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Nasdaq · USD

TRST

TRUSTCO BANK CORP N Y

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1459
SEC CIK
0000357301
Parsed reports
545

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202610
May 202600
Jun 202620
Jul 202600
Aug 202610
Sep 202610
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2019 Filed Nov 18, 2019 19:46 UTC Exercise / conversionCOMMON STOCK 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021749 · doc1.xml · nonDerivative · entry 1

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:54 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021753 · doc1.xml · derivative · entry 3

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:54 UTC Disposition to issuerCOMMON STOCK 1,500 $8.73 $13,095.00
Disclosure

SEC source: 0001567619-19-021753 · doc1.xml · nonDerivative · entry 2

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,400

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:54 UTC Exercise / conversionCOMMON STOCK 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021753 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:48 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021750 · doc1.xml · derivative · entry 3

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:48 UTC Disposition to issuerCOMMON STOCK 1,500 $8.73 $13,095.00
Disclosure

SEC source: 0001567619-19-021750 · doc1.xml · nonDerivative · entry 2

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,008

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:48 UTC Exercise / conversionCOMMON STOCK 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021750 · doc1.xml · nonDerivative · entry 1

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:50 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021751 · doc1.xml · derivative · entry 4

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:50 UTC Disposition to issuerCOMMON STOCK 1,500 $8.73 $13,095.00
Disclosure

SEC source: 0001567619-19-021751 · doc1.xml · nonDerivative · entry 2

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,241

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:50 UTC Exercise / conversionCOMMON STOCK 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021751 · doc1.xml · nonDerivative · entry 1

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:43 UTC
OZIMEK MICHAEL MCFO & Executive Vice President
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 2,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021745 · doc1.xml · derivative · entry 3

OZIMEK MICHAEL M · CIK 0001628458 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:43 UTC
OZIMEK MICHAEL MCFO & Executive Vice President
Disposition to issuerCOMMON STOCK 2,600 $8.73 $22,698.00
Disclosure

SEC source: 0001567619-19-021745 · doc1.xml · nonDerivative · entry 2

OZIMEK MICHAEL M · CIK 0001628458 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,816

F1 · shares: Reflects cash settlement of 2,600 restricted stock units that settled only for cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:43 UTC
OZIMEK MICHAEL MCFO & Executive Vice President
Exercise / conversionCOMMON STOCK 2,600 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021745 · doc1.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 2,600 restricted stock units that settled only for cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:44 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021748 · doc1.xml · derivative · entry 3

HALL MICHAEL JAMES · CIK 0001696206 · SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:44 UTC Disposition to issuerCOMMON STOCK 850 $8.73 $7,420.50
Disclosure

SEC source: 0001567619-19-021748 · doc1.xml · nonDerivative · entry 2

HALL MICHAEL JAMES · CIK 0001696206 · SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,001

F1 · shares: Reflects cash settlement of 850 restricted stock units that settled only for cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:44 UTC Exercise / conversionCOMMON STOCK 850 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021748 · doc1.xml · nonDerivative · entry 1

HALL MICHAEL JAMES · CIK 0001696206 · SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 850 restricted stock units that settled only for cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:41 UTC
SCHRECK ERIC WSVP & Treasurer
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 2,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021744 · doc1.xml · derivative · entry 4

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:41 UTC
SCHRECK ERIC WSVP & Treasurer
Disposition to issuerCOMMON STOCK 2,600 $8.73 $22,698.00
Disclosure

SEC source: 0001567619-19-021744 · doc1.xml · nonDerivative · entry 2

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,248

F1 · shares: Reflects cash settlement of 2,600 restricted stock units that settled only for cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:41 UTC
SCHRECK ERIC WSVP & Treasurer
Exercise / conversionCOMMON STOCK 2,600 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021744 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 2,600 restricted stock units that settled only for cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:39 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 2,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021743 · doc1.xml · derivative · entry 4

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vest" in whole November 15, 2019 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vest" in whole November 15, 2019 and were settled in cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:39 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT
Disposition to issuerCOMMON STOCK 2,600 $8.73 $22,698.00
Disclosure

SEC source: 0001567619-19-021743 · doc1.xml · nonDerivative · entry 2

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,894

F1 · shares: Reflects cash settlement of 2,600 restricted stock units that settled only for cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:39 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT
Exercise / conversionCOMMON STOCK 2,600 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021743 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 2,600 restricted stock units that settled only for cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:38 UTC
LEONARD ROBERT MEVP & SECRETARY
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021742 · doc1.xml · derivative · entry 4

LEONARD ROBERT M · CIK 0001243260 · EVP & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:38 UTC
LEONARD ROBERT MEVP & SECRETARY
Disposition to issuerCOMMON STOCK 10,000 $8.73 $87,300.00
Disclosure

SEC source: 0001567619-19-021742 · doc1.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · EVP & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,617

F1 · shares: Reflects cash settlement of 10,000 restricted stock units that settled only for cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:38 UTC
LEONARD ROBERT MEVP & SECRETARY
Exercise / conversionCOMMON STOCK 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021742 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 10,000 restricted stock units that settled only for cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:33 UTC
SALVADOR SCOT REVP & Chief Banking Officer
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021741 · doc1.xml · derivative · entry 3

SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:33 UTC
SALVADOR SCOT REVP & Chief Banking Officer
Disposition to issuerCOMMON STOCK 10,000 $8.73 $87,300.00
Disclosure

SEC source: 0001567619-19-021741 · doc1.xml · nonDerivative · entry 2

SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,361

F1 · shares: Reflects cash settlement of 10,000 restricted stock units that settled only for cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:33 UTC
SALVADOR SCOT REVP & Chief Banking Officer
Exercise / conversionCOMMON STOCK 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021741 · doc1.xml · nonDerivative · entry 1

SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 10,000 restricted stock units that settled only for cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:27 UTC
MCCORMICK ROBERT JPresident & CEO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 19,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021740 · doc1.xml · derivative · entry 4

MCCORMICK ROBERT J · CIK 0001214045 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 19,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:27 UTC
MCCORMICK ROBERT JPresident & CEO
Disposition to issuerCOMMON STOCK 19,000 $8.73 $165,870.00
Disclosure

SEC source: 0001567619-19-021740 · doc1.xml · nonDerivative · entry 2

MCCORMICK ROBERT J · CIK 0001214045 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964,408

F1 · shares: Reflects cash settlement of 19,000 restricted stock units that settled only for cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:27 UTC
MCCORMICK ROBERT JPresident & CEO
Exercise / conversionCOMMON STOCK 19,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021740 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 19,000 restricted stock units that settled only for cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 20:45 UTC SaleCOMMON STOCK 2,500 $7.62 $19,050.00
Disclosure

SEC source: 0001567619-19-017791 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,400

Read SEC document
August 27, 2019 Filed Aug 29, 2019 19:26 UTC PurchaseCOMMON STOCK 5,072 $7.60 $38,547.20
Disclosure

SEC source: 0001567619-19-017666 · doc1.xml · nonDerivative · entry 1

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,161

Read SEC document
August 19, 2019 Filed Aug 20, 2019 20:08 UTC
SCHRECK ERIC WSVP & Treasurer
SaleCOMMON STOCK 2,400 $7.78 $18,672.00
Disclosure

SEC source: 0001567619-19-017347 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,478

Read SEC document
August 08, 2019 Filed Aug 12, 2019 17:40 UTC SaleCOMMON STOCK 2,500 $7.88 $19,700.00
Disclosure

SEC source: 0001567619-19-016286 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,900

F1 · balance_after: Amount gives effect to prior transfer of 27,400 shares under a Domestic Relations Order (DRO). The reporting person no longer reports as beneficially owned any of the securities transferred under the DRO.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 17:13 UTC
MCCORMICK ROBERT JChairman, President & CEO
Exercise / conversionOPTION: RT-TO-BUY · Derivative 11,600 $0.00 Strike: $5.17 $0.00
Disclosure

SEC source: 0001567619-19-015406 · doc1.xml · derivative · entry 3

MCCORMICK ROBERT J · CIK 0001214045 · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

Underlying: COMMON STOCK · 11,600 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Award vests in equal installments from the first through fifth year following the award date, beginning November 20, 2013.

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July 26, 2019 Filed Jul 30, 2019 17:13 UTC
MCCORMICK ROBERT JChairman, President & CEO
Exercise / conversionCOMMON STOCK 11,600 $8.06 $93,496.00
Disclosure

SEC source: 0001567619-19-015406 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 25, 2019 Filed Jul 26, 2019 19:35 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
PurchaseCOMMON STOCK 1,500 $7.95 $11,925.00
Disclosure

SEC source: 0001567619-19-015230 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,345

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June 13, 2019 Filed Jun 14, 2019 20:28 UTC SaleCOMMON STOCK 10,850 $7.50 $81,375.00
Disclosure

SEC source: 0001567619-19-013406 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,800

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June 12, 2019 Filed Jun 13, 2019 18:49 UTC PurchaseCOMMON STOCK 3,000 $7.49 $22,470.00
Disclosure

SEC source: 0001567619-19-013321 · doc1.xml · nonDerivative · entry 1

HALL MICHAEL JAMES · CIK 0001696206 · SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,001

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March 14, 2019 Filed Mar 18, 2019 20:42 UTC
LEONARD ROBERT MExecutive Vice President
SaleCOMMON STOCK 17,252 $8.28 $142,846.56
Disclosure

SEC source: 0001567619-19-007087 · doc1.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · BY SPOUSE

Disclosed balance after: 4,759

F1 · kind: Transaction represents the disposition of substantially all of the Issuer's shares owned by the estate of an immediate family member of the reporting person, who is the executor of such estate. The reporting person reported beneficial ownership of such shares during the decedent's lifetime.

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March 07, 2019 Filed Mar 11, 2019 18:20 UTC PurchaseCOMMON STOCK 400 $7.99 $3,196.00
Disclosure

SEC source: 0001567619-19-006545 · doc1.xml · nonDerivative · entry 2

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · SPOUSE

Disclosed balance after: 8,400

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March 07, 2019 Filed Mar 11, 2019 18:20 UTC PurchaseCOMMON STOCK 500 $7.98 $3,990.00
Disclosure

SEC source: 0001567619-19-006545 · doc1.xml · nonDerivative · entry 1

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,068

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February 21, 2019 Filed Feb 25, 2019 20:50 UTC
SCHRECK ERIC WSVP & Treasurer
Exercise / conversionOPTION: RT-TO-BUY · Derivative 2,200 $0.00 Strike: $7.05 $0.00
Disclosure

SEC source: 0001567619-19-005344 · doc1.xml · derivative · entry 8

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 2,200 shares

Expires 2023-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Award vests in equal installments from the first through the fifth year following the award date, beginning November 19, 2014.

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February 21, 2019 Filed Feb 25, 2019 20:50 UTC
SCHRECK ERIC WSVP & Treasurer
Exercise / conversionOPTION: RT-TO-BUY · Derivative 1,450 $0.00 Strike: $7.22 $0.00
Disclosure

SEC source: 0001567619-19-005344 · doc1.xml · derivative · entry 7

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450

Underlying: COMMON STOCK · 1,450 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award vests in equal installments from the first through the fifth year following the award date, beginning November 18, 2015.

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February 21, 2019 Filed Feb 25, 2019 20:50 UTC
SCHRECK ERIC WSVP & Treasurer
Exercise / conversionOPTION: RT-TO-BUY · Derivative 1,450 $0.00 Strike: $6.43 $0.00
Disclosure

SEC source: 0001567619-19-005344 · doc1.xml · derivative · entry 6

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: COMMON STOCK · 1,450 shares

Expires 2025-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Award vests in equal installments from the first through the fifth year following the award date, beginning November 17, 2016.

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February 21, 2019 Filed Feb 25, 2019 20:50 UTC
SCHRECK ERIC WSVP & Treasurer
Tax withholdingCOMMON STOCK 4,131 $8.55 $35,320.05
Disclosure

SEC source: 0001567619-19-005344 · doc1.xml · nonDerivative · entry 4

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,302

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February 21, 2019 Filed Feb 25, 2019 20:50 UTC
SCHRECK ERIC WSVP & Treasurer
Exercise / conversionCOMMON STOCK 2,200 $7.05 $15,510.00
Disclosure

SEC source: 0001567619-19-005344 · doc1.xml · nonDerivative · entry 3

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 20:50 UTC
SCHRECK ERIC WSVP & Treasurer
Exercise / conversionCOMMON STOCK 1,450 $7.22 $10,469.00
Disclosure

SEC source: 0001567619-19-005344 · doc1.xml · nonDerivative · entry 2

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 20:50 UTC
SCHRECK ERIC WSVP & Treasurer
Exercise / conversionCOMMON STOCK 1,450 $6.43 $9,323.50
Disclosure

SEC source: 0001567619-19-005344 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.