Last 12 months
Inside the activity.
0 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2019 Filed Sep 12, 2019 21:42 UTC |
Sanders ElaineVP and CFO
|
Tax withholdingCommon Shares | 169,586 | $1.65 | $279,816.90 |
DisclosureSEC source: 0001567619-19-018205 · doc1.xml · nonDerivative · entry 3 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,078,541 F3 · price: Converted into U.S. dollars at an exchange rate of C$1.3181 = US$1.00. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 21:42 UTC |
Sanders ElaineVP and CFO
|
Exercise / conversionCommon Shares | 200,000 | $0.93 | $185,200.00 |
DisclosureSEC source: 0001567619-19-018205 · doc1.xml · nonDerivative · entry 2 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,248,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Grant price of C$1.22 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 21:42 UTC |
Sanders ElaineVP and CFO
|
Exercise / conversionCommon Shares | 200,000 | $0.47 | $94,000.00 |
DisclosureSEC source: 0001567619-19-018205 · doc1.xml · nonDerivative · entry 1 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,048,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Grant price of C$0.62 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 21:36 UTC |
Giardini TonyDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $0.93 | $0.00 |
DisclosureSEC source: 0001567619-19-018201 · doc1.xml · derivative · entry 4 Giardini Tony · CIK 0001562639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 75,000 shares Expires 2019-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Grant price of C$1.22 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 21:36 UTC |
Giardini TonyDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $0.47 | $0.00 |
DisclosureSEC source: 0001567619-19-018201 · doc1.xml · derivative · entry 3 Giardini Tony · CIK 0001562639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 75,000 shares Expires 2019-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Grant price of C$0.62 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 21:36 UTC |
Giardini TonyDirector
|
Exercise / conversionCommon Shares | 75,000 | $0.93 | $69,450.00 |
DisclosureSEC source: 0001567619-19-018201 · doc1.xml · nonDerivative · entry 2 Giardini Tony · CIK 0001562639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Grant price of C$1.22 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 21:36 UTC |
Giardini TonyDirector
|
Exercise / conversionCommon Shares | 75,000 | $0.47 | $35,250.00 |
DisclosureSEC source: 0001567619-19-018201 · doc1.xml · nonDerivative · entry 1 Giardini Tony · CIK 0001562639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Grant price of C$0.62 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 21:39 UTC |
Stairs JaniceDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $0.93 | $0.00 |
DisclosureSEC source: 0001567619-19-018203 · doc1.xml · derivative · entry 3 Stairs Janice · CIK 0001562653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 75,000 shares Expires 2019-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Grant price of C$1.22 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 21:39 UTC |
Stairs JaniceDirector
|
Tax withholdingCommon Shares | 42,362 | $1.64 | $69,473.68 |
DisclosureSEC source: 0001567619-19-018203 · doc1.xml · nonDerivative · entry 2 Stairs Janice · CIK 0001562653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,638 F2 · price: Converted into U.S. dollars at an exchange rate of C$1.3181 = US$1.00. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 21:39 UTC |
Stairs JaniceDirector
|
Exercise / conversionCommon Shares | 75,000 | $0.93 | $69,450.00 |
DisclosureSEC source: 0001567619-19-018203 · doc1.xml · nonDerivative · entry 1 Stairs Janice · CIK 0001562653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Grant price of C$1.22 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 00:58 UTC |
WALTERS DIANA JDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 2,624.9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-017920 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,811.1 Underlying: Common Stock · 2,624.9 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 00:52 UTC |
Hensley William L. IggiagrukDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 2,624.9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-017912 · doc1.xml · derivative · entry 1 Hensley William L. Iggiagruk · CIK 0001726131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,065.56 Underlying: Common Stock · 2,624.9 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 00:55 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 2,624.9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-017916 · doc1.xml · derivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,139.06 Underlying: Common Stock · 2,624.9 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 00:57 UTC |
Stairs JaniceDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 2,624.9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-017918 · doc1.xml · derivative · entry 1 Stairs Janice · CIK 0001562653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,839.06 Underlying: Common Stock · 2,624.9 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 00:53 UTC |
Lang Gregory A.Director
|
GrantDeferred Share Units ("DSUs") · Derivative | 2,624.9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-017914 · doc1.xml · derivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,539.06 Underlying: Common Stock · 2,624.9 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 00:50 UTC |
Hayden William BeckwithDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 2,624.9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-017910 · doc1.xml · derivative · entry 1 Hayden William Beckwith · CIK 0001645507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,104.39 Underlying: Common Stock · 2,624.9 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 00:48 UTC |
Giardini TonyDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 2,624.9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-017908 · doc1.xml · derivative · entry 1 Giardini Tony · CIK 0001562639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,989.05 Underlying: Common Stock · 2,624.9 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 26, 2019 Filed Jun 27, 2019 22:52 UTC |
Electrum Strategic Opportunities Fund L.P.Possible member of 10% group
KAPLAN THOMAS SCOTTPossible member of 10% group
Electrum Group LLCPossible member of 10% group
ESOF GP Ltd.Possible member of 10% group
|
OtherWarrants (right to buy) · Derivative | 2,760,870 | $0.00 Strike: $1.52 | $0.00 |
DisclosureSEC source: 0001493152-19-009827 · ownership.xml · derivative · entry 2 Electrum Strategic Opportunities Fund L.P. · CIK 0001637981 · Possible member of 10% group KAPLAN THOMAS SCOTT · CIK 0001124803 · Possible member of 10% group Electrum Group LLC · CIK 0001565641 · Possible member of 10% group ESOF GP Ltd. · CIK 0001663180 · Possible member of 10% group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Electrum Strategic Opportunities Fund L.P. Disclosed balance after: 0 Underlying: Common Shares · 2,760,870 shares Expires 2019-07-02 F2 · ownership.nature: ESOF is an investment fund, of which The Electrum Group LLC is the investment adviser. ESOF GP Ltd. is the general partner of the sole general partner of ESOF. F3 · ownership.nature: In accordance with 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by ESOF is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each reporting person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if an, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for the purposes of Section 16 or otherwise. Read SEC document |
| June 26, 2019 Filed Jun 27, 2019 22:52 UTC |
Electrum Strategic Opportunities Fund L.P.Possible member of 10% group
KAPLAN THOMAS SCOTTPossible member of 10% group
Electrum Group LLCPossible member of 10% group
ESOF GP Ltd.Possible member of 10% group
|
OtherCommon Shares | 2,760,870 | $1.52 | $4,196,522.40 |
DisclosureSEC source: 0001493152-19-009827 · ownership.xml · nonDerivative · entry 1 Electrum Strategic Opportunities Fund L.P. · CIK 0001637981 · Possible member of 10% group KAPLAN THOMAS SCOTT · CIK 0001124803 · Possible member of 10% group Electrum Group LLC · CIK 0001565641 · Possible member of 10% group ESOF GP Ltd. · CIK 0001663180 · Possible member of 10% group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Electrum Strategic Opportunities Fund L.P. Disclosed balance after: 29,422,923 F1 · kind: On June 26, 2019, Electrum Strategic Opportunities Fund L.P. ("ESOF") acquired 2,760,870 of the Issuer's Common Shares for an aggregate purchase price of $4,196,522, or $1.52 per Common Share. F2 · ownership.nature: ESOF is an investment fund, of which The Electrum Group LLC is the investment adviser. ESOF GP Ltd. is the general partner of the sole general partner of ESOF. F3 · ownership.nature: In accordance with 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by ESOF is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each reporting person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if an, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for the purposes of Section 16 or otherwise. Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 21:06 UTC |
PAULSON & CO. INC.10% owner
|
OtherWarrants (right to buy) · Derivative | 2,760,870 | $0.00 Strike: $1.52 | $0.00 |
DisclosureSEC source: 0001567619-19-014111 · doc1.xml · derivative · entry 2 PAULSON & CO. INC. · CIK 0001035674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Funds and Accounts Disclosed balance after: 0 Underlying: Common Shares, no par value · 2,760,870 shares Expires 2019-07-07 F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. F3 · derivative.exercise_price: On April 20, 2018, the issuer consummated a sale of its common stock. Consequently, in accordance with the terms of the warrant, the exercise price of the warrant decreased from $1.60 to $1.52. F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 21:06 UTC |
PAULSON & CO. INC.10% owner
|
OtherCommon Shares, no par value | 2,760,870 | $1.52 | $4,196,522.40 |
DisclosureSEC source: 0001567619-19-014111 · doc1.xml · nonDerivative · entry 1 PAULSON & CO. INC. · CIK 0001035674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Funds and Accounts Disclosed balance after: 14,326,996 F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts. F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 21:24 UTC |
WALTERS DIANA JDirector
|
GrantDeferred Share Units · Derivative | 1,853.23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012726 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,186.2 Underlying: Common Stock · 1,853.23 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 21:14 UTC |
Hensley William L. IggiagrukDirector
|
GrantDeferred Share Units · Derivative | 1,853.23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012706 · doc1.xml · derivative · entry 1 Hensley William L. Iggiagruk · CIK 0001726131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,440.66 Underlying: Common Stock · 1,853.23 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 21:19 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantDeferred Share Units · Derivative | 1,853.23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012713 · doc1.xml · derivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,514.16 Underlying: Common Stock · 1,853.23 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 21:22 UTC |
Stairs JaniceDirector
|
GrantDeferred Share Units · Derivative | 1,853.23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012720 · doc1.xml · derivative · entry 1 Stairs Janice · CIK 0001562653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,214.16 Underlying: Common Stock · 1,853.23 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 21:16 UTC |
Lang Gregory A.Director
|
GrantDeferred Share Units · Derivative | 1,853.23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012708 · doc1.xml · derivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,914.16 Underlying: Common Stock · 1,853.23 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 21:10 UTC |
Hayden William BeckwithDirector
|
GrantDeferred Share Units · Derivative | 1,853.23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012703 · doc1.xml · derivative · entry 1 Hayden William Beckwith · CIK 0001645507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,479.49 Underlying: Common Stock · 1,853.23 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 21:07 UTC |
Giardini TonyDirector
|
GrantDeferred Share Units · Derivative | 1,853.23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012697 · doc1.xml · derivative · entry 1 Giardini Tony · CIK 0001562639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,364.15 Underlying: Common Stock · 1,853.23 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| May 22, 2019 Filed May 23, 2019 23:52 UTC |
Gowans JamesDirector
|
GrantDeferred Share Units · Derivative | 75,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012017 · doc1.xml · derivative · entry 2 Gowans James · CIK 0001777289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Shares · 75,000 shares Expires not disclosed F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| May 22, 2019 Filed May 23, 2019 23:52 UTC |
Gowans JamesDirector
|
GrantDirector Stock Options (right to buy) · Derivative | 37,500 | $0.00 Strike: $2.54 | $0.00 |
DisclosureSEC source: 0001567619-19-012017 · doc1.xml · derivative · entry 1 Gowans James · CIK 0001777289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Shares · 37,500 shares Expires 2024-05-22 F1 · derivative.exercise_price: Converted from Canadian $3.41 using an exchange rate of 1.3410. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 18:45 UTC |
WALTERS DIANA JDirector
|
GrantDeferred Share Units · Derivative | 2,343.7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005959 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,332.97 Underlying: Common Stock · 2,343.7 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 18:30 UTC |
Hensley William L. IggiagrukDirector
|
GrantDeferred Share Units · Derivative | 2,343.7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005949 · doc1.xml · derivative · entry 1 Hensley William L. Iggiagruk · CIK 0001726131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,587.43 Underlying: Common Stock · 2,343.7 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 18:35 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantDeferred Share Units · Derivative | 2,343.7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005953 · doc1.xml · derivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,660.93 Underlying: Common Stock · 2,343.7 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 18:43 UTC |
Stairs JaniceDirector
|
GrantDeferred Share Units · Derivative | 2,343.7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005957 · doc1.xml · derivative · entry 1 Stairs Janice · CIK 0001562653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,360.93 Underlying: Common Stock · 2,343.7 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 18:40 UTC |
McConnell Gerald JamesDirector
|
GrantDeferred Share Units · Derivative | 2,343.7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005955 · doc1.xml · derivative · entry 1 McConnell Gerald James · CIK 0001562641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,460.93 Underlying: Common Stock · 2,343.7 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 18:32 UTC |
Lang Gregory A.Director
|
GrantDeferred Share Units · Derivative | 2,343.7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005951 · doc1.xml · derivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,060.93 Underlying: Common Stock · 2,343.7 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 18:27 UTC |
Hayden William BeckwithDirector
|
GrantDeferred Share Units · Derivative | 2,343.7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005947 · doc1.xml · derivative · entry 1 Hayden William Beckwith · CIK 0001645507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,626.26 Underlying: Common Stock · 2,343.7 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 18:25 UTC |
Giardini TonyDirector
|
GrantDeferred Share Units · Derivative | 2,343.7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005945 · doc1.xml · derivative · entry 1 Giardini Tony · CIK 0001562639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,510.92 Underlying: Common Stock · 2,343.7 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 27, 2018 Filed Sep 24, 2019 22:20 UTC |
Lang Gregory A.Director
|
OtherCommon Shares | 33,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-018714 · doc1.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Gregory and Sharon Lang Family Survivors Trust DTD 12/27/2018 Disclosed balance after: 33,896 F1 · kind: Transfer to Family Trust. Read SEC document |
| December 27, 2018 Filed Sep 24, 2019 22:20 UTC |
Lang Gregory A.Director
|
OtherCommon Shares | 33,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-018714 · doc1.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Transfer to Family Trust. Read SEC document |
| December 21, 2018 Filed Dec 21, 2018 22:20 UTC |
Van Nieuwenhuyse RickDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008534 · doc1.xml · derivative · entry 4 Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Common Stock · 66,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period. F2 · derivative.exercise_date: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period. F2 · derivative.expiration_date: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period. Read SEC document |
| December 21, 2018 Filed Dec 21, 2018 22:20 UTC |
Van Nieuwenhuyse RickDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 133,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008534 · doc1.xml · derivative · entry 3 Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 133,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock units granted on 12/15/2016. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock vest in three equal installments on 12/15/2016, 12/15/2017 and 12/15/2018, or as soon as practicable following the annual vesting period. F1 · derivative.exercise_date: Vesting of restricted stock units granted on 12/15/2016. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock vest in three equal installments on 12/15/2016, 12/15/2017 and 12/15/2018, or as soon as practicable following the annual vesting period. F1 · derivative.expiration_date: Vesting of restricted stock units granted on 12/15/2016. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock vest in three equal installments on 12/15/2016, 12/15/2017 and 12/15/2018, or as soon as practicable following the annual vesting period. Read SEC document |
| December 21, 2018 Filed Dec 21, 2018 22:20 UTC |
Van Nieuwenhuyse RickDirector · President & CEO
|
Exercise / conversionCommon Stock | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008534 · doc1.xml · nonDerivative · entry 2 Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,142,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period. Read SEC document |
| December 21, 2018 Filed Dec 21, 2018 22:20 UTC |
Van Nieuwenhuyse RickDirector · President & CEO
|
Exercise / conversionCommon Stock | 133,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008534 · doc1.xml · nonDerivative · entry 1 Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,075,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Vesting of restricted stock units granted on 12/15/2016. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock vest in three equal installments on 12/15/2016, 12/15/2017 and 12/15/2018, or as soon as practicable following the annual vesting period. Read SEC document |
| December 21, 2018 Filed Dec 21, 2018 22:16 UTC |
Sanders ElaineVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008532 · doc1.xml · derivative · entry 4 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Common Stock · 33,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period. F2 · derivative.exercise_date: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period. F2 · derivative.expiration_date: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period. Read SEC document |
| December 21, 2018 Filed Dec 21, 2018 22:16 UTC |
Sanders ElaineVP and CFO
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Exercise / conversionRestricted Stock Units · Derivative | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008532 · doc1.xml · derivative · entry 3 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock units granted on 12/15/2016. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock vest in three equal installments on 12/15/2016, 12/15/2017 and 12/15/2018, or as soon as practicable following the annual vesting period. F1 · derivative.exercise_date: Vesting of restricted stock units granted on 12/15/2016. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock vest in three equal installments on 12/15/2016, 12/15/2017 and 12/15/2018, or as soon as practicable following the annual vesting period. F1 · derivative.expiration_date: Vesting of restricted stock units granted on 12/15/2016. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock vest in three equal installments on 12/15/2016, 12/15/2017 and 12/15/2018, or as soon as practicable following the annual vesting period. Read SEC document |
| December 21, 2018 Filed Dec 21, 2018 22:16 UTC |
Sanders ElaineVP and CFO
|
Exercise / conversionCommon Stock | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008532 · doc1.xml · nonDerivative · entry 2 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 848,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period. Read SEC document |
| December 21, 2018 Filed Dec 21, 2018 22:16 UTC |
Sanders ElaineVP and CFO
|
Exercise / conversionCommon Stock | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008532 · doc1.xml · nonDerivative · entry 1 Sanders Elaine · CIK 0001561028 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Vesting of restricted stock units granted on 12/15/2016. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock vest in three equal installments on 12/15/2016, 12/15/2017 and 12/15/2018, or as soon as practicable following the annual vesting period. Read SEC document |
| December 05, 2018 Filed Dec 7, 2018 22:56 UTC |
WALTERS DIANA JDirector
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GrantDirector Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001567619-18-007522 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2023-12-04 F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.94 using an exchange rate of C$1.3353=US$1.00. Read SEC document |
| December 05, 2018 Filed Dec 7, 2018 22:29 UTC |
Hensley William L. IggiagrukDirector
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GrantDirector Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001567619-18-007510 · doc1.xml · derivative · entry 1 Hensley William L. Iggiagruk · CIK 0001726131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2023-12-04 F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.94 using an exchange rate of C$1.3353=US$1.00. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.