Last 12 months
Inside the activity.
7 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 1 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2020 Filed Nov 23, 2020 20:31 UTC |
Maggs Thomas ODirector
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020201 · doc1.xml · derivative · entry 6 Maggs Thomas O · CIK 0001333670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660 Underlying: COMMON STOCK · 670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:31 UTC |
Maggs Thomas ODirector
|
Disposition to issuerCOMMON STOCK | 670 | $6.20 | $4,154.00 |
DisclosureSEC source: 0001567619-20-020201 · doc1.xml · nonDerivative · entry 2 Maggs Thomas O · CIK 0001333670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,173 F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:31 UTC |
Maggs Thomas ODirector
|
Exercise / conversionCOMMON STOCK | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020201 · doc1.xml · nonDerivative · entry 1 Maggs Thomas O · CIK 0001333670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:29 UTC |
FLYNN BRIAN CDirector
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020200 · doc1.xml · derivative · entry 5 FLYNN BRIAN C · CIK 0001665040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660 Underlying: COMMON STOCK · 670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:29 UTC |
FLYNN BRIAN CDirector
|
Disposition to issuerCOMMON STOCK | 670 | $6.20 | $4,154.00 |
DisclosureSEC source: 0001567619-20-020200 · doc1.xml · nonDerivative · entry 2 FLYNN BRIAN C · CIK 0001665040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,342 F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:29 UTC |
FLYNN BRIAN CDirector
|
Exercise / conversionCOMMON STOCK | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020200 · doc1.xml · nonDerivative · entry 1 FLYNN BRIAN C · CIK 0001665040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:28 UTC |
DE GENNARO DENNIS ADirector
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020199 · doc1.xml · derivative · entry 6 DE GENNARO DENNIS A · CIK 0001470580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660 Underlying: COMMON STOCK · 670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:28 UTC |
DE GENNARO DENNIS ADirector
|
Disposition to issuerCOMMON STOCK | 670 | $6.20 | $4,154.00 |
DisclosureSEC source: 0001567619-20-020199 · doc1.xml · nonDerivative · entry 2 DE GENNARO DENNIS A · CIK 0001470580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,769 F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:28 UTC |
DE GENNARO DENNIS ADirector
|
Exercise / conversionCOMMON STOCK | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020199 · doc1.xml · nonDerivative · entry 1 DE GENNARO DENNIS A · CIK 0001470580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:25 UTC |
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 1,305 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020197 · doc1.xml · derivative · entry 5 OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,306 Underlying: COMMON STOCK · 1,305 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:25 UTC |
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
|
Disposition to issuerCOMMON STOCK | 1,305 | $6.20 | $8,091.00 |
DisclosureSEC source: 0001567619-20-020197 · doc1.xml · nonDerivative · entry 2 OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,481 F1 · shares: Reflects cash settlement of 1,305 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:25 UTC |
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
|
Exercise / conversionCOMMON STOCK | 1,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020197 · doc1.xml · nonDerivative · entry 1 OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 1,305 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:26 UTC |
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 435 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020198 · doc1.xml · derivative · entry 5 HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435 Underlying: COMMON STOCK · 435 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:26 UTC |
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
|
Disposition to issuerCOMMON STOCK | 435 | $6.20 | $2,697.00 |
DisclosureSEC source: 0001567619-20-020198 · doc1.xml · nonDerivative · entry 2 HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,501 F1 · shares: Reflects cash settlement of 435 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:26 UTC |
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
|
Exercise / conversionCOMMON STOCK | 435 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020198 · doc1.xml · nonDerivative · entry 1 HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 435 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:24 UTC |
SCHRECK ERIC WSVP & TREASURER
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 1,305 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020196 · doc1.xml · derivative · entry 6 SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,306 Underlying: COMMON STOCK · 1,305 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:24 UTC |
SCHRECK ERIC WSVP & TREASURER
|
Disposition to issuerCOMMON STOCK | 1,305 | $6.20 | $8,091.00 |
DisclosureSEC source: 0001567619-20-020196 · doc1.xml · nonDerivative · entry 2 SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,095 F1 · shares: Reflects cash settlement of 1,305 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:24 UTC |
SCHRECK ERIC WSVP & TREASURER
|
Exercise / conversionCOMMON STOCK | 1,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020196 · doc1.xml · nonDerivative · entry 1 SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 1,305 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:23 UTC |
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 1,305 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020195 · doc1.xml · derivative · entry 6 CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,306 Underlying: COMMON STOCK · 1,305 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:23 UTC |
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
|
Disposition to issuerCOMMON STOCK | 1,305 | $6.20 | $8,091.00 |
DisclosureSEC source: 0001567619-20-020195 · doc1.xml · nonDerivative · entry 2 CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,221 F1 · shares: Reflects cash settlement of 1,305 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:23 UTC |
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
|
Exercise / conversionCOMMON STOCK | 1,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020195 · doc1.xml · nonDerivative · entry 1 CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 1,305 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:21 UTC |
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 4,787 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020194 · doc1.xml · derivative · entry 6 LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,786 Underlying: COMMON STOCK · 4,787 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:21 UTC |
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
|
Disposition to issuerCOMMON STOCK | 4,787 | $6.20 | $29,679.40 |
DisclosureSEC source: 0001567619-20-020194 · doc1.xml · nonDerivative · entry 2 LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,772 F1 · shares: Reflects cash settlement of 4,787 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:21 UTC |
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
|
Exercise / conversionCOMMON STOCK | 4,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020194 · doc1.xml · nonDerivative · entry 1 LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 4,787 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:19 UTC |
SALVADOR SCOT REVP & CHIEF LENDING OFFICER
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 4,787 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020193 · doc1.xml · derivative · entry 5 SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF LENDING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,786 Underlying: COMMON STOCK · 4,787 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:19 UTC |
SALVADOR SCOT REVP & CHIEF LENDING OFFICER
|
Disposition to issuerCOMMON STOCK | 4,787 | $6.20 | $29,679.40 |
DisclosureSEC source: 0001567619-20-020193 · doc1.xml · nonDerivative · entry 2 SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF LENDING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,648 F1 · shares: Reflects cash settlement of 4,787 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:19 UTC |
SALVADOR SCOT REVP & CHIEF LENDING OFFICER
|
Exercise / conversionCOMMON STOCK | 4,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020193 · doc1.xml · nonDerivative · entry 1 SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF LENDING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 4,787 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:18 UTC |
MCCORMICK ROBERT JCHAIRMAN, PRESIDENT & CEO
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 8,703 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020192 · doc1.xml · derivative · entry 6 MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,704 Underlying: COMMON STOCK · 8,703 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:18 UTC |
MCCORMICK ROBERT JCHAIRMAN, PRESIDENT & CEO
|
Disposition to issuerCOMMON STOCK | 8,703 | $6.20 | $53,958.60 |
DisclosureSEC source: 0001567619-20-020192 · doc1.xml · nonDerivative · entry 2 MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,074,153 F1 · shares: Reflects cash settlement of 8,703 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:18 UTC |
MCCORMICK ROBERT JCHAIRMAN, PRESIDENT & CEO
|
Exercise / conversionCOMMON STOCK | 8,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020192 · doc1.xml · nonDerivative · entry 1 MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,082,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 8,703 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:42 UTC |
LUCARELLI LISA MDirector
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 2,276 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020160 · doc1.xml · derivative · entry 3 LUCARELLI LISA M · CIK 0001723965 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 2,276 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2020 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2020 and were settled in cash. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:42 UTC |
LUCARELLI LISA MDirector
|
Disposition to issuerCOMMON STOCK | 2,276 | $6.22 | $14,156.72 |
DisclosureSEC source: 0001567619-20-020160 · doc1.xml · nonDerivative · entry 2 LUCARELLI LISA M · CIK 0001723965 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,122 F1 · shares: Reflects cash settlement of 2,276 restricted stock units that settled only for cash. F3 · shares: The restricted stock units "vested" in whole November 19, 2020 and were settled in cash. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:42 UTC |
LUCARELLI LISA MDirector
|
Exercise / conversionCOMMON STOCK | 2,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020160 · doc1.xml · nonDerivative · entry 1 LUCARELLI LISA M · CIK 0001723965 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 2,276 restricted stock units that settled only for cash. F3 · shares: The restricted stock units "vested" in whole November 19, 2020 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:41 UTC |
MARINELLO ANTHONY J MD PHDDirector
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 2,276 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020159 · doc1.xml · derivative · entry 4 MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 2,276 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2020 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2020 and were settled in cash. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:41 UTC |
MARINELLO ANTHONY J MD PHDDirector
|
Disposition to issuerCOMMON STOCK | 2,276 | $6.22 | $14,156.72 |
DisclosureSEC source: 0001567619-20-020159 · doc1.xml · nonDerivative · entry 2 MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,043 F1 · shares: Reflects cash settlement of 2,276 restricted stock units that settled only for cash. F3 · shares: The restricted stock units "vested" in whole November 19, 2020 and were settled in cash. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:41 UTC |
MARINELLO ANTHONY J MD PHDDirector
|
Exercise / conversionCOMMON STOCK | 2,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020159 · doc1.xml · nonDerivative · entry 1 MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 2,276 restricted stock units that settled only for cash. F3 · shares: The restricted stock units "vested" in whole November 19, 2020 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:38 UTC |
Maggs Thomas ODirector
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 2,276 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020157 · doc1.xml · derivative · entry 4 Maggs Thomas O · CIK 0001333670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 2,276 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2020 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2020 and were settled in cash. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:38 UTC |
Maggs Thomas ODirector
|
Disposition to issuerCOMMON STOCK | 2,276 | $6.22 | $14,156.72 |
DisclosureSEC source: 0001567619-20-020157 · doc1.xml · nonDerivative · entry 2 Maggs Thomas O · CIK 0001333670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,173 F1 · shares: Reflects cash settlement of 2,276 restricted stock units that settled only for cash. F3 · shares: The restricted stock units "vested" in whole November 19, 2020 and were settled in cash. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:38 UTC |
Maggs Thomas ODirector
|
Exercise / conversionCOMMON STOCK | 2,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020157 · doc1.xml · nonDerivative · entry 1 Maggs Thomas O · CIK 0001333670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 2,276 restricted stock units that settled only for cash. F3 · shares: The restricted stock units "vested" in whole November 19, 2020 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:35 UTC |
FLYNN BRIAN CDirector
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 2,276 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020156 · doc1.xml · derivative · entry 3 FLYNN BRIAN C · CIK 0001665040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 2,276 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2020 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2020 and were settled in cash. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:35 UTC |
FLYNN BRIAN CDirector
|
Disposition to issuerCOMMON STOCK | 2,276 | $6.22 | $14,156.72 |
DisclosureSEC source: 0001567619-20-020156 · doc1.xml · nonDerivative · entry 2 FLYNN BRIAN C · CIK 0001665040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,342 F1 · shares: Reflects cash settlement of 2,276 restricted stock units that settled only for cash. F3 · shares: The restricted stock units "vested" in whole November 19, 2020 and were settled in cash. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:35 UTC |
FLYNN BRIAN CDirector
|
Exercise / conversionCOMMON STOCK | 2,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020156 · doc1.xml · nonDerivative · entry 1 FLYNN BRIAN C · CIK 0001665040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 2,276 restricted stock units that settled only for cash. F3 · shares: The restricted stock units "vested" in whole November 19, 2020 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:33 UTC |
DE GENNARO DENNIS ADirector
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 2,276 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020155 · doc1.xml · derivative · entry 4 DE GENNARO DENNIS A · CIK 0001470580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 2,276 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 19, 2020 and were settled in cash. F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 19, 2020 and were settled in cash. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:33 UTC |
DE GENNARO DENNIS ADirector
|
Disposition to issuerCOMMON STOCK | 2,276 | $6.22 | $14,156.72 |
DisclosureSEC source: 0001567619-20-020155 · doc1.xml · nonDerivative · entry 2 DE GENNARO DENNIS A · CIK 0001470580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,769 F1 · shares: Reflects cash settlement of 2,276 restricted stock units that settled only for cash F3 · shares: The restricted stock units "vested" in whole November 19, 2020 and were settled in cash. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:33 UTC |
DE GENNARO DENNIS ADirector
|
Exercise / conversionCOMMON STOCK | 2,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020155 · doc1.xml · nonDerivative · entry 1 DE GENNARO DENNIS A · CIK 0001470580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 2,276 restricted stock units that settled only for cash F3 · shares: The restricted stock units "vested" in whole November 19, 2020 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:32 UTC |
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 759 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020154 · doc1.xml · derivative · entry 3 HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,517 Underlying: COMMON STOCK · 759 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash. F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:32 UTC |
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
|
Disposition to issuerCOMMON STOCK | 759 | $6.22 | $4,720.98 |
DisclosureSEC source: 0001567619-20-020154 · doc1.xml · nonDerivative · entry 2 HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,501 F1 · shares: Reflects cash settlement of 759 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:32 UTC |
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
|
Exercise / conversionCOMMON STOCK | 759 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020154 · doc1.xml · nonDerivative · entry 1 HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 759 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:31 UTC |
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 3,413 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020153 · doc1.xml · derivative · entry 3 OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,826 Underlying: COMMON STOCK · 3,413 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash. F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 20:31 UTC |
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
|
Disposition to issuerCOMMON STOCK | 3,413 | $6.22 | $21,228.86 |
DisclosureSEC source: 0001567619-20-020153 · doc1.xml · nonDerivative · entry 2 OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,481 F1 · shares: Reflects cash settlement of 3,413 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.