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Nasdaq · USD

TRST

TRUSTCO BANK CORP N Y

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Tapewire entity
1459
SEC CIK
0000357301
Parsed reports
545

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202610
May 202600
Jun 202620
Jul 202600
Aug 202610
Sep 202610
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2023 Filed Mar 14, 2023 16:15 UTC PurchaseCOMMON STOCK 150 $34.50 $5,175.00
Disclosure

SEC source: 0001567619-23-005017 · doc1.xml · nonDerivative · entry 1

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,242

Read SEC document
March 09, 2023 Filed Mar 10, 2023 21:23 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
PurchaseCOMMON STOCK 713 $35.06 $24,997.78
Disclosure

SEC source: 0001567619-23-004819 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,682

Read SEC document
March 09, 2023 Filed Mar 13, 2023 19:23 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
PurchaseCOMMON STOCK 500 $34.90 $17,450.00
Disclosure

SEC source: 0001567619-23-004914 · doc1.xml · nonDerivative · entry 2

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,177

Read SEC document
March 09, 2023 Filed Mar 13, 2023 19:23 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
PurchaseCOMMON STOCK 500 $35.15 $17,575.00
Disclosure

SEC source: 0001567619-23-004914 · doc1.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,677

Read SEC document
February 28, 2023 Filed Mar 2, 2023 15:03 UTC PurchaseCOMMON STOCK 785 $37.65 $29,555.25
Disclosure

SEC source: 0001567619-23-004120 · doc1.xml · nonDerivative · entry 1

Powell Curtis N · CIK 0001886083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,527

Read SEC document
February 06, 2023 Filed Nov 16, 2023 21:39 UTC PurchaseCOMMON STOCK 150 $37.64 $5,646.00
Disclosure

SEC source: 0000357301-23-000027 · form4.xml · nonDerivative · entry 1

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,721

Read SEC document
February 01, 2023 Filed Feb 3, 2023 20:34 UTC
MCCORMICK ROBERT JDirector · CHAIRMAN, PRESIDENT & CEO
PurchaseCOMMON STOCK 772 $36.23 $27,969.56
Disclosure

SEC source: 0001567619-23-001803 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,572

Read SEC document
January 27, 2023 Filed Jan 27, 2023 19:32 UTC PurchaseCOMMON STOCK 295 $33.89 $9,997.55
Disclosure

SEC source: 0001567619-23-001335 · doc1.xml · nonDerivative · entry 1

Silverman Frank B · CIK 0001822234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,582

Read SEC document
January 27, 2023 Filed Jan 27, 2023 20:06 UTC
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
PurchaseCOMMON STOCK 1,932 $33.66 $65,031.12
Disclosure

SEC source: 0001567619-23-001341 · doc1.xml · nonDerivative · entry 2

HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,904

Read SEC document
January 27, 2023 Filed Jan 30, 2023 20:47 UTC
MCCORMICK ROBERT JDirector · CHAIRMAN, PRESIDENT & CEO
PurchaseCOMMON STOCK 524 $34.53 $18,093.72
Disclosure

SEC source: 0001567619-23-001432 · doc1.xml · nonDerivative · entry 2

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,800

Read SEC document
January 27, 2023 Filed Jan 30, 2023 19:50 UTC
SALVADOR SCOT REVP & EVP COMMERICAL BANKING
PurchaseCOMMON STOCK 1,019 $34.34 $34,992.46
Disclosure

SEC source: 0001567619-23-001430 · doc1.xml · nonDerivative · entry 1

SALVADOR SCOT R · CIK 0001274235 · EVP & EVP COMMERICAL BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,357

Read SEC document
January 27, 2023 Filed Jan 31, 2023 20:37 UTC PurchaseCOMMON STOCK 1,000 $33.95 $33,950.00
Disclosure

SEC source: 0001567619-23-001541 · doc1.xml · nonDerivative · entry 1

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,798

Read SEC document
January 26, 2023 Filed Jan 26, 2023 21:46 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
PurchaseCOMMON STOCK 1,000 $33.15 $33,150.00
Disclosure

SEC source: 0001567619-23-001314 · doc1.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,177

Read SEC document
January 26, 2023 Filed Jan 27, 2023 20:06 UTC
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
PurchaseCOMMON STOCK 1,221 $33.11 $40,427.31
Disclosure

SEC source: 0001567619-23-001341 · doc1.xml · nonDerivative · entry 1

HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,972

Read SEC document
January 26, 2023 Filed Jan 27, 2023 17:13 UTC
CURLEY KEVIN MEVP Retail Banking
PurchaseCOMMON STOCK 632.602 $33.12 $20,951.78
Disclosure

SEC source: 0001567619-23-001332 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,050

F1 · price: This transaction represents purchases executed in multiple open market purchases. The purchases reflected in this line item were made at prices ranging from $33.05 to $33.17. The price reported above reflects the weighted average purchase price of trades occurring within that price range.

Read SEC document
January 26, 2023 Filed Jan 27, 2023 16:29 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
PurchaseCOMMON STOCK 751 $33.28 $24,993.28
Disclosure

SEC source: 0001567619-23-001331 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,969

Read SEC document
January 26, 2023 Filed Jan 30, 2023 20:47 UTC
MCCORMICK ROBERT JDirector · CHAIRMAN, PRESIDENT & CEO
PurchaseCOMMON STOCK 862 $33.34 $28,739.08
Disclosure

SEC source: 0001567619-23-001432 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,276

Read SEC document
January 26, 2023 Filed Jan 30, 2023 12:54 UTC
SCHRECK ERIC WEVP & TREASURER
PurchaseCOMMON STOCK 300 $33.30 $9,990.00
Disclosure

SEC source: 0001567619-23-001397 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · EVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,770

Read SEC document
December 06, 2022 Filed Dec 8, 2022 16:58 UTC PurchaseCOMMON STOCK 1,100 $37.88 $41,668.00
Disclosure

SEC source: 0001567619-22-021412 · doc1.xml · nonDerivative · entry 1

Russell Kimberly Adams · CIK 0001822469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700

Read SEC document
November 25, 2022 Filed Nov 28, 2022 21:14 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionOPTION: RT-TO BUY · Derivative 750 $0.00 Strike: $36.10 $0.00
Disclosure

SEC source: 0001567619-22-020913 · doc1.xml · derivative · entry 4

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 750 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested November 18, 2019.

Read SEC document
November 25, 2022 Filed Nov 28, 2022 21:14 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionOPTION: RT-TO BUY · Derivative 1,100 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001567619-22-020913 · doc1.xml · derivative · entry 3

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,100 shares

Expires 2023-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested November 19, 2018.

Read SEC document
November 25, 2022 Filed Nov 28, 2022 21:14 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionCOMMON STOCK 750 $36.10 $27,075.00
Disclosure

SEC source: 0001567619-22-020913 · doc1.xml · nonDerivative · entry 2

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2022 Filed Nov 28, 2022 21:14 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionCOMMON STOCK 1,100 $35.25 $38,775.00
Disclosure

SEC source: 0001567619-22-020913 · doc1.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:11 UTC
LEONARD ROBERT MEVP CORPORATE SERVICES & RISK
Exercise / conversionOPTION TO BUY: RT-TO-BUY · Derivative 2,339 $0.00 Strike: $32.15 $0.00
Disclosure

SEC source: 0001567619-22-020912 · doc1.xml · derivative · entry 8

LEONARD ROBERT M · CIK 0001243260 · EVP CORPORATE SERVICES & RISK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,262

Underlying: COMMON STOCK · 2,339 shares

Expires 2025-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 28, 2021, the issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number and exercise prices of the options reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F1 · shares: On May 28, 2021, the issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number and exercise prices of the options reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F4 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested on November 17, 2020.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:11 UTC
LEONARD ROBERT MEVP CORPORATE SERVICES & RISK
Exercise / conversionOPTION TO BUY: RT-TO-BUY · Derivative 4,279 $0.00 Strike: $36.10 $0.00
Disclosure

SEC source: 0001567619-22-020912 · doc1.xml · derivative · entry 7

LEONARD ROBERT M · CIK 0001243260 · EVP CORPORATE SERVICES & RISK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322

Underlying: COMMON STOCK · 4,279 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 28, 2021, the issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number and exercise prices of the options reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F1 · shares: On May 28, 2021, the issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number and exercise prices of the options reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F3 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested on November 18, 2019.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:11 UTC
LEONARD ROBERT MEVP CORPORATE SERVICES & RISK
Exercise / conversionOPTION TO BUY: RT-TO-BUY · Derivative 1,600 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001567619-22-020912 · doc1.xml · derivative · entry 6

LEONARD ROBERT M · CIK 0001243260 · EVP CORPORATE SERVICES & RISK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,600 shares

Expires 2023-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 28, 2021, the issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number and exercise prices of the options reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F1 · shares: On May 28, 2021, the issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number and exercise prices of the options reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F2 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested on November 19, 2018.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:11 UTC
LEONARD ROBERT MEVP CORPORATE SERVICES & RISK
Tax withholdingCOMMON STOCK 7,375 $38.80 $286,150.00
Disclosure

SEC source: 0001567619-22-020912 · doc1.xml · nonDerivative · entry 4

LEONARD ROBERT M · CIK 0001243260 · EVP CORPORATE SERVICES & RISK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,058

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:11 UTC
LEONARD ROBERT MEVP CORPORATE SERVICES & RISK
Exercise / conversionCOMMON STOCK 2,339 $32.15 $75,198.85
Disclosure

SEC source: 0001567619-22-020912 · doc1.xml · nonDerivative · entry 3

LEONARD ROBERT M · CIK 0001243260 · EVP CORPORATE SERVICES & RISK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:11 UTC
LEONARD ROBERT MEVP CORPORATE SERVICES & RISK
Exercise / conversionCOMMON STOCK 4,279 $36.10 $154,471.90
Disclosure

SEC source: 0001567619-22-020912 · doc1.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · EVP CORPORATE SERVICES & RISK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:11 UTC
LEONARD ROBERT MEVP CORPORATE SERVICES & RISK
Exercise / conversionCOMMON STOCK 1,600 $35.25 $56,400.00
Disclosure

SEC source: 0001567619-22-020912 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP CORPORATE SERVICES & RISK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:08 UTC
SCHRECK ERIC WExecutive Vice President
PurchaseCOMMON STOCK 250 $38.88 $9,720.00
Disclosure

SEC source: 0001567619-22-020910 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,248

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:14 UTC
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 152 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020771 · doc1.xml · derivative · entry 3

HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 18, 2022 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 18, 2022 and were settled in cash.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:14 UTC
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
Disposition to issuerCOMMON STOCK 152 $38.63 $5,871.76
Disclosure

SEC source: 0001567619-22-020771 · doc1.xml · nonDerivative · entry 2

HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,640

F1 · shares: Reflects cash settlement of 152 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 18, 2022 and were settled in cash.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:14 UTC
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
Exercise / conversionCOMMON STOCK 152 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020771 · doc1.xml · nonDerivative · entry 1

HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 152 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 18, 2022 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:13 UTC
SCHRECK ERIC WEVP & TREASURER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 227 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020769 · doc1.xml · derivative · entry 4

SCHRECK ERIC W · CIK 0001496788 · EVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:13 UTC
SCHRECK ERIC WEVP & TREASURER
Disposition to issuerCOMMON STOCK 227 $38.63 $8,769.01
Disclosure

SEC source: 0001567619-22-020769 · doc1.xml · nonDerivative · entry 2

SCHRECK ERIC W · CIK 0001496788 · EVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,998

F1 · shares: Reflects cash settlement of restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:13 UTC
SCHRECK ERIC WEVP & TREASURER
Exercise / conversionCOMMON STOCK 227 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020769 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · EVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:11 UTC
CURLEY KEVIN MEVP RETAIL BANKING
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 986 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020768 · doc1.xml · derivative · entry 4

CURLEY KEVIN M · CIK 0001699685 · EVP RETAIL BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986

Underlying: COMMON STOCK · 986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:11 UTC
CURLEY KEVIN MEVP RETAIL BANKING
Disposition to issuerCOMMON STOCK 986 $38.63 $38,089.18
Disclosure

SEC source: 0001567619-22-020768 · doc1.xml · nonDerivative · entry 2

CURLEY KEVIN M · CIK 0001699685 · EVP RETAIL BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,275

F1 · shares: Reflects cash settlement of restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:11 UTC
CURLEY KEVIN MEVP RETAIL BANKING
Exercise / conversionCOMMON STOCK 986 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020768 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · EVP RETAIL BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

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November 18, 2022 Filed Nov 22, 2022 21:10 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionOPTION: RT-TO BUY · Derivative 1,450 $0.00 Strike: $32.15 $0.00
Disclosure

SEC source: 0001567619-22-020767 · doc1.xml · derivative · entry 7

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,450 shares

Expires 2025-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested November 17, 2020.

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November 18, 2022 Filed Nov 22, 2022 21:10 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionOPTION: RT-TO BUY · Derivative 240 $0.00 Strike: $25.85 $0.00
Disclosure

SEC source: 0001567619-22-020767 · doc1.xml · derivative · entry 6

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 240 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested November 20, 2017.

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November 18, 2022 Filed Nov 22, 2022 21:10 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 682 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020767 · doc1.xml · derivative · entry 5

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

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November 18, 2022 Filed Nov 22, 2022 21:10 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionCOMMON STOCK 1,450 $32.15 $46,617.50
Disclosure

SEC source: 0001567619-22-020767 · doc1.xml · nonDerivative · entry 4

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:10 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionCOMMON STOCK 240 $25.85 $6,204.00
Disclosure

SEC source: 0001567619-22-020767 · doc1.xml · nonDerivative · entry 3

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:10 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Disposition to issuerCOMMON STOCK 682 $38.63 $26,345.66
Disclosure

SEC source: 0001567619-22-020767 · doc1.xml · nonDerivative · entry 2

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,541

F1 · shares: Reflects cash settlement of 682 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:10 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionCOMMON STOCK 682 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020767 · doc1.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 682 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:08 UTC
SALVADOR SCOT REVP COMMERCIAL BANKING
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 682 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020766 · doc1.xml · derivative · entry 3

SALVADOR SCOT R · CIK 0001274235 · EVP COMMERCIAL BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:08 UTC
SALVADOR SCOT REVP COMMERCIAL BANKING
Disposition to issuerCOMMON STOCK 682 $38.63 $26,345.66
Disclosure

SEC source: 0001567619-22-020766 · doc1.xml · nonDerivative · entry 2

SALVADOR SCOT R · CIK 0001274235 · EVP COMMERCIAL BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,848

F1 · shares: Reflects cash settlement of restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:08 UTC
SALVADOR SCOT REVP COMMERCIAL BANKING
Exercise / conversionCOMMON STOCK 682 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020766 · doc1.xml · nonDerivative · entry 1

SALVADOR SCOT R · CIK 0001274235 · EVP COMMERCIAL BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.