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ROCK DOUGLAS L

Disclosed activity across 2 companies

Tapewire entity
123300
SEC CIK
0001184606

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Arcosa, Inc.ACA · Entity 3697DirectorSeptember 30, 2022October 04, 2022
TRINITY INDUSTRIES INCNYSE/TRN · Entity 4439DirectorSeptember 30, 2018October 02, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Arcosa, Inc.

Report date September 30, 2022 · Filed October 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Arcosa Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct24,738 Reported balance After 2022-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-09-30 · Grant · Acquired 21 · Balance 24,738

F1: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Filing footnotes · ownership attribution and instrument terms

F1: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

TRINITY INDUSTRIES INC

Report date September 30, 2018 · Filed October 02, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Trinity Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct23,960 Reported balance After 2018-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-09-30 · Grant · Acquired 85 · Balance 23,960

F1: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Filing footnotes · ownership attribution and instrument terms

F1: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2022 Filed Oct 4, 2022 16:34 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 21 $57.18 Strike: $0.00 $1,200.78
Disclosure

SEC source: 0001739445-22-000122 · wf-form4_166491561524520.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,738

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 12:34 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 27 $46.43 Strike: $0.00 $1,253.61
Disclosure

SEC source: 0001739445-22-000095 · wf-form4_165669326263686.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,717

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
May 03, 2022 Filed May 5, 2022 17:27 UTC Arcosa, Inc. ACA · Entity 3697 GrantCommon Stock 2,370 $0.00 $0.00
Disclosure

SEC source: 0001739445-22-000069 · wf-form4_165178602071246.xml · nonDerivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,665

Read SEC document
March 31, 2022 Filed Apr 1, 2022 15:26 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 21 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001739445-22-000025 · wf-form4_164884119155486.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,690

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 16:40 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 24 $52.70 Strike: $0.00 $1,264.80
Disclosure

SEC source: 0001739445-22-000008 · wf-form4_164133243388489.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,669

Underlying: Common Stock · 24 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 12:58 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 24 $50.17 Strike: $0.00 $1,204.08
Disclosure

SEC source: 0001739445-21-000138 · wf-form4_163310751135688.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,645

Underlying: Common Stock · 24 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 14:28 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 21 $58.74 Strike: $0.00 $1,233.54
Disclosure

SEC source: 0001739445-21-000121 · wf-form4_162516407549968.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,621

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
May 04, 2021 Filed May 6, 2021 13:45 UTC Arcosa, Inc. ACA · Entity 3697 GrantCommon Stock 2,017 $0.00 $0.00
Disclosure

SEC source: 0001739445-21-000076 · wf-form4_162032308567030.xml · nonDerivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,295

Read SEC document
March 31, 2021 Filed Apr 1, 2021 17:48 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 19 $65.09 Strike: $0.00 $1,236.71
Disclosure

SEC source: 0001739445-21-000036 · wf-form4_161731369137009.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,600

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 12:32 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 23 $54.93 Strike: $0.00 $1,263.39
Disclosure

SEC source: 0001739445-21-000012 · wf-form4_160986793013961.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,581

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 18:21 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 27 $44.09 Strike: $0.00 $1,190.43
Disclosure

SEC source: 0001739445-20-000132 · wf-form4_160159088565417.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,558

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 18:03 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 29 $42.20 Strike: $0.00 $1,223.80
Disclosure

SEC source: 0001739445-20-000110 · wf-form4_159364092405002.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,531

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
May 05, 2020 Filed May 6, 2020 14:39 UTC Arcosa, Inc. ACA · Entity 3697 GrantCommon Stock 3,788 $0.00 $0.00
Disclosure

SEC source: 0001739445-20-000062 · wf-form4_158879034509323.xml · nonDerivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,278

Read SEC document
March 31, 2020 Filed Apr 1, 2020 16:12 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 31 $39.74 Strike: $0.00 $1,231.94
Disclosure

SEC source: 0001739445-20-000036 · wf-form4_158577190964950.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,502

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 09:01 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 28 $44.55 Strike: $0.00 $1,247.40
Disclosure

SEC source: 0001739445-20-000013 · wf-form4_157806007493989.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,471

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 17:11 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 35 $34.21 Strike: $0.00 $1,197.35
Disclosure

SEC source: 0001739445-19-000134 · wf-form4_156996426065456.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,443

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 15:13 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 33 $37.63 Strike: $0.00 $1,241.79
Disclosure

SEC source: 0001739445-19-000115 · wf-form4_156209477068062.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,408

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
May 07, 2019 Filed May 9, 2019 16:50 UTC Arcosa, Inc. NYSE/ACA · Entity 3697 GrantCommon Stock 3,552 $0.00 $0.00
Disclosure

SEC source: 0001739445-19-000069 · edgar.xml · nonDerivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,490

Read SEC document
March 31, 2019 Filed Apr 2, 2019 15:13 UTC Arcosa, Inc. NYSE/ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 40 $30.55 Strike: $0.00 $1,222.00
Disclosure

SEC source: 0001739445-19-000031 · edgar.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,375

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:17 UTC Arcosa, Inc. NYSE/ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 112 $27.69 Strike: $0.00 $3,101.28
Disclosure

SEC source: 0001739445-19-000011 · edgar.xml · derivative · entry 2

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,335

Underlying: Common Stock · 112 shares

Expires not disclosed

F2 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F2 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F3 · balance_after: Includes Arcosa Phantom Stock Units that were converted from Trinity Phantom Stock Units in connection with the spin-off of Arcosa from Trinity on November 1, 2018. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 21:01 UTC TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 GrantTrinity Phantom Stock Units · Derivative 85 $36.64 Strike: $0.00 $3,114.40
Disclosure

SEC source: 0000099780-18-000165 · edgar.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,960

Underlying: Common Stock · 85 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 18:24 UTC TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 GrantTrinity Phantom Stock Units · Derivative 90 $34.26 Strike: $0.00 $3,083.40
Disclosure

SEC source: 0000099780-18-000130 · edgar.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,875

Underlying: Common Stock · 90 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:28 UTC TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 GrantTrinity Stock Units · Derivative 3,966 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000099780-18-000092 · edgar.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,966

Underlying: Common Stock · 3,966 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 16:03 UTC TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 GrantTrinity Phantom Stock Units · Derivative 94 $32.63 Strike: $0.00 $3,067.22
Disclosure

SEC source: 0000099780-18-000051 · edgar.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,785

Underlying: Common Stock · 94 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 21:37 UTC TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 GrantTrinity Phantom Stock Units · Derivative 82 $37.46 Strike: $0.00 $3,071.72
Disclosure

SEC source: 0000099780-18-000010 · edgar.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,691

Underlying: Common Stock · 82 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:20 UTC TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 GrantTrinity Phantom Stock Units · Derivative 96 $31.90 Strike: $0.00 $3,062.40
Disclosure

SEC source: 0000099780-17-000121 · edgar.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,609

Underlying: Common Stock · 96 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

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June 30, 2017 Filed Jul 5, 2017 21:56 UTC TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 GrantTrinity Phantom Stock Units · Derivative 92 $28.03 Strike: $0.00 $2,578.76
Disclosure

SEC source: 0000099780-17-000096 · edgar.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,513

Underlying: Common Stock · 92 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

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May 01, 2017 Filed May 2, 2017 21:47 UTC TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 GrantTrinity Stock Units · Derivative 4,805 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000053 · edgar.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,805

Underlying: Common Stock · 4,805 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

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March 31, 2017 Filed Apr 4, 2017 20:56 UTC TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 GrantTrinity Phantom Stock Units · Derivative 97 $26.55 Strike: $0.00 $2,575.35
Disclosure

SEC source: 0000099780-17-000032 · edgar.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,421

Underlying: Common Stock · 97 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

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December 31, 2016 Filed Jan 4, 2017 22:20 UTC TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 GrantTrinity Phantom Stock Units · Derivative 92 $27.76 Strike: $0.00 $2,553.92
Disclosure

SEC source: 0000099780-17-000007 · edgar.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,324

Underlying: Common Stock · 92 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

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September 30, 2016 Filed Oct 3, 2016 21:27 UTC TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 GrantTrinity Phantom Stock Units · Derivative 105 $24.18 Strike: $0.00 $2,538.90
Disclosure

SEC source: 0000099780-16-000266 · edgar.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,232

Underlying: Common Stock · 105 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.