Tapewire

Nasdaq · USD

TRST

TRUSTCO BANK CORP N Y

Export transactions ↓
Tapewire entity
1459
SEC CIK
0000357301
Parsed reports
545

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202610
May 202600
Jun 202620
Jul 202600
Aug 202610
Sep 202610
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 29, 2021 Filed Apr 30, 2021 20:29 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
PurchaseCOMMON STOCK 735 $7.43 $5,461.05
Disclosure

SEC source: 0001567619-21-008797 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,762

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:20 UTC PurchaseCOMMON STOCK 5,000 $7.10 $35,500.00
Disclosure

SEC source: 0001567619-21-005408 · doc1.xml · nonDerivative · entry 1

Russell Kimberly Adams · CIK 0001822469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Read SEC document
February 25, 2021 Filed Feb 26, 2021 20:32 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
PurchaseCOMMON STOCK 2,500 $7.03 $17,575.00
Disclosure

SEC source: 0001567619-21-005002 · doc1.xml · nonDerivative · entry 2

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,395

Read SEC document
February 25, 2021 Filed Feb 26, 2021 20:32 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
PurchaseCOMMON STOCK 500 $7.02 $3,510.00
Disclosure

SEC source: 0001567619-21-005002 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,895

Read SEC document
February 25, 2021 Filed Mar 2, 2021 15:58 UTC
SALVADOR SCOT REVP & Chief Lending Officer
Exercise / conversionOPTION: RT-TO BUY · Derivative 10,000 $0.00 Strike: $5.17 $0.00
Disclosure

SEC source: 0001567619-21-005232 · doc1.xml · derivative · entry 3

SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,444

Underlying: COMMON STOCK · 10,000 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested November 20, 2017.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 15:58 UTC
SALVADOR SCOT REVP & Chief Lending Officer
Tax withholdingCOMMON STOCK 3,714 $6.96 $25,849.44
Disclosure

SEC source: 0001567619-21-005232 · doc1.xml · nonDerivative · entry 2

SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,780

Read SEC document
February 25, 2021 Filed Mar 2, 2021 15:58 UTC
SALVADOR SCOT REVP & Chief Lending Officer
Exercise / conversionCOMMON STOCK 10,000 $5.17 $51,700.00
Disclosure

SEC source: 0001567619-21-005232 · doc1.xml · nonDerivative · entry 1

SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2020 Filed Dec 14, 2020 21:11 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
PurchaseCOMMON STOCK 1,750 $6.35 $11,112.50
Disclosure

SEC source: 0001567619-20-021032 · doc1.xml · nonDerivative · entry 2

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,721

Read SEC document
December 11, 2020 Filed Dec 14, 2020 21:11 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
PurchaseCOMMON STOCK 750 $6.37 $4,777.50
Disclosure

SEC source: 0001567619-20-021032 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,971

Read SEC document
November 27, 2020 Filed Nov 30, 2020 18:11 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
PurchaseCOMMON STOCK 7,252 $6.21 $45,034.92
Disclosure

SEC source: 0001567619-20-020414 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,024

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:33 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020202 · doc1.xml · derivative · entry 7

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:33 UTC Disposition to issuerCOMMON STOCK 500 $6.20 $3,100.00
Disclosure

SEC source: 0001567619-20-020202 · doc1.xml · nonDerivative · entry 4

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,043

F4 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:33 UTC Exercise / conversionCOMMON STOCK 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020202 · doc1.xml · nonDerivative · entry 3

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:31 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020201 · doc1.xml · derivative · entry 7

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:31 UTC Disposition to issuerCOMMON STOCK 500 $6.20 $3,100.00
Disclosure

SEC source: 0001567619-20-020201 · doc1.xml · nonDerivative · entry 4

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,173

F4 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:31 UTC Exercise / conversionCOMMON STOCK 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020201 · doc1.xml · nonDerivative · entry 3

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:29 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020200 · doc1.xml · derivative · entry 6

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:29 UTC Disposition to issuerCOMMON STOCK 500 $6.20 $3,100.00
Disclosure

SEC source: 0001567619-20-020200 · doc1.xml · nonDerivative · entry 4

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,342

F4 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:29 UTC Exercise / conversionCOMMON STOCK 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020200 · doc1.xml · nonDerivative · entry 3

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:28 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020199 · doc1.xml · derivative · entry 7

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:28 UTC Disposition to issuerCOMMON STOCK 500 $6.20 $3,100.00
Disclosure

SEC source: 0001567619-20-020199 · doc1.xml · nonDerivative · entry 4

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,769

F4 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:28 UTC Exercise / conversionCOMMON STOCK 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020199 · doc1.xml · nonDerivative · entry 3

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:25 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 934 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020197 · doc1.xml · derivative · entry 6

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:25 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Disposition to issuerCOMMON STOCK 934 $6.20 $5,790.80
Disclosure

SEC source: 0001567619-20-020197 · doc1.xml · nonDerivative · entry 4

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,481

F4 · shares: Reflects cash settlement of 934 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:25 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionCOMMON STOCK 934 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020197 · doc1.xml · nonDerivative · entry 3

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects cash settlement of 934 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:26 UTC
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 275 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020198 · doc1.xml · derivative · entry 6

HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:26 UTC
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
Disposition to issuerCOMMON STOCK 275 $6.20 $1,705.00
Disclosure

SEC source: 0001567619-20-020198 · doc1.xml · nonDerivative · entry 4

HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,501

F4 · shares: Reflects cash settlement of 275 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:26 UTC
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
Exercise / conversionCOMMON STOCK 275 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020198 · doc1.xml · nonDerivative · entry 3

HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects cash settlement of 275 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:24 UTC
SCHRECK ERIC WSVP & TREASURER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 934 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020196 · doc1.xml · derivative · entry 7

SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:24 UTC
SCHRECK ERIC WSVP & TREASURER
Disposition to issuerCOMMON STOCK 934 $6.20 $5,790.80
Disclosure

SEC source: 0001567619-20-020196 · doc1.xml · nonDerivative · entry 4

SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,095

F4 · shares: Reflects cash settlement of 934 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:24 UTC
SCHRECK ERIC WSVP & TREASURER
Exercise / conversionCOMMON STOCK 934 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020196 · doc1.xml · nonDerivative · entry 3

SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects cash settlement of 934 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:23 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 934 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020195 · doc1.xml · derivative · entry 7

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:23 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
Disposition to issuerCOMMON STOCK 934 $6.20 $5,790.80
Disclosure

SEC source: 0001567619-20-020195 · doc1.xml · nonDerivative · entry 4

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,221

F4 · shares: Reflects cash settlement of 934 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:23 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
Exercise / conversionCOMMON STOCK 934 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020195 · doc1.xml · nonDerivative · entry 3

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects cash settlement of 934 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:21 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 3,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020194 · doc1.xml · derivative · entry 7

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 3,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:21 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Disposition to issuerCOMMON STOCK 3,334 $6.20 $20,670.80
Disclosure

SEC source: 0001567619-20-020194 · doc1.xml · nonDerivative · entry 4

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,772

F4 · shares: Reflects cash settlement of 3,334 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:21 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Exercise / conversionCOMMON STOCK 3,334 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020194 · doc1.xml · nonDerivative · entry 3

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects cash settlement of 3,334 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:19 UTC
SALVADOR SCOT REVP & CHIEF LENDING OFFICER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 3,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020193 · doc1.xml · derivative · entry 6

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 3,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:19 UTC
SALVADOR SCOT REVP & CHIEF LENDING OFFICER
Disposition to issuerCOMMON STOCK 3,334 $6.20 $20,670.80
Disclosure

SEC source: 0001567619-20-020193 · doc1.xml · nonDerivative · entry 4

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,648

F4 · shares: Reflects cash settlement of 3,334 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:19 UTC
SALVADOR SCOT REVP & CHIEF LENDING OFFICER
Exercise / conversionCOMMON STOCK 3,334 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020193 · doc1.xml · nonDerivative · entry 3

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects cash settlement of 3,334 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:18 UTC
MCCORMICK ROBERT JCHAIRMAN, PRESIDENT & CEO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 6,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020192 · doc1.xml · derivative · entry 7

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:18 UTC
MCCORMICK ROBERT JCHAIRMAN, PRESIDENT & CEO
Disposition to issuerCOMMON STOCK 6,666 $6.20 $41,329.20
Disclosure

SEC source: 0001567619-20-020192 · doc1.xml · nonDerivative · entry 4

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074,153

F4 · shares: Reflects cash settlement of 6,666 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

Read SEC document
November 21, 2020 Filed Nov 23, 2020 20:18 UTC
MCCORMICK ROBERT JCHAIRMAN, PRESIDENT & CEO
Exercise / conversionCOMMON STOCK 6,666 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020192 · doc1.xml · nonDerivative · entry 3

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,080,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects cash settlement of 6,666 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 18:07 UTC
SCHRECK ERIC WSVP & TREASURER
PurchaseCOMMON STOCK 1,633 $6.12 $9,993.96
Disclosure

SEC source: 0001567619-20-020143 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,095

Read SEC document
November 20, 2020 Filed Nov 23, 2020 20:34 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020203 · doc1.xml · derivative · entry 3

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660

Underlying: COMMON STOCK · 670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 20:34 UTC Disposition to issuerCOMMON STOCK 670 $6.20 $4,154.00
Disclosure

SEC source: 0001567619-20-020203 · doc1.xml · nonDerivative · entry 2

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,122

F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 20:34 UTC Exercise / conversionCOMMON STOCK 670 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020203 · doc1.xml · nonDerivative · entry 1

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 20:33 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020202 · doc1.xml · derivative · entry 6

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660

Underlying: COMMON STOCK · 670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 20:33 UTC Disposition to issuerCOMMON STOCK 670 $6.20 $4,154.00
Disclosure

SEC source: 0001567619-20-020202 · doc1.xml · nonDerivative · entry 2

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,043

F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 20:33 UTC Exercise / conversionCOMMON STOCK 670 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020202 · doc1.xml · nonDerivative · entry 1

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.