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NYSE · USD

TOL

Toll Brothers, Inc.

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3421
SEC CIK
0000794170
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202603
Mar 202601
Apr 202601
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2019 Filed Dec 19, 2019 19:14 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionCommon Stock 19,816 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035487 · form4.xml · nonDerivative · entry 1

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The performance requirement was met on December 14, 2016. The service requirement was met on December 18,2019.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 19:46 UTC
TOLL ROBERT IDirector · Executive Chairman
GrantRestricted Stock Units · Derivative 3,796 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035491 · form4.xml · derivative · entry 7

TOLL ROBERT I · CIK 0000922997 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,796

Underlying: Common Stock · 3,796 shares

Expires 2021-12-18

F3 · derivative.exercise_date: These restricted stock units vest 50% on December 18, 2020 and 2021. 100% of the shares are distributable on 1/17/2022.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 19:46 UTC
TOLL ROBERT IDirector · Executive Chairman
Exercise / conversionPerformance Based Restricted Stock Units · Derivative 58,998 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035491 · form4.xml · derivative · entry 6

TOLL ROBERT I · CIK 0000922997 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,998 shares

Expires 2019-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The performance requirement was met on December 14, 2016. The service requirement was met on December 18, 2019.

F2 · derivative.exercise_date: These performance restricted stock units vest 25% on each December 18, 2016, 2017, 2018 and 2019.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 19:46 UTC
TOLL ROBERT IDirector · Executive Chairman
Tax withholdingCommon Stock 24,266 $39.58 $960,448.28
Disclosure

SEC source: 0001127602-19-035491 · form4.xml · nonDerivative · entry 2

TOLL ROBERT I · CIK 0000922997 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert I. Toll Revocable Trust

Disclosed balance after: 3,283,502

Read SEC document
December 18, 2019 Filed Dec 19, 2019 19:46 UTC
TOLL ROBERT IDirector · Executive Chairman
Exercise / conversionCommon Stock 58,998 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035491 · form4.xml · nonDerivative · entry 1

TOLL ROBERT I · CIK 0000922997 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert I. Toll Revocable Trust

Disclosed balance after: 3,307,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The performance requirement was met on December 14, 2016. The service requirement was met on December 18, 2019.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 19:29 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
GrantPerformance Based Restricted Stock Units · Derivative 101,271 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035489 · form4.xml · derivative · entry 5

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,271

Underlying: Common Stock · 101,271 shares

Expires 2023-01-28

F2 · shares: Reflects the number of shares earned in respect of operational performance restricted stock units originally granted on 1/28/2019. On December 17, 2019, the Compensation Committee of the Board of Directors certified the achievement levels of the operational metrics applicable to the award and the number of shares earned based on such results. One quarter of the shares earned vest on each anniversary of the grant date, with settlement of 100% of the award on the fourth anniversary.

F3 · derivative.exercise_date: These performance based restricted stock units vest 25% on each January 28, 2020, 2021, 2022 and 2023. Settlement of 100% of earned shares is scheduled to occur on 1/28/2023.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 19:14 UTC
Connor Martin P.Chief Financial Officer
GrantPerformance Based Restricted Stock Units · Derivative 25,940 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035487 · form4.xml · derivative · entry 3

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,940

Underlying: Common Stock · 25,940 shares

Expires 2023-01-28

F2 · shares: Reflects the number of shares earned in respect of operational performance restricted stock units originally granted on 1/28/2019. On December 17, 2019, the Compensation Committee of the Board of Directors certified the achievement levels of the operational metrics applicable to the award and the number of shares earned based on such results. One quarter of the shares earned vest on each anniversary of the grant date, with settlement of 100% of the award on the fourth anniversary.

F3 · derivative.exercise_date: These performance based restricted stock units vest 25% on each January 28, 2020, 2021, 2022 and 2023. Settlement of 100% of earned shares is scheduled to occur on 1/28/2023.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 21:45 UTC GiftCommon Stock 255 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035519 · form4.xml · nonDerivative · entry 1

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,784

Read SEC document
October 29, 2019 Filed Oct 30, 2019 19:31 UTC GrantRestricted Stock Units · Derivative 38,246 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-031256 · form4.xml · derivative · entry 1

Hartman Richard T. · CIK 0001537568 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,246

Underlying: Common Stock · 38,246 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest 100% on the day following the Reporting Person's retirement date (December 31, 2019).

F2 · derivative.expiration_date: 100% of the units will be delivered 6 months after vesting..

Read SEC document
September 18, 2019 Filed Sep 19, 2019 14:20 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 17,000 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001127602-19-028778 · form4.xml · derivative · entry 5

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,000 shares

Expires 2019-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable 50% on 12/20/2010 and 12/20/2011.

Read SEC document
September 18, 2019 Filed Sep 19, 2019 14:20 UTC SaleCommon Stock 17,000 $39.49 $671,367.40
Disclosure

SEC source: 0001127602-19-028778 · form4.xml · nonDerivative · entry 2

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,463

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sales prices ranged from $39.42 to $39.55.

Read SEC document
September 18, 2019 Filed Sep 19, 2019 14:20 UTC Exercise / conversionCommon Stock 17,000 $18.38 $312,460.00
Disclosure

SEC source: 0001127602-19-028778 · form4.xml · nonDerivative · entry 1

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:20 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 16,250 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001127602-19-028738 · form4.xml · derivative · entry 3

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,250 shares

Expires 2019-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable 50% on 12/20/2010 and 12/20/2011.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:20 UTC SaleCommon Stock 16,250 $40.63 $660,248.88
Disclosure

SEC source: 0001127602-19-028738 · form4.xml · nonDerivative · entry 2

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,039

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $40.61 to $40.645.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:20 UTC Exercise / conversionCommon Stock 16,250 $18.38 $298,675.00
Disclosure

SEC source: 0001127602-19-028738 · form4.xml · nonDerivative · entry 1

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:09 UTC
Grubb Michael J.Chief Accounting Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 1,000 $0.00 Strike: $20.50 $0.00
Disclosure

SEC source: 0001127602-19-028725 · form4.xml · derivative · entry 4

Grubb Michael J. · CIK 0001729059 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:09 UTC
Grubb Michael J.Chief Accounting Officer
SaleCommon Stock 1,000 $40.96 $40,960.00
Disclosure

SEC source: 0001127602-19-028725 · form4.xml · nonDerivative · entry 2

Grubb Michael J. · CIK 0001729059 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,283

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:09 UTC
Grubb Michael J.Chief Accounting Officer
Exercise / conversionCommon Stock 1,000 $20.50 $20,500.00
Disclosure

SEC source: 0001127602-19-028725 · form4.xml · nonDerivative · entry 1

Grubb Michael J. · CIK 0001729059 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 18:58 UTC
McDonald John K.SVP, General Counsel
SaleCommon Stock 3,578 $40.78 $145,892.95
Disclosure

SEC source: 0001127602-19-028796 · form4.xml · nonDerivative · entry 1

McDonald John K. · CIK 0001770388 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $40.77 to $40.79.

F3 · ownership.direct: Includes 161 shares held in the Issuer's ESPP.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 21:15 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 8,000 $0.00 Strike: $20.50 $0.00
Disclosure

SEC source: 0001127602-19-028588 · form4.xml · derivative · entry 4

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable 25% on 12/20/2012, 2013, 2014 and 2015.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 21:15 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 4,000 $40.94 $163,760.00
Disclosure

SEC source: 0001127602-19-028588 · form4.xml · nonDerivative · entry 3

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,504

F1 · kind: All sales on this Form 4 were made pursuant to a 10b5-1 trading plan adopted on 1/2/2019.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 21:15 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 4,000 $39.94 $159,760.00
Disclosure

SEC source: 0001127602-19-028588 · form4.xml · nonDerivative · entry 2

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,504

F1 · kind: All sales on this Form 4 were made pursuant to a 10b5-1 trading plan adopted on 1/2/2019.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 21:15 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionCommon Stock 8,000 $20.50 $164,000.00
Disclosure

SEC source: 0001127602-19-028588 · form4.xml · nonDerivative · entry 1

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 20:58 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 25,000 $41.06 $1,026,385.00
Disclosure

SEC source: 0001127602-19-028585 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,398

F1 · price: Weighted average sales price. Actual sale prices ranged from $40.96 to $41.135.

F2 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 20:38 UTC SaleCommon Stock 40,119 $40.48 $1,623,880.72
Disclosure

SEC source: 0001127602-19-028582 · form4.xml · nonDerivative · entry 1

Hartman Richard T. · CIK 0001537568 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,342

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $40.43 to $40.575.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 20:25 UTC
McDonald John K.SVP, General Counsel
SaleCommon Stock 1,964 $40.72 $79,967.99
Disclosure

SEC source: 0001127602-19-028579 · form4.xml · nonDerivative · entry 1

McDonald John K. · CIK 0001770388 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161

F1 · ownership.direct: Includes 161 shares held in the Issuer's ESPP.

Read SEC document
September 16, 2019 Filed Sep 19, 2019 18:39 UTC Amendment
McDonald John K.SVP, General Counsel
SaleCommon Stock 1,964 $40.72 $79,967.99
Disclosure

SEC source: 0001127602-19-028791 · form4a.xml · nonDerivative · entry 1

McDonald John K. · CIK 0001770388 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,739

F1 · ownership.direct: Includes 161 shares held in the Issuer's ESPP.

F2 · ownership.direct: This amendment is being filed solely to reflect an additional 3,578 shares of Common Stock held that were inadvertently omitted from the Form 4 of the Reporting Person filed with the Securities and Exchange Commission on September 17, 2019.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 18:01 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 14,800 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001127602-19-028320 · form4.xml · derivative · entry 3

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,800 shares

Expires 2019-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable 50% on 12/20/2010 and 12/20/2011.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 18:01 UTC SaleCommon Stock 14,800 $38.03 $562,818.84
Disclosure

SEC source: 0001127602-19-028320 · form4.xml · nonDerivative · entry 2

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,390

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $38.02- to $38.28.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 18:01 UTC Exercise / conversionCommon Stock 14,800 $18.38 $272,024.00
Disclosure

SEC source: 0001127602-19-028320 · form4.xml · nonDerivative · entry 1

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 17:44 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 46,875 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001127602-19-028318 · form4.xml · derivative · entry 5

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,875 shares

Expires 2019-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable 25% on 12/20/2010, 2011, 2012 and 2013.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 17:44 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 46,875 $38.30 $1,795,500.00
Disclosure

SEC source: 0001127602-19-028318 · form4.xml · nonDerivative · entry 2

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,398

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $38.28 to $38.43.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 17:44 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 46,875 $18.38 $861,562.50
Disclosure

SEC source: 0001127602-19-028318 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 12:25 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 200 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001127602-19-022083 · form4.xml · derivative · entry 3

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800

Underlying: Common Stock · 200 shares

Expires 2019-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable 50% on 12/20/2010 and 12/20/2011.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 12:25 UTC SaleCommon Stock 200 $38.01 $7,602.00
Disclosure

SEC source: 0001127602-19-022083 · form4.xml · nonDerivative · entry 2

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,390

Read SEC document
June 17, 2019 Filed Jun 19, 2019 12:25 UTC Exercise / conversionCommon Stock 200 $18.38 $3,676.00
Disclosure

SEC source: 0001127602-19-022083 · form4.xml · nonDerivative · entry 1

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:23 UTC GiftCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021558 · form4.xml · nonDerivative · entry 1

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,039

Read SEC document
June 07, 2019 Filed Jun 11, 2019 12:28 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 17,000 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001127602-19-021282 · form4.xml · derivative · entry 3

BOEHNE EDWARD G · CIK 0001210658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,000 shares

Expires 2019-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable 50% on 12/20/2010 and 12/20/2011.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 12:28 UTC SaleCommon Stock 17,000 $37.01 $629,249.90
Disclosure

SEC source: 0001127602-19-021282 · form4.xml · nonDerivative · entry 2

BOEHNE EDWARD G · CIK 0001210658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,304

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $37.00 to $37.06.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 12:28 UTC Exercise / conversionCommon Stock 17,000 $18.38 $312,460.00
Disclosure

SEC source: 0001127602-19-021282 · form4.xml · nonDerivative · entry 1

BOEHNE EDWARD G · CIK 0001210658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 13:21 UTC SaleCommon Stock 3,000 $35.14 $105,414.30
Disclosure

SEC source: 0001127602-19-020598 · form4.xml · nonDerivative · entry 1

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,463

Read SEC document
May 30, 2019 Filed Jun 4, 2019 19:47 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
OtherCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-020680 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 500

F1 · shares: The shares were acquired by inheritance.

Read SEC document
April 17, 2019 Filed Apr 18, 2019 12:52 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 4,000 $0.00 Strike: $20.50 $0.00
Disclosure

SEC source: 0001127602-19-015749 · form4.xml · derivative · entry 3

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 4,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable 25% on 12/20/2012, 2013, 2014 and 2015.

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April 17, 2019 Filed Apr 18, 2019 12:52 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 4,000 $38.94 $155,760.00
Disclosure

SEC source: 0001127602-19-015749 · form4.xml · nonDerivative · entry 2

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,504

F1 · kind: All sales on this Form 4 were made pursuant to a 10b5-1 trading plan adopted on 1/2/2019.

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April 17, 2019 Filed Apr 18, 2019 12:52 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionCommon Stock 4,000 $20.50 $82,000.00
Disclosure

SEC source: 0001127602-19-015749 · form4.xml · nonDerivative · entry 1

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 27, 2019 Filed Mar 28, 2019 16:44 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001127602-19-013474 · form4.xml · derivative · entry 4

Hartman Richard T. · CIK 0001537568 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 5,000 exercisable as of 1/1/2012, 2,500 exercisable on 12/20/2012 and 12/20/2013

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March 27, 2019 Filed Mar 28, 2019 16:44 UTC SaleCommon Stock 10,000 $37.18 $371,793.00
Disclosure

SEC source: 0001127602-19-013474 · form4.xml · nonDerivative · entry 2

Hartman Richard T. · CIK 0001537568 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,461

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $37.17 to $37.21

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March 27, 2019 Filed Mar 28, 2019 16:44 UTC Exercise / conversionCommon Stock 10,000 $18.38 $183,800.00
Disclosure

SEC source: 0001127602-19-013474 · form4.xml · nonDerivative · entry 1

Hartman Richard T. · CIK 0001537568 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 25, 2019 Filed Feb 25, 2019 23:20 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 4,000 $0.00 Strike: $20.50 $0.00
Disclosure

SEC source: 0001127602-19-008136 · form4.xml · derivative · entry 3

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable 25% on 12/20/2012, 2013, 2014 and 2015.

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February 25, 2019 Filed Feb 25, 2019 23:20 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 4,000 $37.94 $151,760.00
Disclosure

SEC source: 0001127602-19-008136 · form4.xml · nonDerivative · entry 2

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,504

F1 · kind: All sales on this Form 4 were made pursuant to a 10b5-1 trading plan adopted on 1/2/2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.