Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tesla, Inc.TSLA · Entity 2791 | VP WW Sales & Ownership Exp | May 17, 2013 | May 21, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tesla, Inc.
Report date May 17, 2013 · Filed May 21, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,314 |
Ending reported balance
After 2013-05-17 transaction · row 10
10 source rows · reconciled sequenceRow 1 · 2013-05-17 · Exercise / conversion · Acquired 57,945 · Balance 72,259 Row 2 · 2013-05-17 · Sale · Disposed 57,945 · Balance 14,314 Row 3 · 2013-05-17 · Exercise / conversion · Acquired 24,975 · Balance 39,289 Row 4 · 2013-05-17 · Sale · Disposed 24,975 · Balance 14,314 Row 5 · 2013-05-17 · Exercise / conversion · Acquired 17,708 · Balance 32,022 Row 6 · 2013-05-17 · Sale · Disposed 17,708 · Balance 14,314 Row 7 · 2013-05-17 · Exercise / conversion · Acquired 32,291 · Balance 46,605 Row 8 · 2013-05-17 · Sale · Disposed 32,291 · Balance 14,314 Row 9 · 2013-05-17 · Exercise / conversion · Acquired 6,525 · Balance 20,839 Row 10 · 2013-05-17 · Sale · Disposed 6,525 · Balance 14,314 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.17 · Expires 2017-06-11 | Direct | 47,127 |
Reported balance
After 2013-05-17 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2013-05-17 · Exercise / conversion · Disposed 57,945 · Balance 47,127 F1: 33,300 shares subject to the option become vested and exercisable upon the Issuer's achievement of certain performance objectives set forth in the option agreement. The remaining 71,772 shares vest as follows: 1/4th of the shares subject to the option vest one year from hire date, and the remaining 3/4th vest monthly thereafter at a rate of 1/48th per month. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.17 · Expires 2017-06-11 | Direct | 22,152 |
Reported balance
After 2013-05-17 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2013-05-17 · Exercise / conversion · Disposed 24,975 · Balance 22,152 F1: 33,300 shares subject to the option become vested and exercisable upon the Issuer's achievement of certain performance objectives set forth in the option agreement. The remaining 71,772 shares vest as follows: 1/4th of the shares subject to the option vest one year from hire date, and the remaining 3/4th vest monthly thereafter at a rate of 1/48th per month. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.24 · Expires 2020-10-12 | Direct | 17,709 |
Reported balance
After 2013-05-17 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2013-05-17 · Exercise / conversion · Disposed 32,291 · Balance 17,709 F2: 1/48th of the shares subject to the option will vest on each monthly anniversary of the grant date, so that all such shares will be vested as of the fourth anniversary of the grant date. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.72 · Expires 2020-09-13 | Direct | 7,292 |
Reported balance
After 2013-05-17 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2013-05-17 · Exercise / conversion · Disposed 17,708 · Balance 7,292 F2: 1/48th of the shares subject to the option will vest on each monthly anniversary of the grant date, so that all such shares will be vested as of the fourth anniversary of the grant date. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.45 · Expires 2021-01-10 | Direct | 17,954 |
Reported balance
After 2013-05-17 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2013-05-17 · Exercise / conversion · Disposed 6,525 · Balance 17,954 F2: 1/48th of the shares subject to the option will vest on each monthly anniversary of the grant date, so that all such shares will be vested as of the fourth anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: 33,300 shares subject to the option become vested and exercisable upon the Issuer's achievement of certain performance objectives set forth in the option agreement. The remaining 71,772 shares vest as follows: 1/4th of the shares subject to the option vest one year from hire date, and the remaining 3/4th vest monthly thereafter at a rate of 1/48th per month.
F2: 1/48th of the shares subject to the option will vest on each monthly anniversary of the grant date, so that all such shares will be vested as of the fourth anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2013 Filed May 21, 2013 23:10 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,525 | $0.00 Strike: $28.45 | $0.00 |
DisclosureSEC source: 0001503210-13-000002 · edgardoc.xml · derivative · entry 15 Blankenship George · CIK 0001503210 · VP WW Sales & Ownership Exp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,954 Underlying: Common Stock · 6,525 shares Expires 2021-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/48th of the shares subject to the option will vest on each monthly anniversary of the grant date, so that all such shares will be vested as of the fourth anniversary of the grant date. Read SEC document |
| May 17, 2013 Filed May 21, 2013 23:10 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 17,708 | $0.00 Strike: $20.72 | $0.00 |
DisclosureSEC source: 0001503210-13-000002 · edgardoc.xml · derivative · entry 14 Blankenship George · CIK 0001503210 · VP WW Sales & Ownership Exp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,292 Underlying: Common Stock · 17,708 shares Expires 2020-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/48th of the shares subject to the option will vest on each monthly anniversary of the grant date, so that all such shares will be vested as of the fourth anniversary of the grant date. Read SEC document |
| May 17, 2013 Filed May 21, 2013 23:10 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 32,291 | $0.00 Strike: $20.24 | $0.00 |
DisclosureSEC source: 0001503210-13-000002 · edgardoc.xml · derivative · entry 13 Blankenship George · CIK 0001503210 · VP WW Sales & Ownership Exp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,709 Underlying: Common Stock · 32,291 shares Expires 2020-10-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/48th of the shares subject to the option will vest on each monthly anniversary of the grant date, so that all such shares will be vested as of the fourth anniversary of the grant date. Read SEC document |
| May 17, 2013 Filed May 21, 2013 23:10 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 24,975 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001503210-13-000002 · edgardoc.xml · derivative · entry 12 Blankenship George · CIK 0001503210 · VP WW Sales & Ownership Exp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,152 Underlying: Common Stock · 24,975 shares Expires 2017-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 33,300 shares subject to the option become vested and exercisable upon the Issuer's achievement of certain performance objectives set forth in the option agreement. The remaining 71,772 shares vest as follows: 1/4th of the shares subject to the option vest one year from hire date, and the remaining 3/4th vest monthly thereafter at a rate of 1/48th per month. Read SEC document |
| May 17, 2013 Filed May 21, 2013 23:10 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 57,945 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001503210-13-000002 · edgardoc.xml · derivative · entry 11 Blankenship George · CIK 0001503210 · VP WW Sales & Ownership Exp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,127 Underlying: Common Stock · 57,945 shares Expires 2017-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 33,300 shares subject to the option become vested and exercisable upon the Issuer's achievement of certain performance objectives set forth in the option agreement. The remaining 71,772 shares vest as follows: 1/4th of the shares subject to the option vest one year from hire date, and the remaining 3/4th vest monthly thereafter at a rate of 1/48th per month. Read SEC document |
| May 17, 2013 Filed May 21, 2013 23:10 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 6,525 | $91.16 | $594,838.58 |
DisclosureSEC source: 0001503210-13-000002 · edgardoc.xml · nonDerivative · entry 10 Blankenship George · CIK 0001503210 · VP WW Sales & Ownership Exp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,314 Read SEC document |
| May 17, 2013 Filed May 21, 2013 23:10 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 6,525 | $28.45 | $185,636.25 |
DisclosureSEC source: 0001503210-13-000002 · edgardoc.xml · nonDerivative · entry 9 Blankenship George · CIK 0001503210 · VP WW Sales & Ownership Exp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2013 Filed May 21, 2013 23:10 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 32,291 | $91.16 | $2,943,744.43 |
DisclosureSEC source: 0001503210-13-000002 · edgardoc.xml · nonDerivative · entry 8 Blankenship George · CIK 0001503210 · VP WW Sales & Ownership Exp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,314 Read SEC document |
| May 17, 2013 Filed May 21, 2013 23:10 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 32,291 | $20.24 | $653,569.84 |
DisclosureSEC source: 0001503210-13-000002 · edgardoc.xml · nonDerivative · entry 7 Blankenship George · CIK 0001503210 · VP WW Sales & Ownership Exp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2013 Filed May 21, 2013 23:10 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 17,708 | $91.16 | $1,614,314.40 |
DisclosureSEC source: 0001503210-13-000002 · edgardoc.xml · nonDerivative · entry 6 Blankenship George · CIK 0001503210 · VP WW Sales & Ownership Exp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,314 Read SEC document |
| May 17, 2013 Filed May 21, 2013 23:10 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 17,708 | $20.72 | $366,909.76 |
DisclosureSEC source: 0001503210-13-000002 · edgardoc.xml · nonDerivative · entry 5 Blankenship George · CIK 0001503210 · VP WW Sales & Ownership Exp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2013 Filed May 21, 2013 23:10 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 24,975 | $91.16 | $2,276,795.93 |
DisclosureSEC source: 0001503210-13-000002 · edgardoc.xml · nonDerivative · entry 4 Blankenship George · CIK 0001503210 · VP WW Sales & Ownership Exp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,314 Read SEC document |
| May 17, 2013 Filed May 21, 2013 23:10 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 24,975 | $14.17 | $353,895.75 |
DisclosureSEC source: 0001503210-13-000002 · edgardoc.xml · nonDerivative · entry 3 Blankenship George · CIK 0001503210 · VP WW Sales & Ownership Exp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2013 Filed May 21, 2013 23:10 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 57,945 | $91.16 | $5,282,440.04 |
DisclosureSEC source: 0001503210-13-000002 · edgardoc.xml · nonDerivative · entry 2 Blankenship George · CIK 0001503210 · VP WW Sales & Ownership Exp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,314 Read SEC document |
| May 17, 2013 Filed May 21, 2013 23:10 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 57,945 | $14.17 | $821,080.65 |
DisclosureSEC source: 0001503210-13-000002 · edgardoc.xml · nonDerivative · entry 1 Blankenship George · CIK 0001503210 · VP WW Sales & Ownership Exp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2012 Filed Dec 28, 2012 21:18 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 14,114 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001503210-12-000004 · edgardoc.xml · derivative · entry 2 Blankenship George · CIK 0001503210 · VP- WW Sales & Ownership Exp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,114 Underlying: Common Stock · 14,114 shares Expires 2017-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1/4th of the shares subject to the option become vested and exercisable one year from hire date and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter. Read SEC document |
| December 27, 2012 Filed Dec 28, 2012 21:18 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 14,114 | $14.17 | $199,995.38 |
DisclosureSEC source: 0001503210-12-000004 · edgardoc.xml · nonDerivative · entry 1 Blankenship George · CIK 0001503210 · VP- WW Sales & Ownership Exp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2012 Filed Feb 16, 2012 00:52 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 35,629 | $0.00 Strike: $31.49 | $0.00 |
DisclosureSEC source: 0001503210-12-000002 · edgardoc.xml · derivative · entry 2 Blankenship George · CIK 0001503210 · VP- WW Sales & Ownership Exp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,629 Underlying: Common Stock · 35,629 shares Expires 2022-02-13 F1 · derivative.exercise_date: 1/48th of the shares subject to the option will vest on each monthly anniversary of the grant date, so that all such shares will be vested as of the fourth anniversary of the grant date. Read SEC document |
| February 13, 2012 Filed Feb 16, 2012 00:52 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantIncentive Stock Option (right to buy) · Derivative | 4,371 | $0.00 Strike: $31.49 | $0.00 |
DisclosureSEC source: 0001503210-12-000002 · edgardoc.xml · derivative · entry 1 Blankenship George · CIK 0001503210 · VP- WW Sales & Ownership Exp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,371 Underlying: Common Stock · 4,371 shares Expires 2022-02-13 F1 · derivative.exercise_date: 1/48th of the shares subject to the option will vest on each monthly anniversary of the grant date, so that all such shares will be vested as of the fourth anniversary of the grant date. Read SEC document |
| January 10, 2011 Filed Jan 12, 2011 21:46 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 24,479 | $0.00 Strike: $28.45 | $0.00 |
DisclosureSEC source: 0001503210-11-000006 · edgardoc.xml · derivative · entry 2 Blankenship George · CIK 0001503210 · VP- Sales & Customer Experienc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,479 Underlying: Common Stock · 24,479 shares Expires 2021-01-10 F1 · derivative.exercise_date: 1/48th of the shares subject to the option will vest monthly over a period of four years, beginning on date of grant. Read SEC document |
| January 10, 2011 Filed Jan 12, 2011 21:46 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantIncentive Stock Option (right to buy) · Derivative | 521 | $0.00 Strike: $28.45 | $0.00 |
DisclosureSEC source: 0001503210-11-000006 · edgardoc.xml · derivative · entry 1 Blankenship George · CIK 0001503210 · VP- Sales & Customer Experienc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521 Underlying: Common Stock · 521 shares Expires 2021-01-10 F1 · derivative.exercise_date: 1/48th of the shares subject to the option will vest monthly over a period of four years, beginning on date of grant. Read SEC document |
| October 12, 2010 Filed Oct 14, 2010 16:21 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $20.24 | $0.00 |
DisclosureSEC source: 0001503210-10-000005 · edgardoc.xml · derivative · entry 1 Blankenship George · CIK 0001503210 · VP Sales and Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2020-10-12 F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly from the vesting commencement date and continue to vest each month thereafter for four years. Read SEC document |
| June 12, 2010 Filed Jan 25, 2011 23:46 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 8,325 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001503210-11-000008 · edgardoc.xml · derivative · entry 1 Blankenship George · CIK 0001503210 · VP- Sales & Customer Experienc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,325 Underlying: Common Stock · 8,325 shares Expires 2017-06-11 F1 · derivative.exercise_date: On June 12, 2010, the reporting person was granted an option to purchase 33,300 shares of common stock as reported on a Form 3 filed by the reporting person on October 8, 2010. The option vests in four equal installments based on the Issuer's satisfaction of certain performance objectives set forth in the option agreement. On January 21, 2011, the Board of Directors certified that the first performance objective has been met, resulting in vesting of the option as to 8,325 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.