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Turning Point Brands, Inc.

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4660
SEC CIK
0001290677
Parsed reports
289

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202502
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 24, 2018 Filed Oct 25, 2018 21:22 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 1,000 $40.76 $40,760.00
Disclosure

SEC source: 0001567619-18-004571 · doc1.xml · nonDerivative · entry 2

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,946

F7 · price: Weighted average sale price. On 10/24/2018, the reporting person sold the shares within a range of $40.29 to $41.14. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 24, 2018 Filed Oct 25, 2018 21:22 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionCommon Stock 1,650 $3.83 $6,319.50
Disclosure

SEC source: 0001567619-18-004571 · doc1.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 17, 2018 Filed Oct 19, 2018 14:19 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionOptions (2011) · Derivative 1,650 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001567619-18-004324 · doc1.xml · derivative · entry 3

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,841

Underlying: Common Stock · 1,650 shares

Expires 2021-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014.

Read SEC document
October 17, 2018 Filed Oct 19, 2018 14:19 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 1,000 $41.56 $41,560.00
Disclosure

SEC source: 0001567619-18-004324 · doc1.xml · nonDerivative · entry 2

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,296

F7 · price: Weighted average sale price. On 10/17/2018, the reporting person sold the shares within a range of $41.21 to $41.98. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 17, 2018 Filed Oct 19, 2018 14:19 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionCommon Stock 1,650 $3.83 $6,319.50
Disclosure

SEC source: 0001567619-18-004324 · doc1.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 10, 2018 Filed Oct 12, 2018 13:04 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionOptions (2011) · Derivative 1,700 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001567619-18-004063 · doc1.xml · derivative · entry 3

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,491

Underlying: Common Stock · 1,700 shares

Expires 2021-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014.

Read SEC document
October 10, 2018 Filed Oct 12, 2018 13:04 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 1,000 $43.09 $43,090.00
Disclosure

SEC source: 0001567619-18-004063 · doc1.xml · nonDerivative · entry 2

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,646

F7 · price: Weighted average sale price. On 10/10/2018, the reporting person sold the shares within a range of $42.69 to $43.37. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 10, 2018 Filed Oct 12, 2018 13:04 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionCommon Stock 1,700 $3.83 $6,511.00
Disclosure

SEC source: 0001567619-18-004063 · doc1.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2018 Filed Oct 4, 2018 15:49 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionOptions (2011) · Derivative 1,700 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001567619-18-003691 · doc1.xml · derivative · entry 3

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,191

Underlying: Common Stock · 1,700 shares

Expires 2021-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014.

Read SEC document
October 03, 2018 Filed Oct 4, 2018 15:49 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 1,000 $40.36 $40,360.00
Disclosure

SEC source: 0001567619-18-003691 · doc1.xml · nonDerivative · entry 2

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,946

F7 · price: Weighted average sale price. On 10/3/2018, the reporting person sold the shares within a range of $39.86 to $40.60. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 03, 2018 Filed Oct 4, 2018 15:49 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionCommon Stock 1,700 $3.83 $6,511.00
Disclosure

SEC source: 0001567619-18-003691 · doc1.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2018 Filed Sep 27, 2018 21:55 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionOptions (2011) · Derivative 1,700 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001567619-18-003249 · doc1.xml · derivative · entry 3

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,891

Underlying: Common Stock · 1,700 shares

Expires 2021-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan.

F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014.

Read SEC document
September 26, 2018 Filed Sep 27, 2018 21:55 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 1,000 $40.50 $40,500.00
Disclosure

SEC source: 0001567619-18-003249 · doc1.xml · nonDerivative · entry 2

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,246

F7 · price: Weighted average sale price. On 9/26/2018, the reporting person sold the shares within a range of $40.29 to $40.69. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 26, 2018 Filed Sep 27, 2018 21:55 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionCommon Stock 1,700 $3.83 $6,511.00
Disclosure

SEC source: 0001567619-18-003249 · doc1.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 13:28 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionOptions (2011) · Derivative 2,500 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001567619-18-002996 · doc1.xml · derivative · entry 3

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,591

Underlying: Common Stock · 2,500 shares

Expires 2021-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan.

F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 13:28 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 1,000 $41.56 $41,560.00
Disclosure

SEC source: 0001567619-18-002996 · doc1.xml · nonDerivative · entry 2

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,546

F7 · price: Weighted average sale price. On 9/19/2018, the reporting person sold the shares within a range of $41.13 to $41.77. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 13:28 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionCommon Stock 2,500 $3.83 $9,575.00
Disclosure

SEC source: 0001567619-18-002996 · doc1.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2018 Filed Sep 19, 2018 21:21 UTC
Wexler LawrenceDirector · President and CEO
Exercise / conversionOptions (2008) · Derivative 20,864 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001567619-18-002897 · doc1.xml · derivative · entry 6

Wexler Lawrence · CIK 0001660246 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,864 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F1 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

Read SEC document
September 18, 2018 Filed Sep 19, 2018 21:21 UTC
Wexler LawrenceDirector · President and CEO
Tax withholdingCommon Stock 9,757 $41.16 $401,598.12
Disclosure

SEC source: 0001567619-18-002897 · doc1.xml · nonDerivative · entry 4

Wexler Lawrence · CIK 0001660246 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,470

Read SEC document
September 18, 2018 Filed Sep 19, 2018 21:21 UTC
Wexler LawrenceDirector · President and CEO
Exercise / conversionCommon Stock 20,864 $1.06 $22,115.84
Disclosure

SEC source: 0001567619-18-002897 · doc1.xml · nonDerivative · entry 3

Wexler Lawrence · CIK 0001660246 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 21:21 UTC
Wexler LawrenceDirector · President and CEO
Exercise / conversionOptions (2008) · Derivative 10,432 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001567619-18-002897 · doc1.xml · derivative · entry 5

Wexler Lawrence · CIK 0001660246 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,864

Underlying: Common Stock · 10,432 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F1 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 21:21 UTC
Wexler LawrenceDirector · President and CEO
Tax withholdingCommon Stock 4,965 $39.98 $198,500.70
Disclosure

SEC source: 0001567619-18-002897 · doc1.xml · nonDerivative · entry 2

Wexler Lawrence · CIK 0001660246 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,363

F8 · kind: The shares of common stock were sold by the Reporting Person pursuant to a pre-approved Rule 10b5-1 trading plan to pay the exercise price and tax liability of expiring stock options.

F7 · price: Weighted average sale price. On 9/17/2018, the reporting person sold the shares within a range of $39.71 to $40.24. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 21:21 UTC
Wexler LawrenceDirector · President and CEO
Exercise / conversionCommon Stock 10,432 $1.06 $11,057.92
Disclosure

SEC source: 0001567619-18-002897 · doc1.xml · nonDerivative · entry 1

Wexler Lawrence · CIK 0001660246 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 22:22 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionOptions (2011) · Derivative 2,500 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001567619-18-002679 · doc1.xml · derivative · entry 5

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,091

Underlying: Common Stock · 2,500 shares

Expires 2021-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan.

F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 22:22 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 100 $42.55 $4,255.00
Disclosure

SEC source: 0001567619-18-002679 · doc1.xml · nonDerivative · entry 4

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,046

Read SEC document
September 12, 2018 Filed Sep 14, 2018 22:22 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 700 $41.14 $28,798.00
Disclosure

SEC source: 0001567619-18-002679 · doc1.xml · nonDerivative · entry 3

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,146

F8 · price: Weighted average sale price. On 9/12/2018, the reporting person sold the shares within a range of $40.82 to $41.53. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 22:22 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 200 $40.10 $8,020.00
Disclosure

SEC source: 0001567619-18-002679 · doc1.xml · nonDerivative · entry 2

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,846

F7 · price: Weighted average sale price. On 9/12/2018, the reporting person sold the shares within a range of $39.71 to $40.48. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 22:22 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionCommon Stock 2,500 $3.83 $9,575.00
Disclosure

SEC source: 0001567619-18-002679 · doc1.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:12 UTC SaleCommon Stock 25,000 $42.04 $1,051,000.00
Disclosure

SEC source: 0001567619-18-002464 · doc1.xml · nonDerivative · entry 1

Helms Thomas F. Jr. · CIK 0001673345 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Helms Management Corp.

Disclosed balance after: 390,062

F2 · price: Weighted average sale price. On 9/10/2018, the reporting person sold the shares within a range of $41.93 to 42.46. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.direct: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 16:46 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionOptions (2011) · Derivative 2,500 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001567619-18-002179 · doc1.xml · derivative · entry 3

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,591

Underlying: Common Stock · 2,500 shares

Expires 2021-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan.

F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 16:46 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 1,000 $33.92 $33,920.00
Disclosure

SEC source: 0001567619-18-002179 · doc1.xml · nonDerivative · entry 2

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,546

F7 · price: Weighted average sale price. On 9/5/2018, the reporting person sold the shares within a range of $33.61 to $34.30. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 16:46 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionCommon Stock 2,500 $3.83 $9,575.00
Disclosure

SEC source: 0001567619-18-002179 · doc1.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 20:39 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock, $.01 par value ("Common Stock") 153,079 $34.60 $5,296,533.40
Disclosure

SEC source: 0001567619-18-002319 · doc1.xml · nonDerivative · entry 1

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,395,452

F1 · price: The shares of Common Stock were acquired in exchange for 345,543 shares Class A Common Stock of Standard Diversified Inc (the "Standard Diversified Shares"). The closing prices of the Standard Diversified Shares and of the Common Stock as of the closing of the transaction reported herein were $15.58 and $34.60, respectively.

F2 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: This Form 4 does not report any pecuniary interest of David Glazek in securities of the Issuer. Mr. Glazek, a director of the Issuer and a partner of Standard General, separately files reports under Section 16.

F5 · ownership.nature: Shares owned directly by Standard Diversified Inc. ("SDI"). As a result of their beneficial ownership of securities of SDI, the Reporting Persons may be deemed to beneficially own shares of Common Stock of Turning Point held by SDI.

Read SEC document
September 05, 2018 Filed Sep 12, 2018 21:09 UTC Amendment PurchaseCommon Stock 153,079 $34.60 $5,296,533.40
Disclosure

SEC source: 0001567619-18-002461 · doc1.xml · nonDerivative · entry 3

Standard General L.P. · CIK 0001409888 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 553,079

F1 · price: The shares of Common Stock were acquired in exchange for 345,543 shares Class A Common Stock of Standard Diversified Inc (the "Standard Diversified Shares"). The closing prices of the Standard Diversified Shares and of the Common Stock as of the closing of the transaction reported herein were $15.58 and $34.60, respectively.

F2 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: This Form 4 does not report any pecuniary interest of David Glazek in securities of the Issuer. Mr. Glazek, a director of the Issuer and a partner of Standard General, separately files reports under Section 16.

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August 30, 2018 Filed Sep 4, 2018 16:53 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionOptions (2011) · Derivative 2,500 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001567619-18-002021 · doc1.xml · derivative · entry 3

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,091

Underlying: Common Stock · 2,500 shares

Expires 2021-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan.

F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014.

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August 30, 2018 Filed Sep 4, 2018 16:53 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 1,000 $33.44 $33,440.00
Disclosure

SEC source: 0001567619-18-002021 · doc1.xml · nonDerivative · entry 2

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,046

F7 · price: Weighted average sale price. On 8/30/2018, the reporting person sold the shares within a range of $33.29 to $33.56. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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August 30, 2018 Filed Sep 4, 2018 16:53 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionCommon Stock 2,500 $3.83 $9,575.00
Disclosure

SEC source: 0001567619-18-002021 · doc1.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 28, 2018 Filed Aug 28, 2018 21:09 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 4,047 $33.09 $133,915.23
Disclosure

SEC source: 0001567619-18-001842 · doc1.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,546

F7 · price: Weighted average sale price. On 8/28/2018, the reporting person sold the shares within a range of $32.98 to $33.23. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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August 17, 2018 Filed Aug 21, 2018 14:14 UTC SaleCommon Stock 20,000 $31.82 $636,400.00
Disclosure

SEC source: 0001567619-18-001555 · doc1.xml · nonDerivative · entry 1

Helms Thomas F. Jr. · CIK 0001673345 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Helms Management Corp.

Disclosed balance after: 415,062

F2 · price: Weighted average sale price. On 8/17/2018, the reporting person sold the shares within a range of $31.72 to $31.94. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.direct: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.

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August 15, 2018 Filed Aug 16, 2018 16:49 UTC SaleCommon Stock 5,000 $31.82 $159,100.00
Disclosure

SEC source: 0001567619-18-001301 · doc1.xml · nonDerivative · entry 4

Helms Thomas F. Jr. · CIK 0001673345 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Helms Management Corp.

Disclosed balance after: 435,062

F5 · price: Weighted average sale price. On 8/15/2018, the reporting person sold the shares within a range of $31.70 to $32.02. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.direct: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.

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August 15, 2018 Filed Aug 16, 2018 16:49 UTC SaleCommon Stock 200 $33.45 $6,690.00
Disclosure

SEC source: 0001567619-18-001301 · doc1.xml · nonDerivative · entry 3

Helms Thomas F. Jr. · CIK 0001673345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · price: Weighted average sale price. On 8/15/2018, the reporting person sold the shares within a range of $33.40 to $33.49. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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August 15, 2018 Filed Aug 16, 2018 16:49 UTC SaleCommon Stock 1,450 $32.53 $47,168.50
Disclosure

SEC source: 0001567619-18-001301 · doc1.xml · nonDerivative · entry 2

Helms Thomas F. Jr. · CIK 0001673345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

F3 · price: Weighted average sale price. On 8/15/2018, the reporting person sold the shares within a range of $32.33 to $33.27. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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August 14, 2018 Filed Aug 16, 2018 16:49 UTC SaleCommon Stock 850 $33.41 $28,398.50
Disclosure

SEC source: 0001567619-18-001301 · doc1.xml · nonDerivative · entry 1

Helms Thomas F. Jr. · CIK 0001673345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650

F2 · price: Weighted average sale price. On 8/14/2018, the reporting person sold the shares within a range of $33.35 to $33.50. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 12, 2018 Filed Jun 14, 2018 18:47 UTC
Dobbins James WellsGC, Secretary, Sr. VP
Exercise / conversionOptions (2008) · Derivative 5,864 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001140361-18-028561 · doc1.xml · derivative · entry 3

Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

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June 12, 2018 Filed Jun 14, 2018 18:47 UTC
Dobbins James WellsGC, Secretary, Sr. VP
SaleCommon Stock 5,864 $30.21 $177,151.44
Disclosure

SEC source: 0001140361-18-028561 · doc1.xml · nonDerivative · entry 2

Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,041

F8 · price: Weighted average sale price. On 6/12/2018, the reporting person sold the shares within a range of $30.17 to $30.29. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 12, 2018 Filed Jun 14, 2018 18:47 UTC
Dobbins James WellsGC, Secretary, Sr. VP
Exercise / conversionCommon Stock 5,864 $1.06 $6,215.84
Disclosure

SEC source: 0001140361-18-028561 · doc1.xml · nonDerivative · entry 1

Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 08, 2018 Filed Jun 11, 2018 21:34 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock 50,000 $28.16 $1,408,000.00
Disclosure

SEC source: 0001140361-18-028092 · doc1.xml · nonDerivative · entry 3

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 400,000

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: This Form 4 does not report any pecuniary interest of David Glazek in securities of the Issuer. Mr. Glazek, a director of the Issuer and a partner of Standard General, separately files reports under Section 16.

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June 08, 2018 Filed Jun 12, 2018 12:15 UTC SaleCommon Stock 50,000 $28.16 $1,408,000.00
Disclosure

SEC source: 0001140361-18-028179 · doc1.xml · nonDerivative · entry 1

Helms Thomas F. Jr. · CIK 0001673345 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Helms Management Corp.

Disclosed balance after: 440,062

F1 · ownership.direct: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.

Read SEC document
May 23, 2018 Filed May 24, 2018 17:23 UTC
Dobbins James WellsGC, Secretary, Sr. VP
Exercise / conversionOptions (2008) · Derivative 5,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001140361-18-025482 · doc1.xml · derivative · entry 3

Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,864

Underlying: Common Stock · 5,000 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011.

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May 23, 2018 Filed May 24, 2018 17:23 UTC
Dobbins James WellsGC, Secretary, Sr. VP
SaleCommon Stock 5,000 $25.00 $125,000.00
Disclosure

SEC source: 0001140361-18-025482 · doc1.xml · nonDerivative · entry 2

Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,041

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.