Last 12 months
Inside the activity.
0 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2017 Filed Nov 6, 2017 21:08 UTC |
GOLDMAN SACHS GROUP INC10% owner
GOLDMAN SACHS & CO. LLC10% owner
GS Capital Partners VI Fund, L.P.10% owner
GS Capital Partners VI Parallel LP10% owner
GS Advisors VI, L.L.C.10% owner
SpartanShield Holdings10% owner
GS Capital Partners VI GmbH & Co KG10% owner
GOLDMAN, SACHS MANAGEMENT GP GMBH10% owner
MBD 2011 Holdings, L.P.10% owner
MBD 2011 Offshore Advisors, Inc.10% owner
|
SaleCommon Stock | 3,698,137 | $52.25 | $193,227,658.25 |
DisclosureSEC source: 0000769993-17-000699 · ownershipdoc11012017093750.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner GS Capital Partners VI Fund, L.P. · CIK 0001394287 · 10% owner GS Capital Partners VI Parallel LP · CIK 0001386577 · 10% owner GS Advisors VI, L.L.C. · CIK 0001394288 · 10% owner SpartanShield Holdings · CIK 0001645909 · 10% owner GS Capital Partners VI GmbH & Co KG · CIK 0001386557 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner MBD 2011 Holdings, L.P. · CIK 0001589221 · 10% owner MBD 2011 Offshore Advisors, Inc. · CIK 0001589256 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 19,914,831 F4 · shares: Pursuant to an underwriting agreement, dated October 30, 2017 (the "Underwriting Agreement"), and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock"), of TransUnion, pursuant to the final prospectus supplement dated October 30, 2017, which offering was consummated on November 2, 2017 (the "Registered Public Offering"), the underwriters purchased shares of Common Stock from the selling stockholders, which included GS Capital VI, GS Capital VI Parallel and SpartanShield. GS Capital VI, GS Capital VI Parallel and SpartanShield sold an aggregate of 3,698,137, shares of Common Stock, consisting of 1,443,212 shares of Common Stock sold by GS Capital VI, 396,858 shares of Common Stock sold by GS Capital VI Parallel and 1,858,067 shares of Common Stock sold by Spartanshield. Goldman Sachs was one the underwriters under the Underwriting Agreement. F5 · balance_after: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 1,057 shares of Common Stock. Goldman Sachs and GS Group may be deemed to beneficially own indirectly 19,852,972 shares of Common Stock by reason of the direct beneficial ownership of such shares by GS Capital VI, GS Capital VI Parallel and SpartanShield. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is a subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Funds. Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 60,802 shares of Common Stock and Goldman Sachs also had open short positions of 4,757 shares of Common Stock, reflecting changes due to exempt transactions. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs & Co. LLC ("Goldman Sachs"), GSCP VI Advisors, L.L.C. ("GSCP VI Advisors"), GS Advisors VI, L.L.C. ("GS Advisors VI"), GSCP VI Offshore Advisors, L.L.C. ("GSCP VI Offshore Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), MBD 2011 Offshore Advisors, Inc. ("MBD Advisors"), Opportunity Partners Offshore-B Co-Invest AIV Advisors, Ltd. ("Opportunity Advisors"), SpartanShield Holdings ("SpartanShield"), GS Capital Partners VI Fund, L.P. ("GS Capital VI"), GS Capital Partners VI Parallel, L.P. ("GS Capital VI Parallel"), GS Capital Partners VI Offshore Fund, L.P. ("GS VI Offshore"), GS Capital Partners VI GmbH & Co. KG ("GS Germany VI"), MBD 2011 Holdings, L.P. ("MBD 2011"), Bridge Street 2012 Holdings, L.P. ("Bridge Street"), (continued in next footnote) F2 · ownership.nature: Opportunity Partners Offshore-B Co-Invest AIV, L.P. ("Opportunity," and, together with GS Capital VI, GS Capital VI Parallel, GS VI Offshore, GS Germany VI, MBD 2011 and Bridge Street, the "Funds"). GS Group, Goldman Sachs, GSCP VI Advisors, GS Advisors VI, GSCP VI Offshore Advisors, GS GmbH, MBD Advisors, Bridge Street Advisors, Opportunity Advisors, SpartanShield and the Funds are defined collectively as the "Reporting Persons." F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per filing, this statement is being filed in duplicate. F4 · ownership.nature: Pursuant to an underwriting agreement, dated October 30, 2017 (the "Underwriting Agreement"), and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock"), of TransUnion, pursuant to the final prospectus supplement dated October 30, 2017, which offering was consummated on November 2, 2017 (the "Registered Public Offering"), the underwriters purchased shares of Common Stock from the selling stockholders, which included GS Capital VI, GS Capital VI Parallel and SpartanShield. GS Capital VI, GS Capital VI Parallel and SpartanShield sold an aggregate of 3,698,137, shares of Common Stock, consisting of 1,443,212 shares of Common Stock sold by GS Capital VI, 396,858 shares of Common Stock sold by GS Capital VI Parallel and 1,858,067 shares of Common Stock sold by Spartanshield. Goldman Sachs was one the underwriters under the Underwriting Agreement. F5 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 1,057 shares of Common Stock. Goldman Sachs and GS Group may be deemed to beneficially own indirectly 19,852,972 shares of Common Stock by reason of the direct beneficial ownership of such shares by GS Capital VI, GS Capital VI Parallel and SpartanShield. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is a subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Funds. Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 60,802 shares of Common Stock and Goldman Sachs also had open short positions of 4,757 shares of Common Stock, reflecting changes due to exempt transactions. F6 · ownership.nature: GS Capital VI beneficially owns directly 7,747,697 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GSCP VI Advisors. GS Capital VI Parallel beneficially owns directly 2,130,484 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GS Advisors VI. SpartanShield beneficially owns directly 9,974,791 shares of Common Stock. F7 · ownership.nature: Shares of Common Stock that may be deemed to be beneficially owned by certain of the Funds that correspond to such Funds' partnership interests in SpartanShield consist of: (i) 6,444,260 shares of Common Stock which may be deemed to be beneficially owned indirectly by GS VI Offshore, which may be deemed to be beneficially owned indirectly by its general partner, GSCP VI Offshore Advisors, (ii) 275,353 shares of Common Stock which may be deemed to be beneficially owned indirectly by GS Germany VI, which may be deemed to be beneficially owned indirectly by its general partner, GS GmbH, (iii) 237,737 shares of Common Stock which may be deemed to be beneficially owned indirectly by MBD 2011, which may be deemed to be beneficially owned indirectly by its general partner, MBD Advisors, (continued in next footnote) F8 · ownership.nature: (iv) 274,312 shares of Common Stock which may be deemed to be beneficially owned indirectly by Bridge Street, which may be deemed to be beneficially owned indirectly by its general partner, MBD Advisors, and (v) 2,743,129 shares of Common Stock which may be deemed to be beneficially owned indirectly by Opportunity, which may be deemed to be beneficially owned indirectly by its general partner, Opportunity Advisors. F9 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:33 UTC |
Cello Todd MEVP & CFO
|
Exercise / conversionStock Options (right to buy) · Derivative | 1,500 | $22.50 Strike: $22.50 | $33,750.00 |
DisclosureSEC source: 0001714465-17-000011 · wf-form4_150974120453922.xml · derivative · entry 5 Cello Todd M · CIK 0001714465 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,700 Underlying: Common Stock · 1,500 shares Expires 2025-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents an initial grant of 10,000 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:33 UTC |
Cello Todd MEVP & CFO
|
Exercise / conversionStock Options (right to buy) · Derivative | 5,893 | $4.99 Strike: $4.99 | $29,406.07 |
DisclosureSEC source: 0001714465-17-000011 · wf-form4_150974120453922.xml · derivative · entry 4 Cello Todd M · CIK 0001714465 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,893 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents an initial grant of 58,918 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:33 UTC |
Cello Todd MEVP & CFO
|
SaleCommon Stock | 4,110 | $52.97 | $217,706.70 |
DisclosureSEC source: 0001714465-17-000011 · wf-form4_150974120453922.xml · nonDerivative · entry 3 Cello Todd M · CIK 0001714465 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,353 F1 · kind: Reflects shares received in connection with the exercise of 7,393 stock options and sold to cover the stock option cost, taxes, and brokerage fees and commissions. Mr. Cello retained the remaining 3,283 option shares. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.96 to $52.975, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:33 UTC |
Cello Todd MEVP & CFO
|
Exercise / conversionCommon Stock | 1,500 | $22.50 | $33,750.00 |
DisclosureSEC source: 0001714465-17-000011 · wf-form4_150974120453922.xml · nonDerivative · entry 2 Cello Todd M · CIK 0001714465 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:33 UTC |
Cello Todd MEVP & CFO
|
Exercise / conversionCommon Stock | 5,893 | $4.99 | $29,406.07 |
DisclosureSEC source: 0001714465-17-000011 · wf-form4_150974120453922.xml · nonDerivative · entry 1 Cello Todd M · CIK 0001714465 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:18 UTC |
Peck James MDirector · President and CEO
|
Exercise / conversionStock Options (right to buy) · Derivative | 36,970 | $4.99 Strike: $4.99 | $184,480.30 |
DisclosureSEC source: 0001645773-17-000019 · wf-form4_150948471851779.xml · derivative · entry 4 Peck James M · CIK 0001645773 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,146,081 Underlying: Common Stock · 36,970 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Represents an initial grant of 1,848,517 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:18 UTC |
Peck James MDirector · President and CEO
|
SaleCommon Stock | 18,864 | $52.41 | $988,662.24 |
DisclosureSEC source: 0001645773-17-000019 · wf-form4_150948471851779.xml · nonDerivative · entry 2 Peck James M · CIK 0001645773 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,449 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.72 to $52.92, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:18 UTC |
Peck James MDirector · President and CEO
|
Exercise / conversionCommon Stock | 36,970 | $4.99 | $184,480.30 |
DisclosureSEC source: 0001645773-17-000019 · wf-form4_150948471851779.xml · nonDerivative · entry 1 Peck James M · CIK 0001645773 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 22:05 UTC |
Elberfeld TimothyVP and CAO
|
Exercise / conversionOptions (right to buy) · Derivative | 360 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0001663800-17-000009 · wf-form4_150767311121271.xml · derivative · entry 3 Elberfeld Timothy · CIK 0001663800 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 Underlying: Common Stock · 360 shares Expires 2023-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · derivative.exercise_date: Represents an initial grant of 7,197, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 22:05 UTC |
Elberfeld TimothyVP and CAO
|
SaleCommon Stock | 182 | $49.33 | $8,978.06 |
DisclosureSEC source: 0001663800-17-000009 · wf-form4_150767311121271.xml · nonDerivative · entry 2 Elberfeld Timothy · CIK 0001663800 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,059 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 22:05 UTC |
Elberfeld TimothyVP and CAO
|
Exercise / conversionCommon Stock | 360 | $8.57 | $3,085.20 |
DisclosureSEC source: 0001663800-17-000009 · wf-form4_150767311121271.xml · nonDerivative · entry 1 Elberfeld Timothy · CIK 0001663800 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 21:55 UTC |
Hamood Samuel AFormer EVP & CFO
|
Exercise / conversionStock Options (right to buy) · Derivative | 40,185 | $4.99 Strike: $4.99 | $200,523.15 |
DisclosureSEC source: 0001645772-17-000017 · wf-form4_150577169383027.xml · derivative · entry 4 Hamood Samuel A · CIK 0001645772 · Former EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 40,185 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of stock options that would otherwise have expired on September 18, 2017, pursuant to their terms as a result of Mr. Hamood's resignation from TransUnion. F4 · derivative.exercise_date: Represents an initial grant of 401,845 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 21:55 UTC |
Hamood Samuel AFormer EVP & CFO
|
SaleCommon Stock | 21,341 | $42.95 | $916,595.95 |
DisclosureSEC source: 0001645772-17-000017 · wf-form4_150577169383027.xml · nonDerivative · entry 2 Hamood Samuel A · CIK 0001645772 · Former EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 78,725 F2 · kind: Reflects shares received in connection with the exercise of 40,185 stock options and sold to cover the stock option cost, taxes, and brokerage fees and commissions. Mr. Hamood retained the remaining 18,844 option shares. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.89 to $43.056, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 21:55 UTC |
Hamood Samuel AFormer EVP & CFO
|
Exercise / conversionCommon Stock | 40,185 | $4.99 | $200,523.15 |
DisclosureSEC source: 0001645772-17-000017 · wf-form4_150577169383027.xml · nonDerivative · entry 1 Hamood Samuel A · CIK 0001645772 · Former EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 100,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of stock options that would otherwise have expired on September 18, 2017, pursuant to their terms as a result of Mr. Hamood's resignation from TransUnion. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 22:18 UTC |
Peck James MDirector · President and CEO
|
SaleCommon Stock | 39,229 | $47.83 | $1,876,323.07 |
DisclosureSEC source: 0001645773-17-000017 · wf-form4_150464988640901.xml · nonDerivative · entry 3 Peck James M · CIK 0001645773 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By limited liability company Disclosed balance after: 395,196 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.67 to $48.05, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 22:16 UTC |
Cello Todd MEVP & CFO
|
GrantCommon Stock | 5,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001714465-17-000009 · wf-form4_150335376491411.xml · nonDerivative · entry 1 Cello Todd M · CIK 0001714465 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,070 F1 · kind: Represents a grant of restricted stock units that vest on August 1, 2020. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:07 UTC |
Neenan David MEVP - International
|
SaleCommon Stock | 47,790 | $46.22 | $2,208,853.80 |
DisclosureSEC source: 0001398227-17-000016 · wf-form4_150300405320447.xml · nonDerivative · entry 1 Neenan David M · CIK 0001398227 · EVP - International 10b5-1 filing: Not disclosed Ownership: Indirect · By limited liability company Disclosed balance after: 20,663 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.07 to $46.38, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:06 UTC |
Danaher John TEVP - Consumer Interactive
|
Exercise / conversionStock Options (right to buy) · Derivative | 21,300 | $4.99 Strike: $4.99 | $106,287.00 |
DisclosureSEC source: 0001645768-17-000009 · wf-form4_150300395054720.xml · derivative · entry 3 Danaher John T · CIK 0001645768 · EVP - Consumer Interactive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,475 Underlying: Common Stock · 21,300 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Represents an initial grant of 123,328 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:06 UTC |
Danaher John TEVP - Consumer Interactive
|
SaleCommon Stock | 21,300 | $46.24 | $984,912.00 |
DisclosureSEC source: 0001645768-17-000009 · wf-form4_150300395054720.xml · nonDerivative · entry 2 Danaher John T · CIK 0001645768 · EVP - Consumer Interactive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,619 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.10 to $46.36, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:06 UTC |
Danaher John TEVP - Consumer Interactive
|
Exercise / conversionCommon Stock | 21,300 | $4.99 | $106,287.00 |
DisclosureSEC source: 0001645768-17-000009 · wf-form4_150300395054720.xml · nonDerivative · entry 1 Danaher John T · CIK 0001645768 · EVP - Consumer Interactive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:04 UTC |
Blenke John WEVP, Corp GC & Asst Secretary
|
SaleCommon Stock | 10,000 | $46.24 | $462,400.00 |
DisclosureSEC source: 0001645771-17-000017 · wf-form4_150300382888477.xml · nonDerivative · entry 1 Blenke John W · CIK 0001645771 · EVP, Corp GC & Asst Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,717 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.09 to $46.37, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 09:28 UTC |
Egan ChristopherDirector
|
SaleCommon Stock | 201,753 | $45.60 | $9,199,936.80 |
DisclosureSEC source: 0001209191-17-048031 · doc4.xml · nonDerivative · entry 1 Egan Christopher · CIK 0001640491 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 62,129 F1 · shares: The shares of common stock of the Issuer were sold in connection with a secondary offering of the common stock of the Issuer pursuant to the prospectus supplement (including pursuant to the underwriters' exercise of their over-allotment option under such prospectus supplement), dated July 31, 2017, and accompanying registration statement on Form S-3, dated September 8, 2016. F2 · ownership.nature: The shares reported herein are held directly by Advent-TransUnion Acquisition Limited Partnership ("ATUA"). Each of Advent Partners GPE VI 2008 Limited Partnership ("AP GPE VI 2008") and Advent Partners GPE VI 2009 Limited Partnership ("AP GPE VI 2009") hold a partnership interest in ATUA and the Reporting Person is a limited partner of AP GPE VI 2008 and AP GPE VI 2009. The shares reported herein and directly owned by ATUA may be deemed indirectly owned by the Reporting Person, however, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his respective pecuniary interest therein, if any, and the inclusion of these shares herein shall not be deemed an admission of beneficial ownership of all of the reported shares for purpose of Section 16 or any other purpose. Read SEC document |
| August 04, 2017 Filed Aug 9, 2017 12:16 UTC |
Mehta Siddharth NDirector
|
SaleCommon Stock | 50,000 | $45.60 | $2,280,000.00 |
DisclosureSEC source: 0001321443-17-000009 · wf-form4_150228099737020.xml · nonDerivative · entry 1 Mehta Siddharth N · CIK 0001321443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,389 F1 · balance_after: Reflects the correction of a previously reported grant of restricted stock that was inadvertently overstated by one share. Read SEC document |
| August 04, 2017 Filed Aug 9, 2017 08:18 UTC |
Neenan David MEVP - International
|
SaleCommon Stock | 50,000 | $45.60 | $2,280,000.00 |
DisclosureSEC source: 0001398227-17-000014 · wf-form4_150228110798724.xml · nonDerivative · entry 1 Neenan David M · CIK 0001398227 · EVP - International 10b5-1 filing: Not disclosed Ownership: Indirect · By limited liability company Disclosed balance after: 68,453 Read SEC document |
| August 04, 2017 Filed Aug 9, 2017 12:14 UTC |
Blenke John WEVP, Corp GC & Asst Secretary
|
SaleCommon Stock | 25,000 | $45.60 | $1,140,000.00 |
DisclosureSEC source: 0001645771-17-000013 · wf-form4_150228087789662.xml · nonDerivative · entry 1 Blenke John W · CIK 0001645771 · EVP, Corp GC & Asst Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,717 Read SEC document |
| August 04, 2017 Filed Aug 9, 2017 12:12 UTC |
Awad George MDirector
|
SaleCommon Stock | 6,646 | $45.60 | $303,057.60 |
DisclosureSEC source: 0001645765-17-000007 · wf-form4_150228075527663.xml · nonDerivative · entry 1 Awad George M · CIK 0001645765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,756 F1 · balance_after: Reflects the correction of a previously reported grant of restricted stock that was inadvertently overstated by one share. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 22:24 UTC |
GOLDMAN SACHS GROUP INC10% owner
GOLDMAN SACHS & CO. LLC10% owner
GS Capital Partners VI Fund, L.P.10% owner
GS Capital Partners VI Parallel LP10% owner
GS Advisors VI, L.L.C.10% owner
SpartanShield Holdings10% owner
GS Capital Partners VI GmbH & Co KG10% owner
GOLDMAN, SACHS MANAGEMENT GP GMBH10% owner
MBD 2011 Holdings, L.P.10% owner
MBD 2011 Offshore Advisors, Inc.10% owner
|
SaleCommon Stock | 13,734,177 | $45.60 | $626,278,471.20 |
DisclosureSEC source: 0000769993-17-000605 · ownershipdoc08072017104551.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner GS Capital Partners VI Fund, L.P. · CIK 0001394287 · 10% owner GS Capital Partners VI Parallel LP · CIK 0001386577 · 10% owner GS Advisors VI, L.L.C. · CIK 0001394288 · 10% owner SpartanShield Holdings · CIK 0001645909 · 10% owner GS Capital Partners VI GmbH & Co KG · CIK 0001386557 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner MBD 2011 Holdings, L.P. · CIK 0001589221 · 10% owner MBD 2011 Offshore Advisors, Inc. · CIK 0001589256 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 23,552,166 F4 · shares: Pursuant to an underwriting agreement, dated July 31, 2017 (the "Underwriting Agreement"), and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock"), of TransUnion, pursuant to the final prospectus supplement dated July 31, 2017, which offering was consummated on August 4, 2017 (the "Registered Public Offering"), the underwriters purchased shares of Common Stock from the selling stockholders, which included GS Capital VI, GS Capital VI Parallel and SpartanShield. GS Capital VI, GS Capital VI Parallel and SpartanShield sold an aggregate of 11,934,177, shares of Common Stock, consisting of 4,657,356 shares of Common Stock sold by GS Capital VI, 1,280,693 shares of Common Stock sold by GS Capital VI Parallel and 5,996,128 shares of Common Stock sold by Spartanshield. F5 · shares: Pursuant to the Underwriting Agreement and in connection with the Registered Public Offering, the underwriters exercised their option (the "Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholders, which included GS Capital VI, GS Capital VI Parallel and SpartanShield. On August 4, 2017, the Over-Allotment Option was consummated and in connection with such sale to the underwriters, GS Capital VI, GS Capital VI Parallel and SpartanShield sold an additional 1,800,000 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option, consisting of 702,456 shares of Common Stock sold by GS Capital VI, 193,164 shares of Common Stock sold by GS Capital VI Parallel and 904,380 shares of Common Stock sold by Spartanshield. F6 · balance_after: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 1,057 shares of Common Stock. Goldman Sachs and GS Group may be deemed to beneficially own indirectly 23,551,109 shares of Common Stock by reason of the direct beneficial ownership of such shares by GS Capital VI, GS Capital VI Parallel and SpartanShield. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is a subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Funds. Goldman Sachs had open short positions of 3,493 shares of Common Stock, reflecting changes due to exempt transactions. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs & Co. LLC ("Goldman Sachs"), GSCP VI Advisors, L.L.C. ("GSCP VI Advisors"), GS Advisors VI, L.L.C. ("GS Advisors VI"), GSCP VI Offshore Advisors, L.L.C. ("GSCP VI Offshore Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), MBD 2011 Offshore Advisors, Inc. ("MBD Advisors"), Opportunity Partners Offshore-B Co-Invest AIV Advisors, Ltd. ("Opportunity Advisors"), SpartanShield Holdings ("SpartanShield"), GS Capital Partners VI Fund, L.P. ("GS Capital VI"), GS Capital Partners VI Parallel, L.P. ("GS Capital VI Parallel"), GS Capital Partners VI Offshore Fund, L.P. ("GS VI Offshore"), GS Capital Partners VI GmbH & Co. KG ("GS Germany VI"), MBD 2011 Holdings, L.P. ("MBD 2011"), Bridge Street 2012 Holdings, L.P. ("Bridge Street"), (continued in next footnote) F2 · ownership.nature: Opportunity Partners Offshore-B Co-Invest AIV, L.P. ("Opportunity," and, together with GS Capital VI, GS Capital VI Parallel, GS VI Offshore, GS Germany VI, MBD 2011 and Bridge Street, the "Funds"). GS Group, Goldman Sachs, GSCP VI Advisors, GS Advisors VI, GSCP VI Offshore Advisors, GS GmbH, MBD Advisors, Bridge Street Advisors, Opportunity Advisors, SpartanShield and the Funds are defined collectively as the "Reporting Persons." F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per filing, this statement is being filed in duplicate. F4 · ownership.nature: Pursuant to an underwriting agreement, dated July 31, 2017 (the "Underwriting Agreement"), and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock"), of TransUnion, pursuant to the final prospectus supplement dated July 31, 2017, which offering was consummated on August 4, 2017 (the "Registered Public Offering"), the underwriters purchased shares of Common Stock from the selling stockholders, which included GS Capital VI, GS Capital VI Parallel and SpartanShield. GS Capital VI, GS Capital VI Parallel and SpartanShield sold an aggregate of 11,934,177, shares of Common Stock, consisting of 4,657,356 shares of Common Stock sold by GS Capital VI, 1,280,693 shares of Common Stock sold by GS Capital VI Parallel and 5,996,128 shares of Common Stock sold by Spartanshield. F5 · ownership.nature: Pursuant to the Underwriting Agreement and in connection with the Registered Public Offering, the underwriters exercised their option (the "Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholders, which included GS Capital VI, GS Capital VI Parallel and SpartanShield. On August 4, 2017, the Over-Allotment Option was consummated and in connection with such sale to the underwriters, GS Capital VI, GS Capital VI Parallel and SpartanShield sold an additional 1,800,000 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option, consisting of 702,456 shares of Common Stock sold by GS Capital VI, 193,164 shares of Common Stock sold by GS Capital VI Parallel and 904,380 shares of Common Stock sold by Spartanshield. F6 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 1,057 shares of Common Stock. Goldman Sachs and GS Group may be deemed to beneficially own indirectly 23,551,109 shares of Common Stock by reason of the direct beneficial ownership of such shares by GS Capital VI, GS Capital VI Parallel and SpartanShield. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is a subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Funds. Goldman Sachs had open short positions of 3,493 shares of Common Stock, reflecting changes due to exempt transactions. F7 · ownership.nature: GS Capital VI beneficially owns directly 9,190,909 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GSCP VI Advisors. GS Capital VI Parallel beneficially owns directly 2,527,342 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GS Advisors VI. SpartanShield beneficially owns directly 11,832,858 shares of Common Stock. F8 · ownership.nature: Shares of Common Stock that may be deemed to be beneficially owned by certain of the Funds that correspond to such Funds' partnership interests in SpartanShield consist of: (i) 7,644,672 shares of Common Stock which may be deemed to be beneficially owned indirectly by GS VI Offshore, which may be deemed to be beneficially owned indirectly by its general partner, GSCP VI Offshore Advisors, (ii) 326,645 shares of Common Stock which may be deemed to be beneficially owned indirectly by GS Germany VI, which may be deemed to be beneficially owned indirectly by its general partner, GS GmbH, (iii) 282,022 shares of Common Stock which may be deemed to be beneficially owned indirectly by MBD 2011, which may be deemed to be beneficially owned indirectly by its general partner, MBD Advisors, (continued in next footnote) F9 · ownership.nature: (iv) 325,410 shares of Common Stock which may be deemed to be beneficially owned indirectly by Bridge Street, which may be deemed to be beneficially owned indirectly by its general partner, MBD Advisors, and (v) 3,254,109 shares of Common Stock which may be deemed to be beneficially owned indirectly by Opportunity, which may be deemed to be beneficially owned indirectly by its general partner, Opportunity Advisors. F10 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 03, 2017 Filed Sep 5, 2017 22:18 UTC |
Peck James MDirector · President and CEO
|
GiftCommon Stock | 35,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001645773-17-000017 · wf-form4_150464988640901.xml · nonDerivative · entry 2 Peck James M · CIK 0001645773 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By limited liability company Disclosed balance after: 434,425 Read SEC document |
| August 03, 2017 Filed Sep 5, 2017 22:18 UTC |
Peck James MDirector · President and CEO
|
GiftCommon Stock | 35,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001645773-17-000017 · wf-form4_150464988640901.xml · nonDerivative · entry 1 Peck James M · CIK 0001645773 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,343 Read SEC document |
| July 28, 2017 Filed Aug 2, 2017 00:55 UTC |
Elberfeld TimothyVP and CAO
|
Exercise / conversionOptions (right to buy) · Derivative | 360 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0001663800-17-000007 · wf-form4_150163529900097.xml · derivative · entry 5 Elberfeld Timothy · CIK 0001663800 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 Underlying: Common Stock · 360 shares Expires 2023-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Represents an initial grant of 7,197, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter. Read SEC document |
| July 28, 2017 Filed Aug 2, 2017 00:55 UTC |
Elberfeld TimothyVP and CAO
|
Exercise / conversionOptions (right to buy) · Derivative | 1,542 | $0.00 Strike: $4.99 | $0.00 |
DisclosureSEC source: 0001663800-17-000007 · wf-form4_150163529900097.xml · derivative · entry 4 Elberfeld Timothy · CIK 0001663800 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,542 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · derivative.exercise_date: Represents an initial grant of 30,831 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter. Read SEC document |
| July 28, 2017 Filed Aug 2, 2017 00:55 UTC |
Elberfeld TimothyVP and CAO
|
SaleCommon Stock | 902 | $45.43 | $40,977.86 |
DisclosureSEC source: 0001663800-17-000007 · wf-form4_150163529900097.xml · nonDerivative · entry 3 Elberfeld Timothy · CIK 0001663800 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,881 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 28, 2017 Filed Aug 2, 2017 00:55 UTC |
Elberfeld TimothyVP and CAO
|
Exercise / conversionCommon Stock | 360 | $8.57 | $3,085.20 |
DisclosureSEC source: 0001663800-17-000007 · wf-form4_150163529900097.xml · nonDerivative · entry 2 Elberfeld Timothy · CIK 0001663800 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 28, 2017 Filed Aug 2, 2017 00:55 UTC |
Elberfeld TimothyVP and CAO
|
Exercise / conversionCommon Stock | 1,542 | $4.99 | $7,694.58 |
DisclosureSEC source: 0001663800-17-000007 · wf-form4_150163529900097.xml · nonDerivative · entry 1 Elberfeld Timothy · CIK 0001663800 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 28, 2017 Filed Aug 2, 2017 00:51 UTC |
Peck James MDirector · President and CEO
|
Exercise / conversionStock Options (right to buy) · Derivative | 73,941 | $4.99 Strike: $4.99 | $368,965.59 |
DisclosureSEC source: 0001645773-17-000012 · wf-form4_150163508826565.xml · derivative · entry 4 Peck James M · CIK 0001645773 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,183,051 Underlying: Common Stock · 73,941 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · derivative.exercise_date: Represents an initial grant of 1,848,517 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter. Read SEC document |
| July 28, 2017 Filed Aug 2, 2017 00:51 UTC |
Peck James MDirector · President and CEO
|
SaleCommon Stock | 37,444 | $45.45 | $1,701,829.80 |
DisclosureSEC source: 0001645773-17-000012 · wf-form4_150163508826565.xml · nonDerivative · entry 3 Peck James M · CIK 0001645773 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By limited liability company Disclosed balance after: 398,698 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.13 to $45.58, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 28, 2017 Filed Aug 2, 2017 00:51 UTC |
Peck James MDirector · President and CEO
|
SaleCommon Stock | 38,214 | $45.47 | $1,737,590.58 |
DisclosureSEC source: 0001645773-17-000012 · wf-form4_150163508826565.xml · nonDerivative · entry 2 Peck James M · CIK 0001645773 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,070 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.15 to $45.62, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 28, 2017 Filed Aug 2, 2017 00:51 UTC |
Peck James MDirector · President and CEO
|
Exercise / conversionCommon Stock | 73,941 | $4.99 | $368,965.59 |
DisclosureSEC source: 0001645773-17-000012 · wf-form4_150163508826565.xml · nonDerivative · entry 1 Peck James M · CIK 0001645773 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 21:46 UTC |
MONAHAN THOMAS LDirector
|
GrantCommon Stock | 3,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-006459 · wf-form4_149747680059666.xml · nonDerivative · entry 1 MONAHAN THOMAS L · CIK 0001208408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,544 F1 · kind: Represents a grant of restricted stock in connection with Mr. Monahan's appointment to the Board of Directors, which will vest on the first anniversary of the date of grant. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 21:44 UTC |
CLARK SUZANNE PATRICIADirector
|
GrantCommon Stock | 3,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-006457 · wf-form4_149747664936513.xml · nonDerivative · entry 1 CLARK SUZANNE PATRICIA · CIK 0001705673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,544 F1 · kind: Represents a grant of restricted stock in connection with Ms. Clark's appointment to the Board of Directors, which will vest on the first anniversary of the date of grant. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:38 UTC |
McCarthy Gerald M JREVP - Healthcare
|
Exercise / conversionStock Options (right to buy) · Derivative | 73,500 | $13.06 Strike: $13.06 | $959,910.00 |
DisclosureSEC source: 0001645766-17-000006 · wf-form4_149505347418628.xml · derivative · entry 3 McCarthy Gerald M JR · CIK 0001645766 · EVP - Healthcare 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,837 Underlying: Common Stock · 73,500 shares Expires 2024-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents an initial grant of 248,337 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017. The time-based vesting criteria is satisfied as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:38 UTC |
McCarthy Gerald M JREVP - Healthcare
|
SaleCommon Stock | 73,500 | $41.68 | $3,063,480.00 |
DisclosureSEC source: 0001645766-17-000006 · wf-form4_149505347418628.xml · nonDerivative · entry 2 McCarthy Gerald M JR · CIK 0001645766 · EVP - Healthcare 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,061 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.52 to $41.76, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:38 UTC |
McCarthy Gerald M JREVP - Healthcare
|
Exercise / conversionCommon Stock | 73,500 | $13.06 | $959,910.00 |
DisclosureSEC source: 0001645766-17-000006 · wf-form4_149505347418628.xml · nonDerivative · entry 1 McCarthy Gerald M JR · CIK 0001645766 · EVP - Healthcare 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:30 UTC |
Blenke John WEVP, Corp GC & Asst Secretary
|
SaleCommon Stock | 10,000 | $41.82 | $418,200.00 |
DisclosureSEC source: 0001645771-17-000011 · wf-form4_149505299656733.xml · nonDerivative · entry 1 Blenke John W · CIK 0001645771 · EVP, Corp GC & Asst Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,717 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 03, 2017 Filed May 3, 2017 22:26 UTC |
JOSEPH PAMELA ADirector
|
GrantCommon Stock | 3,757 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-011702 · doc4.xml · nonDerivative · entry 1 JOSEPH PAMELA A · CIK 0001072785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,977 F1 · kind: Represents a grant of restricted stock that vests on the first anniversary of the date of grant. Read SEC document |
| May 03, 2017 Filed May 3, 2017 18:15 UTC |
Prozes AndrewDirector
|
GrantCommon Stock | 3,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001316198-17-000003 · wf-form4_149384968562758.xml · nonDerivative · entry 2 Prozes Andrew · CIK 0001316198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,578 F1 · kind: Represents a grant of restricted stock that vests on the first anniversary of the date of grant. Read SEC document |
| May 03, 2017 Filed May 3, 2017 18:23 UTC |
MULLIN LEO FDirector
|
GrantCommon Stock | 3,757 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-011699 · doc4.xml · nonDerivative · entry 1 MULLIN LEO F · CIK 0001192205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,961 F1 · kind: Represents a grant of restricted stock that vests on the first anniversary of the date of grant. Read SEC document |
| May 03, 2017 Filed May 3, 2017 22:11 UTC |
Mehta Siddharth NDirector
|
GrantCommon Stock | 3,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001321443-17-000007 · wf-form4_149384947586016.xml · nonDerivative · entry 2 Mehta Siddharth N · CIK 0001321443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,390 F1 · kind: Represents a grant of restricted stock that vests on the first anniversary of the date of grant. Read SEC document |
| May 03, 2017 Filed May 3, 2017 22:07 UTC |
Awad George MDirector
|
GrantCommon Stock | 3,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001645765-17-000005 · wf-form4_149384926336937.xml · nonDerivative · entry 2 Awad George M · CIK 0001645765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,403 F1 · kind: Represents a grant of restricted stock that vests on the first anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.