TPST

SEC source: 0001209191-18-062108 · doc4.xml · nonDerivative · entry 1

FISHER MARY · CIK 0001272360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,319

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

F2 · shares: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018.

F1 · price: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

F2 · balance_after: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018.

SEC source: 0001209191-18-062119 · doc4.xml · nonDerivative · entry 1

KOZIN MARC D · CIK 0001241647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,740

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

F2 · shares: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018.

F1 · price: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

F2 · balance_after: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018.

SEC source: 0001209191-18-062104 · doc4.xml · nonDerivative · entry 1

ALDRICH RICHARD · CIK 0001185039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,169

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $10,625 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

F2 · shares: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018.

F1 · price: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $10,625 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

F2 · balance_after: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018.

SEC source: 0001209191-18-062127 · doc4.xml · derivative · entry 3

WHITCOMB RANDALL W · CIK 0001218867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,720

Underlying: Common Stock · 3,720 shares

Expires 2028-08-23

F5 · price: Received in connection with the Merger in exchange for a stock option to acquire 50,000 shares of Millendo common stock for $1.22 per share.

F4 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on August 20, 2019, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to provide service through each such date.

SEC source: 0001209191-18-062127 · doc4.xml · derivative · entry 2

WHITCOMB RANDALL W · CIK 0001218867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,438

Underlying: Common Stock · 21,438 shares

Expires 2026-01-27

F3 · price: Received in connection with the Merger in exchange for a stock option to acquire 288,152 shares of Millendo common stock for $0.33 per share.

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option vested on January 28, 2017, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to provide service through each such date.

SEC source: 0001209191-18-062127 · doc4.xml · nonDerivative · entry 1

WHITCOMB RANDALL W · CIK 0001218867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,784

F1 · price: Received in exchange for 212,163 shares of Millendo Therapeutics, Inc. ("Millendo") common stock in connection with merger of Millendo Therapeutics, Inc. into the Issuer (the "Merger").

SEC source: 0001209191-18-062111 · doc4.xml · nonDerivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Gallagher Revocable Trust

Disclosed balance after: 23,684

F2 · price: Received in exchange for 318,335 shares of Millendo Therapeutics, Inc. common stock in connection with merger of Millendo Therapeutics, Inc. into the Issuer.

SEC source: 0001209191-18-062111 · doc4.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,249

F1 · price: Received in exchange for 110,887 shares of Millendo Therapeutics, Inc. common stock in connection with merger of Millendo Therapeutics, Inc. into the Issuer.

SEC source: 0001209191-18-062116 · doc4.xml · derivative · entry 1

Hedley Mary Lynne · CIK 0001340823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,600

Underlying: Common Stock · 18,600 shares

Expires 2028-08-23

F2 · price: Received in connection with the merger of Millendo Therapeutics, Inc. ("Millendo") into the Issuer in exchange for a stock option to acquire 250,000 shares of Millendo common stock for $1.22 per share.

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option vested on February 24, 2018, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to provide service through each such date.

SEC source: 0001209191-18-062125 · doc4.xml · derivative · entry 4

Mohideen Pharis · CIK 0001760395 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,919

Underlying: Common Stock · 40,919 shares

Expires 2028-08-23

F7 · price: Received in connection with the Merger in exchange for a stock option to acquire 550,000 shares of Millendo common stock for $1.22 per share.

F6 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on August 20, 2019, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to provide service through each such date.

SEC source: 0001209191-18-062125 · doc4.xml · derivative · entry 3

Mohideen Pharis · CIK 0001760395 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,485

Underlying: Common Stock · 37,485 shares

Expires 2026-01-27

F5 · price: Received in connection with the Merger in exchange for a stock option to acquire 503,847 shares of Millendo common stock for $0.33 per share.

F4 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option vested on January 28, 2017, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to provide service through each such date.

SEC source: 0001209191-18-062125 · doc4.xml · derivative · entry 2

Mohideen Pharis · CIK 0001760395 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,258

Underlying: Common Stock · 19,258 shares

Expires 2024-12-04

F3 · price: Received in connection with the Merger in exchange for a stock option to acquire 258,845 shares of Millendo common stock for $0.20 per share.

F2 · derivative.exercise_date: Fully vested.

SEC source: 0001209191-18-062125 · doc4.xml · nonDerivative · entry 1

Mohideen Pharis · CIK 0001760395 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,440

F1 · price: Received in exchange for 100,000 shares of Millendo Therapeutics, Inc. ("Millendo") common stock in connection with merger of Millendo Therapeutics, Inc. into the Issuer (the "Merger").

SEC source: 0001209191-18-062117 · doc4.xml · derivative · entry 2

Hindman James M. · CIK 0001617615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,720

Underlying: Common Stock · 3,720 shares

Expires 2028-08-23

F4 · price: Received in connection with the Merger in exchange for a stock option to acquire 50,000 shares of Millendo common stock for $1.22 per share.

F3 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on August 20, 2019, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to provide service through each such date.

SEC source: 0001209191-18-062117 · doc4.xml · derivative · entry 1

Hindman James M. · CIK 0001617615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,509

Underlying: Common Stock · 17,509 shares

Expires 2026-08-09

F2 · price: Received in connection with the merger of Millendo Therapeutics, Inc. ("Millendo") into the Issuer (the "Merger") in exchange for a stock option to acquire 235,341 shares of Millendo common stock for $0.49 per share.

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option vested on June 17, 2017, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to provide service through each such date.

SEC source: 0001179110-18-011955 · edgar.xml · nonDerivative · entry 1

FISHER MARY · CIK 0001272360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,460

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

F1 · price: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

SEC source: 0001179110-18-011956 · edgar.xml · nonDerivative · entry 1

KOZIN MARC D · CIK 0001241647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,647

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $11,687.50 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

F1 · price: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $11,687.50 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

SEC source: 0001179110-18-011954 · edgar.xml · nonDerivative · entry 1

ALDRICH RICHARD · CIK 0001185039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,220

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $10,625 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

F1 · price: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $10,625 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

SEC source: 0001179110-18-009534 · edgar.xml · derivative · entry 1

FISHER MARY · CIK 0001272360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-07-04

F1 · derivative.exercise_date: The stock option will vest in twelve equal monthly installments at the end of each successive month following July 4, 2018.

SEC source: 0001179110-18-009536 · edgar.xml · derivative · entry 1

KOZIN MARC D · CIK 0001241647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-07-04

F1 · derivative.exercise_date: The stock option will vest in twelve equal monthly installments at the end of each successive month following July 4, 2018.

SEC source: 0001179110-18-009533 · edgar.xml · derivative · entry 1

CAPELLO JEFFREY D · CIK 0001224108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-07-04

F1 · derivative.exercise_date: The stock option will vest in twelve equal monthly installments at the end of each successive month following July 4, 2018.

SEC source: 0001179110-18-009532 · edgar.xml · derivative · entry 1

ALDRICH RICHARD · CIK 0001185039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-07-04

F1 · derivative.exercise_date: The stock option will vest in twelve equal monthly installments at the end of each successive month following July 4, 2018.

SEC source: 0001179110-18-009535 · edgar.xml · derivative · entry 1

HOWE JOHN P MD · CIK 0001190348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-07-04

F1 · derivative.exercise_date: The stock option will vest in twelve equal monthly installments at the end of each successive month following July 4, 2018.

SEC source: 0001179110-18-009537 · edgar.xml · derivative · entry 1

Sexton John · CIK 0001640938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-07-04

F1 · derivative.exercise_date: The stock option will vest in twelve equal monthly installments at the end of each successive month following July 4, 2018.

SEC source: 0001179110-18-009348 · edgar.xml · nonDerivative · entry 1

FISHER MARY · CIK 0001272360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,609

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

F1 · price: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

SEC source: 0001179110-18-009350 · edgar.xml · nonDerivative · entry 1

KOZIN MARC D · CIK 0001241647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,633

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $11,687.50 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

F1 · price: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $11,687.50 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

SEC source: 0001179110-18-009346 · edgar.xml · nonDerivative · entry 1

ALDRICH RICHARD · CIK 0001185039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,662

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $10,625 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

F1 · price: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $10,625 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

SEC source: 0001209191-18-062120 · doc4.xml · derivative · entry 1

Kroeger Christopher A. · CIK 0001658918 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,666

Underlying: Common Stock · 47,666 shares

Expires 2028-05-10

F1 · derivative.exercise_price: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018.

F1 · shares: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018.

F2 · derivative.exercise_date: The Reporting Person has the right to exercise these options for a three-year period after any termination of his employment (other than for cause).

F1 · derivative.underlying_shares: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018.

F1 · balance_after: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018.

SEC source: 0001209191-18-062124 · doc4.xml · derivative · entry 1

Lillie James Woodruff · CIK 0001728746 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333

Underlying: Common Stock · 8,333 shares

Expires 2028-05-10

F1 · derivative.exercise_price: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018.

F1 · shares: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018.

F2 · derivative.exercise_date: The Reporting Person has the right to exercise these options for a three-year period after any termination of his employment (other than for cause).

F1 · derivative.underlying_shares: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018.

F1 · balance_after: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018.

SEC source: 0001209191-18-062113 · doc4.xml · derivative · entry 1

GILLIS JONATHAN · CIK 0001709954 · Senior Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-05-10

F1 · derivative.exercise_price: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018.

F1 · shares: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018.

F2 · derivative.exercise_date: The Reporting Person has the right to exercise these options for a three-year period after any termination of his employment (other than for cause).

F1 · derivative.underlying_shares: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018.

F1 · balance_after: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018.

SEC source: 0001179110-18-005302 · edgar.xml · nonDerivative · entry 1

FISHER MARY · CIK 0001272360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,099

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

F1 · price: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

SEC source: 0001179110-18-005303 · edgar.xml · nonDerivative · entry 1

KOZIN MARC D · CIK 0001241647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,753

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $11,687.50 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

F1 · price: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $11,687.50 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

SEC source: 0001179110-18-005301 · edgar.xml · nonDerivative · entry 1

ALDRICH RICHARD · CIK 0001185039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,953

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $10,625 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

F1 · price: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $10,625 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

SEC source: 0001179110-18-003673 · edgar.xml · derivative · entry 1

Lillie James Woodruff · CIK 0001728746 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,057

Underlying: Common Stock · 357,057 shares

Expires 2028-03-05

F1 · derivative.exercise_date: The shares underlying this option shall vest as to 25% of the shares on the first anniversary of the commencement of the Reporting Person's employment (which began on January 16, 2018), with the remainder vesting in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service through each applicable vesting date.

SEC source: 0001179110-18-001912 · edgar.xml · derivative · entry 1

GILLIS JONATHAN · CIK 0001709954 · Senior Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,645

Underlying: Common Stock · 128,645 shares

Expires 2028-02-08

F1 · derivative.exercise_date: The option shall vest as to 25% of the shares on February 8, 2019 and the remaining shares shall vest in equal quarterly installments over 12 quarters, ending February 8, 2022.

SEC source: 0001179110-18-000449 · edgar.xml · nonDerivative · entry 1

FISHER MARY · CIK 0001272360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,934

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

F1 · price: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

SEC source: 0001179110-18-000450 · edgar.xml · nonDerivative · entry 1

KOZIN MARC D · CIK 0001241647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,342

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $11,687.50 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

F1 · price: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $11,687.50 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

SEC source: 0001179110-18-000448 · edgar.xml · nonDerivative · entry 1

ALDRICH RICHARD · CIK 0001185039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,852

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $10,625 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

F1 · price: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $10,625 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

SEC source: 0001179110-17-013054 · edgar.xml · nonDerivative · entry 1

FISHER MARY · CIK 0001272360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,363

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

SEC source: 0001179110-17-013053 · edgar.xml · nonDerivative · entry 1

KOZIN MARC D · CIK 0001241647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,994

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

SEC source: 0001179110-17-013052 · edgar.xml · nonDerivative · entry 1

ALDRICH RICHARD · CIK 0001185039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,263

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

SEC source: 0001179110-17-010100 · edgar.xml · nonDerivative · entry 1

FISHER MARY · CIK 0001272360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,842

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

SEC source: 0001179110-17-010099 · edgar.xml · nonDerivative · entry 1

KOZIN MARC D · CIK 0001241647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,764

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

SEC source: 0001179110-17-010098 · edgar.xml · nonDerivative · entry 1

ALDRICH RICHARD · CIK 0001185039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,781

F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.

SEC source: 0001179110-17-009557 · edgar.xml · derivative · entry 1

FISHER MARY · CIK 0001272360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2027-06-21

F1 · derivative.exercise_date: The stock option will vest in twelve equal monthly installments at the end of each successive month following June 21, 2017.

SEC source: 0001179110-17-009552 · edgar.xml · derivative · entry 1

KOZIN MARC D · CIK 0001241647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2027-06-21

F1 · derivative.exercise_date: The stock option will vest in twelve equal monthly installments at the end of each successive month following June 21, 2017.

SEC source: 0001179110-17-009555 · edgar.xml · derivative · entry 1

CAPELLO JEFFREY D · CIK 0001224108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2027-06-21

F1 · derivative.exercise_date: The stock option will vest in twelve equal monthly installments at the end of each successive month following June 21, 2017.

SEC source: 0001179110-17-009556 · edgar.xml · derivative · entry 1

ALDRICH RICHARD · CIK 0001185039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2027-06-21

F1 · derivative.exercise_date: The stock option will vest in twelve equal monthly installments at the end of each successive month following June 21, 2017.

SEC source: 0001179110-17-009554 · edgar.xml · derivative · entry 1

HOWE JOHN P MD · CIK 0001190348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2027-06-21

F1 · derivative.exercise_date: The stock option will vest in twelve equal monthly installments at the end of each successive month following June 21, 2017.

SEC source: 0001179110-17-009553 · edgar.xml · derivative · entry 1

Sexton John · CIK 0001640938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2027-06-21

F1 · derivative.exercise_date: The stock option will vest in twelve equal monthly installments at the end of each successive month following June 21, 2017.