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TRN

TRINITY INDUSTRIES INC

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4439
SEC CIK
0000099780
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485

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2021 Filed May 5, 2021 20:38 UTC GrantCommon Stock 6,776 $0.00 $0.00
Disclosure

SEC source: 0000099780-21-000060 · edgar.xml · nonDerivative · entry 1

ECHOLS LELDON E · CIK 0001116073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,717

Read SEC document
May 03, 2021 Filed May 5, 2021 20:33 UTC
Diez John J.Director
GrantCommon Stock 4,576 $0.00 $0.00
Disclosure

SEC source: 0000099780-21-000059 · edgar.xml · nonDerivative · entry 1

Diez John J. · CIK 0001630663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,576

Read SEC document
April 29, 2021 Filed Apr 30, 2021 13:04 UTC
Boze Brandon BDirector · 10% owner · See Remarks
ValueAct Holdings, L.P.Director · 10% owner · See Remarks
ValueAct Capital Master Fund, L.P.Director · 10% owner · See Remarks
VA Partners I, LLCDirector · 10% owner · See Remarks
ValueAct Capital Management, L.P.Director · 10% owner · See Remarks
ValueAct Capital Management, LLCDirector · 10% owner · See Remarks
ValueAct Holdings II, L.P.Director · 10% owner · See Remarks
ValueAct Holdings GP, LLCDirector · 10% owner · See Remarks
Disposition to issuerCommon Stock 8,100,000 $27.47 $222,507,000.00
Disclosure

SEC source: 0001418812-21-000020 · primary_doc.xml · nonDerivative · entry 1

Boze Brandon B · CIK 0001478288 · Director · 10% owner · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · 10% owner · See Remarks

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · Director · 10% owner · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · 10% owner · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · 10% owner · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · 10% owner · See Remarks

ValueAct Holdings II, L.P. · CIK 0001763309 · Director · 10% owner · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes.

Disclosed balance after: 15,005,855

F1 · kind: These shares were sold by ValueAct Capital Master Fund, L.P. to the Issuer in a private transaction pursuant to the Stock Repurchase Agreement between ValueAct Capital Master Fund, L.P. and the Issuer dated April 29, 2021.

F2 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P. , (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P. , (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:45 UTC GrantTrinity Phantom Stock Units · Derivative 458 $28.49 Strike: $0.00 $13,048.42
Disclosure

SEC source: 0000099780-21-000036 · edgar.xml · derivative · entry 1

ECHOLS LELDON E · CIK 0001116073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,581

Underlying: Common Stock · 458 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:43 UTC
Lovett Melendy EEVP & Chief Admin Officer
GrantTrinity Phantom Stock Units · Derivative 108 $28.49 Strike: $0.00 $3,076.92
Disclosure

SEC source: 0000099780-21-000035 · edgar.xml · derivative · entry 1

Lovett Melendy E · CIK 0001289486 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,752

Underlying: Common Stock · 108 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:41 UTC
MACLIN TODDDirector
GrantTrinity Phantom Stock Units · Derivative 1,048 $28.49 Strike: $0.00 $29,857.52
Disclosure

SEC source: 0000099780-21-000034 · edgar.xml · derivative · entry 1

MACLIN TODD · CIK 0001775725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,805

Underlying: Common Stock · 1,048 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:40 UTC
ADAMS JOHN LDirector
GrantTrinity Phantom Stock Units · Derivative 349 $28.49 Strike: $0.00 $9,943.01
Disclosure

SEC source: 0000099780-21-000033 · edgar.xml · derivative · entry 1

ADAMS JOHN L · CIK 0001196980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,668

Underlying: Common Stock · 349 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 22:12 UTC
ADAMS JOHN LDirector
SaleCommon Stock 10,000 $28.75 $287,500.00
Disclosure

SEC source: 0000099780-21-000031 · edgar.xml · nonDerivative · entry 1

ADAMS JOHN L · CIK 0001196980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,325

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:35 UTC
Lovett Melendy EEVP & Chief Admin Officer
SaleCommon Stock 850 $30.03 $25,525.50
Disclosure

SEC source: 0000099780-21-000028 · edgar.xml · nonDerivative · entry 1

Lovett Melendy E · CIK 0001289486 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,748

Read SEC document
March 10, 2021 Filed Mar 11, 2021 21:24 UTC GrantCommon Stock 2,230 $0.00 $0.00
Disclosure

SEC source: 0000099780-21-000023 · edgar.xml · nonDerivative · entry 1

Ainsworth William P · CIK 0001768624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,230

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:13 UTC
ADAMS JOHN LDirector
SaleCommon Stock 6,000 $29.63 $177,780.00
Disclosure

SEC source: 0000099780-21-000021 · edgar.xml · nonDerivative · entry 2

ADAMS JOHN L · CIK 0001196980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,325

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:13 UTC
ADAMS JOHN LDirector
SaleCommon Stock 10,000 $29.52 $295,200.00
Disclosure

SEC source: 0000099780-21-000021 · edgar.xml · nonDerivative · entry 1

ADAMS JOHN L · CIK 0001196980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,325

Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:43 UTC
Mitchell Gregory BEVP & Chief Commercial Officer
SaleCommon Stock 5,000 $28.31 $141,550.00
Disclosure

SEC source: 0000099780-21-000020 · edgar.xml · nonDerivative · entry 1

Mitchell Gregory B · CIK 0001811095 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,224

Read SEC document
March 04, 2021 Filed Mar 8, 2021 21:41 UTC
ADAMS JOHN LDirector
SaleCommon Stock 15,727 $30.09 $473,225.43
Disclosure

SEC source: 0000099780-21-000018 · edgar.xml · nonDerivative · entry 1

ADAMS JOHN L · CIK 0001196980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,325

Read SEC document
March 04, 2021 Filed Mar 8, 2021 21:42 UTC
Lovett Melendy EEVP & Chief Admin Officer
SaleCommon Stock 14,059 $30.34 $426,550.06
Disclosure

SEC source: 0000099780-21-000019 · edgar.xml · nonDerivative · entry 1

Lovett Melendy E · CIK 0001289486 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,598

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:38 UTC
Boze Brandon BDirector · 10% owner · See Remarks
ValueAct Holdings, L.P.Director · 10% owner · See Remarks
ValueAct Capital Master Fund, L.P.Director · 10% owner · See Remarks
VA Partners I, LLCDirector · 10% owner · See Remarks
ValueAct Capital Management, L.P.Director · 10% owner · See Remarks
ValueAct Capital Management, LLCDirector · 10% owner · See Remarks
ValueAct Holdings II, L.P.Director · 10% owner · See Remarks
ValueAct Holdings GP, LLCDirector · 10% owner · See Remarks
SaleCommon Stock 3,900,000 $31.85 $124,215,000.00
Disclosure

SEC source: 0001418812-21-000011 · primary_doc.xml · nonDerivative · entry 1

Boze Brandon B · CIK 0001478288 · Director · 10% owner · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · 10% owner · See Remarks

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · Director · 10% owner · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · 10% owner · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · 10% owner · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · 10% owner · See Remarks

ValueAct Holdings II, L.P. · CIK 0001763309 · Director · 10% owner · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes.

Disclosed balance after: 23,105,855

F1 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P. , (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P. , (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:40 UTC
MACLIN TODDDirector
GrantTrinity Phantom Stock Units · Derivative 1,048 $26.39 Strike: $0.00 $27,656.72
Disclosure

SEC source: 0000099780-21-000004 · edgar.xml · derivative · entry 1

MACLIN TODD · CIK 0001775725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,757

Underlying: Common Stock · 1,048 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:39 UTC
Lovett Melendy EEVP & Chief Admin Officer
GrantTrinity Phantom Stock Units · Derivative 105 $26.39 Strike: $0.00 $2,770.95
Disclosure

SEC source: 0000099780-21-000003 · edgar.xml · derivative · entry 1

Lovett Melendy E · CIK 0001289486 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,644

Underlying: Common Stock · 105 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:38 UTC GrantTrinity Phantom Stock Units · Derivative 444 $26.39 Strike: $0.00 $11,717.16
Disclosure

SEC source: 0000099780-21-000002 · edgar.xml · derivative · entry 1

ECHOLS LELDON E · CIK 0001116073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,123

Underlying: Common Stock · 444 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:37 UTC
ADAMS JOHN LDirector
GrantTrinity Phantom Stock Units · Derivative 597 $26.39 Strike: $0.00 $15,754.83
Disclosure

SEC source: 0000099780-21-000001 · edgar.xml · derivative · entry 1

ADAMS JOHN L · CIK 0001196980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,319

Underlying: Common Stock · 597 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 21:39 UTC GrantTrinity Stock Units · Derivative 2,594 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000099780-20-000150 · edgar.xml · derivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,594

Underlying: Common Stock · 2,594 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on May 4, 2021.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on May 4, 2021.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 23:33 UTC
MACLIN TODDDirector
GrantTrinity Phantom Stock Units · Derivative 709 $19.50 Strike: $0.00 $13,825.50
Disclosure

SEC source: 0000099780-20-000123 · edgar.xml · derivative · entry 1

MACLIN TODD · CIK 0001775725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709

Underlying: Common Stock · 709 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 23:32 UTC
Lovett Melendy EEVP & Chief Admin Officer
GrantTrinity Phantom Stock Units · Derivative 140 $19.50 Strike: $0.00 $2,730.00
Disclosure

SEC source: 0000099780-20-000122 · edgar.xml · derivative · entry 1

Lovett Melendy E · CIK 0001289486 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,539

Underlying: Common Stock · 140 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 23:30 UTC
ADAMS JOHN LDirector
GrantTrinity Phantom Stock Units · Derivative 800 $19.50 Strike: $0.00 $15,600.00
Disclosure

SEC source: 0000099780-20-000120 · edgar.xml · derivative · entry 1

ADAMS JOHN L · CIK 0001196980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,722

Underlying: Common Stock · 800 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 23:31 UTC GrantTrinity Phantom Stock Units · Derivative 595 $19.50 Strike: $0.00 $11,602.50
Disclosure

SEC source: 0000099780-20-000121 · edgar.xml · derivative · entry 1

ECHOLS LELDON E · CIK 0001116073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,679

Underlying: Common Stock · 595 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 20:33 UTC
MACLIN TODDDirector
PurchaseCommon Stock 10,200 $19.59 $199,818.00
Disclosure

SEC source: 0000099780-20-000119 · edgar.xml · nonDerivative · entry 1

MACLIN TODD · CIK 0001775725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,399

Read SEC document
September 09, 2020 Filed Sep 11, 2020 21:03 UTC
MACLIN TODDDirector
GrantCommon Stock 3,199 $0.00 $0.00
Disclosure

SEC source: 0000099780-20-000111 · edgar.xml · nonDerivative · entry 1

MACLIN TODD · CIK 0001775725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,199

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:21 UTC GrantTrinity Phantom Stock Units · Derivative 540 $21.29 Strike: $0.00 $11,496.60
Disclosure

SEC source: 0000099780-20-000090 · edgar.xml · derivative · entry 1

ECHOLS LELDON E · CIK 0001116073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,084

Underlying: Common Stock · 540 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:19 UTC
Lovett Melendy ESVP & Chief Admin Officer
GrantTrinity Phantom Stock Units · Derivative 128 $21.29 Strike: $0.00 $2,725.12
Disclosure

SEC source: 0000099780-20-000089 · edgar.xml · derivative · entry 1

Lovett Melendy E · CIK 0001289486 · SVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,399

Underlying: Common Stock · 128 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:12 UTC
ADAMS JOHN LDirector
GrantTrinity Phantom Stock Units · Derivative 726 $21.29 Strike: $0.00 $15,456.54
Disclosure

SEC source: 0000099780-20-000087 · edgar.xml · derivative · entry 1

ADAMS JOHN L · CIK 0001196980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,922

Underlying: Common Stock · 726 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
May 15, 2020 Filed May 18, 2020 21:14 UTC
McDowell Steven LVP & Chief Acctg Officer
Tax withholdingCommon Stock 3,861 $18.19 $70,231.59
Disclosure

SEC source: 0000099780-20-000080 · edgar.xml · nonDerivative · entry 1

McDowell Steven L · CIK 0001757358 · VP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,402

Read SEC document
May 15, 2020 Filed May 18, 2020 21:13 UTC
Lovett Melendy ESVP & Chief Admin Officer
Tax withholdingCommon Stock 12,540 $18.19 $228,102.60
Disclosure

SEC source: 0000099780-20-000079 · edgar.xml · nonDerivative · entry 1

Lovett Melendy E · CIK 0001289486 · SVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,657

Read SEC document
May 15, 2020 Filed May 18, 2020 21:12 UTC
Madison Brian DPresident, TILC
Tax withholdingCommon Stock 7,130 $18.19 $129,694.70
Disclosure

SEC source: 0000099780-20-000078 · edgar.xml · nonDerivative · entry 1

Madison Brian D · CIK 0001757671 · President, TILC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,223

Read SEC document
May 15, 2020 Filed May 18, 2020 20:58 UTC Tax withholdingCommon Stock 6,195 $18.19 $112,687.05
Disclosure

SEC source: 0000099780-20-000076 · edgar.xml · nonDerivative · entry 2

Marchetto Eric R · CIK 0001757651 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,773

Read SEC document
May 15, 2020 Filed May 18, 2020 21:11 UTC
Teachout SarahSVP & Chief Legal Officer
Tax withholdingCommon Stock 4,131 $18.19 $75,142.89
Disclosure

SEC source: 0000099780-20-000077 · edgar.xml · nonDerivative · entry 1

Teachout Sarah · CIK 0001757357 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,843

Read SEC document
May 15, 2020 Filed May 18, 2020 20:57 UTC
Mitchell Gregory BChief Commercial Officer
Tax withholdingCommon Stock 4,545 $18.19 $82,673.55
Disclosure

SEC source: 0000099780-20-000075 · edgar.xml · nonDerivative · entry 1

Mitchell Gregory B · CIK 0001811095 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,224

Read SEC document
May 15, 2020 Filed May 18, 2020 20:56 UTC
Mauer Paul MPres. Trinity Rail Prod.
Tax withholdingCommon Stock 11,203 $18.19 $203,782.57
Disclosure

SEC source: 0000099780-20-000074 · edgar.xml · nonDerivative · entry 2

Mauer Paul M · CIK 0001757669 · Pres. Trinity Rail Prod.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,896

Read SEC document
May 04, 2020 Filed May 6, 2020 21:04 UTC GrantTrinity Stock Units · Derivative 7,151 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000099780-20-000068 · edgar.xml · derivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,151

Underlying: Common Stock · 7,151 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

Read SEC document
May 04, 2020 Filed May 6, 2020 21:03 UTC GrantTrinity Stock Units · Derivative 7,151 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000099780-20-000067 · edgar.xml · derivative · entry 1

MATTHEWS CHARLES W · CIK 0001199008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,151

Underlying: Common Stock · 7,151 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

Read SEC document
May 04, 2020 Filed May 6, 2020 21:02 UTC GrantCommon Stock 10,589 $0.00 $0.00
Disclosure

SEC source: 0000099780-20-000066 · edgar.xml · nonDerivative · entry 1

ECHOLS LELDON E · CIK 0001116073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,941

Read SEC document
May 04, 2020 Filed May 6, 2020 21:01 UTC
Diez John J.Director
GrantTrinity Stock Units · Derivative 7,151 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000099780-20-000065 · edgar.xml · derivative · entry 1

Diez John J. · CIK 0001630663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,151

Underlying: Common Stock · 7,151 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

Read SEC document
May 04, 2020 Filed May 6, 2020 20:58 UTC
Teachout SarahSVP & Chief Legal Officer
GrantCommon Stock 7,371 $0.00 $0.00
Disclosure

SEC source: 0000099780-20-000063 · edgar.xml · nonDerivative · entry 1

Teachout Sarah · CIK 0001757357 · SVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,974

F1 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2023 and 50% on May 15, 2024.

Read SEC document
May 04, 2020 Filed May 6, 2020 21:01 UTC
ADAMS JOHN LDirector
GrantCommon Stock 7,151 $0.00 $0.00
Disclosure

SEC source: 0000099780-20-000064 · edgar.xml · nonDerivative · entry 1

ADAMS JOHN L · CIK 0001196980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,052

Read SEC document
May 04, 2020 Filed May 6, 2020 20:56 UTC
McDowell Steven LVP & Chief Acctg Officer
GrantCommon Stock 4,621 $0.00 $0.00
Disclosure

SEC source: 0000099780-20-000062 · edgar.xml · nonDerivative · entry 1

McDowell Steven L · CIK 0001757358 · VP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,263

F1 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2023 and 50% on May 15, 2024.

Read SEC document
May 04, 2020 Filed May 6, 2020 20:55 UTC
Mauer Paul MPres. Trinity Rail Prod.
GrantCommon Stock 24,753 $0.00 $0.00
Disclosure

SEC source: 0000099780-20-000061 · edgar.xml · nonDerivative · entry 2

Mauer Paul M · CIK 0001757669 · Pres. Trinity Rail Prod.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,099

F1 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 1/3 per year on May 15, 2021, 2022, and 2023.

Read SEC document
May 04, 2020 Filed May 6, 2020 20:54 UTC GrantCommon Stock 10,562 $0.00 $0.00
Disclosure

SEC source: 0000099780-20-000060 · edgar.xml · nonDerivative · entry 2

Marchetto Eric R · CIK 0001757651 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,968

F1 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2023 and 50% on May 15, 2024.

Read SEC document
May 04, 2020 Filed May 6, 2020 20:51 UTC
Lovett Melendy ESVP & Chief Admin Officer
GrantCommon Stock 9,626 $0.00 $0.00
Disclosure

SEC source: 0000099780-20-000059 · edgar.xml · nonDerivative · entry 1

Lovett Melendy E · CIK 0001289486 · SVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,197

F1 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2023 and 50% on May 15, 2024.

Read SEC document
May 04, 2020 Filed May 6, 2020 20:30 UTC
Madison Brian DPresident, TILC
GrantCommon Stock 6,051 $0.00 $0.00
Disclosure

SEC source: 0000099780-20-000058 · edgar.xml · nonDerivative · entry 1

Madison Brian D · CIK 0001757671 · President, TILC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,353

F1 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2023 and 50% on May 15, 2024.

Read SEC document
May 04, 2020 Filed May 6, 2020 20:28 UTC
Savage JeanDirector · President & CEO
Tax withholdingCommon Stock 1,424 $18.18 $25,888.32
Disclosure

SEC source: 0000099780-20-000057 · edgar.xml · nonDerivative · entry 2

Savage Jean · CIK 0001757673 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,328

Read SEC document
May 04, 2020 Filed May 6, 2020 20:28 UTC
Savage JeanDirector · President & CEO
GrantCommon Stock 33,004 $0.00 $0.00
Disclosure

SEC source: 0000099780-20-000057 · edgar.xml · nonDerivative · entry 1

Savage Jean · CIK 0001757673 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,752

F1 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2023 and 50% on May 15, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.