Last 12 months
Inside the activity.
7 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 1 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2017 Filed Nov 22, 2017 21:15 UTC |
SCHRECK ERIC WTreasurer
|
Tax withholdingCOMMON STOCK | 12,193 | $9.15 | $111,565.95 |
DisclosureSEC source: 0001140361-17-043670 · doc1.xml · nonDerivative · entry 5 SCHRECK ERIC W · CIK 0001496788 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,989 Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:15 UTC |
SCHRECK ERIC WTreasurer
|
Exercise / conversionCOMMON STOCK | 1,450 | $6.43 | $9,323.50 |
DisclosureSEC source: 0001140361-17-043670 · doc1.xml · nonDerivative · entry 4 SCHRECK ERIC W · CIK 0001496788 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:15 UTC |
SCHRECK ERIC WTreasurer
|
Exercise / conversionCOMMON STOCK | 4,350 | $7.22 | $31,407.00 |
DisclosureSEC source: 0001140361-17-043670 · doc1.xml · nonDerivative · entry 3 SCHRECK ERIC W · CIK 0001496788 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:15 UTC |
SCHRECK ERIC WTreasurer
|
Exercise / conversionCOMMON STOCK | 8,800 | $7.05 | $62,040.00 |
DisclosureSEC source: 0001140361-17-043670 · doc1.xml · nonDerivative · entry 2 SCHRECK ERIC W · CIK 0001496788 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:15 UTC |
SCHRECK ERIC WTreasurer
|
Exercise / conversionCOMMON STOCK | 1,700 | $5.17 | $8,789.00 |
DisclosureSEC source: 0001140361-17-043670 · doc1.xml · nonDerivative · entry 1 SCHRECK ERIC W · CIK 0001496788 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:10 UTC |
MARINELLO ANTHONY J MD PHDDirector
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043587 · doc1.xml · derivative · entry 4 MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 18, 2017 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 18, 2017 and were settled in cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:10 UTC |
MARINELLO ANTHONY J MD PHDDirector
|
Disposition to issuerCOMMON STOCK | 1,500 | $9.00 | $13,500.00 |
DisclosureSEC source: 0001140361-17-043587 · doc1.xml · nonDerivative · entry 2 MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,614 F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:10 UTC |
MARINELLO ANTHONY J MD PHDDirector
|
Exercise / conversionCOMMON STOCK | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043587 · doc1.xml · nonDerivative · entry 1 MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:09 UTC |
Maggs Thomas ODirector
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043585 · doc1.xml · derivative · entry 4 Maggs Thomas O · CIK 0001333670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 18, 2017 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 18, 2017 and were settled in cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:09 UTC |
Maggs Thomas ODirector
|
Disposition to issuerCOMMON STOCK | 1,500 | $9.00 | $13,500.00 |
DisclosureSEC source: 0001140361-17-043585 · doc1.xml · nonDerivative · entry 2 Maggs Thomas O · CIK 0001333670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,601 F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:09 UTC |
Maggs Thomas ODirector
|
Exercise / conversionCOMMON STOCK | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043585 · doc1.xml · nonDerivative · entry 1 Maggs Thomas O · CIK 0001333670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:08 UTC |
DE GENNARO DENNIS ADirector
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043584 · doc1.xml · derivative · entry 3 DE GENNARO DENNIS A · CIK 0001470580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 18, 2017 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 18, 2017 and were settled in cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:08 UTC |
DE GENNARO DENNIS ADirector
|
Disposition to issuerCOMMON STOCK | 1,500 | $9.00 | $13,500.00 |
DisclosureSEC source: 0001140361-17-043584 · doc1.xml · nonDerivative · entry 2 DE GENNARO DENNIS A · CIK 0001470580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,578 F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:08 UTC |
DE GENNARO DENNIS ADirector
|
Exercise / conversionCOMMON STOCK | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043584 · doc1.xml · nonDerivative · entry 1 DE GENNARO DENNIS A · CIK 0001470580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:06 UTC |
OZIMEK MICHAEL MCFO & Senior Vice President
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 1,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043583 · doc1.xml · derivative · entry 3 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 18, 2017 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 18, 2017 and were settled in cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:06 UTC |
OZIMEK MICHAEL MCFO & Senior Vice President
|
Disposition to issuerCOMMON STOCK | 1,100 | $9.00 | $9,900.00 |
DisclosureSEC source: 0001140361-17-043583 · doc1.xml · nonDerivative · entry 2 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,876 F1 · shares: Reflects cash settlement of 1,100 restricted stock units that settled on for cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:06 UTC |
OZIMEK MICHAEL MCFO & Senior Vice President
|
Exercise / conversionCOMMON STOCK | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043583 · doc1.xml · nonDerivative · entry 1 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 1,100 restricted stock units that settled on for cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:05 UTC |
SCHRECK ERIC WSVP & Treasurer
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 2,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043582 · doc1.xml · derivative · entry 4 SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 18, 2017 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 18, 2017 and were settled in cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:05 UTC |
SCHRECK ERIC WSVP & Treasurer
|
Disposition to issuerCOMMON STOCK | 2,250 | $9.00 | $20,250.00 |
DisclosureSEC source: 0001140361-17-043582 · doc1.xml · nonDerivative · entry 2 SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,882 F1 · shares: Reflects cash settlement of 2,250 restricted stock units that settled only for cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:05 UTC |
SCHRECK ERIC WSVP & Treasurer
|
Exercise / conversionCOMMON STOCK | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043582 · doc1.xml · nonDerivative · entry 1 SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 2,250 restricted stock units that settled only for cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:05 UTC |
CURLEY KEVIN MSENIOR VICE PRESIDENT
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 2,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043581 · doc1.xml · derivative · entry 4 CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vest" in whole November 18, 2017 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vest" in whole November 18, 2017 and were settled in cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:05 UTC |
CURLEY KEVIN MSENIOR VICE PRESIDENT
|
Disposition to issuerCOMMON STOCK | 2,250 | $9.00 | $20,250.00 |
DisclosureSEC source: 0001140361-17-043581 · doc1.xml · nonDerivative · entry 2 CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,082 F1 · shares: Reflects cash settlement of 2,250 restricted stock units that settled only for cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:05 UTC |
CURLEY KEVIN MSENIOR VICE PRESIDENT
|
Exercise / conversionCOMMON STOCK | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043581 · doc1.xml · nonDerivative · entry 1 CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 2,250 restricted stock units that settled only for cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:04 UTC |
LEONARD ROBERT MEVP & SECRETARY
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 8,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043580 · doc1.xml · derivative · entry 4 LEONARD ROBERT M · CIK 0001243260 · EVP & SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 8,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 18, 2017 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 18, 2017 and were settled in cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:04 UTC |
LEONARD ROBERT MEVP & SECRETARY
|
Disposition to issuerCOMMON STOCK | 8,250 | $9.00 | $74,250.00 |
DisclosureSEC source: 0001140361-17-043580 · doc1.xml · nonDerivative · entry 2 LEONARD ROBERT M · CIK 0001243260 · EVP & SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,376 F1 · shares: Reflects cash settlement of 8,250 restricted stock units that settled only for cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:04 UTC |
LEONARD ROBERT MEVP & SECRETARY
|
Exercise / conversionCOMMON STOCK | 8,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043580 · doc1.xml · nonDerivative · entry 1 LEONARD ROBERT M · CIK 0001243260 · EVP & SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 8,250 restricted stock units that settled only for cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:03 UTC |
SALVADOR SCOT REVP & Chief Banking Officer
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 8,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043579 · doc1.xml · derivative · entry 3 SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 8,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 18, 2017 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 18, 2017 and were settled in cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:03 UTC |
SALVADOR SCOT REVP & Chief Banking Officer
|
Disposition to issuerCOMMON STOCK | 8,250 | $9.00 | $74,250.00 |
DisclosureSEC source: 0001140361-17-043579 · doc1.xml · nonDerivative · entry 2 SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,508 F1 · shares: Reflects cash settlement of 8,250 restricted stock units that settled only for cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:03 UTC |
SALVADOR SCOT REVP & Chief Banking Officer
|
Exercise / conversionCOMMON STOCK | 8,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043579 · doc1.xml · nonDerivative · entry 1 SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 8,250 restricted stock units that settled only for cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:02 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 8,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043578 · doc1.xml · derivative · entry 4 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 8,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 18, 2017 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 18, 2017 and were settled in cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:02 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
Disposition to issuerCOMMON STOCK | 8,250 | $9.00 | $74,250.00 |
DisclosureSEC source: 0001140361-17-043578 · doc1.xml · nonDerivative · entry 2 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2 F1 · shares: Reflects cash settlement of 8,250 restricted stock units that settled only for cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:02 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
Exercise / conversionCOMMON STOCK | 8,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043578 · doc1.xml · nonDerivative · entry 1 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 8,250 restricted stock units that settled only for cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:01 UTC |
MCCORMICK ROBERT JPresident & CEO
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 16,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043577 · doc1.xml · derivative · entry 4 MCCORMICK ROBERT J · CIK 0001214045 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 16,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 18, 2017 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 18, 2017 and were settled in cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:01 UTC |
MCCORMICK ROBERT JPresident & CEO
|
Disposition to issuerCOMMON STOCK | 16,250 | $9.00 | $146,250.00 |
DisclosureSEC source: 0001140361-17-043577 · doc1.xml · nonDerivative · entry 2 MCCORMICK ROBERT J · CIK 0001214045 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 891,445 F1 · shares: Reflects cash settlement of 16,250 restricted stock units that settled only for cash. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 23:01 UTC |
MCCORMICK ROBERT JPresident & CEO
|
Exercise / conversionCOMMON STOCK | 16,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043577 · doc1.xml · nonDerivative · entry 1 MCCORMICK ROBERT J · CIK 0001214045 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 907,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 16,250 restricted stock units that settled only for cash. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:30 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 75,000 | $0.00 Strike: $8.29 | $0.00 |
DisclosureSEC source: 0001140361-17-040811 · doc1.xml · derivative · entry 6 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 75,000 shares Expires 2018-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Award vests in equal installments from first through fifth year following award date, beginning June 2, 2009. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:30 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
GiftCOMMON STOCK | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-040811 · doc1.xml · nonDerivative · entry 4 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2 F2 · price: Shares were transferred from reporter's account (direct) to spouse's account (indirect). Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:30 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
Tax withholdingCOMMON STOCK | 70,876 | $9.13 | $647,097.88 |
DisclosureSEC source: 0001140361-17-040811 · doc1.xml · nonDerivative · entry 3 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,002 Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:30 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
Exercise / conversionCOMMON STOCK | 75,000 | $8.29 | $621,750.00 |
DisclosureSEC source: 0001140361-17-040811 · doc1.xml · nonDerivative · entry 2 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:30 UTC |
CUSHING ROBERT TExecutive Vice President & COO
|
GiftCOMMON STOCK | 70,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-040811 · doc1.xml · nonDerivative · entry 1 CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,878 F1 · price: Shares were transferred from spouse's account (indirect) to reporter's account (direct). Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:42 UTC |
MCCORMICK ROBERT JPresident & CEO
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 150,000 | $0.00 Strike: $8.29 | $0.00 |
DisclosureSEC source: 0001140361-17-040812 · doc1.xml · derivative · entry 4 MCCORMICK ROBERT J · CIK 0001214045 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 150,000 shares Expires 2018-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Award vests in equal installments from first through fifth year following award date, beginning June 2, 2009. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:42 UTC |
MCCORMICK ROBERT JPresident & CEO
|
Tax withholdingCOMMON STOCK | 142,354 | $9.18 | $1,306,809.72 |
DisclosureSEC source: 0001140361-17-040812 · doc1.xml · nonDerivative · entry 2 MCCORMICK ROBERT J · CIK 0001214045 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 891,394 Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:42 UTC |
MCCORMICK ROBERT JPresident & CEO
|
Exercise / conversionCOMMON STOCK | 150,000 | $8.29 | $1,243,500.00 |
DisclosureSEC source: 0001140361-17-040812 · doc1.xml · nonDerivative · entry 1 MCCORMICK ROBERT J · CIK 0001214045 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:29 UTC |
OZIMEK MICHAEL MCFO & Senior Vice President
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 1,600 | $0.00 Strike: $5.17 | $0.00 |
DisclosureSEC source: 0001140361-17-040810 · doc1.xml · derivative · entry 7 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Underlying: COMMON STOCK · 1,600 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Award vests in equal installments from the first through fifth year following the award date, beginning November 20,2013. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:29 UTC |
OZIMEK MICHAEL MCFO & Senior Vice President
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 2,000 | $0.00 Strike: $5.14 | $0.00 |
DisclosureSEC source: 0001140361-17-040810 · doc1.xml · derivative · entry 6 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 2,000 shares Expires 2021-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Award vests in equal installments from the first through fifth year following the award date, beginning November 15,2012. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:29 UTC |
OZIMEK MICHAEL MCFO & Senior Vice President
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 7,500 | $0.00 Strike: $8.29 | $0.00 |
DisclosureSEC source: 0001140361-17-040810 · doc1.xml · derivative · entry 5 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 7,500 shares Expires 2018-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Award vests in equal installments from the first through fifth year following the award date, beginning June 2, 2009 Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:29 UTC |
OZIMEK MICHAEL MCFO & Senior Vice President
|
Tax withholdingCOMMON STOCK | 8,794 | $9.18 | $80,728.92 |
DisclosureSEC source: 0001140361-17-040810 · doc1.xml · nonDerivative · entry 4 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,876 Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:29 UTC |
OZIMEK MICHAEL MCFO & Senior Vice President
|
Exercise / conversionCOMMON STOCK | 1,600 | $5.17 | $8,272.00 |
DisclosureSEC source: 0001140361-17-040810 · doc1.xml · nonDerivative · entry 3 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:29 UTC |
OZIMEK MICHAEL MCFO & Senior Vice President
|
Exercise / conversionCOMMON STOCK | 2,000 | $5.14 | $10,280.00 |
DisclosureSEC source: 0001140361-17-040810 · doc1.xml · nonDerivative · entry 2 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:29 UTC |
OZIMEK MICHAEL MCFO & Senior Vice President
|
Exercise / conversionCOMMON STOCK | 7,500 | $8.29 | $62,175.00 |
DisclosureSEC source: 0001140361-17-040810 · doc1.xml · nonDerivative · entry 1 OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.