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NYSE · USD

TOL

Toll Brothers, Inc.

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3421
SEC CIK
0000794170
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202603
Mar 202601
Apr 202601
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2021 Filed Mar 3, 2021 21:01 UTC SaleCommon Stock 210,613 $53.70 $11,309,918.10
Disclosure

SEC source: 0001127602-21-009093 · form4.xml · nonDerivative · entry 7

TOLL ROBERT I · CIK 0000922997 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert I. Toll Revocable Trust

Disclosed balance after: 400,529

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple lots at prices ranging from $53.21 to $54.07 inclusive. The reporting person will provide to Toll Brothers, Inc, any security holder of Toll Brothers, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:01 UTC SaleCommon Stock 120,879 $52.70 $6,370,323.30
Disclosure

SEC source: 0001127602-21-009093 · form4.xml · nonDerivative · entry 6

TOLL ROBERT I · CIK 0000922997 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert I. Toll Revocable Trust

Disclosed balance after: 611,142

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple lots at prices ranging from $52.22 to $53.205 inclusive. The reporting person will provide to Toll Brothers, Inc, any security holder of Toll Brothers, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:01 UTC Exercise / conversionCommon Stock 81,003 $20.50 $1,660,561.50
Disclosure

SEC source: 0001127602-21-009093 · form4.xml · nonDerivative · entry 5

TOLL ROBERT I · CIK 0000922997 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert I. Toll Revocable Trust

Disclosed balance after: 732,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:01 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 1,600 $0.00 Strike: $20.50 $0.00
Disclosure

SEC source: 0001127602-21-009093 · form4.xml · derivative · entry 12

TOLL ROBERT I · CIK 0000922997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,003

Underlying: Common Stock · 1,600 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Exercisable 25% on 12/20/2012, 2013, 2014 and 2015.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:01 UTC SaleCommon Stock 73,151 $54.36 $3,976,488.36
Disclosure

SEC source: 0001127602-21-009093 · form4.xml · nonDerivative · entry 4

TOLL ROBERT I · CIK 0000922997 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert I. Toll Revocable Trust

Disclosed balance after: 651,018

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple lots at prices ranging from $53.93 to $54.50 inclusive. The reporting person will provide to Toll Brothers, Inc, any security holder of Toll Brothers, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:01 UTC SaleCommon Stock 129,992 $53.34 $6,933,773.28
Disclosure

SEC source: 0001127602-21-009093 · form4.xml · nonDerivative · entry 3

TOLL ROBERT I · CIK 0000922997 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert I. Toll Revocable Trust

Disclosed balance after: 724,169

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple lots at prices ranging from $52.97 to $53.89 inclusive. The reporting person will provide to Toll Brothers, Inc, any security holder of Toll Brothers, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:01 UTC SaleCommon Stock 2,018 $54.75 $110,485.50
Disclosure

SEC source: 0001127602-21-009093 · form4.xml · nonDerivative · entry 2

TOLL ROBERT I · CIK 0000922997 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert I. Toll Revocable Trust

Disclosed balance after: 854,161

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple lots at prices ranging from $54.75 to $54.775 inclusive. The reporting person will provide to Toll Brothers, Inc, any security holder of Toll Brothers, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:01 UTC Exercise / conversionCommon Stock 1,600 $20.50 $32,800.00
Disclosure

SEC source: 0001127602-21-009093 · form4.xml · nonDerivative · entry 1

TOLL ROBERT I · CIK 0000922997 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert I. Toll Revocable Trust

Disclosed balance after: 856,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 21:06 UTC
Grubb Michael J.Chief Accounting Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 625 $0.00 Strike: $32.49 $0.00
Disclosure

SEC source: 0001127602-21-008069 · form4.xml · derivative · entry 6

Grubb Michael J. · CIK 0001729059 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 625 shares

Expires 2024-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1,031 exercisable as of 1/26/2018. 344 exercisable on 12/19/2018.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 21:06 UTC
Grubb Michael J.Chief Accounting Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 1,375 $0.00 Strike: $35.16 $0.00
Disclosure

SEC source: 0001127602-21-008069 · form4.xml · derivative · entry 5

Grubb Michael J. · CIK 0001729059 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,375 shares

Expires 2023-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 21:06 UTC
Grubb Michael J.Chief Accounting Officer
SaleCommon Stock 2,000 $53.33 $106,665.60
Disclosure

SEC source: 0001127602-21-008069 · form4.xml · nonDerivative · entry 3

Grubb Michael J. · CIK 0001729059 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,272

Read SEC document
February 26, 2021 Filed Feb 26, 2021 21:06 UTC
Grubb Michael J.Chief Accounting Officer
Exercise / conversionCommon Stock 625 $32.49 $20,306.25
Disclosure

SEC source: 0001127602-21-008069 · form4.xml · nonDerivative · entry 2

Grubb Michael J. · CIK 0001729059 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 21:06 UTC
Grubb Michael J.Chief Accounting Officer
Exercise / conversionCommon Stock 1,375 $35.16 $48,345.00
Disclosure

SEC source: 0001127602-21-008069 · form4.xml · nonDerivative · entry 1

Grubb Michael J. · CIK 0001729059 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:20 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 17,397 $0.00 Strike: $20.50 $0.00
Disclosure

SEC source: 0001127602-21-008078 · form4.xml · derivative · entry 8

TOLL ROBERT I · CIK 0000922997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,603

Underlying: Common Stock · 17,397 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Exercisable 25% on 12/20/2012, 2013, 2014 and 2015.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:20 UTC SaleCommon Stock 28,857 $54.92 $1,584,736.98
Disclosure

SEC source: 0001127602-21-008078 · form4.xml · nonDerivative · entry 3

TOLL ROBERT I · CIK 0000922997 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert I. Toll Revocable Trust

Disclosed balance after: 854,579

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F3 · price: Weighted average sales price. Actual sale prices ranged from $54.75 to $55.70.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:20 UTC SaleCommon Stock 34,697 $54.87 $1,903,980.53
Disclosure

SEC source: 0001127602-21-008078 · form4.xml · nonDerivative · entry 2

TOLL ROBERT I · CIK 0000922997 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert I. Toll Revocable Trust

Disclosed balance after: 883,436

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $54.75 to $55.705.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:20 UTC Exercise / conversionCommon Stock 17,397 $20.50 $356,638.50
Disclosure

SEC source: 0001127602-21-008078 · form4.xml · nonDerivative · entry 1

TOLL ROBERT I · CIK 0000922997 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert I. Toll Revocable Trust

Disclosed balance after: 918,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:28 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $32.22 $0.00
Disclosure

SEC source: 0001127602-21-005245 · form4.xml · derivative · entry 3

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2022-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vesting 25% on 12/17/2013, 2014, 2015 and 2016. Exercisable as of vesting date.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:28 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 10,000 $55.75 $557,500.00
Disclosure

SEC source: 0001127602-21-005245 · form4.xml · nonDerivative · entry 2

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,830

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in October 2020.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:28 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionCommon Stock 10,000 $32.22 $322,200.00
Disclosure

SEC source: 0001127602-21-005245 · form4.xml · nonDerivative · entry 1

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:20 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 3,492 $56.01 $195,586.92
Disclosure

SEC source: 0001127602-21-005233 · form4.xml · nonDerivative · entry 2

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,425

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted in October 2020.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:20 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 6,508 $56.00 $364,448.00
Disclosure

SEC source: 0001127602-21-005233 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,917

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted in October 2020.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:48 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 7,400 $0.00 Strike: $32.22 $0.00
Disclosure

SEC source: 0001127602-21-004730 · form4.xml · derivative · entry 4

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 7,400 shares

Expires 2022-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in October 2020.

F2 · derivative.exercise_date: Vesting 25% on 12/17/2013, 2014, 2015 and 2016. Exercisable as of vesting date.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:48 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 6,000 $54.76 $328,560.00
Disclosure

SEC source: 0001127602-21-004730 · form4.xml · nonDerivative · entry 3

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,830

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in October 2020.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:48 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 1,400 $54.75 $76,650.00
Disclosure

SEC source: 0001127602-21-004730 · form4.xml · nonDerivative · entry 2

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,830

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in October 2020.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:48 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionCommon Stock 7,400 $32.22 $238,428.00
Disclosure

SEC source: 0001127602-21-004730 · form4.xml · nonDerivative · entry 1

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in October 2020.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:43 UTC SaleCommon Stock 4,935 $53.96 $266,292.60
Disclosure

SEC source: 0001127602-21-004720 · form4.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction reported on this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in January 2021.

Read SEC document
January 27, 2021 Filed Jan 27, 2021 22:31 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 2,600 $0.00 Strike: $32.22 $0.00
Disclosure

SEC source: 0001127602-21-002728 · form4.xml · derivative · entry 5

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,400

Underlying: Common Stock · 2,600 shares

Expires 2022-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in October 2020.

F3 · derivative.exercise_date: Vesting 25% on 12/17/2013, 2014, 2015 and 2016. Exercisable as of vesting date.

Read SEC document
January 27, 2021 Filed Jan 27, 2021 22:31 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 2,600 $54.77 $142,391.08
Disclosure

SEC source: 0001127602-21-002728 · form4.xml · nonDerivative · entry 4

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,830

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in October 2020.

F2 · price: Weighted average sales price. Actual sale prices ranges from $54.75 to $54.80.

Read SEC document
January 27, 2021 Filed Jan 27, 2021 22:31 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionCommon Stock 2,600 $32.22 $83,772.00
Disclosure

SEC source: 0001127602-21-002728 · form4.xml · nonDerivative · entry 3

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in October 2020.

Read SEC document
January 26, 2021 Filed Jan 27, 2021 22:31 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 5,297 $53.75 $284,713.75
Disclosure

SEC source: 0001127602-21-002728 · form4.xml · nonDerivative · entry 2

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,830

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in October 2020.

Read SEC document
January 26, 2021 Filed Jan 27, 2021 22:31 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 4,881 $52.75 $257,472.75
Disclosure

SEC source: 0001127602-21-002728 · form4.xml · nonDerivative · entry 1

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,127

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in October 2020.

Read SEC document
January 26, 2021 Filed Jan 27, 2021 21:39 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 10,000 $53.00 $530,000.00
Disclosure

SEC source: 0001127602-21-002712 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,425

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted in October 2020.

Read SEC document
January 25, 2021 Filed Jan 25, 2021 23:42 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 119 $52.75 $6,277.25
Disclosure

SEC source: 0001127602-21-002452 · form4.xml · nonDerivative · entry 2

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,008

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in October, 2020.

Read SEC document
January 22, 2021 Filed Jan 25, 2021 23:42 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 5,000 $50.75 $253,750.00
Disclosure

SEC source: 0001127602-21-002452 · form4.xml · nonDerivative · entry 1

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,127

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in October, 2020.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 20:37 UTC Exercise / conversionRestricted Stock Units · Derivative 5,138 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002123 · form4.xml · derivative · entry 2

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,138 shares

Expires 2020-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vest 50% on 12/20/2019 and 2020. 100% of the shares are distributable on 1/19/2021.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 20:37 UTC Exercise / conversionCommon Stock 5,138 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002123 · form4.xml · nonDerivative · entry 1

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 20:04 UTC Exercise / conversionRestricted Stock Units · Derivative 2,877 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002118 · form4.xml · derivative · entry 2

Pritchett Wendell E. · CIK 0001733659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,877 shares

Expires 2020-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vest 50% on 12/20/2019 and 2020. 100% of the shares are distributable on 1/19/2021.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 20:04 UTC Exercise / conversionCommon Stock 2,877 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002118 · form4.xml · nonDerivative · entry 1

Pritchett Wendell E. · CIK 0001733659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 19:20 UTC Exercise / conversionRestricted Stock Units · Derivative 5,138 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002109 · form4.xml · derivative · entry 2

NOVICK STEPHEN A · CIK 0001231466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,138 shares

Expires 2020-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vest 50% on 12/20/2019 and 2020. 100% of the shares are distributable on 1/19/2021.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 19:20 UTC Exercise / conversionCommon Stock 5,138 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002109 · form4.xml · nonDerivative · entry 1

NOVICK STEPHEN A · CIK 0001231466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 19:15 UTC Exercise / conversionRestricted Stock Units · Derivative 4,728 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002107 · form4.xml · derivative · entry 2

McLean John A · CIK 0001669034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,728 shares

Expires 2020-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vest 50% on 12/20/2019 and 2020. 100% of the shares are distributable on 1/19/2021.

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January 19, 2021 Filed Jan 20, 2021 19:15 UTC Exercise / conversionCommon Stock 4,728 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002107 · form4.xml · nonDerivative · entry 1

McLean John A · CIK 0001669034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 19, 2021 Filed Jan 20, 2021 19:09 UTC Exercise / conversionRestricted Stock Units · Derivative 5,345 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002105 · form4.xml · derivative · entry 4

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,345 shares

Expires 2020-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vest 50% on 12/20/2019 and 2020. 100% of the shares are distributable on 1/19/2021.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 19:09 UTC Exercise / conversionCommon Stock 5,345 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002105 · form4.xml · nonDerivative · entry 1

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 19:04 UTC Exercise / conversionRestricted Stock Units · Derivative 4,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002103 · form4.xml · derivative · entry 3

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,935 shares

Expires 2020-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vest 50% on 12/20/2019 and 2020. 100% of the shares are distributable on 1/19/2021.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 19:04 UTC Exercise / conversionCommon Stock 4,935 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002103 · form4.xml · nonDerivative · entry 2

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 18:57 UTC Exercise / conversionRestricted Stock Units · Derivative 4,524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002101 · form4.xml · derivative · entry 2

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,524 shares

Expires 2020-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vest 50% on 12/20/2019 and 2020. 100% of the shares are distributable on 1/19/2021.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 18:57 UTC Exercise / conversionCommon Stock 4,524 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002101 · form4.xml · nonDerivative · entry 1

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 18:51 UTC Exercise / conversionRestricted Stock Units · Derivative 5,138 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002099 · form4.xml · derivative · entry 2

BOEHNE EDWARD G · CIK 0001210658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,138 shares

Expires 2020-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vest 50% on 12/20/2019 and 2020. 100% of the shares are distributable on 1/19/2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.