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NYSE · USD

TOL

Toll Brothers, Inc.

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Tapewire entity
3421
SEC CIK
0000794170
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202603
Mar 202601
Apr 202601
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2023 Filed Feb 28, 2023 21:21 UTC SaleCommon Stock 10,000 $58.69 $586,948.00
Disclosure

SEC source: 0001127602-23-007516 · form4.xml · nonDerivative · entry 1

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,066

F1 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $58.66 to $58.73. The reporting person hereby undertakes to provide upon request of the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 21:01 UTC SaleCommon Stock 1,000 $58.39 $58,385.00
Disclosure

SEC source: 0001127602-23-007018 · form4.xml · nonDerivative · entry 1

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,098

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:43 UTC GiftCommon Stock 715 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-007339 · form4.xml · nonDerivative · entry 2

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 11,423

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:43 UTC SaleCommon Stock 910 $57.98 $52,762.07
Disclosure

SEC source: 0001127602-23-007339 · form4.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 12,138

Read SEC document
January 28, 2023 Filed Jan 30, 2023 21:27 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionPerformance Based Restricted Stock Units · Derivative 101,271 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002642 · form4.xml · derivative · entry 6

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 101,271 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The performance requirement was met on December 11, 2019. The service requirement was met on 1/28/2023.

F2 · derivative.exercise_date: These performance based restricted stock units vested 25% on each January 28, 2020, 2021, 2022 and 2023. Settlement of 100% of earned shares occurred on 1/28/2023.

Read SEC document
January 28, 2023 Filed Jan 30, 2023 21:27 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Tax withholdingCommon Stock 35,434 $57.39 $2,033,557.26
Disclosure

SEC source: 0001127602-23-002642 · form4.xml · nonDerivative · entry 2

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,547

Read SEC document
January 28, 2023 Filed Jan 30, 2023 21:27 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 101,271 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002642 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The performance requirement was met on December 11, 2019. The service requirement was met on 1/28/2023.

Read SEC document
January 28, 2023 Filed Jan 30, 2023 21:25 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionPerformance Based Restricted Stock Units · Derivative 25,940 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002637 · form4.xml · derivative · entry 3

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,940 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The performance requirement was met on December 11, 2019. The service requirement was met on 1/28/2023.

F2 · derivative.exercise_date: These performance based restricted stock units vested 25% on each January 28, 2020, 2021, 2022 and 2023. Settlement of 100% of earned shares occurred on 1/28/2023.

Read SEC document
January 28, 2023 Filed Jan 30, 2023 21:25 UTC
Connor Martin P.Chief Financial Officer
Tax withholdingCommon Stock 9,746 $57.39 $559,322.94
Disclosure

SEC source: 0001127602-23-002637 · form4.xml · nonDerivative · entry 2

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,414

Read SEC document
January 28, 2023 Filed Jan 30, 2023 21:25 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionCommon Stock 25,940 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002637 · form4.xml · nonDerivative · entry 1

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The performance requirement was met on December 11, 2019. The service requirement was met on 1/28/2023.

Read SEC document
January 23, 2023 Filed Jan 23, 2023 21:03 UTC Exercise / conversionRestricted Stock Units · Derivative 3,622 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002034 · form4.xml · derivative · entry 4

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,622 shares

Expires 2022-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vested 50% on each December 21, 2021 and 2022. Settlement of 100% of these shares occurred on 1/20/2023.

Read SEC document
January 23, 2023 Filed Jan 23, 2023 21:03 UTC Exercise / conversionCommon Stock 3,622 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002034 · form4.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2023 Filed Jan 23, 2023 21:54 UTC Exercise / conversionRestricted Stock Units · Derivative 3,911 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002045 · form4.xml · derivative · entry 2

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,911 shares

Expires 2022-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vested 50% on each December 21, 2021 and 2022. Settlement of 100% of these shares occurred on 1/20/2023.

Read SEC document
January 20, 2023 Filed Jan 23, 2023 21:54 UTC Exercise / conversionCommon Stock 3,911 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002045 · form4.xml · nonDerivative · entry 1

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2023 Filed Jan 23, 2023 21:51 UTC Exercise / conversionRestricted Stock Units · Derivative 3,837 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002041 · form4.xml · derivative · entry 2

McLean John A · CIK 0001669034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,837 shares

Expires 2022-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vested 50% on each December 21, 2021 and 2022. Settlement of 100% of these shares occurred on 1/20/2023.

Read SEC document
January 20, 2023 Filed Jan 23, 2023 21:51 UTC Exercise / conversionCommon Stock 3,837 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002041 · form4.xml · nonDerivative · entry 1

McLean John A · CIK 0001669034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2023 Filed Jan 23, 2023 21:53 UTC Exercise / conversionRestricted Stock Units · Derivative 3,548 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002043 · form4.xml · derivative · entry 2

Pritchett Wendell E. · CIK 0001733659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,548 shares

Expires 2022-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vested 50% on each December 21, 2021 and 2022. Settlement of 100% of these shares occurred on 1/20/2023.

Read SEC document
January 20, 2023 Filed Jan 23, 2023 21:53 UTC Exercise / conversionCommon Stock 3,548 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002043 · form4.xml · nonDerivative · entry 1

Pritchett Wendell E. · CIK 0001733659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2023 Filed Jan 23, 2023 21:49 UTC Exercise / conversionRestricted Stock Units · Derivative 3,911 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002039 · form4.xml · derivative · entry 4

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,911 shares

Expires 2022-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vested 50% on each December 21, 2021 and 2022. Settlement of 100% of these shares occurred on 1/20/2023.

Read SEC document
January 20, 2023 Filed Jan 23, 2023 21:49 UTC Exercise / conversionCommon Stock 3,911 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002039 · form4.xml · nonDerivative · entry 1

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2023 Filed Jan 23, 2023 21:47 UTC Exercise / conversionRestricted Stock Units · Derivative 3,622 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002037 · form4.xml · derivative · entry 2

Grimes Karen H. · CIK 0001770273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,622 shares

Expires 2022-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vested 50% on each December 21, 2021 and 2022. Settlement of 100% of these shares occurred on 1/20/2023.

Read SEC document
January 20, 2023 Filed Jan 23, 2023 21:47 UTC Exercise / conversionCommon Stock 3,622 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002037 · form4.xml · nonDerivative · entry 1

Grimes Karen H. · CIK 0001770273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2023 Filed Jan 23, 2023 21:01 UTC Exercise / conversionRestricted Stock Units · Derivative 2,172 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002032 · form4.xml · derivative · entry 2

East Stephen F. · CIK 0001805167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,172 shares

Expires 2022-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vested 50% on each December 21, 2021 and 2022. Settlement of 100% of these shares occurred on 1/20/2023.

Read SEC document
January 20, 2023 Filed Jan 23, 2023 21:01 UTC Exercise / conversionCommon Stock 2,172 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002032 · form4.xml · nonDerivative · entry 1

East Stephen F. · CIK 0001805167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2023 Filed Jan 13, 2023 21:43 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 34,000 $0.00 Strike: $32.49 $0.00
Disclosure

SEC source: 0001127602-23-001400 · form4.xml · derivative · entry 6

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,000 shares

Expires 2024-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vested 25% on 12/19/2015, 2016, 2017 and 2018. Exercisable as of the vesting date.

Read SEC document
January 13, 2023 Filed Jan 13, 2023 21:43 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 34,000 $56.12 $1,907,944.00
Disclosure

SEC source: 0001127602-23-001400 · form4.xml · nonDerivative · entry 4

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,220

F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $56.00 to $56.26. The reporting person hereby undertakes to provide upon request of the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 13, 2023 Filed Jan 13, 2023 21:43 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionCommon Stock 34,000 $32.49 $1,104,660.00
Disclosure

SEC source: 0001127602-23-001400 · form4.xml · nonDerivative · entry 3

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2023 Filed Jan 13, 2023 21:43 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $35.16 $0.00
Disclosure

SEC source: 0001127602-23-001400 · form4.xml · derivative · entry 5

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2023-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 25% on 12/20/2014, 2015, 2016 and 2017. Exercisable as of the vesting date.

Read SEC document
January 12, 2023 Filed Jan 13, 2023 21:43 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 30,000 $55.97 $1,678,971.00
Disclosure

SEC source: 0001127602-23-001400 · form4.xml · nonDerivative · entry 2

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,220

F1 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $55.83 to $56.14. The reporting person hereby undertakes to provide upon request of the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 12, 2023 Filed Jan 13, 2023 21:43 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionCommon Stock 30,000 $35.16 $1,054,800.00
Disclosure

SEC source: 0001127602-23-001400 · form4.xml · nonDerivative · entry 1

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2022 Filed Dec 28, 2022 21:16 UTC SaleCommon Stock 200 $49.60 $9,920.82
Disclosure

SEC source: 0001127602-22-028315 · form4.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 9,426

Read SEC document
December 21, 2022 Filed Dec 22, 2022 21:51 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 10,000 $51.26 $512,607.00
Disclosure

SEC source: 0001127602-22-028168 · form4.xml · nonDerivative · entry 1

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,220

F1 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $51.12 to $51.34. The reporting person hereby undertakes to provide upon request of the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 22:27 UTC GrantRestricted Stock Units · Derivative 3,292 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-028008 · form4.xml · derivative · entry 1

STOWELL SCOTT D · CIK 0001202212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,292

Underlying: Common Stock · 3,292 shares

Expires 2024-12-19

F1 · derivative.exercise_date: These restricted stock units vest 50% on each of December 19, 2023 and 2024. Settlement of 100% of these shares will be on January 17, 2025.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 22:26 UTC GrantRestricted Stock Units · Derivative 3,891 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-028005 · form4.xml · derivative · entry 2

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,891

Underlying: Common Stock · 3,891 shares

Expires 2024-12-19

F1 · derivative.exercise_date: These restricted stock units vest 50% on each of December 19, 2023 and 2024. Settlement of 100% of these shares will be on January 17, 2025.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 22:24 UTC GrantRestricted Stock Units · Derivative 3,823 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-028003 · form4.xml · derivative · entry 1

Pritchett Wendell E. · CIK 0001733659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,823

Underlying: Common Stock · 3,823 shares

Expires 2024-12-19

F1 · derivative.exercise_date: These restricted stock units vest 50% on each of December 19, 2023 and 2024. Settlement of 100% of these shares will be on January 17, 2025.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 22:21 UTC GrantRestricted Stock Units · Derivative 3,823 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027999 · form4.xml · derivative · entry 1

McLean John A · CIK 0001669034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,823

Underlying: Common Stock · 3,823 shares

Expires 2024-12-19

F1 · derivative.exercise_date: These restricted stock units vest 50% on each of December 19, 2023 and 2024. Settlement of 100% of these shares will be on January 17, 2025.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 22:19 UTC GrantRestricted Stock Units · Derivative 3,891 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027996 · form4.xml · derivative · entry 1

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,891

Underlying: Common Stock · 3,891 shares

Expires 2024-12-19

F1 · derivative.exercise_date: These restricted stock units vest 50% on each of December 19, 2023 and 2024. Settlement of 100% of these shares will be on January 17, 2025.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 22:12 UTC
Kan Derek T.Director
GrantRestricted Stock Units · Derivative 3,018 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027993 · form4.xml · derivative · entry 1

Kan Derek T. · CIK 0001899894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,018

Underlying: Common Stock · 3,018 shares

Expires 2024-12-19

F1 · derivative.exercise_date: These restricted stock units vest 50% on each of December 19, 2023 and 2024. Settlement of 100% of these shares will be on January 17, 2025.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 22:06 UTC GrantRestricted Stock Units · Derivative 3,891 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027989 · form4.xml · derivative · entry 1

Grimes Karen H. · CIK 0001770273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,891

Underlying: Common Stock · 3,891 shares

Expires 2024-12-19

F1 · derivative.exercise_date: These restricted stock units vest 50% on each of December 19, 2023 and 2024. Settlement of 100% of these shares will be on January 17, 2025.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 22:02 UTC GrantRestricted Stock Units · Derivative 3,891 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027985 · form4.xml · derivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,891

Underlying: Common Stock · 3,891 shares

Expires 2024-12-19

F1 · derivative.exercise_date: These restricted stock units vest 50% on each of December 19, 2023 and 2024. Settlement of 100% of these shares will be on January 17, 2025.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 21:59 UTC GrantRestricted Stock Units · Derivative 3,891 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027983 · form4.xml · derivative · entry 1

East Stephen F. · CIK 0001805167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,891

Underlying: Common Stock · 3,891 shares

Expires 2024-12-19

F1 · derivative.exercise_date: These restricted stock units vest 50% on each of December 19, 2023 and 2024. Settlement of 100% of these shares will be on January 17, 2025.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 21:57 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
GrantRestricted Stock Units · Derivative 75,833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027981 · form4.xml · derivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,833

Underlying: Common Stock · 75,833 shares

Expires 2026-12-01

F1 · derivative.exercise_date: These restricted stock units vest 25% on each of December 1, 2023, 2024, 2025 and 2026. Settlement of 100% of these shares will be on December 1, 2026.

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December 19, 2022 Filed Dec 20, 2022 21:54 UTC
Grubb Michael J.Chief Accounting Officer
GrantRestricted Stock Units · Derivative 1,996 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027979 · form4.xml · derivative · entry 1

Grubb Michael J. · CIK 0001729059 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,996

Underlying: Common Stock · 1,996 shares

Expires 2026-12-01

F1 · derivative.exercise_date: These restricted stock units vest 25% on each of December 1, 2023, 2024, 2025 and 2026. Settlement of 100% of these shares will be on December 1, 2026.

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December 19, 2022 Filed Dec 20, 2022 21:51 UTC
Connor Martin P.Chief Financial Officer
GrantRestricted Stock Units · Derivative 17,960 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027977 · form4.xml · derivative · entry 1

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,960

Underlying: Common Stock · 17,960 shares

Expires 2026-12-01

F1 · derivative.exercise_date: These restricted stock units vest 25% on each of December 1, 2023, 2024, 2025 and 2026. Settlement of 100% of these shares will be on December 1, 2026.

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December 19, 2022 Filed Dec 20, 2022 21:48 UTC
Parahus RobertPresident & COO
GrantRestricted Stock Units · Derivative 14,967 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027975 · form4.xml · derivative · entry 1

Parahus Robert · CIK 0001792406 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,967

Underlying: Common Stock · 14,967 shares

Expires 2026-12-01

F1 · derivative.exercise_date: These restricted stock units vest 25% on each of December 1, 2023, 2024, 2025 and 2026. Settlement of 100% of these shares will be on December 1, 2026.

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December 13, 2022 Filed Dec 13, 2022 21:32 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 41,500 $0.00 Strike: $32.22 $0.00
Disclosure

SEC source: 0001127602-22-027394 · form4.xml · derivative · entry 10

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,500 shares

Expires 2022-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vested 25% on 12/17/2013, 2014, 2015 and 2016. Exercisable as of vesting date.

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December 13, 2022 Filed Dec 13, 2022 21:32 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 41,500 $52.31 $2,170,977.05
Disclosure

SEC source: 0001127602-22-027394 · form4.xml · nonDerivative · entry 5

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,710

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F3 · price: Weighted average sales price. Actual sale prices ranged from $51.80 to $52.72.

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December 13, 2022 Filed Dec 13, 2022 21:32 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 41,500 $32.22 $1,337,130.00
Disclosure

SEC source: 0001127602-22-027394 · form4.xml · nonDerivative · entry 4

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 13, 2022 Filed Dec 20, 2022 22:26 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-028005 · form4.xml · nonDerivative · entry 1

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,187

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December 12, 2022 Filed Dec 13, 2022 21:32 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 33,500 $0.00 Strike: $32.22 $0.00
Disclosure

SEC source: 0001127602-22-027394 · form4.xml · derivative · entry 9

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,500

Underlying: Common Stock · 33,500 shares

Expires 2022-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vested 25% on 12/17/2013, 2014, 2015 and 2016. Exercisable as of vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.