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Nasdaq · USD

TRST

TRUSTCO BANK CORP N Y

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Tapewire entity
1459
SEC CIK
0000357301
Parsed reports
545

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202610
May 202600
Jun 202620
Jul 202600
Aug 202610
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 29, 2022 Filed May 3, 2022 14:29 UTC
CURLEY KEVIN MEVP Retail Banking
PurchaseCOMMON STOCK 525 $31.20 $16,380.00
Disclosure

SEC source: 0001567619-22-009357 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Read SEC document
April 26, 2022 Filed Apr 28, 2022 12:36 UTC
HALL MICHAEL JAMESGENERAL COUNSEL & SECRETARY
PurchaseCOMMON STOCK 1,000 $31.72 $31,720.00
Disclosure

SEC source: 0001567619-22-009076 · doc1.xml · nonDerivative · entry 1

HALL MICHAEL JAMES · CIK 0001696206 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,634

Read SEC document
February 23, 2022 Filed Feb 25, 2022 19:59 UTC
CURLEY KEVIN MEVP Retail Banking
PurchaseCOMMON STOCK 1,000 $33.99 $33,990.00
Disclosure

SEC source: 0001567619-22-005594 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,807

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:00 UTC
MCCORMICK ROBERT JDirector · CHAIRMAN, PRESIDENT & CEO
PurchaseCOMMON STOCK 3,500 $32.40 $113,400.00
Disclosure

SEC source: 0001567619-21-022242 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,050

Read SEC document
November 29, 2021 Filed Dec 1, 2021 21:13 UTC
SALVADOR SCOT REVP & Chief Lending Officer
Exercise / conversionOPTION: RT-TO BUY · Derivative 1,488 $0.00 Strike: $25.85 $0.00
Disclosure

SEC source: 0001567619-21-021378 · doc1.xml · derivative · entry 2

SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,488 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Award vested in equal installments from the first through the fifth year following the award date, and was fully vested November 20, 2017.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 21:13 UTC
SALVADOR SCOT REVP & Chief Lending Officer
Exercise / conversionCOMMON STOCK 1,488 $25.85 $38,464.80
Disclosure

SEC source: 0001567619-21-021378 · doc1.xml · nonDerivative · entry 1

SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2021 Filed Nov 29, 2021 21:28 UTC
SCHRECK ERIC WExecutive Vice President
PurchaseCOMMON STOCK 306 $32.68 $10,000.08
Disclosure

SEC source: 0001567619-21-021227 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,027

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.68 to $32.74, inclusive. The reporting person undertakes to provide to TrustCo Bank Corp NY, any security holder of TrustCo Bank Corp NY or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 26, 2021 Filed Nov 29, 2021 21:12 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
PurchaseCOMMON STOCK 600 $32.22 $19,332.00
Disclosure

SEC source: 0001567619-21-021223 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,664

Read SEC document
November 26, 2021 Filed Nov 29, 2021 21:07 UTC
HALL MICHAEL JAMESGeneral Counsel and Secretary
PurchaseCOMMON STOCK 250 $32.35 $8,087.50
Disclosure

SEC source: 0001567619-21-021221 · doc1.xml · nonDerivative · entry 1

HALL MICHAEL JAMES · CIK 0001696206 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,580

Read SEC document
November 26, 2021 Filed Feb 18, 2022 22:01 UTC Amendment
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
PurchaseCOMMON STOCK 150 $32.67 $4,900.50
Disclosure

SEC source: 0001567619-22-005126 · doc1.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,870

Read SEC document
November 23, 2021 Filed Nov 24, 2021 21:38 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
PurchaseCOMMON STOCK 640 $34.15 $21,856.00
Disclosure

SEC source: 0001567619-21-021173 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,689

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:45 UTC
SCHRECK ERIC WEVP & TREASURER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 262 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021046 · doc1.xml · derivative · entry 7

SCHRECK ERIC W · CIK 0001496788 · EVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:45 UTC
SCHRECK ERIC WEVP & TREASURER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 228 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021046 · doc1.xml · derivative · entry 6

SCHRECK ERIC W · CIK 0001496788 · EVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227

Underlying: COMMON STOCK · 228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:45 UTC
SCHRECK ERIC WEVP & TREASURER
Disposition to issuerCOMMON STOCK 262 $33.40 $8,750.80
Disclosure

SEC source: 0001567619-21-021046 · doc1.xml · nonDerivative · entry 4

SCHRECK ERIC W · CIK 0001496788 · EVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,721

F4 · shares: Reflects cash settlement of 262 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:45 UTC
SCHRECK ERIC WEVP & TREASURER
Exercise / conversionCOMMON STOCK 262 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021046 · doc1.xml · nonDerivative · entry 3

SCHRECK ERIC W · CIK 0001496788 · EVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects cash settlement of 262 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:45 UTC
SCHRECK ERIC WEVP & TREASURER
Disposition to issuerCOMMON STOCK 228 $33.40 $7,615.20
Disclosure

SEC source: 0001567619-21-021046 · doc1.xml · nonDerivative · entry 2

SCHRECK ERIC W · CIK 0001496788 · EVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,721

F1 · shares: Reflects cash settlement of 228 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:45 UTC
SCHRECK ERIC WEVP & TREASURER
Exercise / conversionCOMMON STOCK 228 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021046 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · EVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 228 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:43 UTC
SALVADOR SCOT REVP & CHIEF LENDING OFFICER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 957 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021045 · doc1.xml · derivative · entry 6

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:43 UTC
SALVADOR SCOT REVP & CHIEF LENDING OFFICER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 683 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021045 · doc1.xml · derivative · entry 5

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682

Underlying: COMMON STOCK · 683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:43 UTC
SALVADOR SCOT REVP & CHIEF LENDING OFFICER
Disposition to issuerCOMMON STOCK 957 $33.40 $31,963.80
Disclosure

SEC source: 0001567619-21-021045 · doc1.xml · nonDerivative · entry 4

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,579

F4 · shares: Reflects cash settlement of 957 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:43 UTC
SALVADOR SCOT REVP & CHIEF LENDING OFFICER
Exercise / conversionCOMMON STOCK 957 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021045 · doc1.xml · nonDerivative · entry 3

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects cash settlement of 957 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:43 UTC
SALVADOR SCOT REVP & CHIEF LENDING OFFICER
Disposition to issuerCOMMON STOCK 683 $33.40 $22,812.20
Disclosure

SEC source: 0001567619-21-021045 · doc1.xml · nonDerivative · entry 2

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,579

F1 · shares: Reflects cash settlement of 683 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:43 UTC
SALVADOR SCOT REVP & CHIEF LENDING OFFICER
Exercise / conversionCOMMON STOCK 683 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021045 · doc1.xml · nonDerivative · entry 1

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 683 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:39 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 262 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021044 · doc1.xml · derivative · entry 6

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:39 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 683 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021044 · doc1.xml · derivative · entry 5

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682

Underlying: COMMON STOCK · 683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:39 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Disposition to issuerCOMMON STOCK 262 $33.40 $8,750.80
Disclosure

SEC source: 0001567619-21-021044 · doc1.xml · nonDerivative · entry 4

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,720

F4 · shares: Reflects cash settlement of 262 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:39 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionCOMMON STOCK 262 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021044 · doc1.xml · nonDerivative · entry 3

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects cash settlement of 262 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:39 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Disposition to issuerCOMMON STOCK 683 $33.40 $22,812.20
Disclosure

SEC source: 0001567619-21-021044 · doc1.xml · nonDerivative · entry 2

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,720

F1 · shares: Reflects cash settlement of 683 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:39 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionCOMMON StOCK 683 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021044 · doc1.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 683 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:33 UTC
MCCORMICK ROBERT JDirector · CHAIRMAN, PRESIDENT & CEO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,740 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021041 · doc1.xml · derivative · entry 7

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:33 UTC
MCCORMICK ROBERT JDirector · CHAIRMAN, PRESIDENT & CEO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 2,199 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021041 · doc1.xml · derivative · entry 6

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: COMMON STOCK · 2,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:33 UTC
MCCORMICK ROBERT JDirector · CHAIRMAN, PRESIDENT & CEO
Disposition to issuerCOMMON STOCK 1,740 $33.40 $58,116.00
Disclosure

SEC source: 0001567619-21-021041 · doc1.xml · nonDerivative · entry 4

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,550

F4 · shares: Reflects cash settlement of 1,740 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:33 UTC
MCCORMICK ROBERT JDirector · CHAIRMAN, PRESIDENT & CEO
Exercise / conversionCOMMON STOCK 1,740 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021041 · doc1.xml · nonDerivative · entry 3

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects cash settlement of 1,740 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:33 UTC
MCCORMICK ROBERT JDirector · CHAIRMAN, PRESIDENT & CEO
Disposition to issuerCOMMON STOCK 2,199 $33.40 $73,446.60
Disclosure

SEC source: 0001567619-21-021041 · doc1.xml · nonDerivative · entry 2

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,550

F1 · shares: Reflects cash settlement of 2,199 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:33 UTC
MCCORMICK ROBERT JDirector · CHAIRMAN, PRESIDENT & CEO
Exercise / conversionCOMMON STOCK 2,199 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021041 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · Director · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 2,199 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:30 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 132 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021039 · doc1.xml · derivative · entry 4

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 132 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:30 UTC Disposition to issuerCOMMON STOCK 132 $33.40 $4,408.80
Disclosure

SEC source: 0001567619-21-021039 · doc1.xml · nonDerivative · entry 2

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,380

F1 · shares: Reflects cash settlement of 132 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:30 UTC Exercise / conversionCOMMON STOCK 132 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021039 · doc1.xml · nonDerivative · entry 1

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 132 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:25 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 132 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021036 · doc1.xml · derivative · entry 4

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 132 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:25 UTC Disposition to issuerCOMMON STOCK 132 $33.40 $4,408.80
Disclosure

SEC source: 0001567619-21-021036 · doc1.xml · nonDerivative · entry 2

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,582

F1 · shares: Reflects cash settlement of 132 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:25 UTC Exercise / conversionCOMMON STOCK 132 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021036 · doc1.xml · nonDerivative · entry 1

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 132 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:22 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 132 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021034 · doc1.xml · derivative · entry 3

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 132 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:22 UTC Disposition to issuerCOMMON STOCK 132 $33.40 $4,408.80
Disclosure

SEC source: 0001567619-21-021034 · doc1.xml · nonDerivative · entry 2

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,053

F1 · shares: Reflects cash settlement of 132 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:22 UTC Exercise / conversionCOMMON STOCK 132 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021034 · doc1.xml · nonDerivative · entry 1

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 132 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:19 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 957 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021032 · doc1.xml · derivative · entry 7

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F5 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F5 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:19 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,062 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021032 · doc1.xml · derivative · entry 6

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062

Underlying: COMMON STOCK · 1,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:19 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Disposition to issuerCOMMON STOCK 957 $33.40 $31,963.80
Disclosure

SEC source: 0001567619-21-021032 · doc1.xml · nonDerivative · entry 4

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,049

F4 · shares: Reflects cash settlement of 957 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:19 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Exercise / conversionCOMMON STOCK 957 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021032 · doc1.xml · nonDerivative · entry 3

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects cash settlement of 957 restricted stock units that settled only for cash.

F5 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:19 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Disposition to issuerCOMMON STOCK 1,062 $33.40 $35,470.80
Disclosure

SEC source: 0001567619-21-021032 · doc1.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,049

F1 · shares: Reflects cash settlement of 1,062 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 20:19 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Exercise / conversionCOMMON STOCK 1,062 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021032 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 1,062 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.