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Nasdaq · USD

TRVI

Trevi Therapeutics, Inc.

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4387
SEC CIK
0001563880
Parsed reports
257

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2024 Filed Aug 16, 2024 16:47 UTC
SCIASCIA THOMASChief Scientific Officer
Exercise / conversionStock Option (right to buy) · Derivative 18,660 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0000950170-24-098117 · ownership.xml · derivative · entry 9

SCIASCIA THOMAS · CIK 0001229946 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,496

Underlying: Common Stock · 18,660 shares

Expires 2024-11-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted on November 25, 2014. The 48,001 shares of common stock underlying the option vested as to 25% of the shares on November 25, 2015 and vested as to the remaining 75% of the shares in equal monthly installments thereafter through November 25, 2018.

Read SEC document
August 16, 2024 Filed Aug 16, 2024 16:47 UTC
SCIASCIA THOMASChief Scientific Officer
SaleCommon Stock 18,660 $2.76 $51,440.02
Disclosure

SEC source: 0000950170-24-098117 · ownership.xml · nonDerivative · entry 6

SCIASCIA THOMAS · CIK 0001229946 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,315

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.75 to $2.77 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 16, 2024 Filed Aug 16, 2024 16:47 UTC
SCIASCIA THOMASChief Scientific Officer
Exercise / conversionCommon Stock 18,660 $1.43 $26,683.80
Disclosure

SEC source: 0000950170-24-098117 · ownership.xml · nonDerivative · entry 5

SCIASCIA THOMAS · CIK 0001229946 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2024 Filed Aug 16, 2024 16:47 UTC
SCIASCIA THOMASChief Scientific Officer
Exercise / conversionStock Option (right to buy) · Derivative 12,745 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0000950170-24-098117 · ownership.xml · derivative · entry 8

SCIASCIA THOMAS · CIK 0001229946 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,156

Underlying: Common Stock · 12,745 shares

Expires 2024-11-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted on November 25, 2014. The 48,001 shares of common stock underlying the option vested as to 25% of the shares on November 25, 2015 and vested as to the remaining 75% of the shares in equal monthly installments thereafter through November 25, 2018.

Read SEC document
August 15, 2024 Filed Aug 16, 2024 16:47 UTC
SCIASCIA THOMASChief Scientific Officer
SaleCommon Stock 12,745 $2.79 $35,512.67
Disclosure

SEC source: 0000950170-24-098117 · ownership.xml · nonDerivative · entry 4

SCIASCIA THOMAS · CIK 0001229946 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,315

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.75 to $2.8020 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 15, 2024 Filed Aug 16, 2024 16:47 UTC
SCIASCIA THOMASChief Scientific Officer
Exercise / conversionCommon Stock 12,745 $1.43 $18,225.35
Disclosure

SEC source: 0000950170-24-098117 · ownership.xml · nonDerivative · entry 3

SCIASCIA THOMAS · CIK 0001229946 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 16:47 UTC
SCIASCIA THOMASChief Scientific Officer
Exercise / conversionStock Option (right to buy) · Derivative 100 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0000950170-24-098117 · ownership.xml · derivative · entry 7

SCIASCIA THOMAS · CIK 0001229946 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,901

Underlying: Common Stock · 100 shares

Expires 2024-11-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted on November 25, 2014. The 48,001 shares of common stock underlying the option vested as to 25% of the shares on November 25, 2015 and vested as to the remaining 75% of the shares in equal monthly installments thereafter through November 25, 2018.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 16:47 UTC
SCIASCIA THOMASChief Scientific Officer
SaleCommon Stock 100 $2.75 $275.00
Disclosure

SEC source: 0000950170-24-098117 · ownership.xml · nonDerivative · entry 2

SCIASCIA THOMAS · CIK 0001229946 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,315

Read SEC document
August 14, 2024 Filed Aug 16, 2024 16:47 UTC
SCIASCIA THOMASChief Scientific Officer
Exercise / conversionCommon Stock 100 $1.43 $143.00
Disclosure

SEC source: 0000950170-24-098117 · ownership.xml · nonDerivative · entry 1

SCIASCIA THOMAS · CIK 0001229946 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 5,882 shares purchased through the Issuer's employee stock purchase plan.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 20:30 UTC GrantNonstatutory Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.77 $0.00
Disclosure

SEC source: 0000950170-24-073727 · ownership.xml · derivative · entry 1

Heffernan Michael Thomas · CIK 0001448914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-06-12

F1 · derivative.exercise_date: This option was granted on June 13, 2024. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 16:30 UTC GrantNonstatutory Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.77 $0.00
Disclosure

SEC source: 0000950170-24-073728 · ownership.xml · derivative · entry 1

Cassella James V · CIK 0001353528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-06-12

F1 · derivative.exercise_date: This option was granted on June 13, 2024. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 20:30 UTC
VANLENT ANNEDirector
GrantNonstatutory Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.77 $0.00
Disclosure

SEC source: 0000950170-24-073736 · ownership.xml · derivative · entry 1

VANLENT ANNE · CIK 0001229243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-06-12

F1 · derivative.exercise_date: This option was granted on June 13, 2024. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 20:30 UTC GrantNonstatutory Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.77 $0.00
Disclosure

SEC source: 0000950170-24-073725 · ownership.xml · derivative · entry 1

Colangelo Dominick · CIK 0001313403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-06-12

F1 · derivative.exercise_date: This option was granted on June 13, 2024. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 20:40 UTC GrantNonstatutory Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.77 $0.00
Disclosure

SEC source: 0000950170-24-073751 · ownership.xml · derivative · entry 1

Mathers Edward T · CIK 0001328625 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-06-12

F1 · derivative.exercise_date: This option was granted on June 13, 2024. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 20:30 UTC GrantNonstatutory Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.77 $0.00
Disclosure

SEC source: 0000950170-24-073726 · ownership.xml · derivative · entry 1

Meeker David P · CIK 0001385155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-06-12

F1 · derivative.exercise_date: This option was granted on June 13, 2024. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

Read SEC document
May 29, 2024 Filed May 31, 2024 16:07 UTC
SCIASCIA THOMASChief Scientific Officer
Exercise / conversionStock Option (right to buy) · Derivative 59,354 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0000950170-24-067305 · ownership.xml · derivative · entry 3

SCIASCIA THOMAS · CIK 0001229946 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,354 shares

Expires 2024-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted on July 2, 2014. The 59,354 shares of common stock underlying the option vested as to 25% of the shares on June 11, 2015 and vested as to the remaining 75% of the shares in equal monthly installments thereafter through June 11, 2018.

Read SEC document
May 29, 2024 Filed May 31, 2024 16:07 UTC
SCIASCIA THOMASChief Scientific Officer
SaleCommon Stock 53,368 $2.55 $136,109.75
Disclosure

SEC source: 0000950170-24-067305 · ownership.xml · nonDerivative · entry 2

SCIASCIA THOMAS · CIK 0001229946 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,433

F2 · kind: This sale represents the sale of shares necessary to cover the cost of exercise and to meet tax withholding obligations as a result of the exercise of stock options on May 29, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.55 to $2.56 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes 14,723 shares purchased through the Issuer's employee stock purchase plan.

Read SEC document
May 29, 2024 Filed May 31, 2024 16:07 UTC
SCIASCIA THOMASChief Scientific Officer
Exercise / conversionCommon Stock 59,354 $2.19 $129,985.26
Disclosure

SEC source: 0000950170-24-067305 · ownership.xml · nonDerivative · entry 1

SCIASCIA THOMAS · CIK 0001229946 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 14,723 shares purchased through the Issuer's employee stock purchase plan.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:12 UTC
Delfini LisaChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 16,043 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0000950170-24-064598 · ownership.xml · derivative · entry 3

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,125

Underlying: Common Stock · 16,043 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted on February 11, 2022. The 110,000 shares of common stock underlying the option vested as to 25% of the shares on February 11, 2023 and vest as to the remaining 75% of the shares in equal monthly installments thereafter through February 11, 2026.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:12 UTC
Delfini LisaChief Financial Officer
SaleCommon Stock 4,350 $2.64 $11,484.87
Disclosure

SEC source: 0000950170-24-064598 · ownership.xml · nonDerivative · entry 2

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,279

F2 · kind: This sale represents the sale of shares necessary to meet tax withholding obligations as a result of the exercise of stock options on May 22, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.64 to $2.65 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes 5,685 shares purchased through the Issuer's employee stock purchase plan.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:12 UTC
Delfini LisaChief Financial Officer
Exercise / conversionCommon Stock 16,043 $0.51 $8,197.97
Disclosure

SEC source: 0000950170-24-064598 · ownership.xml · nonDerivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 5,685 shares purchased through the Issuer's employee stock purchase plan.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:30 UTC
GOOD JENNIFER LDirector · President & CEO
Exercise / conversionStock Option (right to buy) · Derivative 25,037 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0000950170-24-063531 · ownership.xml · derivative · entry 3

GOOD JENNIFER L · CIK 0001229245 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,189

Underlying: Common Stock · 25,037 shares

Expires 2024-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was granted on July 2, 2014. The 62,804 shares of common stock underlying the option vested as to 25% of the shares on June 11, 2015 and vested as to the remaining 75% of the shares in equal monthly installments thereafter through June 11, 2018.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:30 UTC
GOOD JENNIFER LDirector · President & CEO
SaleCommon Stock 25,037 $2.86 $71,575.78
Disclosure

SEC source: 0000950170-24-063531 · ownership.xml · nonDerivative · entry 2

GOOD JENNIFER L · CIK 0001229245 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,313

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.82 to $2.955 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:30 UTC
GOOD JENNIFER LDirector · President & CEO
Exercise / conversionCommon Stock 25,037 $2.19 $54,831.03
Disclosure

SEC source: 0000950170-24-063531 · ownership.xml · nonDerivative · entry 1

GOOD JENNIFER L · CIK 0001229245 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2024 Filed May 14, 2024 20:51 UTC
GOOD JENNIFER LDirector · President & CEO
Exercise / conversionStock Option (right to buy) · Derivative 4,578 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0000950170-24-059722 · ownership.xml · derivative · entry 3

GOOD JENNIFER L · CIK 0001229245 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,226

Underlying: Common Stock · 4,578 shares

Expires 2024-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was granted on July 2, 2014. The 62,804 shares of common stock underlying the option vested as to 25% of the shares on June 11, 2015 and vested as to the remaining 75% of the shares in equal monthly installments thereafter through June 11, 2018.

Read SEC document
May 10, 2024 Filed May 14, 2024 20:51 UTC
GOOD JENNIFER LDirector · President & CEO
SaleCommon Stock 4,578 $2.90 $13,276.20
Disclosure

SEC source: 0000950170-24-059722 · ownership.xml · nonDerivative · entry 2

GOOD JENNIFER L · CIK 0001229245 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,313

F1 · balance_after: Includes 7,109 shares purchased through the Issuer's employee stock purchase plan.

Read SEC document
May 10, 2024 Filed May 14, 2024 20:51 UTC
GOOD JENNIFER LDirector · President & CEO
Exercise / conversionCommon Stock 4,578 $2.19 $10,025.82
Disclosure

SEC source: 0000950170-24-059722 · ownership.xml · nonDerivative · entry 1

GOOD JENNIFER L · CIK 0001229245 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 7,109 shares purchased through the Issuer's employee stock purchase plan.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 16:44 UTC GrantStock Option (right to buy) · Derivative 28,500 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0000950170-24-016469 · ownership.xml · derivative · entry 1

Galletta Christopher · CIK 0001486099 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,500

Underlying: Common Stock · 28,500 shares

Expires 2034-02-14

F1 · derivative.exercise_date: This option was granted on February 15, 2024. The 28,500 shares of common stock underlying the option are scheduled to vest as to 25% of the shares on February 15, 2025 and as to the remaining 75% of the shares in equal monthly installments thereafter through February 15, 2028.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 16:42 UTC
SCIASCIA THOMASChief Scientific Officer
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0000950170-24-016460 · ownership.xml · derivative · entry 1

SCIASCIA THOMAS · CIK 0001229946 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2034-02-14

F1 · derivative.exercise_date: This option was granted on February 15, 2024. The 150,000 shares of common stock underlying the option are scheduled to vest as to 25% of the shares on February 15, 2025 and as to the remaining 75% of the shares in equal monthly installments thereafter through February 15, 2028.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:43 UTC
GOOD JENNIFER LDirector · President & CEO
GrantStock Option (right to buy) · Derivative 630,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0000950170-24-016462 · ownership.xml · derivative · entry 1

GOOD JENNIFER L · CIK 0001229245 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 630,000

Underlying: Common Stock · 630,000 shares

Expires 2034-02-14

F1 · derivative.exercise_date: This option was granted on February 15, 2024. The 630,000 shares of common stock underlying the option are scheduled to vest as to 25% of the shares on February 15, 2025 and as to the remaining 75% of the shares in equal monthly installments thereafter through February 15, 2028.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:43 UTC
Simon FarrellChief Commercial Officer
GrantStock Option (right to buy) · Derivative 175,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0000950170-24-016465 · ownership.xml · derivative · entry 1

Simon Farrell · CIK 0001965585 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2034-02-14

F1 · derivative.exercise_date: This option was granted on February 15, 2024. The 175,000 shares of common stock underlying the option are scheduled to vest as to 25% of the shares on February 15, 2025 and as to the remaining 75% of the shares in equal monthly installments thereafter through February 15, 2028.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:43 UTC
Clark David JChief Medical Officer
GrantStock Option (right to buy) · Derivative 175,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0000950170-24-016464 · ownership.xml · derivative · entry 1

Clark David J · CIK 0001662693 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2034-02-14

F1 · derivative.exercise_date: This option was granted on February 15, 2024. The 175,000 shares of common stock underlying the option are scheduled to vest as to 25% of the shares on February 15, 2025 and as to the remaining 75% of the shares in equal monthly installments thereafter through February 15, 2028.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:42 UTC
Delfini LisaChief Financial Officer
GrantStock Option (right to buy) · Derivative 175,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0000950170-24-016458 · ownership.xml · derivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2034-02-14

F1 · derivative.exercise_date: This option was granted on February 15, 2024. The 175,000 shares of common stock underlying the option are scheduled to vest as to 25% of the shares on February 15, 2025 and as to the remaining 75% of the shares in equal monthly installments thereafter through February 15, 2028.

Read SEC document
October 11, 2023 Filed Oct 12, 2023 20:00 UTC
Delfini LisaChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,292 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001209191-23-052687 · doc4.xml · derivative · entry 3

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,168

Underlying: Common Stock · 2,292 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F3 · derivative.exercise_date: This option was granted on February 11, 2022. The 110,000 shares of common stock underlying the option vested as to 25% of the shares on February 11, 2023 and vest as to the remaining 75% of the shares in equal monthly installments thereafter through February 11, 2026.

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October 11, 2023 Filed Oct 12, 2023 20:00 UTC
Delfini LisaChief Financial Officer
SaleCommon Stock 785 $2.02 $1,585.70
Disclosure

SEC source: 0001209191-23-052687 · doc4.xml · nonDerivative · entry 2

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,901

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F2 · kind: This sale represents the sale of shares necessary to meet tax withholding obligations as a result of the exercise of stock options on October 11, 2023.

Read SEC document
October 11, 2023 Filed Oct 12, 2023 20:00 UTC
Delfini LisaChief Financial Officer
Exercise / conversionCommon Stock 2,292 $0.51 $1,171.21
Disclosure

SEC source: 0001209191-23-052687 · doc4.xml · nonDerivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 20:06 UTC
Delfini LisaChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,291 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001209191-23-049252 · doc4.xml · derivative · entry 3

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,460

Underlying: Common Stock · 2,291 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F3 · derivative.exercise_date: This option was granted on February 11, 2022. The 110,000 shares of common stock underlying the option vested as to 25% of the shares on February 11, 2023 and vest as to the remaining 75% of the shares in equal monthly installments thereafter through February 11, 2026.

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September 11, 2023 Filed Sep 13, 2023 20:06 UTC
Delfini LisaChief Financial Officer
SaleCommon Stock 711 $2.20 $1,564.20
Disclosure

SEC source: 0001209191-23-049252 · doc4.xml · nonDerivative · entry 2

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,394

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F2 · kind: This sale represents the sale of shares necessary to meet tax withholding obligations as a result of the exercise of stock options on September 11, 2023.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 20:06 UTC
Delfini LisaChief Financial Officer
Exercise / conversionCommon Stock 2,291 $0.51 $1,170.70
Disclosure

SEC source: 0001209191-23-049252 · doc4.xml · nonDerivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 20:00 UTC
Delfini LisaChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,292 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001209191-23-045595 · doc4.xml · derivative · entry 3

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,751

Underlying: Common Stock · 2,292 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F3 · derivative.exercise_date: This option was granted on February 11, 2022. The 110,000 shares of common stock underlying the option vested as to 25% of the shares on February 11, 2023 and vest as to the remaining 75% of the shares in equal monthly installments thereafter through February 11, 2026.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 20:00 UTC
Delfini LisaChief Financial Officer
SaleCommon Stock 682 $2.36 $1,609.52
Disclosure

SEC source: 0001209191-23-045595 · doc4.xml · nonDerivative · entry 2

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,814

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F2 · kind: This sale represents the sale of shares necessary to meet tax withholding obligations as a result of the exercise of stock options on August 11, 2023.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 20:00 UTC
Delfini LisaChief Financial Officer
Exercise / conversionCommon Stock 2,292 $0.51 $1,171.21
Disclosure

SEC source: 0001209191-23-045595 · doc4.xml · nonDerivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

Read SEC document
July 11, 2023 Filed Jul 12, 2023 20:29 UTC
Delfini LisaChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,292 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001209191-23-042078 · doc4.xml · derivative · entry 3

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,043

Underlying: Common Stock · 2,292 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F3 · derivative.exercise_date: This option was granted on February 11, 2022. The 110,000 shares of common stock underlying the option vested as to 25% of the shares on February 11, 2023 and vest as to the remaining 75% of the shares in equal monthly installments thereafter through February 11, 2026.

Read SEC document
July 11, 2023 Filed Jul 12, 2023 20:29 UTC
Delfini LisaChief Financial Officer
SaleCommon Stock 687 $2.34 $1,607.58
Disclosure

SEC source: 0001209191-23-042078 · doc4.xml · nonDerivative · entry 2

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,204

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

F2 · kind: This sale represents the sale of shares necessary to meet tax withholding obligations as a result of the exercise of stock options on July 11, 2023.

Read SEC document
July 11, 2023 Filed Jul 12, 2023 20:29 UTC
Delfini LisaChief Financial Officer
Exercise / conversionCommon Stock 2,292 $0.51 $1,171.21
Disclosure

SEC source: 0001209191-23-042078 · doc4.xml · nonDerivative · entry 1

Delfini Lisa · CIK 0001873253 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and subsequent sale were effected pursuant to a Rule 10b5-1 trading plan that was adopted on October 13, 2022.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:00 UTC GrantNonstatutory Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001209191-23-040288 · doc4.xml · derivative · entry 1

Heffernan Michael Thomas · CIK 0001448914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-06-27

F1 · derivative.exercise_date: This option was granted on June 28, 2023. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 16:00 UTC GrantNonstatutory Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001209191-23-040289 · doc4.xml · derivative · entry 1

Cassella James V · CIK 0001353528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-06-27

F1 · derivative.exercise_date: This option was granted on June 28, 2023. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:00 UTC
VANLENT ANNEDirector
GrantNonstatutory Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001209191-23-040290 · doc4.xml · derivative · entry 1

VANLENT ANNE · CIK 0001229243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-06-27

F1 · derivative.exercise_date: This option was granted on June 28, 2023. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:00 UTC GrantNonstatutory Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001209191-23-040291 · doc4.xml · derivative · entry 1

Colangelo Dominick · CIK 0001313403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-06-27

F1 · derivative.exercise_date: This option was granted on June 28, 2023. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:14 UTC GrantNonstatutory Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001209191-23-040303 · doc4.xml · derivative · entry 1

Mathers Edward T · CIK 0001328625 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-06-27

F1 · derivative.exercise_date: This option was granted on June 28, 2023. This option is scheduled to fully vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders of the Issuer held following the date of grant, subject to the recipient's continued service as a director, employee or consultant of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.