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TMQ

Trilogy Metals Inc.

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5362
SEC CIK
0001543418
Parsed reports
473

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 11, 2019 Filed Sep 12, 2019 21:42 UTC
Sanders ElaineVP and CFO
Tax withholdingCommon Shares 169,586 $1.65 $279,816.90
Disclosure

SEC source: 0001567619-19-018205 · doc1.xml · nonDerivative · entry 3

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,078,541

F3 · price: Converted into U.S. dollars at an exchange rate of C$1.3181 = US$1.00.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:42 UTC
Sanders ElaineVP and CFO
Exercise / conversionCommon Shares 200,000 $0.93 $185,200.00
Disclosure

SEC source: 0001567619-19-018205 · doc1.xml · nonDerivative · entry 2

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,248,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Grant price of C$1.22 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:42 UTC
Sanders ElaineVP and CFO
Exercise / conversionCommon Shares 200,000 $0.47 $94,000.00
Disclosure

SEC source: 0001567619-19-018205 · doc1.xml · nonDerivative · entry 1

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Grant price of C$0.62 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:36 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001567619-19-018201 · doc1.xml · derivative · entry 4

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2019-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Grant price of C$1.22 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:36 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001567619-19-018201 · doc1.xml · derivative · entry 3

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2019-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Grant price of C$0.62 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:36 UTC Exercise / conversionCommon Shares 75,000 $0.93 $69,450.00
Disclosure

SEC source: 0001567619-19-018201 · doc1.xml · nonDerivative · entry 2

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Grant price of C$1.22 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:36 UTC Exercise / conversionCommon Shares 75,000 $0.47 $35,250.00
Disclosure

SEC source: 0001567619-19-018201 · doc1.xml · nonDerivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Grant price of C$0.62 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:39 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001567619-19-018203 · doc1.xml · derivative · entry 3

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2019-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Grant price of C$1.22 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:39 UTC Tax withholdingCommon Shares 42,362 $1.64 $69,473.68
Disclosure

SEC source: 0001567619-19-018203 · doc1.xml · nonDerivative · entry 2

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,638

F2 · price: Converted into U.S. dollars at an exchange rate of C$1.3181 = US$1.00.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:39 UTC Exercise / conversionCommon Shares 75,000 $0.93 $69,450.00
Disclosure

SEC source: 0001567619-19-018203 · doc1.xml · nonDerivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Grant price of C$1.22 converted to U.S. dollars at an exchange rate of C$1.3181 = US$1.00.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 00:58 UTC GrantDeferred Share Units ("DSUs") · Derivative 2,624.9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017920 · doc1.xml · derivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,811.1

Underlying: Common Stock · 2,624.9 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 00:52 UTC GrantDeferred Share Units ("DSUs") · Derivative 2,624.9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017912 · doc1.xml · derivative · entry 1

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,065.56

Underlying: Common Stock · 2,624.9 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 00:55 UTC GrantDeferred Share Units ("DSUs") · Derivative 2,624.9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017916 · doc1.xml · derivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,139.06

Underlying: Common Stock · 2,624.9 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 00:57 UTC GrantDeferred Share Units ("DSUs") · Derivative 2,624.9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017918 · doc1.xml · derivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,839.06

Underlying: Common Stock · 2,624.9 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 00:53 UTC GrantDeferred Share Units ("DSUs") · Derivative 2,624.9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017914 · doc1.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,539.06

Underlying: Common Stock · 2,624.9 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 00:50 UTC GrantDeferred Share Units ("DSUs") · Derivative 2,624.9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017910 · doc1.xml · derivative · entry 1

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,104.39

Underlying: Common Stock · 2,624.9 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 00:48 UTC GrantDeferred Share Units ("DSUs") · Derivative 2,624.9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017908 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,989.05

Underlying: Common Stock · 2,624.9 shares

Expires not disclosed

F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 26, 2019 Filed Jun 27, 2019 22:52 UTC
Electrum Strategic Opportunities Fund L.P.Possible member of 10% group
KAPLAN THOMAS SCOTTPossible member of 10% group
Electrum Group LLCPossible member of 10% group
ESOF GP Ltd.Possible member of 10% group
OtherWarrants (right to buy) · Derivative 2,760,870 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0001493152-19-009827 · ownership.xml · derivative · entry 2

Electrum Strategic Opportunities Fund L.P. · CIK 0001637981 · Possible member of 10% group

KAPLAN THOMAS SCOTT · CIK 0001124803 · Possible member of 10% group

Electrum Group LLC · CIK 0001565641 · Possible member of 10% group

ESOF GP Ltd. · CIK 0001663180 · Possible member of 10% group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Electrum Strategic Opportunities Fund L.P.

Disclosed balance after: 0

Underlying: Common Shares · 2,760,870 shares

Expires 2019-07-02

F2 · ownership.nature: ESOF is an investment fund, of which The Electrum Group LLC is the investment adviser. ESOF GP Ltd. is the general partner of the sole general partner of ESOF.

F3 · ownership.nature: In accordance with 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by ESOF is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each reporting person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if an, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for the purposes of Section 16 or otherwise.

Read SEC document
June 26, 2019 Filed Jun 27, 2019 22:52 UTC
Electrum Strategic Opportunities Fund L.P.Possible member of 10% group
KAPLAN THOMAS SCOTTPossible member of 10% group
Electrum Group LLCPossible member of 10% group
ESOF GP Ltd.Possible member of 10% group
OtherCommon Shares 2,760,870 $1.52 $4,196,522.40
Disclosure

SEC source: 0001493152-19-009827 · ownership.xml · nonDerivative · entry 1

Electrum Strategic Opportunities Fund L.P. · CIK 0001637981 · Possible member of 10% group

KAPLAN THOMAS SCOTT · CIK 0001124803 · Possible member of 10% group

Electrum Group LLC · CIK 0001565641 · Possible member of 10% group

ESOF GP Ltd. · CIK 0001663180 · Possible member of 10% group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Electrum Strategic Opportunities Fund L.P.

Disclosed balance after: 29,422,923

F1 · kind: On June 26, 2019, Electrum Strategic Opportunities Fund L.P. ("ESOF") acquired 2,760,870 of the Issuer's Common Shares for an aggregate purchase price of $4,196,522, or $1.52 per Common Share.

F2 · ownership.nature: ESOF is an investment fund, of which The Electrum Group LLC is the investment adviser. ESOF GP Ltd. is the general partner of the sole general partner of ESOF.

F3 · ownership.nature: In accordance with 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by ESOF is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each reporting person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if an, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for the purposes of Section 16 or otherwise.

Read SEC document
June 26, 2019 Filed Jun 28, 2019 21:06 UTC OtherWarrants (right to buy) · Derivative 2,760,870 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0001567619-19-014111 · doc1.xml · derivative · entry 2

PAULSON & CO. INC. · CIK 0001035674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managed Funds and Accounts

Disclosed balance after: 0

Underlying: Common Shares, no par value · 2,760,870 shares

Expires 2019-07-07

F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

F3 · derivative.exercise_price: On April 20, 2018, the issuer consummated a sale of its common stock. Consequently, in accordance with the terms of the warrant, the exercise price of the warrant decreased from $1.60 to $1.52.

F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

Read SEC document
June 26, 2019 Filed Jun 28, 2019 21:06 UTC OtherCommon Shares, no par value 2,760,870 $1.52 $4,196,522.40
Disclosure

SEC source: 0001567619-19-014111 · doc1.xml · nonDerivative · entry 1

PAULSON & CO. INC. · CIK 0001035674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managed Funds and Accounts

Disclosed balance after: 14,326,996

F1 · security: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · security: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

F1 · ownership.direct: Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of investment funds (the "Funds") and certain separately managed accounts (the "Separately Managed Accounts"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds or held in the Separately Managed Accounts.

F2 · ownership.direct: Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds or held in the Separately Managed Accounts. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:24 UTC GrantDeferred Share Units · Derivative 1,853.23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012726 · doc1.xml · derivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,186.2

Underlying: Common Stock · 1,853.23 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:14 UTC GrantDeferred Share Units · Derivative 1,853.23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012706 · doc1.xml · derivative · entry 1

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,440.66

Underlying: Common Stock · 1,853.23 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:19 UTC GrantDeferred Share Units · Derivative 1,853.23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012713 · doc1.xml · derivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,514.16

Underlying: Common Stock · 1,853.23 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:22 UTC GrantDeferred Share Units · Derivative 1,853.23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012720 · doc1.xml · derivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,214.16

Underlying: Common Stock · 1,853.23 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:16 UTC GrantDeferred Share Units · Derivative 1,853.23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012708 · doc1.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,914.16

Underlying: Common Stock · 1,853.23 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:10 UTC GrantDeferred Share Units · Derivative 1,853.23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012703 · doc1.xml · derivative · entry 1

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,479.49

Underlying: Common Stock · 1,853.23 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:07 UTC GrantDeferred Share Units · Derivative 1,853.23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012697 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,364.15

Underlying: Common Stock · 1,853.23 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
May 22, 2019 Filed May 23, 2019 23:52 UTC
Gowans JamesDirector
GrantDeferred Share Units · Derivative 75,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012017 · doc1.xml · derivative · entry 2

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Shares · 75,000 shares

Expires not disclosed

F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
May 22, 2019 Filed May 23, 2019 23:52 UTC
Gowans JamesDirector
GrantDirector Stock Options (right to buy) · Derivative 37,500 $0.00 Strike: $2.54 $0.00
Disclosure

SEC source: 0001567619-19-012017 · doc1.xml · derivative · entry 1

Gowans James · CIK 0001777289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Shares · 37,500 shares

Expires 2024-05-22

F1 · derivative.exercise_price: Converted from Canadian $3.41 using an exchange rate of 1.3410.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 18:45 UTC GrantDeferred Share Units · Derivative 2,343.7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005959 · doc1.xml · derivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,332.97

Underlying: Common Stock · 2,343.7 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 18:30 UTC GrantDeferred Share Units · Derivative 2,343.7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005949 · doc1.xml · derivative · entry 1

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,587.43

Underlying: Common Stock · 2,343.7 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 18:35 UTC GrantDeferred Share Units · Derivative 2,343.7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005953 · doc1.xml · derivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,660.93

Underlying: Common Stock · 2,343.7 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 18:43 UTC GrantDeferred Share Units · Derivative 2,343.7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005957 · doc1.xml · derivative · entry 1

Stairs Janice · CIK 0001562653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,360.93

Underlying: Common Stock · 2,343.7 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 18:40 UTC GrantDeferred Share Units · Derivative 2,343.7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005955 · doc1.xml · derivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,460.93

Underlying: Common Stock · 2,343.7 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 18:32 UTC GrantDeferred Share Units · Derivative 2,343.7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005951 · doc1.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,060.93

Underlying: Common Stock · 2,343.7 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 18:27 UTC GrantDeferred Share Units · Derivative 2,343.7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005947 · doc1.xml · derivative · entry 1

Hayden William Beckwith · CIK 0001645507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,626.26

Underlying: Common Stock · 2,343.7 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 18:25 UTC GrantDeferred Share Units · Derivative 2,343.7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005945 · doc1.xml · derivative · entry 1

Giardini Tony · CIK 0001562639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,510.92

Underlying: Common Stock · 2,343.7 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 27, 2018 Filed Sep 24, 2019 22:20 UTC OtherCommon Shares 33,896 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-018714 · doc1.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gregory and Sharon Lang Family Survivors Trust DTD 12/27/2018

Disclosed balance after: 33,896

F1 · kind: Transfer to Family Trust.

Read SEC document
December 27, 2018 Filed Sep 24, 2019 22:20 UTC OtherCommon Shares 33,896 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-018714 · doc1.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Transfer to Family Trust.

Read SEC document
December 21, 2018 Filed Dec 21, 2018 22:20 UTC
Van Nieuwenhuyse RickDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 66,667 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008534 · doc1.xml · derivative · entry 4

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 66,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period.

F2 · derivative.exercise_date: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period.

F2 · derivative.expiration_date: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period.

Read SEC document
December 21, 2018 Filed Dec 21, 2018 22:20 UTC
Van Nieuwenhuyse RickDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 133,334 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008534 · doc1.xml · derivative · entry 3

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 133,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock units granted on 12/15/2016. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock vest in three equal installments on 12/15/2016, 12/15/2017 and 12/15/2018, or as soon as practicable following the annual vesting period.

F1 · derivative.exercise_date: Vesting of restricted stock units granted on 12/15/2016. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock vest in three equal installments on 12/15/2016, 12/15/2017 and 12/15/2018, or as soon as practicable following the annual vesting period.

F1 · derivative.expiration_date: Vesting of restricted stock units granted on 12/15/2016. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock vest in three equal installments on 12/15/2016, 12/15/2017 and 12/15/2018, or as soon as practicable following the annual vesting period.

Read SEC document
December 21, 2018 Filed Dec 21, 2018 22:20 UTC
Van Nieuwenhuyse RickDirector · President & CEO
Exercise / conversionCommon Stock 66,667 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008534 · doc1.xml · nonDerivative · entry 2

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,142,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period.

Read SEC document
December 21, 2018 Filed Dec 21, 2018 22:20 UTC
Van Nieuwenhuyse RickDirector · President & CEO
Exercise / conversionCommon Stock 133,334 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008534 · doc1.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,075,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of restricted stock units granted on 12/15/2016. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock vest in three equal installments on 12/15/2016, 12/15/2017 and 12/15/2018, or as soon as practicable following the annual vesting period.

Read SEC document
December 21, 2018 Filed Dec 21, 2018 22:16 UTC
Sanders ElaineVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008532 · doc1.xml · derivative · entry 4

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period.

F2 · derivative.exercise_date: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period.

F2 · derivative.expiration_date: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period.

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December 21, 2018 Filed Dec 21, 2018 22:16 UTC
Sanders ElaineVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 66,667 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008532 · doc1.xml · derivative · entry 3

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock units granted on 12/15/2016. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock vest in three equal installments on 12/15/2016, 12/15/2017 and 12/15/2018, or as soon as practicable following the annual vesting period.

F1 · derivative.exercise_date: Vesting of restricted stock units granted on 12/15/2016. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock vest in three equal installments on 12/15/2016, 12/15/2017 and 12/15/2018, or as soon as practicable following the annual vesting period.

F1 · derivative.expiration_date: Vesting of restricted stock units granted on 12/15/2016. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock vest in three equal installments on 12/15/2016, 12/15/2017 and 12/15/2018, or as soon as practicable following the annual vesting period.

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December 21, 2018 Filed Dec 21, 2018 22:16 UTC
Sanders ElaineVP and CFO
Exercise / conversionCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008532 · doc1.xml · nonDerivative · entry 2

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period.

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December 21, 2018 Filed Dec 21, 2018 22:16 UTC
Sanders ElaineVP and CFO
Exercise / conversionCommon Stock 66,667 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008532 · doc1.xml · nonDerivative · entry 1

Sanders Elaine · CIK 0001561028 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of restricted stock units granted on 12/15/2016. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock vest in three equal installments on 12/15/2016, 12/15/2017 and 12/15/2018, or as soon as practicable following the annual vesting period.

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December 05, 2018 Filed Dec 7, 2018 22:56 UTC GrantDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001567619-18-007522 · doc1.xml · derivative · entry 1

WALTERS DIANA J · CIK 0001007203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2023-12-04

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.94 using an exchange rate of C$1.3353=US$1.00.

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December 05, 2018 Filed Dec 7, 2018 22:29 UTC GrantDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001567619-18-007510 · doc1.xml · derivative · entry 1

Hensley William L. Iggiagruk · CIK 0001726131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2023-12-04

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.94 using an exchange rate of C$1.3353=US$1.00.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.