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TRN

TRINITY INDUSTRIES INC

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4439
SEC CIK
0000099780
Parsed reports
485

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2017 Filed Aug 4, 2017 23:00 UTC PurchaseCommon Stock 55,700 $28.05 $1,562,385.00
Disclosure

SEC source: 0001418812-17-000058 · primary_doc.xml · nonDerivative · entry 5

ValueAct Holdings, L.P. · CIK 0001418814 · 10% owner

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · 10% owner

VA Partners I, LLC · CIK 0001418812 · 10% owner

ValueAct Capital Management, L.P. · CIK 0001351069 · 10% owner

ValueAct Capital Management, LLC · CIK 0001351073 · 10% owner

ValueAct Holdings GP, LLC · CIK 0001418813 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,905,700

F1 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 23:00 UTC PurchaseCommon Stock 50,000 $27.55 $1,377,500.00
Disclosure

SEC source: 0001418812-17-000058 · primary_doc.xml · nonDerivative · entry 4

ValueAct Holdings, L.P. · CIK 0001418814 · 10% owner

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · 10% owner

VA Partners I, LLC · CIK 0001418812 · 10% owner

ValueAct Capital Management, L.P. · CIK 0001351069 · 10% owner

ValueAct Capital Management, LLC · CIK 0001351073 · 10% owner

ValueAct Holdings GP, LLC · CIK 0001418813 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,850,000

F1 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 23:00 UTC PurchaseCommon Stock 117,395 $27.49 $3,227,188.55
Disclosure

SEC source: 0001418812-17-000058 · primary_doc.xml · nonDerivative · entry 3

ValueAct Holdings, L.P. · CIK 0001418814 · 10% owner

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · 10% owner

VA Partners I, LLC · CIK 0001418812 · 10% owner

ValueAct Capital Management, L.P. · CIK 0001351069 · 10% owner

ValueAct Capital Management, LLC · CIK 0001351073 · 10% owner

ValueAct Holdings GP, LLC · CIK 0001418813 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,800,000

F1 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 23:00 UTC PurchaseCommon Stock 40,000 $27.42 $1,096,800.00
Disclosure

SEC source: 0001418812-17-000058 · primary_doc.xml · nonDerivative · entry 2

ValueAct Holdings, L.P. · CIK 0001418814 · 10% owner

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · 10% owner

VA Partners I, LLC · CIK 0001418812 · 10% owner

ValueAct Capital Management, L.P. · CIK 0001351069 · 10% owner

ValueAct Capital Management, LLC · CIK 0001351073 · 10% owner

ValueAct Holdings GP, LLC · CIK 0001418813 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,682,605

F1 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 23:00 UTC PurchaseCommon Stock 60,000 $27.36 $1,641,600.00
Disclosure

SEC source: 0001418812-17-000058 · primary_doc.xml · nonDerivative · entry 1

ValueAct Holdings, L.P. · CIK 0001418814 · 10% owner

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · 10% owner

VA Partners I, LLC · CIK 0001418812 · 10% owner

ValueAct Capital Management, L.P. · CIK 0001351069 · 10% owner

ValueAct Capital Management, LLC · CIK 0001351073 · 10% owner

ValueAct Holdings GP, LLC · CIK 0001418813 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,642,605

F1 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:07 UTC GrantTrinity Phantom Stock Units · Derivative 251 $28.03 Strike: $0.00 $7,035.53
Disclosure

SEC source: 0000099780-17-000088 · edgar.xml · derivative · entry 1

BIEGLER DAVID W · CIK 0001222590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,233

Underlying: Common Stock · 251 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:56 UTC GrantTrinity Phantom Stock Units · Derivative 92 $28.03 Strike: $0.00 $2,578.76
Disclosure

SEC source: 0000099780-17-000096 · edgar.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,513

Underlying: Common Stock · 92 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:55 UTC
Lovett Melendy ESVP & Chief Admin Officer
GrantTrinity Phantom Stock Units · Derivative 41 $28.03 Strike: $0.00 $1,149.23
Disclosure

SEC source: 0000099780-17-000095 · edgar.xml · derivative · entry 1

Lovett Melendy E · CIK 0001289486 · SVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,347

Underlying: Common Stock · 41 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:55 UTC GrantTrinity Phantom Stock Units · Derivative 196 $28.03 Strike: $0.00 $5,493.88
Disclosure

SEC source: 0000099780-17-000094 · edgar.xml · derivative · entry 1

GAFFORD RONALD J · CIK 0001222591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,958

Underlying: Common Stock · 196 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:54 UTC GrantTrinity Phantom Stock Units · Derivative 171 $28.03 Strike: $0.00 $4,793.13
Disclosure

SEC source: 0000099780-17-000093 · edgar.xml · derivative · entry 1

ECHOLS LELDON E · CIK 0001116073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,895

Underlying: Common Stock · 171 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:53 UTC GrantTrinity Phantom Stock Units · Derivative 18 $28.03 Strike: $0.00 $504.54
Disclosure

SEC source: 0000099780-17-000092 · edgar.xml · derivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,602

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:51 UTC GrantTrinity Phantom Stock Units · Derivative 251 $28.03 Strike: $0.00 $7,035.53
Disclosure

SEC source: 0000099780-17-000091 · edgar.xml · derivative · entry 1

BIEGLER DAVID W · CIK 0001222590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,233

Underlying: Common Stock · 251 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:47 UTC
ADAMS JOHN LDirector
GrantTrinity Phantom Stock Units · Derivative 295 $28.03 Strike: $0.00 $8,268.85
Disclosure

SEC source: 0000099780-17-000090 · edgar.xml · derivative · entry 1

ADAMS JOHN L · CIK 0001196980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,490

Underlying: Common Stock · 295 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:47 UTC
ADAMS JOHN LDirector
GrantTrinity Phantom Stock Units · Derivative 295 $28.03 Strike: $0.00 $8,268.85
Disclosure

SEC source: 0000099780-17-000089 · edgar.xml · derivative · entry 1

ADAMS JOHN L · CIK 0001196980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,490

Underlying: Common Stock · 295 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:46 UTC
ADAMS JOHN LDirector
GrantTrinity Phantom Stock Units · Derivative 295 $28.03 Strike: $0.00 $8,268.85
Disclosure

SEC source: 0000099780-17-000087 · edgar.xml · derivative · entry 1

ADAMS JOHN L · CIK 0001196980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,490

Underlying: Common Stock · 295 shares

Expires not disclosed

F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 20:17 UTC
MENZIES D STEPHENSenior Vice President
SaleCommon Stock 27,742 $26.11 $724,343.62
Disclosure

SEC source: 0000099780-17-000086 · edgar.xml · nonDerivative · entry 1

MENZIES D STEPHEN · CIK 0001283912 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,707

Read SEC document
May 23, 2017 Filed May 23, 2017 21:14 UTC
McWhirter William ASenior Vice President
SaleCommon Stock 28,500 $26.46 $754,110.00
Disclosure

SEC source: 0000099780-17-000081 · edgar.xml · nonDerivative · entry 2

McWhirter William A · CIK 0001320094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,339

Read SEC document
May 18, 2017 Filed May 19, 2017 20:16 UTC
Henderson Mary EVice President & CAO
SaleCommon Stock 10,000 $26.00 $260,000.00
Disclosure

SEC source: 0000099780-17-000078 · edgar.xml · nonDerivative · entry 2

Henderson Mary E · CIK 0001463367 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,603

Read SEC document
May 16, 2017 Filed May 17, 2017 20:32 UTC
Perry James ESenior Vice President & CFO
GiftCommon Stock 7,600 $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000072 · edgar.xml · nonDerivative · entry 4

Perry James E · CIK 0001323684 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,127

Read SEC document
May 15, 2017 Filed May 17, 2017 20:37 UTC
Lovett Melendy ESVP & Chief Admin Officer
Tax withholdingCommon Stock 9,848 $27.17 $267,570.16
Disclosure

SEC source: 0000099780-17-000074 · edgar.xml · nonDerivative · entry 2

Lovett Melendy E · CIK 0001289486 · SVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,079

Read SEC document
May 15, 2017 Filed May 17, 2017 20:37 UTC
Lovett Melendy ESVP & Chief Admin Officer
GrantCommon Stock 23,440 $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000074 · edgar.xml · nonDerivative · entry 1

Lovett Melendy E · CIK 0001289486 · SVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,927

Read SEC document
May 15, 2017 Filed May 17, 2017 20:42 UTC
WALLACE TIMOTHY RDirector · Chairman, CEO & President
Tax withholdingCommon Stock 87,992 $27.17 $2,390,742.64
Disclosure

SEC source: 0000099780-17-000077 · edgar.xml · nonDerivative · entry 3

WALLACE TIMOTHY R · CIK 0001195484 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,665,422

Read SEC document
May 15, 2017 Filed May 17, 2017 20:42 UTC
WALLACE TIMOTHY RDirector · Chairman, CEO & President
GrantCommon Stock 210,292 $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000077 · edgar.xml · nonDerivative · entry 2

WALLACE TIMOTHY R · CIK 0001195484 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753,414

Read SEC document
May 15, 2017 Filed May 17, 2017 20:40 UTC
RICE S THEISSenior Vice President
Tax withholdingCommon Stock 11,290 $27.17 $306,749.30
Disclosure

SEC source: 0000099780-17-000076 · edgar.xml · nonDerivative · entry 3

RICE S THEIS · CIK 0001199855 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,385

Read SEC document
May 15, 2017 Filed May 17, 2017 20:40 UTC
RICE S THEISSenior Vice President
GrantCommon Stock 36,452 $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000076 · edgar.xml · nonDerivative · entry 2

RICE S THEIS · CIK 0001199855 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,675

Read SEC document
May 15, 2017 Filed May 17, 2017 20:39 UTC
MENZIES D STEPHENSenior Vice President
Tax withholdingCommon Stock 22,915 $27.17 $622,600.55
Disclosure

SEC source: 0000099780-17-000075 · edgar.xml · nonDerivative · entry 2

MENZIES D STEPHEN · CIK 0001283912 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,449

Read SEC document
May 15, 2017 Filed May 17, 2017 20:39 UTC
MENZIES D STEPHENSenior Vice President
GrantCommon Stock 61,684 $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000075 · edgar.xml · nonDerivative · entry 1

MENZIES D STEPHEN · CIK 0001283912 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,364

Read SEC document
May 15, 2017 Filed May 17, 2017 20:35 UTC
McWhirter William ASenior Vice President
OtherCommon Stock 7,031 $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000073 · edgar.xml · nonDerivative · entry 4

McWhirter William A · CIK 0001320094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,839

F1 · balance_after: The reporting person transferred 7,031 shares of common stock to his ex-wife pursuant to a decree of divorce. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:35 UTC
McWhirter William ASenior Vice President
Tax withholdingCommon Stock 20,111 $27.17 $546,415.87
Disclosure

SEC source: 0000099780-17-000073 · edgar.xml · nonDerivative · entry 3

McWhirter William A · CIK 0001320094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,870

Read SEC document
May 15, 2017 Filed May 17, 2017 20:35 UTC
McWhirter William ASenior Vice President
GrantCommon Stock 56,076 $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000073 · edgar.xml · nonDerivative · entry 2

McWhirter William A · CIK 0001320094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,981

Read SEC document
May 15, 2017 Filed May 17, 2017 20:32 UTC
Perry James ESenior Vice President & CFO
Tax withholdingCommon Stock 28,305 $27.17 $769,046.85
Disclosure

SEC source: 0000099780-17-000072 · edgar.xml · nonDerivative · entry 3

Perry James E · CIK 0001323684 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,727

Read SEC document
May 15, 2017 Filed May 17, 2017 20:32 UTC
Perry James ESenior Vice President & CFO
GrantCommon Stock 56,076 $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000072 · edgar.xml · nonDerivative · entry 2

Perry James E · CIK 0001323684 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,032

Read SEC document
May 15, 2017 Filed May 17, 2017 20:30 UTC
Henderson Mary EVice President & CAO
Tax withholdingCommon Stock 3,500 $27.17 $95,095.00
Disclosure

SEC source: 0000099780-17-000071 · edgar.xml · nonDerivative · entry 3

Henderson Mary E · CIK 0001463367 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,603

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May 15, 2017 Filed May 17, 2017 20:30 UTC
Henderson Mary EVice President & CAO
GrantCommon Stock 12,800 $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000071 · edgar.xml · nonDerivative · entry 2

Henderson Mary E · CIK 0001463367 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,103

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May 01, 2017 Filed May 2, 2017 21:39 UTC GrantCommon Stock 4,805 $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000047 · edgar.xml · nonDerivative · entry 1

BIEGLER DAVID W · CIK 0001222590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,251

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May 01, 2017 Filed May 2, 2017 22:28 UTC
WALLACE TIMOTHY RDirector · Chairman, CEO & President
GrantCommon Stock 41,228 $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000063 · edgar.xml · nonDerivative · entry 2

WALLACE TIMOTHY R · CIK 0001195484 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,543,122

F1 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2020 and 50% on May 15, 2021.

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May 01, 2017 Filed May 2, 2017 21:59 UTC
RICE S THEISSenior Vice President
GrantCommon Stock 6,237 $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000060 · edgar.xml · nonDerivative · entry 2

RICE S THEIS · CIK 0001199855 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,223

F1 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2020 and 50% on May 15, 2021.

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May 01, 2017 Filed May 2, 2017 21:57 UTC
Perry James ESenior Vice President & CFO
GrantCommon Stock 12,011 $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000059 · edgar.xml · nonDerivative · entry 2

Perry James E · CIK 0001323684 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,956

F1 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2020 and 50% on May 15, 2021.

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May 01, 2017 Filed May 2, 2017 21:56 UTC
MENZIES D STEPHENSenior Vice President
GrantCommon Stock 12,935 $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000058 · edgar.xml · nonDerivative · entry 1

MENZIES D STEPHEN · CIK 0001283912 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,680

F1 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2020 and 50% on May 15, 2021.

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May 01, 2017 Filed May 2, 2017 21:54 UTC
McWhirter William ASenior Vice President
GrantCommon Stock 10,625 $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000057 · edgar.xml · nonDerivative · entry 2

McWhirter William A · CIK 0001320094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,905

F1 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2020 and 50% on May 15, 2021.

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May 01, 2017 Filed May 2, 2017 21:53 UTC
Lovett Melendy ESVP & Chief Admin Officer
GrantCommon Stock 6,006 $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000056 · edgar.xml · nonDerivative · entry 1

Lovett Melendy E · CIK 0001289486 · SVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,487

F1 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2020 and 50% on May 15, 2021.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:50 UTC
Henderson Mary EVice President & CAO
GrantCommon Stock 2,125 $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000055 · edgar.xml · nonDerivative · entry 2

Henderson Mary E · CIK 0001463367 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,303

F1 · shares: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after shares vest 50% on May 15, 2020 and 50% on May 15, 2021.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:48 UTC GrantTrinity Stock Units · Derivative 4,805 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000054 · edgar.xml · derivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,805

Underlying: Common Stock · 4,805 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:47 UTC GrantTrinity Stock Units · Derivative 4,805 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000053 · edgar.xml · derivative · entry 1

ROCK DOUGLAS L · CIK 0001184606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,805

Underlying: Common Stock · 4,805 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:45 UTC GrantTrinity Stock Units · Derivative 4,805 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000052 · edgar.xml · derivative · entry 1

MATTHEWS CHARLES W · CIK 0001199008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,805

Underlying: Common Stock · 4,805 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:44 UTC GrantTrinity Stock Units · Derivative 4,805 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000051 · edgar.xml · derivative · entry 1

LAJOUS ADRIAN · CIK 0001194102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,805

Underlying: Common Stock · 4,805 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:42 UTC GrantCommon Stock 4,805 $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000050 · edgar.xml · nonDerivative · entry 1

GAFFORD RONALD J · CIK 0001222591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,451

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May 01, 2017 Filed May 2, 2017 21:41 UTC GrantCommon Stock 4,805 $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000049 · edgar.xml · nonDerivative · entry 1

ECHOLS LELDON E · CIK 0001116073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,757

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May 01, 2017 Filed May 2, 2017 21:40 UTC GrantTrinity Stock Units · Derivative 4,805 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000048 · edgar.xml · derivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,805

Underlying: Common Stock · 4,805 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the first anniversary of the Date of Grant.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:37 UTC
BEST RHYS JDirector
GrantCommon Stock 4,805 $0.00 $0.00
Disclosure

SEC source: 0000099780-17-000046 · edgar.xml · nonDerivative · entry 1

BEST RHYS J · CIK 0001218738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,257

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.