Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tesla, Inc.TSLA · Entity 2791 | General Counsel | March 28, 2012 | March 29, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tesla, Inc.
Report date March 28, 2012 · Filed March 29, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2012-03-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2012-03-28 · Exercise / conversion · Acquired 3,833 · Balance 3,833 Row 2 · 2012-03-28 · Sale · Disposed 3,833 · Balance 0 Row 3 · 2012-03-28 · Exercise / conversion · Acquired 333 · Balance 333 Row 4 · 2012-03-28 · Sale · Disposed 333 · Balance 0 |
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.98 · Expires 2020-11-08 | Direct | 11,009 |
Reported balance
After 2012-03-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2012-03-28 · Exercise / conversion · Disposed 333 · Balance 11,009 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2011. F2: 1/4th of the shares subject to the option become vested and exercisable one year from hire date and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.98 · Expires 2020-11-08 | Direct | 118,159 |
Reported balance
After 2012-03-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2012-03-28 · Exercise / conversion · Disposed 3,833 · Balance 118,159 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2011. F2: 1/4th of the shares subject to the option become vested and exercisable one year from hire date and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2011.
F2: 1/4th of the shares subject to the option become vested and exercisable one year from hire date and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2012 Filed Mar 29, 2012 17:51 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,833 | $0.00 Strike: $24.98 | $0.00 |
DisclosureSEC source: 0001234046-12-000004 · edgardoc.xml · derivative · entry 6 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,159 Underlying: Common Stock · 3,833 shares Expires 2020-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2011. F2 · derivative.exercise_date: 1/4th of the shares subject to the option become vested and exercisable one year from hire date and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter. Read SEC document |
| March 28, 2012 Filed Mar 29, 2012 17:51 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 333 | $0.00 Strike: $24.98 | $0.00 |
DisclosureSEC source: 0001234046-12-000004 · edgardoc.xml · derivative · entry 5 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,009 Underlying: Common Stock · 333 shares Expires 2020-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2011. F2 · derivative.exercise_date: 1/4th of the shares subject to the option become vested and exercisable one year from hire date and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter. Read SEC document |
| March 28, 2012 Filed Mar 29, 2012 17:51 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 333 | $37.95 | $12,637.35 |
DisclosureSEC source: 0001234046-12-000004 · edgardoc.xml · nonDerivative · entry 4 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 28, 2012 Filed Mar 29, 2012 17:51 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 333 | $24.98 | $8,318.34 |
DisclosureSEC source: 0001234046-12-000004 · edgardoc.xml · nonDerivative · entry 3 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2012 Filed Mar 29, 2012 17:51 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 3,833 | $37.95 | $145,462.35 |
DisclosureSEC source: 0001234046-12-000004 · edgardoc.xml · nonDerivative · entry 2 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 28, 2012 Filed Mar 29, 2012 17:51 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 3,833 | $24.98 | $95,748.34 |
DisclosureSEC source: 0001234046-12-000004 · edgardoc.xml · nonDerivative · entry 1 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2012 Filed Mar 13, 2012 16:53 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,139 | $0.00 Strike: $24.98 | $0.00 |
DisclosureSEC source: 0001234046-12-000003 · edgardoc.xml · derivative · entry 9 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,992 Underlying: Common Stock · 3,139 shares Expires 2020-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/4th of the shares subject to the option become vested and exercisable one year from hire date and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter. Read SEC document |
| March 12, 2012 Filed Mar 13, 2012 16:53 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 3,139 | $34.98 | $109,802.22 |
DisclosureSEC source: 0001234046-12-000003 · edgardoc.xml · nonDerivative · entry 6 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2011. Read SEC document |
| March 12, 2012 Filed Mar 13, 2012 16:53 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 3,139 | $24.98 | $78,412.22 |
DisclosureSEC source: 0001234046-12-000003 · edgardoc.xml · nonDerivative · entry 5 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2012 Filed Mar 13, 2012 16:53 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 48,857 | $0.00 Strike: $24.98 | $0.00 |
DisclosureSEC source: 0001234046-12-000003 · edgardoc.xml · derivative · entry 8 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,131 Underlying: Common Stock · 48,857 shares Expires 2020-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/4th of the shares subject to the option become vested and exercisable one year from hire date and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter. Read SEC document |
| March 09, 2012 Filed Mar 13, 2012 16:53 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 4,670 | $0.00 Strike: $24.98 | $0.00 |
DisclosureSEC source: 0001234046-12-000003 · edgardoc.xml · derivative · entry 7 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,342 Underlying: Common Stock · 4,670 shares Expires 2020-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/4th of the shares subject to the option become vested and exercisable one year from hire date and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter. Read SEC document |
| March 09, 2012 Filed Mar 13, 2012 16:53 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 48,857 | $34.99 | $1,709,408.72 |
DisclosureSEC source: 0001234046-12-000003 · edgardoc.xml · nonDerivative · entry 4 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2011. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.98 to $35.02, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 09, 2012 Filed Mar 13, 2012 16:53 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 48,857 | $24.98 | $1,220,447.86 |
DisclosureSEC source: 0001234046-12-000003 · edgardoc.xml · nonDerivative · entry 3 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2012 Filed Mar 13, 2012 16:53 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 4,670 | $35.03 | $163,576.09 |
DisclosureSEC source: 0001234046-12-000003 · edgardoc.xml · nonDerivative · entry 2 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2011. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.02 to $35.05, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 09, 2012 Filed Mar 13, 2012 16:53 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 4,670 | $24.98 | $116,656.60 |
DisclosureSEC source: 0001234046-12-000003 · edgardoc.xml · nonDerivative · entry 1 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2012 Filed Feb 16, 2012 01:01 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 11,200 | $0.00 Strike: $31.49 | $0.00 |
DisclosureSEC source: 0001234046-12-000002 · edgardoc.xml · derivative · entry 2 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,200 Underlying: Common Stock · 11,200 shares Expires 2022-02-13 F1 · derivative.exercise_date: 1/48th of the shares subject to the option will vest on each monthly anniversary of the grant date, so that all such shares will be vested as of the fourth anniversary of the grant date. Read SEC document |
| February 13, 2012 Filed Feb 16, 2012 01:01 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantIncentive Stock Option (right to buy) · Derivative | 3,800 | $0.00 Strike: $31.49 | $0.00 |
DisclosureSEC source: 0001234046-12-000002 · edgardoc.xml · derivative · entry 1 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,800 Underlying: Common Stock · 3,800 shares Expires 2022-02-13 F1 · derivative.exercise_date: 1/48th of the shares subject to the option will vest on each monthly anniversary of the grant date, so that all such shares will be vested as of the fourth anniversary of the grant date. Read SEC document |
| November 15, 2011 Filed Nov 16, 2011 17:34 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $24.98 | $0.00 |
DisclosureSEC source: 0001234046-11-000002 · edgardoc.xml · derivative · entry 3 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,988 Underlying: Common Stock · 10,000 shares Expires 2020-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1/4th of the shares subject to the option become vested and exercisable one year from hire date and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter. Read SEC document |
| November 15, 2011 Filed Nov 16, 2011 17:34 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 10,000 | $34.00 | $340,000.00 |
DisclosureSEC source: 0001234046-11-000002 · edgardoc.xml · nonDerivative · entry 2 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 15, 2011 Filed Nov 16, 2011 17:34 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 10,000 | $24.98 | $249,800.00 |
DisclosureSEC source: 0001234046-11-000002 · edgardoc.xml · nonDerivative · entry 1 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2010 Filed Nov 11, 2010 00:45 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 183,988 | $0.00 Strike: $24.98 | $0.00 |
DisclosureSEC source: 0001234046-10-000005 · edgardoc.xml · derivative · entry 2 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,988 Underlying: Common Stock · 183,988 shares Expires 2020-11-08 F1 · derivative.exercise_date: 1/4th of the shares subject to the option become vested and exercisable one year from hire date and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter. Read SEC document |
| November 08, 2010 Filed Nov 11, 2010 00:45 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantIncentive Stock Option (right to buy) · Derivative | 16,012 | $0.00 Strike: $24.98 | $0.00 |
DisclosureSEC source: 0001234046-10-000005 · edgardoc.xml · derivative · entry 1 WHITAKER ERIC S · CIK 0001234046 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,012 Underlying: Common Stock · 16,012 shares Expires 2020-11-08 F1 · derivative.exercise_date: 1/4th of the shares subject to the option become vested and exercisable one year from hire date and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.