Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRINITY INDUSTRIES INCNYSE/TRN · Entity 4439 | Director | May 21, 2026 | May 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRINITY INDUSTRIES INC
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,985 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 4,024 · Balance 31,985 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CATERPILLAR INC
Report date December 16, 2020 · Filed January 25, 2021
Section 16 reporting ended · disclosed 2021-01-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 63,501 |
Ending reported balance
After 2021-01-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-12-16 · Gift · Disposed 500 · Balance 64,001 Row 2 · 2021-01-21 · Gift · Disposed 500 · Balance 63,501 |
| Common StockSEC Table I · non-derivative | IndirectHeld by 401(k) Plan | 4,346 |
Reported balance
Holding disclosure · report date 2020-12-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,346 F1: The information in this report is based on a 401(k) plan statement dated as of December 31, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The information in this report is based on a 401(k) plan statement dated as of December 31, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2026 Filed May 26, 2026 20:57 UTC | TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 | GrantCommon Stock | 4,024 | $0.00 | $0.00 |
DisclosureSEC source: 0000099780-26-000087 · wk-form4_1779829053.xml · nonDerivative · entry 1 Ainsworth William P · CIK 0001768624 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,985 Read SEC document |
| May 15, 2025 Filed May 19, 2025 21:48 UTC | TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 | GrantCommon Stock | 5,121 | $0.00 | $0.00 |
DisclosureSEC source: 0000099780-25-000063 · wk-form4_1747691297.xml · nonDerivative · entry 1 Ainsworth William P · CIK 0001768624 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,961 Read SEC document |
| May 20, 2024 Filed May 22, 2024 20:35 UTC | TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 | GrantCommon Stock | 4,488 | $0.00 | $0.00 |
DisclosureSEC source: 0000099780-24-000101 · wk-form4_1716410114.xml · nonDerivative · entry 1 Ainsworth William P · CIK 0001768624 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,840 Read SEC document |
| May 08, 2023 Filed May 10, 2023 21:10 UTC | TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 | GrantCommon Stock | 6,473 | $0.00 | $0.00 |
DisclosureSEC source: 0000099780-23-000067 · wf-form4_168375299478351.xml · nonDerivative · entry 1 Ainsworth William P · CIK 0001768624 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,352 Read SEC document |
| May 09, 2022 Filed May 11, 2022 21:01 UTC | TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 | GrantCommon Stock | 5,073 | $0.00 | $0.00 |
DisclosureSEC source: 0000099780-22-000074 · wf-form4_165230286713572.xml · nonDerivative · entry 1 Ainsworth William P · CIK 0001768624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,879 Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:41 UTC | TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 | GrantCommon Stock | 4,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000099780-21-000063 · edgar.xml · nonDerivative · entry 1 Ainsworth William P · CIK 0001768624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,806 Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 21:24 UTC | TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 | GrantCommon Stock | 2,230 | $0.00 | $0.00 |
DisclosureSEC source: 0000099780-21-000023 · edgar.xml · nonDerivative · entry 1 Ainsworth William P · CIK 0001768624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,230 Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 23:38 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-21-000017 · wf-form4_161161792557181.xml · nonDerivative · entry 2 Ainsworth William P · CIK 0001768624 · Group Pres. thru 12/31/2020 · Retired 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,501 Read SEC document |
| December 16, 2020 Filed Jan 25, 2021 23:38 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-21-000017 · wf-form4_161161792557181.xml · nonDerivative · entry 1 Ainsworth William P · CIK 0001768624 · Group Pres. thru 12/31/2020 · Retired 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,001 Read SEC document |
| October 30, 2020 Filed Oct 30, 2020 22:29 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 12,000 | $154.78 | $1,857,360.00 |
DisclosureSEC source: 0000018230-20-000287 · wf-form4_160409693573298.xml · nonDerivative · entry 2 Ainsworth William P · CIK 0001768624 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,501 Read SEC document |
| August 11, 2020 Filed Oct 30, 2020 22:29 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 5,588 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-20-000287 · wf-form4_160409693573298.xml · nonDerivative · entry 1 Ainsworth William P · CIK 0001768624 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,501 Read SEC document |
| August 05, 2020 Filed Aug 6, 2020 22:40 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 69,486 | $0.00 Strike: $95.66 | $0.00 |
DisclosureSEC source: 0000018230-20-000220 · wf-form4_159675355598056.xml · derivative · entry 8 Ainsworth William P · CIK 0001768624 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 69,486 shares Expires 2027-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2017 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| August 05, 2020 Filed Aug 6, 2020 22:40 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 30,964 | $0.00 Strike: $74.77 | $0.00 |
DisclosureSEC source: 0000018230-20-000220 · wf-form4_159675355598056.xml · derivative · entry 7 Ainsworth William P · CIK 0001768624 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,964 shares Expires 2026-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2016 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| August 05, 2020 Filed Aug 6, 2020 22:40 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 15,199 | $0.00 Strike: $83.00 | $0.00 |
DisclosureSEC source: 0000018230-20-000220 · wf-form4_159675355598056.xml · derivative · entry 6 Ainsworth William P · CIK 0001768624 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,199 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2015 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| August 05, 2020 Filed Aug 6, 2020 22:40 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 93,434 | $135.00 | $12,613,590.00 |
DisclosureSEC source: 0000018230-20-000220 · wf-form4_159675355598056.xml · nonDerivative · entry 4 Ainsworth William P · CIK 0001768624 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,089 Read SEC document |
| August 05, 2020 Filed Aug 6, 2020 22:40 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 69,486 | $95.66 | $6,647,030.76 |
DisclosureSEC source: 0000018230-20-000220 · wf-form4_159675355598056.xml · nonDerivative · entry 3 Ainsworth William P · CIK 0001768624 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2020 Filed Aug 6, 2020 22:40 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 30,964 | $74.77 | $2,315,178.28 |
DisclosureSEC source: 0000018230-20-000220 · wf-form4_159675355598056.xml · nonDerivative · entry 2 Ainsworth William P · CIK 0001768624 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2020 Filed Aug 6, 2020 22:40 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 15,199 | $83.00 | $1,261,517.00 |
DisclosureSEC source: 0000018230-20-000220 · wf-form4_159675355598056.xml · nonDerivative · entry 1 Ainsworth William P · CIK 0001768624 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 4, 2020 19:45 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 53 | $112.58 | $5,966.74 |
DisclosureSEC source: 0000018230-20-000151 · wf-form4_158862150309358.xml · nonDerivative · entry 1 Ainsworth William P · CIK 0001768624 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,874 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of restricted stock units granted on May 1, 2015. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:38 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Options · Derivative | 80,833 | $0.00 Strike: $127.60 | $0.00 |
DisclosureSEC source: 0000018230-20-000106 · wf-form4_158327866759029.xml · derivative · entry 1 Ainsworth William P · CIK 0001768624 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,833 Underlying: Common Stock · 80,833 shares Expires 2030-03-02 F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments beginning on the first anniversary of the grant date. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 19:00 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 4,372 | $136.15 | $595,247.80 |
DisclosureSEC source: 0000018230-20-000039 · wf-form4_158162043266870.xml · nonDerivative · entry 2 Ainsworth William P · CIK 0001768624 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,927 F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 6, 2017. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 19:00 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 12,283 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-20-000039 · wf-form4_158162043266870.xml · nonDerivative · entry 1 Ainsworth William P · CIK 0001768624 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,299 F1 · balance_after: Adjusted to correct inadvertent clerical error. Read SEC document |
| May 01, 2019 Filed May 3, 2019 16:45 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 34 | $138.79 | $4,718.86 |
DisclosureSEC source: 0000018230-19-000151 · wf-form4_155690190917219.xml · nonDerivative · entry 1 Ainsworth William P · CIK 0001768624 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,766 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of restricted stock units granted on May 1, 2015. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 23:09 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Options · Derivative | 54,038 | $0.00 Strike: $138.35 | $0.00 |
DisclosureSEC source: 0000018230-19-000083 · wf-form4_155182734306881.xml · derivative · entry 1 Ainsworth William P · CIK 0001768624 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,038 Underlying: Common Stock · 54,038 shares Expires 2029-03-04 F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.