Last 12 months
Inside the activity.
7 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 1 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2021 Filed Nov 19, 2021 17:00 UTC |
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
|
Exercise / conversionCOMMON STOCK | 1,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020803 · doc1.xml · nonDerivative · entry 1 CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 1,058 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 16:58 UTC |
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 1,058 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020802 · doc1.xml · derivative · entry 3 OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,117 Underlying: COMMON STOCK · 1,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: One third of the restricted stock units awarded November 16, 2020 "vested" on November 16, 2021 and were settled in cash. F3 · derivative.expiration_date: One third of the restricted stock units awarded November 16, 2020 "vested" on November 16, 2021 and were settled in cash. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 16:58 UTC |
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
|
Disposition to issuerCOMMON STOCK | 1,058 | $33.85 | $35,813.30 |
DisclosureSEC source: 0001567619-21-020802 · doc1.xml · nonDerivative · entry 2 OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,720 F1 · shares: Reflects cash settlement of 1,058 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 16, 2020 "vested" on November 16, 2021 and were settled in cash. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 16:58 UTC |
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
|
Exercise / conversionCOMMON STOCK | 1,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020802 · doc1.xml · nonDerivative · entry 1 OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 1,058 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 16, 2020 "vested" on November 16, 2021 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 16:55 UTC |
SALVADOR SCOT REVP & CHIEF BANKING OFFICER
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 1,058 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020801 · doc1.xml · derivative · entry 3 SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF BANKING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,117 Underlying: COMMON STOCK · 1,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash. F3 · derivative.expiration_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 16:55 UTC |
SALVADOR SCOT REVP & CHIEF BANKING OFFICER
|
Disposition to issuerCOMMON STOCK | 1,058 | $33.85 | $35,813.30 |
DisclosureSEC source: 0001567619-21-020801 · doc1.xml · nonDerivative · entry 2 SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF BANKING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,579 F1 · shares: Reflects cash settlement of 1,058 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash. F4 · balance_after: On May 28, 2021 the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 16:55 UTC |
SALVADOR SCOT REVP & CHIEF BANKING OFFICER
|
Exercise / conversionCOMMON STOCK | 1,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020801 · doc1.xml · nonDerivative · entry 1 SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF BANKING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 1,058 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F4 · balance_after: On May 28, 2021 the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 16:37 UTC |
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 1,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020799 · doc1.xml · derivative · entry 4 LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,963 Underlying: COMMON STOCK · 1,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash. F3 · derivative.expiration_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 16:37 UTC |
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
|
Disposition to issuerCOMMON STOCK | 1,482 | $33.85 | $50,165.70 |
DisclosureSEC source: 0001567619-21-020799 · doc1.xml · nonDerivative · entry 2 LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,049 F1 · shares: Reflects cash settlement of 1,482 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 16:37 UTC |
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
|
Exercise / conversionCOMMON STOCK | 1,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020799 · doc1.xml · nonDerivative · entry 1 LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 1,482 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 16:01 UTC |
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
|
Exercise / conversionRESTRICTED STOCK UNIT · Derivative | 1,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020794 · doc1.xml · derivative · entry 4 LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,963 Underlying: COMMON STOCK · 1,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. F3 · derivative.exercise_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash. F3 · derivative.expiration_date: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 16:01 UTC |
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
|
Disposition to issuerCOMMON STOCK | 1,482 | $33.85 | $50,165.70 |
DisclosureSEC source: 0001567619-21-020794 · doc1.xml · nonDerivative · entry 2 LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,049 F1 · shares: Reflects cash settlement of 1,482 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 16:01 UTC |
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
|
Exercise / conversionCOMMON STOCK | 1,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020794 · doc1.xml · nonDerivative · entry 1 LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects cash settlement of 1,482 restricted stock units that settled only for cash. F3 · shares: One third of the restricted stock units awarded November 17, 2020 "vested" on November 17, 2021 and were settled in cash. F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:52 UTC |
Silverman Frank BDirector
|
GrantRESTRICTED STOCK UNIT · Derivative | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020682 · doc1.xml · derivative · entry 1 Silverman Frank B · CIK 0001822234 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593 Underlying: COMMON STOCK · 593 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 16, 2022. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 16, 2022. Settlement of the restricted stock units will be made in cash only. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:46 UTC |
Russell Kimberly AdamsDirector
|
GrantRESTRICTED STOCK UNIT · Derivative | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020681 · doc1.xml · derivative · entry 1 Russell Kimberly Adams · CIK 0001822469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593 Underlying: COMMON STOCK · 593 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 16, 2022. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 16, 2022. Settlement of the restricted stock units will be made in cash only. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:45 UTC |
Powell Curtis NDirector
|
GrantRESTRICTED STOCK UNIT · Derivative | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020680 · doc1.xml · derivative · entry 1 Powell Curtis N · CIK 0001886083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593 Underlying: COMMON STOCK · 593 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 16, 2022. Settlement of the restricted stock units will be in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 16, 2022. Settlement of the restricted stock units will be in cash only. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:43 UTC |
MARINELLO ANTHONY J MD PHDDirector
|
GrantRESTRICTED STOCK UNIT · Derivative | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020679 · doc1.xml · derivative · entry 1 MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593 Underlying: COMMON STOCK · 593 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 16, 2022. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 16, 2022. Settlement of the restricted stock units will be made in cash only. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:42 UTC |
Maggs Thomas ODirector
|
GrantRESTRICTED STOCK UNIT · Derivative | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020678 · doc1.xml · derivative · entry 1 Maggs Thomas O · CIK 0001333670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593 Underlying: COMMON STOCK · 593 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 16, 2022. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 16, 2022. Settlement of the restricted stock units will be made in cash only. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:39 UTC |
LUCARELLI LISA MDirector
|
GrantRESTRICTED STOCK UNIT · Derivative | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020677 · doc1.xml · derivative · entry 1 LUCARELLI LISA M · CIK 0001723965 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593 Underlying: COMMON STOCK · 593 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 16, 2022. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 16, 2022. Settlement of the restricted stock units will be made in cash only. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:35 UTC |
DE GENNARO DENNIS ADirector
|
GrantRESTRICTED STOCK UNIT · Derivative | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020674 · doc1.xml · derivative · entry 1 DE GENNARO DENNIS A · CIK 0001470580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593 Underlying: COMMON STOCK · 593 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 16, 2022. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 16, 2022. Settlement of the restricted stock units will be made in cash only. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:37 UTC |
FLYNN BRIAN CDirector
|
GrantRESTRICTED STOCK UNIT · Derivative | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020675 · doc1.xml · derivative · entry 1 FLYNN BRIAN C · CIK 0001665040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593 Underlying: COMMON STOCK · 593 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 16, 2022. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 16, 2022. Settlement of the restricted stock units will be made in cash only. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:34 UTC |
SCHRECK ERIC WEVP & Treasurer
|
GrantRESTRICTED STOCK UNIT · Derivative | 2,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020673 · doc1.xml · derivative · entry 1 SCHRECK ERIC W · CIK 0001496788 · EVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,962 Underlying: COMMON STOCK · 2,962 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 16, 2022. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 16, 2022. Settlement of the restricted stock units will be made in cash only. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:31 UTC |
CURLEY KEVIN MExecutive Vice President & COO
|
GrantRESTRICTED STOCK UNIT · Derivative | 2,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020672 · doc1.xml · derivative · entry 1 CURLEY KEVIN M · CIK 0001699685 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,962 Underlying: COMMON STOCK · 2,962 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 16, 2022. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 16, 2022. Settlement of the restricted stock units will be made in cash only. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:30 UTC |
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
|
GrantRESTRICTED STOCK UNIT · Derivative | 2,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020671 · doc1.xml · derivative · entry 1 OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,962 Underlying: COMMON STOCK · 2,962 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 16, 2022. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 16, 2022. Settlement of the restricted stock units will be made in cash only. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:29 UTC |
SALVADOR SCOT REVP & Chief Lending Officer
|
GrantRESTRICTED STOCK UNIT · Derivative | 2,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020670 · doc1.xml · derivative · entry 1 SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,962 Underlying: COMMON STOCK · 2,962 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 16, 2022. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 16, 2022. Settlement of the restricted stock units will be made in cash only. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:27 UTC |
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
|
GrantRESTRICTED STOCK UNIT · Derivative | 4,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020669 · doc1.xml · derivative · entry 1 LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,147 Underlying: COMMON STOCK · 4,147 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 16, 2022. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 16, 2022. Settlement of the restricted stock units will be made in cash only. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:22 UTC |
MCCORMICK ROBERT JDirector · CHAIRMAN, PRESIDENT & CEO
|
GrantRESTRICTED STOCK UNIT · Derivative | 10,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020666 · doc1.xml · derivative · entry 1 MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,368 Underlying: COMMON STOCK · 10,368 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock. F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 16, 2022. Settlement of the restricted stock units will be made in cash only. F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 16, 2022. Settlement of the restricted stock units will be made in cash only. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 21:30 UTC |
Silverman Frank BDirector
|
PurchaseCOMMON STOCK | 152 | $34.30 | $5,213.90 |
DisclosureSEC source: 0001567619-21-019223 · doc1.xml · nonDerivative · entry 1 Silverman Frank B · CIK 0001822234 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,152 Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 21:09 UTC |
DE GENNARO DENNIS ADirector
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 400 | $25.70 Strike: $25.70 | $10,280.00 |
DisclosureSEC source: 0001567619-21-019017 · doc1.xml · derivative · entry 3 DE GENNARO DENNIS A · CIK 0001470580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 400 shares Expires 2021-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Director Awards vest immediately following the award date, beginning November 15, 2011. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 21:09 UTC |
DE GENNARO DENNIS ADirector
|
Exercise / conversionCOMMON STOCK | 400 | $25.70 | $10,280.00 |
DisclosureSEC source: 0001567619-21-019017 · doc1.xml · nonDerivative · entry 1 DE GENNARO DENNIS A · CIK 0001470580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · deemedExecutionDate: Director Awards vest immediately following the award date, beginning November 15, 2011. F2 · balance_after: On May 28, 2021 the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 20:57 UTC |
MARINELLO ANTHONY J MD PHDDirector
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 400 | $0.00 Strike: $25.70 | $0.00 |
DisclosureSEC source: 0001567619-21-019010 · doc1.xml · derivative · entry 3 MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 400 shares Expires 2021-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Director Awards vest immediately following the award date, beginning November 15, 2011. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 20:57 UTC |
MARINELLO ANTHONY J MD PHDDirector
|
Exercise / conversionCOMMON STOCK | 400 | $25.70 | $10,280.00 |
DisclosureSEC source: 0001567619-21-019010 · doc1.xml · nonDerivative · entry 1 MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · deemedExecutionDate: Director Awards vest immediately following the award date, beginning November 15, 2011. F2 · balance_after: On May 28, 2021 the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 16:28 UTC |
Maggs Thomas ODirector
|
Exercise / conversionOPTION: RT-TO-BUY · Derivative | 400 | $0.00 Strike: $25.70 | $0.00 |
DisclosureSEC source: 0001567619-21-018958 · doc1.xml · derivative · entry 3 Maggs Thomas O · CIK 0001333670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400 shares Expires 2021-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Director Awards vest immediately following the award date, beginning November 15, 2011. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 16:28 UTC |
Maggs Thomas ODirector
|
Exercise / conversionCOMMON STOCK | 400 | $25.70 | $10,280.00 |
DisclosureSEC source: 0001567619-21-018958 · doc1.xml · nonDerivative · entry 1 Maggs Thomas O · CIK 0001333670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: On May 28, 2021 the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 20:50 UTC |
SCHRECK ERIC WExecutive Vice President
|
PurchaseCOMMON STOCK | 315 | $31.66 | $9,972.90 |
DisclosureSEC source: 0001567619-21-016919 · doc1.xml · nonDerivative · entry 1 SCHRECK ERIC W · CIK 0001496788 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,498 Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 21:13 UTC |
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
|
PurchaseCOMMON STOCK | 500 | $31.72 | $15,860.00 |
DisclosureSEC source: 0001567619-21-016802 · doc1.xml · nonDerivative · entry 1 OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,687 Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 20:21 UTC |
MCCORMICK ROBERT JCHAIRMAN, PRESIDENT & CEO
|
Exercise / conversionOPTION-RT-TO-BUY · Derivative | 1,160 | $0.00 Strike: $25.85 | $0.00 |
DisclosureSEC source: 0001567619-21-016789 · doc1.xml · derivative · entry 4 MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,160 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested November 20, 2017. Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 20:21 UTC |
MCCORMICK ROBERT JCHAIRMAN, PRESIDENT & CEO
|
PurchaseCOMMON STOCK | 6,194 | $31.63 | $195,916.22 |
DisclosureSEC source: 0001567619-21-016789 · doc1.xml · nonDerivative · entry 2 MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,234 Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 20:21 UTC |
MCCORMICK ROBERT JCHAIRMAN, PRESIDENT & CEO
|
Exercise / conversionCOMMON STOCK | 1,160 | $25.85 | $29,986.00 |
DisclosureSEC source: 0001567619-21-016789 · doc1.xml · nonDerivative · entry 1 MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 20:13 UTC |
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
|
PurchaseCOMMON STOCK | 1,275 | $31.59 | $40,277.25 |
DisclosureSEC source: 0001567619-21-016786 · doc1.xml · nonDerivative · entry 1 CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,916 Read SEC document |
| September 03, 2021 Filed Nov 30, 2021 20:13 UTC |
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
|
PurchaseCOMMON STOCK | 500 | $31.72 | $15,860.00 |
DisclosureSEC source: 0001567619-21-021279 · doc1.xml · nonDerivative · entry 1 OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,687 Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 19:14 UTC |
Russell Kimberly AdamsDirector
|
PurchaseCOMMON STOCK | 1,200 | $33.44 | $40,128.00 |
DisclosureSEC source: 0001567619-21-016047 · doc1.xml · nonDerivative · entry 1 Russell Kimberly Adams · CIK 0001822469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600 F1 · balance_after: On May 28, 2021 the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| August 06, 2021 Filed Aug 9, 2021 19:28 UTC |
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
|
PurchaseCOMMON STOCK | 850 | $34.16 | $29,036.00 |
DisclosureSEC source: 0001567619-21-014721 · doc1.xml · nonDerivative · entry 1 LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,890 Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 17:42 UTC |
Silverman Frank BDirector
|
PurchaseCOMMON STOCK | 1,000 | $33.66 | $33,655.00 |
DisclosureSEC source: 0001567619-21-014331 · doc1.xml · nonDerivative · entry 1 Silverman Frank B · CIK 0001822234 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · balance_after: On May 28, 2021 the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| July 27, 2021 Filed Jul 29, 2021 21:02 UTC |
MCCORMICK ROBERT JCHAIRMAN, PRESIDENT & CEO
|
OtherCOMMON STOCK | 3,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-014171 · doc1.xml · nonDerivative · entry 1 MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,880 F1 · balance_after: On May 28, 2021 the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:29 UTC |
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
|
PurchaseCOMMON STOCK | 430 | $36.05 | $15,501.50 |
DisclosureSEC source: 0001567619-21-011846 · doc1.xml · nonDerivative · entry 1 CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,499 F1 · balance_after: On May 28, 2021 the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 19:34 UTC |
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
|
PurchaseCOMMON STOCK | 604 | $38.00 | $22,952.00 |
DisclosureSEC source: 0001567619-21-011505 · doc1.xml · nonDerivative · entry 1 LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,888 F1 · balance_after: On May 28, 2021 the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| May 21, 2021 Filed May 25, 2021 15:51 UTC |
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
|
Exercise / conversionOPTION: RT-TO BUY · Derivative | 1,125 | $0.00 Strike: $6.43 | $0.00 |
DisclosureSEC source: 0001567619-21-011111 · doc1.xml · derivative · entry 2 HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,125 Underlying: COMMON STOCK · 1,125 shares Expires 2025-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested November 17, 2020. Read SEC document |
| May 21, 2021 Filed May 25, 2021 15:51 UTC |
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
|
Exercise / conversionCOMMON STOCK | 1,125 | $6.43 | $7,233.75 |
DisclosureSEC source: 0001567619-21-011111 · doc1.xml · nonDerivative · entry 1 HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 20:29 UTC |
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
|
PurchaseCOMMON STOCK | 590 | $7.44 | $4,389.60 |
DisclosureSEC source: 0001567619-21-008797 · doc1.xml · nonDerivative · entry 2 CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,352 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.