTC
Musk KimbalDirector
ConversionCommon Stock 378,465 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-10-035862 · rrd280656.xml · nonDerivative · entry 1

Musk Kimbal · CIK 0001494731 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 411,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series B preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.nature: The shares are directly held by Jasper Holdings LLC which is owned by the reporting person and his spouse.

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July 02, 2010 Filed Jul 2, 2010 18:35 UTC
Musk ElonDirector · Pres,Prod Architect & Director · 10% owner
OtherSeries C Warrants (right to buy) · Derivative 325,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-10-035864 · rrd280655.xml · derivative · entry 11

Musk Elon · CIK 0001494730 · Director · Pres,Prod Architect & Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 113,908 shares

Expires not disclosed

F3 · derivative.exercise_price: The warrant was automatically net exercised by the reporting person on the effective date of Issuer's initial public offering.

F3 · price: The warrant was automatically net exercised by the reporting person on the effective date of Issuer's initial public offering.

F3 · derivative.exercise_date: The warrant was automatically net exercised by the reporting person on the effective date of Issuer's initial public offering.

F3 · derivative.expiration_date: The warrant was automatically net exercised by the reporting person on the effective date of Issuer's initial public offering.

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July 02, 2010 Filed Jul 2, 2010 18:35 UTC
Musk ElonDirector · Pres,Prod Architect & Director · 10% owner
ConversionSeries E Preferred Stock · Derivative 40,825,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-10-035864 · rrd280655.xml · derivative · entry 10

Musk Elon · CIK 0001494730 · Director · Pres,Prod Architect & Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 13,608,549 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A preferred stock, Series B preferred stock, Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · price: Each share of the Issuer's Series A preferred stock, Series B preferred stock, Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A preferred stock, Series B preferred stock, Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A preferred stock, Series B preferred stock, Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

Read SEC document
July 02, 2010 Filed Jul 2, 2010 18:35 UTC
Musk ElonDirector · Pres,Prod Architect & Director · 10% owner
ConversionSeries D Preferred Stock · Derivative 4,097,877 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-10-035864 · rrd280655.xml · derivative · entry 9

Musk Elon · CIK 0001494730 · Director · Pres,Prod Architect & Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 1,365,959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A preferred stock, Series B preferred stock, Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · price: Each share of the Issuer's Series A preferred stock, Series B preferred stock, Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A preferred stock, Series B preferred stock, Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A preferred stock, Series B preferred stock, Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

Read SEC document
July 02, 2010 Filed Jul 2, 2010 18:35 UTC
Musk ElonDirector · Pres,Prod Architect & Director · 10% owner
ConversionSeries C Preferred Stock · Derivative 10,572,687 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-10-035864 · rrd280655.xml · derivative · entry 8

Musk Elon · CIK 0001494730 · Director · Pres,Prod Architect & Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 3,700,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the Issuer's Series C preferred stock automatically converted into .350013 of a share of common stock upon the closing the Issuer's initial public offering, and has no expiration date.

F1 · price: Each share of the Issuer's Series A preferred stock, Series B preferred stock, Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A preferred stock, Series B preferred stock, Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A preferred stock, Series B preferred stock, Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

Read SEC document
July 02, 2010 Filed Jul 2, 2010 18:35 UTC
Musk ElonDirector · Pres,Prod Architect & Director · 10% owner
ConversionSeries B Preferred Stock · Derivative 12,162,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-10-035864 · rrd280655.xml · derivative · entry 7

Musk Elon · CIK 0001494730 · Director · Pres,Prod Architect & Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 4,054,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A preferred stock, Series B preferred stock, Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · price: Each share of the Issuer's Series A preferred stock, Series B preferred stock, Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A preferred stock, Series B preferred stock, Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A preferred stock, Series B preferred stock, Series D preferred stock and Series E preferred stock automatically converted to .333333 of a share common stock upon the closing of the Issuer's initial public offering and has no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.