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NYSE · USD

TOL

Toll Brothers, Inc.

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3421
SEC CIK
0000794170
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202603
Mar 202601
Apr 202601
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2022 Filed Dec 13, 2022 21:32 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 33,500 $49.51 $1,658,427.55
Disclosure

SEC source: 0001127602-22-027394 · form4.xml · nonDerivative · entry 3

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,710

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $49.50 to $49.525.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 21:32 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 33,500 $32.22 $1,079,370.00
Disclosure

SEC source: 0001127602-22-027394 · form4.xml · nonDerivative · entry 2

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2022 Filed Dec 9, 2022 22:08 UTC
Parahus RobertPresident & COO
GrantPerformance Based Restricted Stock Units · Derivative 4,518 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027215 · form4.xml · derivative · entry 2

Parahus Robert · CIK 0001792406 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,036

Underlying: Common Stock · 4,518 shares

Expires 2025-12-20

F2 · shares: Reflects the number of shares earned in respect to operational performance restricted stock units originally granted December 20, 2021. On December 9, 2022, the Compensation Committee of the Board of Directors certified the achievement levels of the operational metrics applicable to the award and the number of shares earned based on such results. One quarter of the shares earned vest each anniversary of the grant date, with settlement of 100% of the award on the fourth anniversary.

F3 · derivative.exercise_date: These performance based restricted stock units vest 25% on each December 20, 2022, 2023, 2024 and 2025. Settlement of 100% of the earned shares is scheduled to occur on December 20, 2025.

Read SEC document
December 09, 2022 Filed Dec 9, 2022 22:08 UTC
Parahus RobertPresident & COO
GrantCommon Stock 3,205 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027215 · form4.xml · nonDerivative · entry 1

Parahus Robert · CIK 0001792406 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,826

F1 · shares: Reflects the number of shares earned in respect of TSR-based performance restricted stock units originally granted on December 18, 2019. On December 9, 2022, the Compensation Committee of the Issuer's Board of Directors certified the achievement of the applicable performance metric, which measured total shareholder return (TSR) of the Issuer over the three year period from November, 1 2019 to October 31, 2022 relative to the TSR of each of a peer group of companies. Settlement of the shares will occur on December 18, 2022.

Read SEC document
December 09, 2022 Filed Dec 9, 2022 22:05 UTC
Connor Martin P.Chief Financial Officer
GrantPerformance Based Restricted Stock Units · Derivative 7,793 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027213 · form4.xml · derivative · entry 2

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,586

Underlying: Common Stock · 7,793 shares

Expires 2025-12-20

F2 · shares: Reflects the number of shares earned in respect to operational performance restricted stock units originally granted December 20, 2021. On December 9, 2022, the Compensation Committee of the Board of Directors certified the achievement levels of the operational metrics applicable to the award and the number of shares earned based on such results. One quarter of the shares earned vest each anniversary of the grant date, with settlement of 100% of the award on the fourth anniversary.

F3 · derivative.exercise_date: These performance based restricted stock units vest 25% on each December 20, 2022, 2023, 2024 and 2025. Settlement of 100% of the earned shares is scheduled to occur on December 20, 2025.

Read SEC document
December 09, 2022 Filed Dec 9, 2022 22:05 UTC
Connor Martin P.Chief Financial Officer
GrantCommon Stock 8,895 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027213 · form4.xml · nonDerivative · entry 1

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,456

F1 · shares: Reflects the number of shares earned in respect of TSR-based performance restricted stock units originally granted on December 18, 2019. On December 9, 2022, the Compensation Committee of the Issuer's Board of Directors certified the achievement of the applicable performance metric, which measured total shareholder return (TSR) of the Issuer over the three year period from November, 1 2019 to October 31, 2022 relative to the TSR of each of a peer group of companies. Settlement of the shares will occur on December 18, 2022.

Read SEC document
December 09, 2022 Filed Dec 9, 2022 22:03 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
GrantPerformance Based Restricted Stock Units · Derivative 33,887 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027211 · form4.xml · derivative · entry 8

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,774

Underlying: Common Stock · 33,887 shares

Expires 2025-12-25

F5 · shares: Reflects the number of shares earned in respect to operational performance restricted stock units originally granted December 20, 2021. On December 9, 2022, the Compensation Committee of the Board of Directors certified the achievement levels of the operational metrics applicable to the award and the number of shares earned based on such results. One quarter of the shares earned vest each anniversary of the grant date, with settlement of 100% of the award on the fourth anniversary.

Read SEC document
December 09, 2022 Filed Dec 9, 2022 22:03 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
GrantCommon Stock 34,728 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027211 · form4.xml · nonDerivative · entry 3

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,647

F3 · shares: Reflects the number of shares earned in respect of TSR-based performance restricted stock units originally granted on December 18, 2019. On December 9, 2022, the Compensation Committee of the Issuer's Board of Directors certified the achievement of the applicable performance metric, which measured total shareholder return (TSR) of the Issuer over the three year period from November, 1 2019 to October 31, 2022 relative to the TSR of each of a peer group of companies. Settlement of the shares will occur on December 18, 2022.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 22:18 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 73,641 $0.00 Strike: $32.22 $0.00
Disclosure

SEC source: 0001127602-22-027329 · form4.xml · derivative · entry 6

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 73,641 shares

Expires 2022-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 25% on 12/17/2013, 2014, 2015 and 2016. Exercisable as of vesting date.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 22:18 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 73,641 $49.17 $3,621,148.89
Disclosure

SEC source: 0001127602-22-027329 · form4.xml · nonDerivative · entry 2

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,647

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $49.00 to $49.33.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 22:18 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 73,641 $32.22 $2,372,713.02
Disclosure

SEC source: 0001127602-22-027329 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:36 UTC
Parahus RobertPresident & COO
Tax withholdingCommon Stock 838 $49.46 $41,447.48
Disclosure

SEC source: 0001127602-22-027398 · form4.xml · nonDerivative · entry 1

Parahus Robert · CIK 0001792406 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,988

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:34 UTC
Connor Martin P.Chief Financial Officer
Tax withholdingCommon Stock 2,236 $49.46 $110,592.56
Disclosure

SEC source: 0001127602-22-027396 · form4.xml · nonDerivative · entry 1

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,220

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:32 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Tax withholdingCommon Stock 13,937 $49.46 $689,324.02
Disclosure

SEC source: 0001127602-22-027394 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,710

Read SEC document
December 08, 2022 Filed Dec 9, 2022 22:03 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 1,359 $0.00 Strike: $32.22 $0.00
Disclosure

SEC source: 0001127602-22-027211 · form4.xml · derivative · entry 7

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,641

Underlying: Common Stock · 1,359 shares

Expires 2022-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vested 25% on 12/17/2013, 2014, 2015 and 2016. Exercisable as of vesting date.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 22:03 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 1,359 $49.82 $67,708.78
Disclosure

SEC source: 0001127602-22-027211 · form4.xml · nonDerivative · entry 2

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,919

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted-average sales price. Actual sale prices ranged from $49.82 to $49.84.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 22:03 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 1,359 $32.22 $43,786.98
Disclosure

SEC source: 0001127602-22-027211 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 22:01 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 3,706 $0.00 Strike: $32.22 $0.00
Disclosure

SEC source: 0001127602-22-027209 · form4.xml · derivative · entry 3

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,706 shares

Expires 2022-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 50% on 12/17/2013 and 50% on 12/17/2014. Exercisable as of vesting date.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 22:01 UTC SaleCommon Stock 3,706 $49.59 $183,772.02
Disclosure

SEC source: 0001127602-22-027209 · form4.xml · nonDerivative · entry 2

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,387

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted-average sales price. Actual sales prices ranged from $49.58 to $49.595

Read SEC document
December 08, 2022 Filed Dec 9, 2022 22:01 UTC Exercise / conversionCommon Stock 3,706 $32.22 $119,407.32
Disclosure

SEC source: 0001127602-22-027209 · form4.xml · nonDerivative · entry 1

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 21:58 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 3,891 $0.00 Strike: $32.22 $0.00
Disclosure

SEC source: 0001127602-22-027207 · form4.xml · derivative · entry 5

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,891 shares

Expires 2022-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 50% on 12/17/2013 and 50% on 12/17/2014. Exercisable as of vesting date.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 21:58 UTC SaleCommon Stock 3,891 $49.22 $191,532.92
Disclosure

SEC source: 0001127602-22-027207 · form4.xml · nonDerivative · entry 2

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,155

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted-average sales price. Actual sale prices ranged from $49.22 to $49.25.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 21:58 UTC Exercise / conversionCommon Stock 3,891 $32.22 $125,368.02
Disclosure

SEC source: 0001127602-22-027207 · form4.xml · nonDerivative · entry 1

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 21:13 UTC
Parahus RobertPresident & COO
Exercise / conversionRestricted Stock Units · Derivative 7,712 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026876 · form4.xml · derivative · entry 3

Parahus Robert · CIK 0001792406 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,712 shares

Expires 2022-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% vested on each of 12/1/2019, 2020, 2021 and 2022.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 21:13 UTC
Parahus RobertPresident & COO
Tax withholdingCommon Stock 2,016 $47.91 $96,586.56
Disclosure

SEC source: 0001127602-22-026876 · form4.xml · nonDerivative · entry 2

Parahus Robert · CIK 0001792406 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,621

Read SEC document
December 01, 2022 Filed Dec 5, 2022 21:13 UTC
Parahus RobertPresident & COO
Exercise / conversionCommon Stock 7,712 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026876 · form4.xml · nonDerivative · entry 1

Parahus Robert · CIK 0001792406 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 14:32 UTC
Grubb Michael J.Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,542 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026838 · form4.xml · derivative · entry 4

Grubb Michael J. · CIK 0001729059 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,542 shares

Expires 2022-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Units vested 25% on 12/1/2019, 2020, 2021 and 2022. 100% of the shares are distributable on 12/1/2022.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 14:32 UTC
Grubb Michael J.Chief Accounting Officer
Tax withholdingCommon Stock 510 $47.91 $24,434.10
Disclosure

SEC source: 0001127602-22-026838 · form4.xml · nonDerivative · entry 2

Grubb Michael J. · CIK 0001729059 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,767

Read SEC document
December 01, 2022 Filed Dec 5, 2022 14:32 UTC
Grubb Michael J.Chief Accounting Officer
Exercise / conversionCommon Stock 1,542 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026838 · form4.xml · nonDerivative · entry 1

Grubb Michael J. · CIK 0001729059 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2022 Filed Oct 12, 2022 23:25 UTC SaleCommon Stock 1,000 $44.60 $44,600.70
Disclosure

SEC source: 0001127602-22-023905 · form4.xml · nonDerivative · entry 1

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,155

Read SEC document
February 24, 2022 Filed Feb 28, 2022 19:54 UTC GiftCommon Stock 717 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006988 · form4.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 9,626

Read SEC document
January 24, 2022 Filed Jan 25, 2022 21:34 UTC GiftCommon Stock 1,038 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002052 · form4.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 10,343

Read SEC document
January 19, 2022 Filed Jan 20, 2022 15:54 UTC
Parahus RobertPresident & COO
Exercise / conversionStock Options (Right to Buy) · Derivative 4,000 $0.00 Strike: $35.16 $0.00
Disclosure

SEC source: 0001127602-22-001643 · form4.xml · derivative · entry 4

Parahus Robert · CIK 0001792406 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2023-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2022 Filed Jan 20, 2022 15:54 UTC
Parahus RobertPresident & COO
Exercise / conversionStock Options (Right to Buy) · Derivative 3,750 $0.00 Strike: $32.22 $0.00
Disclosure

SEC source: 0001127602-22-001643 · form4.xml · derivative · entry 3

Parahus Robert · CIK 0001792406 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2022-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2022 Filed Jan 20, 2022 15:54 UTC
Parahus RobertPresident & COO
Exercise / conversionCommon Stock 4,000 $35.16 $140,640.00
Disclosure

SEC source: 0001127602-22-001643 · form4.xml · nonDerivative · entry 2

Parahus Robert · CIK 0001792406 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2022 Filed Jan 20, 2022 15:54 UTC
Parahus RobertPresident & COO
Exercise / conversionCommon Stock 3,750 $32.22 $120,825.00
Disclosure

SEC source: 0001127602-22-001643 · form4.xml · nonDerivative · entry 1

Parahus Robert · CIK 0001792406 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 15:47 UTC Exercise / conversionRestricted Stock Units · Derivative 4,555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001639 · form4.xml · derivative · entry 2

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,555 shares

Expires 2021-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest 50% on December 18, 2020 and 2021. 100% of the shares are distributable on 1/17/2022.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 15:47 UTC Exercise / conversionCommon Stock 4,555 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001639 · form4.xml · nonDerivative · entry 1

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 15:45 UTC Exercise / conversionRestricted Stock Units · Derivative 4,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001637 · form4.xml · derivative · entry 4

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,725 shares

Expires 2021-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest 50% on December 18, 2020 and 2021. 100% of the shares are distributable on 1/17/2022.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 15:45 UTC Exercise / conversionCommon Stock 4,725 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001637 · form4.xml · nonDerivative · entry 1

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 15:41 UTC Exercise / conversionRestricted Stock Units · Derivative 2,814 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001629 · form4.xml · derivative · entry 2

Grimes Karen H. · CIK 0001770273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,814 shares

Expires 2021-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest 50% on December 18, 2020 and 2021. 100% of the shares are distributable on 1/17/2022.

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January 18, 2022 Filed Jan 20, 2022 15:41 UTC Exercise / conversionCommon Stock 2,814 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001629 · form4.xml · nonDerivative · entry 1

Grimes Karen H. · CIK 0001770273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 18, 2022 Filed Jan 20, 2022 15:43 UTC Exercise / conversionRestricted Stock Units · Derivative 3,966 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001633 · form4.xml · derivative · entry 2

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,966 shares

Expires 2021-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest 50% on December 18, 2020 and 2021. 100% of the shares are distributable on 1/17/2022.

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January 18, 2022 Filed Jan 20, 2022 15:43 UTC Exercise / conversionCommon Stock 3,966 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001633 · form4.xml · nonDerivative · entry 1

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 18, 2022 Filed Jan 20, 2022 15:38 UTC Exercise / conversionRestricted Stock Units · Derivative 4,019 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001627 · form4.xml · derivative · entry 2

Pritchett Wendell E. · CIK 0001733659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,019 shares

Expires 2021-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest 50% on December 18, 2020 and 2021. 100% of the shares are distributable on 1/17/2022.

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January 18, 2022 Filed Jan 20, 2022 15:38 UTC Exercise / conversionCommon Stock 4,019 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001627 · form4.xml · nonDerivative · entry 1

Pritchett Wendell E. · CIK 0001733659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 15:36 UTC Exercise / conversionRestricted Stock Units · Derivative 4,355 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001625 · form4.xml · derivative · entry 2

McLean John A · CIK 0001669034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,355 shares

Expires 2021-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest 50% on December 18, 2020 and 2021. 100% of the shares are distributable on 1/17/2022.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 15:36 UTC Exercise / conversionCommon Stock 4,355 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001625 · form4.xml · nonDerivative · entry 1

McLean John A · CIK 0001669034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 15:34 UTC Exercise / conversionRestricted Stock Units · Derivative 4,388 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001623 · form4.xml · derivative · entry 4

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,388 shares

Expires 2021-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest 50% on December 18, 2020 and 2021. 100% of the shares are distributable on 1/17/2022.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 15:34 UTC Exercise / conversionCommon Stock 4,388 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001623 · form4.xml · nonDerivative · entry 3

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.