Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 1 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2024 Filed Mar 15, 2024 21:40 UTC |
Guerin Mark PatrickCFO AND COO
|
Exercise / conversionRestricted Stock Units · Derivative | 8,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-008142 · form4-03152024_090303.xml · derivative · entry 3 Guerin Mark Patrick · CIK 0001607714 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,334 Underlying: Common Stock · 8,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On March 13, 2023 the reporting person was granted 26,000 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary. F2 · derivative.expiration_date: On March 13, 2023 the reporting person was granted 26,000 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 21:40 UTC |
Guerin Mark PatrickCFO AND COO
|
Exercise / conversionCommon Stock | 8,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-008142 · form4-03152024_090303.xml · nonDerivative · entry 1 Guerin Mark Patrick · CIK 0001607714 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 07, 2024 Filed Feb 9, 2024 22:38 UTC |
Guerin Mark PatrickCFO AND COO
|
Exercise / conversionRestricted Stock Units · Derivative | 6,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-003205 · form4-02092024_100205.xml · derivative · entry 3 Guerin Mark Patrick · CIK 0001607714 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,900 Underlying: Common Stock · 6,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 7, 2022 the reporting person was granted 20,700 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary. F2 · derivative.expiration_date: On February 7, 2022 the reporting person was granted 20,700 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary. Read SEC document |
| February 07, 2024 Filed Feb 9, 2024 22:38 UTC |
Guerin Mark PatrickCFO AND COO
|
Tax withholdingCommon Stock | 2,443 | $0.67 | $1,636.81 |
DisclosureSEC source: 0001415889-24-003205 · form4-02092024_100205.xml · nonDerivative · entry 2 Guerin Mark Patrick · CIK 0001607714 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,901 Read SEC document |
| February 07, 2024 Filed Feb 9, 2024 22:38 UTC |
Guerin Mark PatrickCFO AND COO
|
Exercise / conversionCommon Stock | 6,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-003205 · form4-02092024_100205.xml · nonDerivative · entry 1 Guerin Mark Patrick · CIK 0001607714 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 07, 2024 Filed Feb 9, 2024 22:36 UTC |
Fruchtman Steven MDirector · PRESIDENT, CHIEF EXECUTIVE OFF
|
Exercise / conversionRestricted Stock Units · Derivative | 21,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-003204 · form4-02092024_100217.xml · derivative · entry 3 Fruchtman Steven M · CIK 0001631251 · Director · PRESIDENT, CHIEF EXECUTIVE OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,320 Underlying: Common Stock · 21,320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 7, 2022 the reporting person was granted 63,960 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary. F2 · derivative.expiration_date: On February 7, 2022 the reporting person was granted 63,960 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary. Read SEC document |
| February 07, 2024 Filed Feb 9, 2024 22:36 UTC |
Fruchtman Steven MDirector · PRESIDENT, CHIEF EXECUTIVE OFF
|
Tax withholdingCommon Stock | 9,212 | $0.67 | $6,172.04 |
DisclosureSEC source: 0001415889-24-003204 · form4-02092024_100217.xml · nonDerivative · entry 2 Fruchtman Steven M · CIK 0001631251 · Director · PRESIDENT, CHIEF EXECUTIVE OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,408 Read SEC document |
| February 07, 2024 Filed Feb 9, 2024 22:36 UTC |
Fruchtman Steven MDirector · PRESIDENT, CHIEF EXECUTIVE OFF
|
Exercise / conversionCommon Stock | 21,320 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-003204 · form4-02092024_100217.xml · nonDerivative · entry 1 Fruchtman Steven M · CIK 0001631251 · Director · PRESIDENT, CHIEF EXECUTIVE OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| October 02, 2023 Filed Oct 27, 2023 20:41 UTC |
Moyo Victor MCHIEF MEDICAL OFFICER
|
GrantStock Option (right to purchase) · Derivative | 125,000 | $0.00 Strike: $0.74 | $0.00 |
DisclosureSEC source: 0001415889-23-014572 · form4-10272023_081005.xml · derivative · entry 1 Moyo Victor M · CIK 0001998323 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2033-10-02 F1 · derivative.exercise_date: These options vest over 4 years, 25% on the first anniversary of the grant and thereafter in 36 equal monthly installments over the next 3 years. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 21:49 UTC |
Atadja PeterDirector
|
GrantStock Option (right to purchase) · Derivative | 66,468 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001415889-23-012231 · form4-08142023_090853.xml · derivative · entry 1 Atadja Peter · CIK 0001958563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,468 Underlying: Common Stock · 66,468 shares Expires 2033-08-10 F1 · derivative.exercise_date: These options vest 100% on the first anniversary of the grant date. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 21:52 UTC |
STOVER JACK EDirector
|
GrantStock Option (right to purchase) · Derivative | 66,468 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001415889-23-012232 · form4-08142023_090802.xml · derivative · entry 1 STOVER JACK E · CIK 0001203603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,468 Underlying: Common Stock · 66,468 shares Expires 2033-08-10 F1 · derivative.exercise_date: These options vest 100% on the first anniversary of the grant date. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 21:53 UTC |
Shoemaker Mary TeresaDirector
|
GrantStock Option (right to purchase) · Derivative | 66,468 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001415889-23-012234 · form4-08142023_090841.xml · derivative · entry 1 Shoemaker Mary Teresa · CIK 0001813552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,468 Underlying: Common Stock · 66,468 shares Expires 2033-08-10 F1 · derivative.exercise_date: These options vest 100% on the first anniversary of the grant date. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 21:43 UTC |
GROOPMAN JEROMEDirector
|
GrantStock Option (right to purchase) · Derivative | 66,468 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001415889-23-012228 · form4-08142023_090819.xml · derivative · entry 1 GROOPMAN JEROME · CIK 0001218853 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,468 Underlying: Common Stock · 66,468 shares Expires 2033-08-10 F1 · derivative.exercise_date: These options vest 100% on the first anniversary of the grant date. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 21:47 UTC |
Clarke TraffordDirector
|
GrantStock Option (right to purchase) · Derivative | 66,468 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001415889-23-012230 · form4-08142023_090847.xml · derivative · entry 1 Clarke Trafford · CIK 0001958857 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,468 Underlying: Common Stock · 66,468 shares Expires 2033-08-10 F1 · derivative.exercise_date: These options vest 100% on the first anniversary of the grant date. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 21:45 UTC |
MEHTA VIRENDirector
|
GrantStock Option (right to purchase) · Derivative | 66,468 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001415889-23-012229 · form4-08142023_090852.xml · derivative · entry 1 MEHTA VIREN · CIK 0001238969 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,468 Underlying: Common Stock · 66,468 shares Expires 2033-08-10 F1 · derivative.exercise_date: These options vest 100% on the first anniversary of the grant date. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 21:41 UTC |
MARINO JAMES JDirector
|
GrantStock Option (right to purchase) · Derivative | 66,468 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001415889-23-012227 · form4-08142023_090832.xml · derivative · entry 1 MARINO JAMES J · CIK 0001198578 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,468 Underlying: Common Stock · 66,468 shares Expires 2033-08-10 F1 · derivative.exercise_date: These options vest 100% on the first anniversary of the grant date. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 20:45 UTC |
Guerin Mark PatrickCFO AND COO
|
Tax withholdingCommon Stock | 1,422 | $1.02 | $1,450.44 |
DisclosureSEC source: 0001415889-23-011867 · form4-08042023_080826.xml · nonDerivative · entry 2 Guerin Mark Patrick · CIK 0001607714 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,444 Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 20:42 UTC |
Fruchtman Steven MDirector · PRESIDENT, CHIEF EXECUTIVE OFF
|
Tax withholdingCommon Stock | 4,744 | $1.01 | $4,791.44 |
DisclosureSEC source: 0001415889-23-011866 · form4-08042023_080842.xml · nonDerivative · entry 2 Fruchtman Steven M · CIK 0001631251 · Director · PRESIDENT, CHIEF EXECUTIVE OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,300 Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 20:45 UTC |
Guerin Mark PatrickCFO AND COO
|
Exercise / conversionRestricted Stock Units · Derivative | 4,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-011867 · form4-08042023_080826.xml · derivative · entry 3 Guerin Mark Patrick · CIK 0001607714 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,750 Underlying: Common Stock · 4,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On August 2, 2021 the reporting person was granted 14,250 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary. F2 · derivative.expiration_date: On August 2, 2021 the reporting person was granted 14,250 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 20:45 UTC |
Guerin Mark PatrickCFO AND COO
|
Exercise / conversionCommon Stock | 4,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-011867 · form4-08042023_080826.xml · nonDerivative · entry 1 Guerin Mark Patrick · CIK 0001607714 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 20:42 UTC |
Fruchtman Steven MDirector · PRESIDENT, CHIEF EXECUTIVE OFF
|
Exercise / conversionRestricted Stock Units · Derivative | 12,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-011866 · form4-08042023_080842.xml · derivative · entry 3 Fruchtman Steven M · CIK 0001631251 · Director · PRESIDENT, CHIEF EXECUTIVE OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,567 Underlying: Common Stock · 12,567 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On August 2, 2021 the reporting person was granted 37,700 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary. F2 · derivative.expiration_date: On August 2, 2021 the reporting person was granted 37,700 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 20:42 UTC |
Fruchtman Steven MDirector · PRESIDENT, CHIEF EXECUTIVE OFF
|
Exercise / conversionCommon Stock | 12,567 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-011866 · form4-08042023_080842.xml · nonDerivative · entry 1 Fruchtman Steven M · CIK 0001631251 · Director · PRESIDENT, CHIEF EXECUTIVE OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 20:54 UTC |
Guerin Mark PatrickCFO AND COO
|
Exercise / conversionRestricted Stock Units · Derivative | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009750 · form4-06132023_080619.xml · derivative · entry 3 Guerin Mark Patrick · CIK 0001607714 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 5,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On June 10, 2022 the reporting person was granted 16,500 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary. F2 · derivative.expiration_date: On June 10, 2022 the reporting person was granted 16,500 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 20:54 UTC |
Guerin Mark PatrickCFO AND COO
|
Tax withholdingCommon Stock | 1,575 | $1.14 | $1,790.78 |
DisclosureSEC source: 0001415889-23-009750 · form4-06132023_080619.xml · nonDerivative · entry 2 Guerin Mark Patrick · CIK 0001607714 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,116 Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 20:54 UTC |
Guerin Mark PatrickCFO AND COO
|
Exercise / conversionCommon Stock | 5,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-009750 · form4-06132023_080619.xml · nonDerivative · entry 1 Guerin Mark Patrick · CIK 0001607714 · CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 23:19 UTC |
Guerin Mark PatrickCFO AND COO
|
GrantRestricted Stock Units · Derivative | 26,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004902 · form4-03142023_110331.xml · derivative · entry 2 Guerin Mark Patrick · CIK 0001607714 · CFO AND COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Underlying: Common Stock · 26,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into one share of common stock. F3 · derivative.exercise_date: These restricted stock units vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary F3 · derivative.expiration_date: These restricted stock units vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 23:19 UTC |
Guerin Mark PatrickCFO AND COO
|
GrantStock Option (right to purchase) · Derivative | 79,000 | $0.00 Strike: $0.73 | $0.00 |
DisclosureSEC source: 0001415889-23-004902 · form4-03142023_110331.xml · derivative · entry 1 Guerin Mark Patrick · CIK 0001607714 · CFO AND COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,000 Underlying: Common Stock · 79,000 shares Expires 2033-03-13 F1 · derivative.exercise_date: These options vest over three years, one-third on the first anniversary of the date of grant and thereafter in 24 equal monthly installments over the following two years. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 22:48 UTC |
Fruchtman Steven MDirector · PRESIDENT, CHIEF EXECUTIVE OFF
|
GrantRestricted Stock Units · Derivative | 69,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004866 · form4-03142023_100340.xml · derivative · entry 2 Fruchtman Steven M · CIK 0001631251 · Director · PRESIDENT, CHIEF EXECUTIVE OFF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,333 Underlying: Common Stock · 69,333 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into one share of common stock. F3 · derivative.exercise_date: These restricted stock units vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary F3 · derivative.expiration_date: These restricted stock units vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 22:48 UTC |
Fruchtman Steven MDirector · PRESIDENT, CHIEF EXECUTIVE OFF
|
GrantStock Option (right to purchase) · Derivative | 207,000 | $0.00 Strike: $0.73 | $0.00 |
DisclosureSEC source: 0001415889-23-004866 · form4-03142023_100340.xml · derivative · entry 1 Fruchtman Steven M · CIK 0001631251 · Director · PRESIDENT, CHIEF EXECUTIVE OFF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,000 Underlying: Common Stock · 207,000 shares Expires 2033-03-13 F1 · derivative.exercise_date: These options vest over three years, one-third on the first anniversary of the date of grant and thereafter in 24 equal monthly installments over the following two years. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 22:46 UTC |
Gelder Mark S. MDCHIEF MEDICAL OFFICER
|
GrantRestricted Stock Units · Derivative | 20,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004865 · form4-03142023_100352.xml · derivative · entry 2 Gelder Mark S. MD · CIK 0001564390 · CHIEF MEDICAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,667 Underlying: Common Stock · 20,667 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into one share of common stock. F3 · derivative.exercise_date: These restricted stock units vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary F3 · derivative.expiration_date: These restricted stock units vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 22:46 UTC |
Gelder Mark S. MDCHIEF MEDICAL OFFICER
|
GrantStock Option (right to purchase) · Derivative | 62,000 | $0.00 Strike: $0.73 | $0.00 |
DisclosureSEC source: 0001415889-23-004865 · form4-03142023_100352.xml · derivative · entry 1 Gelder Mark S. MD · CIK 0001564390 · CHIEF MEDICAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,000 Underlying: Common Stock · 62,000 shares Expires 2033-03-13 F1 · derivative.exercise_date: These options vest over three years, one-third on the first anniversary of the date of grant and thereafter in 24 equal monthly installments over the following two years. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 23:00 UTC |
Fruchtman Steven MDirector · PRESIDENT, CHIEF EXECUTIVE OFF
|
Exercise / conversionRestricted Stock Units · Derivative | 21,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-002171 · form4-02082023_110217.xml · derivative · entry 3 Fruchtman Steven M · CIK 0001631251 · Director · PRESIDENT, CHIEF EXECUTIVE OFF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,640 Underlying: Common Stock · 21,320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 7, 2022 the reporting person was granted 63,960 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary. F2 · derivative.expiration_date: On February 7, 2022 the reporting person was granted 63,960 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 23:00 UTC |
Fruchtman Steven MDirector · PRESIDENT, CHIEF EXECUTIVE OFF
|
Tax withholdingCommon Stock | 6,977 | $1.36 | $9,488.72 |
DisclosureSEC source: 0001415889-23-002171 · form4-02082023_110217.xml · nonDerivative · entry 2 Fruchtman Steven M · CIK 0001631251 · Director · PRESIDENT, CHIEF EXECUTIVE OFF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,477 Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 23:00 UTC |
Fruchtman Steven MDirector · PRESIDENT, CHIEF EXECUTIVE OFF
|
Exercise / conversionCommon Stock | 21,320 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-002171 · form4-02082023_110217.xml · nonDerivative · entry 1 Fruchtman Steven M · CIK 0001631251 · Director · PRESIDENT, CHIEF EXECUTIVE OFF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 22:58 UTC |
Gelder Mark S. MDCHIEF MEDICAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 5,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-002168 · form4-02082023_100255.xml · derivative · entry 3 Gelder Mark S. MD · CIK 0001564390 · CHIEF MEDICAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,667 Underlying: Common Stock · 5,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 7, 2022 the reporting person was granted 17,500 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary. F2 · derivative.expiration_date: On February 7, 2022 the reporting person was granted 17,500 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 22:58 UTC |
Gelder Mark S. MDCHIEF MEDICAL OFFICER
|
Tax withholdingCommon Stock | 1,242 | $1.36 | $1,689.12 |
DisclosureSEC source: 0001415889-23-002168 · form4-02082023_100255.xml · nonDerivative · entry 2 Gelder Mark S. MD · CIK 0001564390 · CHIEF MEDICAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,487 Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 22:58 UTC |
Gelder Mark S. MDCHIEF MEDICAL OFFICER
|
Exercise / conversionCommon Stock | 5,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-002168 · form4-02082023_100255.xml · nonDerivative · entry 1 Gelder Mark S. MD · CIK 0001564390 · CHIEF MEDICAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 22:56 UTC |
Guerin Mark PatrickCFO AND COO
|
Exercise / conversionRestricted Stock Units · Derivative | 6,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-002167 · form4-02082023_100254.xml · derivative · entry 3 Guerin Mark Patrick · CIK 0001607714 · CFO AND COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,800 Underlying: Common Stock · 6,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 7, 2022 the reporting person was granted 20,700 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary. F2 · derivative.expiration_date: On February 7, 2022 the reporting person was granted 20,700 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 22:56 UTC |
Guerin Mark PatrickCFO AND COO
|
Tax withholdingCommon Stock | 1,785 | $1.36 | $2,427.60 |
DisclosureSEC source: 0001415889-23-002167 · form4-02082023_100254.xml · nonDerivative · entry 2 Guerin Mark Patrick · CIK 0001607714 · CFO AND COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,191 Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 22:56 UTC |
Guerin Mark PatrickCFO AND COO
|
Exercise / conversionCommon Stock | 6,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-002167 · form4-02082023_100254.xml · nonDerivative · entry 1 Guerin Mark Patrick · CIK 0001607714 · CFO AND COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 23:59 UTC |
Clarke TraffordDirector
|
GrantStock Option (right to purchase) · Derivative | 100,000 | $0.00 Strike: $0.71 | $0.00 |
DisclosureSEC source: 0001415889-22-012768 · form4-12192022_111209.xml · derivative · entry 1 Clarke Trafford · CIK 0001958857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2032-12-15 F1 · derivative.exercise_date: These options vest in 3 installments on the anniversary of the grant date: 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 23:56 UTC |
Atadja PeterDirector
|
GrantStock Option (right to purchase) · Derivative | 100,000 | $0.00 Strike: $0.71 | $0.00 |
DisclosureSEC source: 0001415889-22-012767 · form4-12192022_111223.xml · derivative · entry 1 Atadja Peter · CIK 0001958563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2032-12-15 F1 · derivative.exercise_date: These options vest in 3 installments on the anniversary of the grant date: 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 21:10 UTC |
STOVER JACK EDirector
|
GrantStock Option (right to purchase) · Derivative | 66,468 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001415889-22-008914 · form4-08192022_050801.xml · derivative · entry 1 STOVER JACK E · CIK 0001203603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,468 Underlying: Common Stock · 66,468 shares Expires 2032-08-18 F1 · derivative.exercise_date: These options vest 100% on the first anniversary of the grant date. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 20:59 UTC |
MARINO JAMES JDirector
|
GrantStock Option (right to purchase) · Derivative | 66,468 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001415889-22-008913 · form4-08192022_010813.xml · derivative · entry 1 MARINO JAMES J · CIK 0001198578 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,468 Underlying: Common Stock · 66,468 shares Expires 2032-08-18 F1 · derivative.exercise_date: These options vest 100% on the first anniversary of the grant date. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 20:57 UTC |
MEHTA VIRENDirector
|
GrantStock Option (right to purchase) · Derivative | 66,468 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001415889-22-008912 · form4-08192022_010826.xml · derivative · entry 1 MEHTA VIREN · CIK 0001238969 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,468 Underlying: Common Stock · 66,468 shares Expires 2032-08-18 F1 · derivative.exercise_date: These options vest 100% on the first anniversary of the grant date. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 20:55 UTC |
Shoemaker Mary TeresaDirector
|
GrantStock Option (right to purchase) · Derivative | 66,468 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001415889-22-008911 · form4-08192022_010838.xml · derivative · entry 1 Shoemaker Mary Teresa · CIK 0001813552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,468 Underlying: Common Stock · 66,468 shares Expires 2032-08-18 F1 · derivative.exercise_date: These options vest 100% on the first anniversary of the grant date. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 20:54 UTC |
GROOPMAN JEROMEDirector
|
GrantStock Option (right to purchase) · Derivative | 66,468 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001415889-22-008910 · form4-08192022_010815.xml · derivative · entry 1 GROOPMAN JEROME · CIK 0001218853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,468 Underlying: Common Stock · 66,468 shares Expires 2032-08-18 F1 · derivative.exercise_date: These options vest 100% on the first anniversary of the grant date. Read SEC document |
| August 03, 2022 Filed Aug 4, 2022 20:38 UTC |
Guerin Mark PatrickCFO AND COO
|
Tax withholdingCommon Stock | 1,355 | $1.32 | $1,788.60 |
DisclosureSEC source: 0001415889-22-008261 · form4-08042022_010847.xml · nonDerivative · entry 2 Guerin Mark Patrick · CIK 0001607714 · CFO AND COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,076 Read SEC document |
| August 03, 2022 Filed Aug 4, 2022 20:34 UTC |
Gelder Mark S. MDCHIEF MEDICAL OFFICER
|
Tax withholdingCommon Stock | 1,135 | $1.32 | $1,498.20 |
DisclosureSEC source: 0001415889-22-008260 · form4-08042022_010823.xml · nonDerivative · entry 2 Gelder Mark S. MD · CIK 0001564390 · CHIEF MEDICAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,896 Read SEC document |
| August 03, 2022 Filed Aug 4, 2022 20:30 UTC |
Fruchtman Steven MDirector · PRESIDENT, CHIEF EXECUTIVE OFF
|
Tax withholdingCommon Stock | 4,562 | $1.32 | $6,021.84 |
DisclosureSEC source: 0001415889-22-008258 · form4-08042022_010852.xml · nonDerivative · entry 2 Fruchtman Steven M · CIK 0001631251 · Director · PRESIDENT, CHIEF EXECUTIVE OFF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,134 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.