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Interactive Strength, Inc.

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8371
SEC CIK
0001785056
Parsed reports
36

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 20, 2023 Filed Dec 23, 2023 01:57 UTC
Mulchandani Deepak ManuDirector · Chief Technology Officer
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0000950170-23-072784 · ownership.xml · derivative · entry 1

Mulchandani Deepak Manu · CIK 0001961283 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 735,309

Underlying: Common Stock · 30,000 shares

Expires 2033-12-20

F1 · derivative.exercise_date: Represents an initial option to purchase 30,000 shares of common stock, subject to the reporting person's continued service with the Issuer as a service provider through the applicable vesting date.

Read SEC document
December 20, 2023 Filed Dec 23, 2023 01:55 UTC
Madigan MichaelChief Financial Officer
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0000950170-23-072783 · ownership.xml · derivative · entry 1

Madigan Michael · CIK 0001961269 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,965

Underlying: Common Stock · 60,000 shares

Expires 2033-12-20

F1 · derivative.exercise_date: Represents an initial option to purchase 60,000 shares of common stock, subject to the reporting person's continued service with the Issuer as a service provider through the applicable vesting date.

Read SEC document
December 20, 2023 Filed Dec 23, 2023 01:52 UTC
Ward Trent AlexanderDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0000950170-23-072780 · ownership.xml · derivative · entry 1

Ward Trent Alexander · CIK 0001961259 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,036,001

Underlying: Common Stock · 30,000 shares

Expires 2033-12-20

F1 · derivative.exercise_date: Represents an initial option to purchase 30,000 shares of common stock, subject to the reporting person's continued service with the Issuer as a service provider through the applicable vesting date.

Read SEC document
December 20, 2023 Filed Dec 22, 2023 21:43 UTC
Interactive Strength, Inc.Director · Chief Technology Officer
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0000950170-23-072694 · ownership.xml · derivative · entry 1

Interactive Strength, Inc. · CIK 0001785056 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 735,309

Underlying: Common Stock · 30,000 shares

Expires 2033-12-20

F1 · derivative.exercise_date: Represents an initial option to purchase 30,000 shares of common stock, subject to the reporting person's continued service with the Issuer as a service provider through the applicable vesting date.

Read SEC document
December 20, 2023 Filed Dec 22, 2023 21:41 UTC
Interactive Strength, Inc.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0000950170-23-072690 · ownership.xml · derivative · entry 1

Interactive Strength, Inc. · CIK 0001785056 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,965

Underlying: Common Stock · 60,000 shares

Expires 2033-12-20

F1 · derivative.exercise_date: Represents an initial option to purchase 60,000 shares of common stock, subject to the reporting person's continued service with the Issuer as a service provider through the applicable vesting date.

Read SEC document
December 20, 2023 Filed Dec 22, 2023 21:39 UTC
Interactive Strength, Inc.Director · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0000950170-23-072687 · ownership.xml · derivative · entry 1

Interactive Strength, Inc. · CIK 0001785056 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,036,001

Underlying: Common Stock · 30,000 shares

Expires 2033-12-20

F1 · derivative.exercise_date: Represents an initial option to purchase 30,000 shares of common stock, subject to the reporting person's continued service with the Issuer as a service provider through the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 19:45 UTC GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $4.86 $0.00
Disclosure

SEC source: 0000899243-23-015141 · doc4.xml · derivative · entry 1

Weaver Aaron Ngoc Dung · CIK 0001961347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,401

Underlying: Common Stock · 60,000 shares

Expires 2033-06-07

F1 · derivative.exercise_date: Represents an initial option to purchase 60,000 shares of common stock, vesting if and when the Issuer's per share price reaches certain milestones, subject to the reporting person's continued service with the Issuer as a director through the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 19:48 UTC GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $4.86 $0.00
Disclosure

SEC source: 0000899243-23-015142 · doc4.xml · derivative · entry 1

Bartok Touw Kirsten · CIK 0001845187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,401

Underlying: Common Stock · 60,000 shares

Expires 2033-06-07

F1 · derivative.exercise_date: Represents an initial option to purchase 60,000 shares of common stock, vesting if and when the Issuer's per share price reaches certain milestones, subject to the reporting person's continued service with the Issuer as a director through the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 19:43 UTC
Madigan MichaelChief Financial Officer
GrantStock Option (right to buy) · Derivative 32,500 $0.00 Strike: $4.86 $0.00
Disclosure

SEC source: 0000899243-23-015140 · doc4.xml · derivative · entry 1

Madigan Michael · CIK 0001961269 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,966

Underlying: Common Stock · 32,500 shares

Expires 2033-06-07

F1 · derivative.exercise_date: Represents an initial option to purchase 32,500 shares of common stock, vesting if and when the Issuer's per share price reaches certain milestones, subject to the reporting person's continued service with the Issuer as a service provider through the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 19:37 UTC
Mulchandani Deepak ManuDirector · Chief Technology Officer
GrantStock Option (right to buy) · Derivative 300,000 $0.00 Strike: $4.86 $0.00
Disclosure

SEC source: 0000899243-23-015137 · doc4.xml · derivative · entry 1

Mulchandani Deepak Manu · CIK 0001961283 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 705,309

Underlying: Common Stock · 300,000 shares

Expires 2033-06-07

F1 · derivative.exercise_date: Represents an initial option to purchase 300,000 shares of common stock, vesting if and when the Issuer's per share price reaches certain milestones, subject to the reporting person's continued service with the Issuer as a service provider through the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 19:32 UTC
Ward Trent AlexanderDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 500,000 $0.00 Strike: $4.86 $0.00
Disclosure

SEC source: 0000899243-23-015134 · doc4.xml · derivative · entry 1

Ward Trent Alexander · CIK 0001961259 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,006,001

Underlying: Common Stock · 500,000 shares

Expires 2033-06-07

F1 · derivative.exercise_date: Represents an initial option to purchase 500,000 shares of common stock, vesting if and when the Issuer's per share price reaches certain milestones, subject to the reporting person's continued service with the Issuer as a service provider through the applicable vesting date.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 14:54 UTC PurchaseCommon Stock 5,000 $5.22 $26,080.50
Disclosure

SEC source: 0001961921-23-000008 · primary_doc.xml · nonDerivative · entry 1

Wickens Bradley James · CIK 0001961921 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,704,891

Read SEC document
May 22, 2023 Filed May 23, 2023 10:26 UTC PurchaseCommon Stock 10,000 $5.52 $55,152.00
Disclosure

SEC source: 0001961921-23-000007 · primary_doc.xml · nonDerivative · entry 2

Wickens Bradley James · CIK 0001961921 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,699,891

Read SEC document
May 22, 2023 Filed May 23, 2023 10:26 UTC PurchaseCommon Stock 10,000 $5.91 $59,064.00
Disclosure

SEC source: 0001961921-23-000007 · primary_doc.xml · nonDerivative · entry 1

Wickens Bradley James · CIK 0001961921 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,689,891

Read SEC document
May 17, 2023 Filed May 19, 2023 10:15 UTC PurchaseCommon Stock 3,940 $3.98 $15,675.29
Disclosure

SEC source: 0001961921-23-000006 · primary_doc.xml · nonDerivative · entry 1

Wickens Bradley James · CIK 0001961921 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,679,891

Read SEC document
May 15, 2023 Filed May 16, 2023 11:54 UTC PurchaseCommon Stock 4,800 $3.81 $18,288.48
Disclosure

SEC source: 0001961921-23-000005 · primary_doc.xml · nonDerivative · entry 2

Wickens Bradley James · CIK 0001961921 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,675,951

Read SEC document
May 12, 2023 Filed May 16, 2023 11:54 UTC PurchaseCommon Stock 20,200 $3.55 $71,643.34
Disclosure

SEC source: 0001961921-23-000005 · primary_doc.xml · nonDerivative · entry 1

Wickens Bradley James · CIK 0001961921 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,671,151

Read SEC document
May 11, 2023 Filed May 12, 2023 14:37 UTC PurchaseCommon Stock 4,350 $4.05 $17,617.50
Disclosure

SEC source: 0001961921-23-000004 · primary_doc.xml · nonDerivative · entry 2

Wickens Bradley James · CIK 0001961921 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,650,951

Read SEC document
May 10, 2023 Filed May 12, 2023 14:37 UTC PurchaseCommon Stock 5,650 $4.00 $22,617.52
Disclosure

SEC source: 0001961921-23-000004 · primary_doc.xml · nonDerivative · entry 1

Wickens Bradley James · CIK 0001961921 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,646,601

Read SEC document
May 09, 2023 Filed May 10, 2023 21:15 UTC PurchaseCommon Stock 12,300 $3.96 $48,762.12
Disclosure

SEC source: 0001961921-23-000003 · primary_doc.xml · nonDerivative · entry 1

Wickens Bradley James · CIK 0001961921 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,640,951

Read SEC document
May 02, 2023 Filed May 2, 2023 22:37 UTC ConversionConvertible Promissory Note · Derivative Not disclosed $0.00 Strike: $8.00 $40,000.00
Disclosure

SEC source: 0000899243-23-012012 · doc4.xml · derivative · entry 5

Bartok Touw Kirsten · CIK 0001845187 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Touw Family Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 5,139 shares

Expires 2023-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 2, 2023 22:37 UTC OtherWarrant to purchase common stock · Derivative 839 $0.00 Strike: $0.02 $0.00
Disclosure

SEC source: 0000899243-23-012012 · doc4.xml · derivative · entry 4

Bartok Touw Kirsten · CIK 0001845187 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Touw Family Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 839 shares

Expires 2023-11-13

Read SEC document
May 02, 2023 Filed May 2, 2023 22:37 UTC ConversionCommon Stock 5,139 $8.00 $41,112.00
Disclosure

SEC source: 0000899243-23-012012 · doc4.xml · nonDerivative · entry 3

Bartok Touw Kirsten · CIK 0001845187 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Touw Family Revocable Trust

Disclosed balance after: 12,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Consists of shares of common stock issued pursuant to the conversion of a convertible promissory note (the "Note") executed by the Issuer in favor of the reporting person in the principal amount of $40,000, which automatically converted into shares of common stock immediately prior to the closing of the IPO, based on the outstanding principal amount of the Note and accrued interest divided by the IPO price of $8.00 per share.

Read SEC document
May 02, 2023 Filed May 2, 2023 22:37 UTC SaleCommon Stock 2 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-012012 · doc4.xml · nonDerivative · entry 2

Bartok Touw Kirsten · CIK 0001845187 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Touw Family Revocable Trust

Disclosed balance after: 7,033

F1 · kind: Consists of shares of common stock issued pursuant to the automatic net exercise of a warrant to purchase 839 shares of common stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), resulting in the withholding of 2 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 837 shares.

F1 · price: Consists of shares of common stock issued pursuant to the automatic net exercise of a warrant to purchase 839 shares of common stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), resulting in the withholding of 2 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 837 shares.

Read SEC document
May 02, 2023 Filed May 2, 2023 22:37 UTC OtherCommon Stock 839 $0.02 $12.59
Disclosure

SEC source: 0000899243-23-012012 · doc4.xml · nonDerivative · entry 1

Bartok Touw Kirsten · CIK 0001845187 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Touw Family Revocable Trust

Disclosed balance after: 7,035

F1 · kind: Consists of shares of common stock issued pursuant to the automatic net exercise of a warrant to purchase 839 shares of common stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), resulting in the withholding of 2 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 837 shares.

Read SEC document
May 02, 2023 Filed May 2, 2023 19:10 UTC ConversionConvertible Promissory Note · Derivative 5,139 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001961921-23-000002 · primary_doc.xml · derivative · entry 7

Wickens Bradley James · CIK 0001961921 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,006 shares

Expires 2023-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 2, 2023 19:10 UTC OtherWarrant to purchase Common Stock · Derivative 6,874 $0.00 Strike: $0.02 $0.00
Disclosure

SEC source: 0001961921-23-000002 · primary_doc.xml · derivative · entry 6

Wickens Bradley James · CIK 0001961921 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,874 shares

Expires 2023-11-13

Read SEC document
May 02, 2023 Filed May 2, 2023 19:10 UTC PurchaseCommon Stock 20,000 $6.21 $124,180.00
Disclosure

SEC source: 0001961921-23-000002 · primary_doc.xml · nonDerivative · entry 5

Wickens Bradley James · CIK 0001961921 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,628,651

Read SEC document
May 02, 2023 Filed May 2, 2023 19:10 UTC PurchaseCommon Stock 31,250 $8.35 $260,937.50
Disclosure

SEC source: 0001961921-23-000002 · primary_doc.xml · nonDerivative · entry 4

Wickens Bradley James · CIK 0001961921 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,608,651

Read SEC document
May 02, 2023 Filed May 2, 2023 19:10 UTC ConversionCommon Stock 42,006 $8.00 $336,048.00
Disclosure

SEC source: 0001961921-23-000002 · primary_doc.xml · nonDerivative · entry 3

Wickens Bradley James · CIK 0001961921 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,577,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 2, 2023 19:10 UTC SaleCommon Stock 13 $1.00 $13.00
Disclosure

SEC source: 0001961921-23-000002 · primary_doc.xml · nonDerivative · entry 2

Wickens Bradley James · CIK 0001961921 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,535,395

Read SEC document
May 02, 2023 Filed May 2, 2023 19:10 UTC OtherCommon Stock 6,874 $0.02 $103.11
Disclosure

SEC source: 0001961921-23-000002 · primary_doc.xml · nonDerivative · entry 1

Wickens Bradley James · CIK 0001961921 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,535,408

Read SEC document
May 02, 2023 Filed May 4, 2023 21:31 UTC
block.one10% owner
Yuan Kokuei10% owner
Bliss Andrew10% owner
ConversionConvertible Notes · Derivative Not disclosed $0.00 $1,178,308.92
Disclosure

SEC source: 0000950103-23-006869 · dp193341_4-blockone.xml · derivative · entry 6

block.one Investments 1 · CIK 0001974190 · 10% owner

block.one · CIK 0001810737 · 10% owner

Blumer Brendan Francis · CIK 0001955357 · 10% owner

Yuan Kokuei · CIK 0001974189 · 10% owner

Bliss Andrew · CIK 0001974191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 147,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Reflects the automatic withholding of shares of Common Stock by the Issuer upon the automatic net conversion of the Warrants on the closing of the IPO pursuant to the terms of the Warrants at the IPO price of $8.00 per share.

F3 · derivative.exercise_price: Reflects the automatic withholding of shares of Common Stock by the Issuer upon the automatic net conversion of the Warrants on the closing of the IPO pursuant to the terms of the Warrants at the IPO price of $8.00 per share.

F3 · reported_value: Reflects the automatic withholding of shares of Common Stock by the Issuer upon the automatic net conversion of the Warrants on the closing of the IPO pursuant to the terms of the Warrants at the IPO price of $8.00 per share.

F4 · derivative.exercise_date: Reflects the exempt automatic conversion pursuant to Rule 16b-6 of convertible note of the Issuer (the "Convertible Note") held by Investments 1 upon the closing of the IPO into a number of shares of Common Stock equal to (i) the aggregate principal amount, plus accrued and unpaid interest, owing under such Convertible Notice through May 2, 2023 ($1,178,308.92) and (ii) $8.00 (the IPO price per share of Common Stock). The Convertible Notes were issued to Investments 1 on November 13, 2022 and have a maturity date of November 13, 2023.

F4 · derivative.expiration_date: Reflects the exempt automatic conversion pursuant to Rule 16b-6 of convertible note of the Issuer (the "Convertible Note") held by Investments 1 upon the closing of the IPO into a number of shares of Common Stock equal to (i) the aggregate principal amount, plus accrued and unpaid interest, owing under such Convertible Notice through May 2, 2023 ($1,178,308.92) and (ii) $8.00 (the IPO price per share of Common Stock). The Convertible Notes were issued to Investments 1 on November 13, 2022 and have a maturity date of November 13, 2023.

F3 · derivative.underlying_shares: Reflects the automatic withholding of shares of Common Stock by the Issuer upon the automatic net conversion of the Warrants on the closing of the IPO pursuant to the terms of the Warrants at the IPO price of $8.00 per share.

F5 · ownership.nature: Investments 1 is a wholly-owned subsidiary of block.one. Each of Kokuei Yuan and Andrew Bliss are directors of Investments 1. Each of Brendan Francis Blumer and Messrs. Yuan and Bliss are directors of block.one.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 02, 2023 Filed May 4, 2023 21:31 UTC
block.one10% owner
Yuan Kokuei10% owner
Bliss Andrew10% owner
ConversionWarrants · Derivative 24,046 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-006869 · dp193341_4-blockone.xml · derivative · entry 5

block.one Investments 1 · CIK 0001974190 · 10% owner

block.one · CIK 0001810737 · 10% owner

Blumer Brendan Francis · CIK 0001955357 · 10% owner

Yuan Kokuei · CIK 0001974189 · 10% owner

Bliss Andrew · CIK 0001974191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 24,046 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Reflects the exempt automatic conversion pursuant to Rule 16b-6 of warrants to purchase shares of Common Stock ("Warrants") on a net conversion basis upon the closing of the IPO into a number of shares of Common Stock determined based on the IPO price of $8.00 per share. The Warrants have an exercise price of $0.015 per share and expire at 5:00 p.m. Pacific Time on November 13, 2032 or such earlier date and time on which the Warrant ceases to be exercisable in accordance with the terms of the Warrant. The amount of Warrants reflected in this Form 4 corrects the number of Warrants held by Investments 1, which was incorrectly reported on the Form 3 filed by the Reporting Persons with the SEC on April 27, 2023 due to an inadvertent administrative error.

F2 · derivative.exercise_price: Reflects the exempt automatic conversion pursuant to Rule 16b-6 of warrants to purchase shares of Common Stock ("Warrants") on a net conversion basis upon the closing of the IPO into a number of shares of Common Stock determined based on the IPO price of $8.00 per share. The Warrants have an exercise price of $0.015 per share and expire at 5:00 p.m. Pacific Time on November 13, 2032 or such earlier date and time on which the Warrant ceases to be exercisable in accordance with the terms of the Warrant. The amount of Warrants reflected in this Form 4 corrects the number of Warrants held by Investments 1, which was incorrectly reported on the Form 3 filed by the Reporting Persons with the SEC on April 27, 2023 due to an inadvertent administrative error.

F2 · shares: Reflects the exempt automatic conversion pursuant to Rule 16b-6 of warrants to purchase shares of Common Stock ("Warrants") on a net conversion basis upon the closing of the IPO into a number of shares of Common Stock determined based on the IPO price of $8.00 per share. The Warrants have an exercise price of $0.015 per share and expire at 5:00 p.m. Pacific Time on November 13, 2032 or such earlier date and time on which the Warrant ceases to be exercisable in accordance with the terms of the Warrant. The amount of Warrants reflected in this Form 4 corrects the number of Warrants held by Investments 1, which was incorrectly reported on the Form 3 filed by the Reporting Persons with the SEC on April 27, 2023 due to an inadvertent administrative error.

F2 · derivative.exercise_date: Reflects the exempt automatic conversion pursuant to Rule 16b-6 of warrants to purchase shares of Common Stock ("Warrants") on a net conversion basis upon the closing of the IPO into a number of shares of Common Stock determined based on the IPO price of $8.00 per share. The Warrants have an exercise price of $0.015 per share and expire at 5:00 p.m. Pacific Time on November 13, 2032 or such earlier date and time on which the Warrant ceases to be exercisable in accordance with the terms of the Warrant. The amount of Warrants reflected in this Form 4 corrects the number of Warrants held by Investments 1, which was incorrectly reported on the Form 3 filed by the Reporting Persons with the SEC on April 27, 2023 due to an inadvertent administrative error.

F2 · derivative.expiration_date: Reflects the exempt automatic conversion pursuant to Rule 16b-6 of warrants to purchase shares of Common Stock ("Warrants") on a net conversion basis upon the closing of the IPO into a number of shares of Common Stock determined based on the IPO price of $8.00 per share. The Warrants have an exercise price of $0.015 per share and expire at 5:00 p.m. Pacific Time on November 13, 2032 or such earlier date and time on which the Warrant ceases to be exercisable in accordance with the terms of the Warrant. The amount of Warrants reflected in this Form 4 corrects the number of Warrants held by Investments 1, which was incorrectly reported on the Form 3 filed by the Reporting Persons with the SEC on April 27, 2023 due to an inadvertent administrative error.

F5 · ownership.nature: Investments 1 is a wholly-owned subsidiary of block.one. Each of Kokuei Yuan and Andrew Bliss are directors of Investments 1. Each of Brendan Francis Blumer and Messrs. Yuan and Bliss are directors of block.one.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 02, 2023 Filed May 4, 2023 21:31 UTC
block.one10% owner
Yuan Kokuei10% owner
Bliss Andrew10% owner
ConversionCommon Stock 147,288 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-23-006869 · dp193341_4-blockone.xml · nonDerivative · entry 4

block.one Investments 1 · CIK 0001974190 · 10% owner

block.one · CIK 0001810737 · 10% owner

Blumer Brendan Francis · CIK 0001955357 · 10% owner

Yuan Kokuei · CIK 0001974189 · 10% owner

Bliss Andrew · CIK 0001974191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,376,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Reflects the exempt automatic conversion pursuant to Rule 16b-6 of convertible note of the Issuer (the "Convertible Note") held by Investments 1 upon the closing of the IPO into a number of shares of Common Stock equal to (i) the aggregate principal amount, plus accrued and unpaid interest, owing under such Convertible Notice through May 2, 2023 ($1,178,308.92) and (ii) $8.00 (the IPO price per share of Common Stock). The Convertible Notes were issued to Investments 1 on November 13, 2022 and have a maturity date of November 13, 2023.

F4 · shares: Reflects the exempt automatic conversion pursuant to Rule 16b-6 of convertible note of the Issuer (the "Convertible Note") held by Investments 1 upon the closing of the IPO into a number of shares of Common Stock equal to (i) the aggregate principal amount, plus accrued and unpaid interest, owing under such Convertible Notice through May 2, 2023 ($1,178,308.92) and (ii) $8.00 (the IPO price per share of Common Stock). The Convertible Notes were issued to Investments 1 on November 13, 2022 and have a maturity date of November 13, 2023.

F4 · price: Reflects the exempt automatic conversion pursuant to Rule 16b-6 of convertible note of the Issuer (the "Convertible Note") held by Investments 1 upon the closing of the IPO into a number of shares of Common Stock equal to (i) the aggregate principal amount, plus accrued and unpaid interest, owing under such Convertible Notice through May 2, 2023 ($1,178,308.92) and (ii) $8.00 (the IPO price per share of Common Stock). The Convertible Notes were issued to Investments 1 on November 13, 2022 and have a maturity date of November 13, 2023.

F5 · ownership.nature: Investments 1 is a wholly-owned subsidiary of block.one. Each of Kokuei Yuan and Andrew Bliss are directors of Investments 1. Each of Brendan Francis Blumer and Messrs. Yuan and Bliss are directors of block.one.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 02, 2023 Filed May 4, 2023 21:31 UTC
block.one10% owner
Yuan Kokuei10% owner
Bliss Andrew10% owner
OtherCommon Stock 46 $8.00 $368.00
Disclosure

SEC source: 0000950103-23-006869 · dp193341_4-blockone.xml · nonDerivative · entry 3

block.one Investments 1 · CIK 0001974190 · 10% owner

block.one · CIK 0001810737 · 10% owner

Blumer Brendan Francis · CIK 0001955357 · 10% owner

Yuan Kokuei · CIK 0001974189 · 10% owner

Bliss Andrew · CIK 0001974191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,229,491

F3 · kind: Reflects the automatic withholding of shares of Common Stock by the Issuer upon the automatic net conversion of the Warrants on the closing of the IPO pursuant to the terms of the Warrants at the IPO price of $8.00 per share.

F3 · shares: Reflects the automatic withholding of shares of Common Stock by the Issuer upon the automatic net conversion of the Warrants on the closing of the IPO pursuant to the terms of the Warrants at the IPO price of $8.00 per share.

F3 · price: Reflects the automatic withholding of shares of Common Stock by the Issuer upon the automatic net conversion of the Warrants on the closing of the IPO pursuant to the terms of the Warrants at the IPO price of $8.00 per share.

F5 · ownership.nature: Investments 1 is a wholly-owned subsidiary of block.one. Each of Kokuei Yuan and Andrew Bliss are directors of Investments 1. Each of Brendan Francis Blumer and Messrs. Yuan and Bliss are directors of block.one.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 02, 2023 Filed May 4, 2023 21:31 UTC
block.one10% owner
Yuan Kokuei10% owner
Bliss Andrew10% owner
ConversionCommon Stock 24,046 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-23-006869 · dp193341_4-blockone.xml · nonDerivative · entry 2

block.one Investments 1 · CIK 0001974190 · 10% owner

block.one · CIK 0001810737 · 10% owner

Blumer Brendan Francis · CIK 0001955357 · 10% owner

Yuan Kokuei · CIK 0001974189 · 10% owner

Bliss Andrew · CIK 0001974191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,229,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Reflects the exempt automatic conversion pursuant to Rule 16b-6 of warrants to purchase shares of Common Stock ("Warrants") on a net conversion basis upon the closing of the IPO into a number of shares of Common Stock determined based on the IPO price of $8.00 per share. The Warrants have an exercise price of $0.015 per share and expire at 5:00 p.m. Pacific Time on November 13, 2032 or such earlier date and time on which the Warrant ceases to be exercisable in accordance with the terms of the Warrant. The amount of Warrants reflected in this Form 4 corrects the number of Warrants held by Investments 1, which was incorrectly reported on the Form 3 filed by the Reporting Persons with the SEC on April 27, 2023 due to an inadvertent administrative error.

F2 · shares: Reflects the exempt automatic conversion pursuant to Rule 16b-6 of warrants to purchase shares of Common Stock ("Warrants") on a net conversion basis upon the closing of the IPO into a number of shares of Common Stock determined based on the IPO price of $8.00 per share. The Warrants have an exercise price of $0.015 per share and expire at 5:00 p.m. Pacific Time on November 13, 2032 or such earlier date and time on which the Warrant ceases to be exercisable in accordance with the terms of the Warrant. The amount of Warrants reflected in this Form 4 corrects the number of Warrants held by Investments 1, which was incorrectly reported on the Form 3 filed by the Reporting Persons with the SEC on April 27, 2023 due to an inadvertent administrative error.

F2 · price: Reflects the exempt automatic conversion pursuant to Rule 16b-6 of warrants to purchase shares of Common Stock ("Warrants") on a net conversion basis upon the closing of the IPO into a number of shares of Common Stock determined based on the IPO price of $8.00 per share. The Warrants have an exercise price of $0.015 per share and expire at 5:00 p.m. Pacific Time on November 13, 2032 or such earlier date and time on which the Warrant ceases to be exercisable in accordance with the terms of the Warrant. The amount of Warrants reflected in this Form 4 corrects the number of Warrants held by Investments 1, which was incorrectly reported on the Form 3 filed by the Reporting Persons with the SEC on April 27, 2023 due to an inadvertent administrative error.

F5 · ownership.nature: Investments 1 is a wholly-owned subsidiary of block.one. Each of Kokuei Yuan and Andrew Bliss are directors of Investments 1. Each of Brendan Francis Blumer and Messrs. Yuan and Bliss are directors of block.one.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 02, 2023 Filed May 4, 2023 21:31 UTC
block.one10% owner
Yuan Kokuei10% owner
Bliss Andrew10% owner
PurchaseCommon Stock 187,500 $8.00 $1,500,000.00
Disclosure

SEC source: 0000950103-23-006869 · dp193341_4-blockone.xml · nonDerivative · entry 1

block.one Investments 1 · CIK 0001974190 · 10% owner

block.one · CIK 0001810737 · 10% owner

Blumer Brendan Francis · CIK 0001955357 · 10% owner

Yuan Kokuei · CIK 0001974189 · 10% owner

Bliss Andrew · CIK 0001974191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,205,491

F1 · kind: Reflects the purchase of shares of common stock of the Issuer ("Common Stock") by block.one Investments 1 ("Investments 1") from the Issuer upon the closing of the Issuer's Initial Public Offering ("IPO") at the IPO price of $8.00 per share.

F1 · shares: Reflects the purchase of shares of common stock of the Issuer ("Common Stock") by block.one Investments 1 ("Investments 1") from the Issuer upon the closing of the Issuer's Initial Public Offering ("IPO") at the IPO price of $8.00 per share.

F1 · price: Reflects the purchase of shares of common stock of the Issuer ("Common Stock") by block.one Investments 1 ("Investments 1") from the Issuer upon the closing of the Issuer's Initial Public Offering ("IPO") at the IPO price of $8.00 per share.

F5 · ownership.nature: Investments 1 is a wholly-owned subsidiary of block.one. Each of Kokuei Yuan and Andrew Bliss are directors of Investments 1. Each of Brendan Francis Blumer and Messrs. Yuan and Bliss are directors of block.one.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 28, 2023 Filed Apr 28, 2023 22:45 UTC GrantStock Option (right to buy) · Derivative 52,401 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0000899243-23-011903 · doc4.xml · derivative · entry 1

Weaver Aaron Ngoc Dung · CIK 0001961347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,401

Underlying: Common Stock · 52,401 shares

Expires 2033-04-28

F1 · derivative.exercise_date: Represents an initial option to purchase 52,401 shares of common stock, vesting in equal annual installments over three years, subject to the reporting person's continued service with the Issuer as a director through the applicable vesting date.

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April 28, 2023 Filed Apr 28, 2023 22:44 UTC GrantStock Option (right to buy) · Derivative 52,401 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0000899243-23-011902 · doc4.xml · derivative · entry 1

Bartok Touw Kirsten · CIK 0001845187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,401

Underlying: Common Stock · 52,401 shares

Expires 2033-04-28

F1 · derivative.exercise_date: Represents an initial option to purchase 52,401 shares of common stock, vesting in equal annual installments over three years, subject to the reporting person's continued service with the Issuer as a director through the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.