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TRN

TRINITY INDUSTRIES INC

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4439
SEC CIK
0000099780
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485

Last 12 months

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0 purchase rows · 1 sale rows

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 07, 2018 Filed Nov 8, 2018 21:44 UTC
Savage JeanDirector
GrantCommon Stock 2,902 $0.00 $0.00
Disclosure

SEC source: 0000099780-18-000199 · edgar.xml · nonDerivative · entry 1

Savage Jean · CIK 0001757673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,902

Read SEC document
September 30, 2018 Filed Oct 2, 2018 21:01 UTC GrantTrinity Phantom Stock Units · Derivative 85 $36.64 Strike: $0.00 $3,114.40
Disclosure

SEC source: 0000099780-18-000165 · edgar.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,960

Underlying: Common Stock · 85 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:59 UTC
Lovett Melendy ESVP & Chief Admin Officer
GrantTrinity Phantom Stock Units · Derivative 37 $36.64 Strike: $0.00 $1,355.68
Disclosure

SEC source: 0000099780-18-000164 · edgar.xml · derivative · entry 1

Lovett Melendy E · CIK 0001289486 · SVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,543

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:55 UTC GrantTrinity Phantom Stock Units · Derivative 158 $36.64 Strike: $0.00 $5,789.12
Disclosure

SEC source: 0000099780-18-000162 · edgar.xml · derivative · entry 1

ECHOLS LELDON E · CIK 0001116073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,730

Underlying: Common Stock · 158 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:53 UTC
Carrillo AntonioDirector · Senior Vice President
GrantTrinity Phantom Stock Units · Derivative 17 $36.64 Strike: $0.00 $622.88
Disclosure

SEC source: 0000099780-18-000161 · edgar.xml · derivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,690

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:57 UTC GrantTrinity Phantom Stock Units · Derivative 179 $36.64 Strike: $0.00 $6,558.56
Disclosure

SEC source: 0000099780-18-000163 · edgar.xml · derivative · entry 1

GAFFORD RONALD J · CIK 0001222591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,907

Underlying: Common Stock · 179 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:50 UTC GrantTrinity Phantom Stock Units · Derivative 355 $36.64 Strike: $0.00 $13,007.20
Disclosure

SEC source: 0000099780-18-000160 · edgar.xml · derivative · entry 1

BIEGLER DAVID W · CIK 0001222590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,888

Underlying: Common Stock · 355 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:47 UTC
ADAMS JOHN LDirector
GrantTrinity Phantom Stock Units · Derivative 432 $36.64 Strike: $0.00 $15,828.48
Disclosure

SEC source: 0000099780-18-000159 · edgar.xml · derivative · entry 1

ADAMS JOHN L · CIK 0001196980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,353

Underlying: Common Stock · 432 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 18:24 UTC GrantTrinity Phantom Stock Units · Derivative 90 $34.26 Strike: $0.00 $3,083.40
Disclosure

SEC source: 0000099780-18-000130 · edgar.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,875

Underlying: Common Stock · 90 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 18:22 UTC
Lovett Melendy ESVP & Chief Admin Officer
GrantTrinity Phantom Stock Units · Derivative 40 $34.26 Strike: $0.00 $1,370.40
Disclosure

SEC source: 0000099780-18-000129 · edgar.xml · derivative · entry 1

Lovett Melendy E · CIK 0001289486 · SVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,506

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 18:18 UTC GrantTrinity Phantom Stock Units · Derivative 169 $34.26 Strike: $0.00 $5,789.94
Disclosure

SEC source: 0000099780-18-000127 · edgar.xml · derivative · entry 1

ECHOLS LELDON E · CIK 0001116073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,572

Underlying: Common Stock · 169 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 18:20 UTC GrantTrinity Phantom Stock Units · Derivative 192 $34.26 Strike: $0.00 $6,577.92
Disclosure

SEC source: 0000099780-18-000128 · edgar.xml · derivative · entry 1

GAFFORD RONALD J · CIK 0001222591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,728

Underlying: Common Stock · 192 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 18:16 UTC
Carrillo AntonioDirector · Senior Vice President
GrantTrinity Phantom Stock Units · Derivative 18 $34.26 Strike: $0.00 $616.68
Disclosure

SEC source: 0000099780-18-000126 · edgar.xml · derivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,673

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 18:14 UTC GrantTrinity Phantom Stock Units · Derivative 306 $34.26 Strike: $0.00 $10,483.56
Disclosure

SEC source: 0000099780-18-000125 · edgar.xml · derivative · entry 1

BIEGLER DAVID W · CIK 0001222590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,533

Underlying: Common Stock · 306 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 18:11 UTC
ADAMS JOHN LDirector
GrantTrinity Phantom Stock Units · Derivative 373 $34.26 Strike: $0.00 $12,778.98
Disclosure

SEC source: 0000099780-18-000124 · edgar.xml · derivative · entry 1

ADAMS JOHN L · CIK 0001196980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,921

Underlying: Common Stock · 373 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:32 UTC
WALLACE TIMOTHY RDirector · Chairman, CEO & President
Tax withholdingCommon Stock 6,237 $35.31 $220,228.47
Disclosure

SEC source: 0000099780-18-000103 · edgar.xml · nonDerivative · entry 2

WALLACE TIMOTHY R · CIK 0001195484 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,713,639

Read SEC document
May 15, 2018 Filed May 16, 2018 20:30 UTC
RICE S THEISSenior Vice President
Tax withholdingCommon Stock 562 $35.31 $19,844.22
Disclosure

SEC source: 0000099780-18-000102 · edgar.xml · nonDerivative · entry 2

RICE S THEIS · CIK 0001199855 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,060

Read SEC document
May 15, 2018 Filed May 16, 2018 20:28 UTC
Perry James ESenior Vice President & CFO
Tax withholdingCommon Stock 1,677 $35.31 $59,214.87
Disclosure

SEC source: 0000099780-18-000101 · edgar.xml · nonDerivative · entry 2

Perry James E · CIK 0001323684 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,394

Read SEC document
May 15, 2018 Filed May 16, 2018 20:26 UTC
Lovett Melendy ESVP & Chief Admin Officer
Tax withholdingCommon Stock 497 $35.31 $17,549.07
Disclosure

SEC source: 0000099780-18-000100 · edgar.xml · nonDerivative · entry 1

Lovett Melendy E · CIK 0001289486 · SVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,514

Read SEC document
May 15, 2018 Filed May 16, 2018 20:24 UTC
Henderson Mary EVice President & CAO
Tax withholdingCommon Stock 314 $35.31 $11,087.34
Disclosure

SEC source: 0000099780-18-000099 · edgar.xml · nonDerivative · entry 2

Henderson Mary E · CIK 0001463367 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,096

Read SEC document
May 07, 2018 Filed May 9, 2018 20:30 UTC GrantTrinity Stock Units · Derivative 3,966 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000099780-18-000093 · edgar.xml · derivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,966

Underlying: Common Stock · 3,966 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:28 UTC GrantTrinity Stock Units · Derivative 3,966 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000099780-18-000092 · edgar.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,966

Underlying: Common Stock · 3,966 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:27 UTC GrantTrinity Stock Units · Derivative 3,966 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000099780-18-000091 · edgar.xml · derivative · entry 1

MATTHEWS CHARLES W · CIK 0001199008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,966

Underlying: Common Stock · 3,966 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:25 UTC GrantCommon Stock 3,966 $0.00 $0.00
Disclosure

SEC source: 0000099780-18-000090 · edgar.xml · nonDerivative · entry 1

GAFFORD RONALD J · CIK 0001222591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,417

Read SEC document
May 07, 2018 Filed May 9, 2018 20:23 UTC GrantCommon Stock 3,966 $0.00 $0.00
Disclosure

SEC source: 0000099780-18-000089 · edgar.xml · nonDerivative · entry 1

ECHOLS LELDON E · CIK 0001116073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,723

Read SEC document
May 07, 2018 Filed May 9, 2018 20:21 UTC GrantCommon Stock 3,966 $0.00 $0.00
Disclosure

SEC source: 0000099780-18-000088 · edgar.xml · nonDerivative · entry 1

BIEGLER DAVID W · CIK 0001222590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,217

Read SEC document
May 07, 2018 Filed May 9, 2018 20:19 UTC
BEST RHYS JDirector
GrantCommon Stock 3,966 $0.00 $0.00
Disclosure

SEC source: 0000099780-18-000087 · edgar.xml · nonDerivative · entry 1

BEST RHYS J · CIK 0001218738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,223

Read SEC document
May 07, 2018 Filed May 9, 2018 20:17 UTC
ADAMS JOHN LDirector
GrantCommon Stock 3,966 $0.00 $0.00
Disclosure

SEC source: 0000099780-18-000086 · edgar.xml · nonDerivative · entry 1

ADAMS JOHN L · CIK 0001196980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,055

Read SEC document
May 07, 2018 Filed May 9, 2018 20:16 UTC
WALLACE TIMOTHY RDirector · Chairman, CEO & President
GrantCommon Stock 54,454 $0.00 $0.00
Disclosure

SEC source: 0000099780-18-000085 · edgar.xml · nonDerivative · entry 2

WALLACE TIMOTHY R · CIK 0001195484 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,719,876

F1 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2021 and 50% on May 15, 2022.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:14 UTC
RICE S THEISSenior Vice President
GrantCommon Stock 8,237 $0.00 $0.00
Disclosure

SEC source: 0000099780-18-000084 · edgar.xml · nonDerivative · entry 2

RICE S THEIS · CIK 0001199855 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,622

F1 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2021 and 50% on May 15, 2022.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:12 UTC
Perry James ESenior Vice President & CFO
GrantCommon Stock 15,864 $0.00 $0.00
Disclosure

SEC source: 0000099780-18-000083 · edgar.xml · nonDerivative · entry 2

Perry James E · CIK 0001323684 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,071

F1 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2021 and 50% on May 15, 2022.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:10 UTC
Lovett Melendy ESVP & Chief Admin Officer
GrantCommon Stock 7,932 $0.00 $0.00
Disclosure

SEC source: 0000099780-18-000082 · edgar.xml · nonDerivative · entry 2

Lovett Melendy E · CIK 0001289486 · SVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,011

F2 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2021 and 50% on May 15, 2022.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:10 UTC
Lovett Melendy ESVP & Chief Admin Officer
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000099780-18-000082 · edgar.xml · nonDerivative · entry 1

Lovett Melendy E · CIK 0001289486 · SVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,079

F1 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 1/3 per year on May 15, 2021, 2022, and 2023.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:08 UTC
Henderson Mary EVice President & CAO
GrantCommon Stock 2,807 $0.00 $0.00
Disclosure

SEC source: 0000099780-18-000081 · edgar.xml · nonDerivative · entry 2

Henderson Mary E · CIK 0001463367 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,410

F1 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2021 and 50% on May 15, 2022.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:05 UTC
Carrillo AntonioDirector · Senior Vice President
GrantCommon Stock 41,489 $0.00 $0.00
Disclosure

SEC source: 0000099780-18-000080 · edgar.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,489

F1 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2021 and 50% on May 15, 2022.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 16:03 UTC GrantTrinity Phantom Stock Units · Derivative 94 $32.63 Strike: $0.00 $3,067.22
Disclosure

SEC source: 0000099780-18-000051 · edgar.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,785

Underlying: Common Stock · 94 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

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March 31, 2018 Filed Apr 3, 2018 16:02 UTC
Lovett Melendy ESVP & Chief Admin Officer
GrantTrinity Phantom Stock Units · Derivative 41 $32.63 Strike: $0.00 $1,337.83
Disclosure

SEC source: 0000099780-18-000050 · edgar.xml · derivative · entry 1

Lovett Melendy E · CIK 0001289486 · SVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,466

Underlying: Common Stock · 41 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

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March 31, 2018 Filed Apr 3, 2018 16:00 UTC GrantTrinity Phantom Stock Units · Derivative 201 $32.63 Strike: $0.00 $6,558.63
Disclosure

SEC source: 0000099780-18-000049 · edgar.xml · derivative · entry 1

GAFFORD RONALD J · CIK 0001222591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,536

Underlying: Common Stock · 201 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

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March 31, 2018 Filed Apr 3, 2018 15:58 UTC GrantTrinity Phantom Stock Units · Derivative 176 $32.63 Strike: $0.00 $5,742.88
Disclosure

SEC source: 0000099780-18-000048 · edgar.xml · derivative · entry 1

ECHOLS LELDON E · CIK 0001116073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,403

Underlying: Common Stock · 176 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

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March 31, 2018 Filed Apr 3, 2018 15:56 UTC GrantTrinity Phantom Stock Units · Derivative 18 $32.63 Strike: $0.00 $587.34
Disclosure

SEC source: 0000099780-18-000047 · edgar.xml · derivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,655

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

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March 31, 2018 Filed Apr 3, 2018 15:50 UTC GrantTrinity Phantom Stock Units · Derivative 381 $32.63 Strike: $0.00 $12,432.03
Disclosure

SEC source: 0000099780-18-000046 · edgar.xml · derivative · entry 1

BIEGLER DAVID W · CIK 0001222590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,227

Underlying: Common Stock · 381 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

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March 31, 2018 Filed Apr 3, 2018 15:48 UTC
ADAMS JOHN LDirector
GrantTrinity Phantom Stock Units · Derivative 449 $32.63 Strike: $0.00 $14,650.87
Disclosure

SEC source: 0000099780-18-000045 · edgar.xml · derivative · entry 1

ADAMS JOHN L · CIK 0001196980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,548

Underlying: Common Stock · 449 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

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March 23, 2018 Filed Mar 27, 2018 21:28 UTC PurchaseCommon Stock 196,691 $32.08 $6,309,847.28
Disclosure

SEC source: 0001418812-18-000028 · primary_doc.xml · nonDerivative · entry 1

ValueAct Holdings, L.P. · CIK 0001418814 · 10% owner

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · 10% owner

VA Partners I, LLC · CIK 0001418812 · 10% owner

ValueAct Capital Management, L.P. · CIK 0001351069 · 10% owner

ValueAct Capital Management, LLC · CIK 0001351073 · 10% owner

ValueAct Holdings GP, LLC · CIK 0001418813 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 21,407,891

F1 · price: Weighted-average price at which shares were purchased on the listed date between the range of $32.05 and $32.10 per share. The reporting persons undertake to provide upon request to the SEC Staff, the Issuer, or a security holder of the Issuer information regarding the number of shares purchased at each price.

F2 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

Read SEC document
March 22, 2018 Filed Mar 22, 2018 20:41 UTC PurchaseCommon Stock 300,000 $32.47 $9,741,000.00
Disclosure

SEC source: 0001418812-18-000027 · primary_doc.xml · nonDerivative · entry 3

ValueAct Holdings, L.P. · CIK 0001418814 · 10% owner

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · 10% owner

VA Partners I, LLC · CIK 0001418812 · 10% owner

ValueAct Capital Management, L.P. · CIK 0001351069 · 10% owner

ValueAct Capital Management, LLC · CIK 0001351073 · 10% owner

ValueAct Holdings GP, LLC · CIK 0001418813 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 21,211,200

F4 · price: Weighted-average price at which shares were purchased on the listed date between the range of $32.37 and $32.57 per share. The reporting persons undertake to provide upon request to the SEC Staff, the Issuer, or a security holder of the Issuer information regarding the number of shares purchased at each price.

F2 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

Read SEC document
March 21, 2018 Filed Mar 22, 2018 20:41 UTC PurchaseCommon Stock 12,605 $33.00 $415,965.00
Disclosure

SEC source: 0001418812-18-000027 · primary_doc.xml · nonDerivative · entry 2

ValueAct Holdings, L.P. · CIK 0001418814 · 10% owner

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · 10% owner

VA Partners I, LLC · CIK 0001418812 · 10% owner

ValueAct Capital Management, L.P. · CIK 0001351069 · 10% owner

ValueAct Capital Management, LLC · CIK 0001351073 · 10% owner

ValueAct Holdings GP, LLC · CIK 0001418813 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 20,911,200

F2 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:41 UTC PurchaseCommon Stock 134,900 $32.96 $4,446,304.00
Disclosure

SEC source: 0001418812-18-000027 · primary_doc.xml · nonDerivative · entry 1

ValueAct Holdings, L.P. · CIK 0001418814 · 10% owner

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · 10% owner

VA Partners I, LLC · CIK 0001418812 · 10% owner

ValueAct Capital Management, L.P. · CIK 0001351069 · 10% owner

ValueAct Capital Management, LLC · CIK 0001351073 · 10% owner

ValueAct Holdings GP, LLC · CIK 0001418813 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 20,898,595

F1 · price: Weighted-average price at which shares were purchased on the listed date between the range of $32.93 and $32.99 per share. The reporting persons undertake to provide upon request to the SEC Staff, the Issuer, or a security holder of the Issuer information regarding the number of shares purchased at each price.

F2 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 21:25 UTC PurchaseCommon Stock 300,000 $32.49 $9,747,000.00
Disclosure

SEC source: 0001418812-18-000026 · primary_doc.xml · nonDerivative · entry 3

ValueAct Holdings, L.P. · CIK 0001418814 · 10% owner

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · 10% owner

VA Partners I, LLC · CIK 0001418812 · 10% owner

ValueAct Capital Management, L.P. · CIK 0001351069 · 10% owner

ValueAct Capital Management, LLC · CIK 0001351073 · 10% owner

ValueAct Holdings GP, LLC · CIK 0001418813 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 20,763,695

F5 · price: Weighted-average price at which shares were purchased on the listed date between the range of $32.33 and $32.67 per share. The reporting persons undertake to provide upon request to the SEC Staff, the Issuer, or a security holder of the Issuer information regarding the number of shares purchased at each price.

F2 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

Read SEC document
March 16, 2018 Filed Mar 19, 2018 21:25 UTC PurchaseCommon Stock 300,000 $32.95 $9,885,000.00
Disclosure

SEC source: 0001418812-18-000026 · primary_doc.xml · nonDerivative · entry 2

ValueAct Holdings, L.P. · CIK 0001418814 · 10% owner

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · 10% owner

VA Partners I, LLC · CIK 0001418812 · 10% owner

ValueAct Capital Management, L.P. · CIK 0001351069 · 10% owner

ValueAct Capital Management, LLC · CIK 0001351073 · 10% owner

ValueAct Holdings GP, LLC · CIK 0001418813 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 20,463,695

F4 · price: Weighted-average price at which shares were purchased on the listed date between the range of $32.92 and $32.99 per share. The reporting persons undertake to provide upon request to the SEC Staff, the Issuer, or a security holder of the Issuer information regarding the number of shares purchased at each price.

F2 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:25 UTC PurchaseCommon Stock 300,000 $32.86 $9,858,000.00
Disclosure

SEC source: 0001418812-18-000026 · primary_doc.xml · nonDerivative · entry 1

ValueAct Holdings, L.P. · CIK 0001418814 · 10% owner

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · 10% owner

VA Partners I, LLC · CIK 0001418812 · 10% owner

ValueAct Capital Management, L.P. · CIK 0001351069 · 10% owner

ValueAct Capital Management, LLC · CIK 0001351073 · 10% owner

ValueAct Holdings GP, LLC · CIK 0001418813 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 20,163,695

F1 · price: Weighted-average price at which shares were purchased on the listed date between the range of $32.79 and $32.94 per share. The reporting persons undertake to provide upon request to the SEC Staff, the Issuer, or a security holder of the Issuer information regarding the number of shares purchased at each price.

F2 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

Read SEC document
March 08, 2018 Filed Mar 8, 2018 22:26 UTC PurchaseCommon Stock 117,279 $32.99 $3,869,034.21
Disclosure

SEC source: 0001418812-18-000019 · primary_doc.xml · nonDerivative · entry 3

ValueAct Holdings, L.P. · CIK 0001418814 · 10% owner

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · 10% owner

VA Partners I, LLC · CIK 0001418812 · 10% owner

ValueAct Capital Management, L.P. · CIK 0001351069 · 10% owner

ValueAct Capital Management, LLC · CIK 0001351073 · 10% owner

ValueAct Holdings GP, LLC · CIK 0001418813 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,863,695

F1 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.