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TMO

THERMO FISHER SCIENTIFIC INC.

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Tapewire entity
2836
SEC CIK
0000097745
Parsed reports
1,766

Last 12 months

Inside the activity.

0 purchase rows · 143 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202506
Jan 202600
Feb 202601
Mar 2026034
Apr 202601
May 202600
Jun 202600
Jul 202601
Aug 2026092
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2007 Filed Aug 17, 2007 23:57 UTC
DEKKERS MARIJN EDirector · Chief Executive Officer
SaleCommon Stock 3,000 $52.40 $157,200.00
Disclosure

SEC source: 0000097745-07-000105 · dek504.xml · nonDerivative · entry 3

DEKKERS MARIJN E · CIK 0001216068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,792

Read SEC document
August 15, 2007 Filed Aug 17, 2007 23:57 UTC
DEKKERS MARIJN EDirector · Chief Executive Officer
SaleCommon Stock 700 $52.36 $36,652.00
Disclosure

SEC source: 0000097745-07-000105 · dek504.xml · nonDerivative · entry 2

DEKKERS MARIJN E · CIK 0001216068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,792

Read SEC document
August 15, 2007 Filed Aug 17, 2007 23:57 UTC
DEKKERS MARIJN EDirector · Chief Executive Officer
SaleCommon Stock 600 $52.34 $31,404.00
Disclosure

SEC source: 0000097745-07-000105 · dek504.xml · nonDerivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,492

Read SEC document
July 12, 2007 Filed Jul 16, 2007 18:36 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $53.09 $0.00
Disclosure

SEC source: 0000097745-07-000093 · bel496.xml · derivative · entry 1

Bell Michael Adam · CIK 0001406455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2014-07-12

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on July 12, 2008.

Read SEC document
July 12, 2007 Filed Jul 16, 2007 18:38 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $53.09 $0.00
Disclosure

SEC source: 0000097745-07-000095 · kau491.xml · derivative · entry 1

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2014-07-12

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on July 12, 2008.

Read SEC document
June 30, 2007 Filed Jul 3, 2007 15:58 UTC GrantPhantom Stock Units · Derivative 459.65 Not disclosed Not disclosed
Disclosure

SEC source: 0000097745-07-000083 · ull482.xml · derivative · entry 1

ULLIAN ELAINE · CIK 0001190290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,497.18

Underlying: Common Stock · 459.65 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of June 30, 2007, at a price of $51.67 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the 'Plan'). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of June 30, 2007, at a price of $51.67 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the 'Plan'). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of June 30, 2007, at a price of $51.67 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the 'Plan'). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
June 30, 2007 Filed Jul 3, 2007 17:08 UTC GrantPhantom Stock Units · Derivative 338.69 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-07-014290 · edgar.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,101.31

Underlying: Common Stock · 338.69 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of June 30, 2007, at a price of $51.67 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of June 30, 2007, at a price of $51.67 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of June 30, 2007, at a price of $51.67 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
April 26, 2007 Filed Apr 27, 2007 20:39 UTC
BROADBENT GUYSenior Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 2,187 $0.00 Strike: $22.28 $0.00
Disclosure

SEC source: 0000097745-07-000070 · bro481.xml · derivative · entry 5

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,813

Underlying: Common Stock · 2,187 shares

Expires 2008-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Immediately

Read SEC document
April 26, 2007 Filed Apr 27, 2007 20:39 UTC
BROADBENT GUYSenior Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 46,518 $0.00 Strike: $22.47 $0.00
Disclosure

SEC source: 0000097745-07-000070 · bro481.xml · derivative · entry 4

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,518 shares

Expires 2008-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Immediately

Read SEC document
April 26, 2007 Filed Apr 27, 2007 20:39 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 48,705 $51.30 $2,498,566.50
Disclosure

SEC source: 0000097745-07-000070 · bro481.xml · nonDerivative · entry 3

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,655

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 26, 2007 Filed Apr 27, 2007 20:39 UTC
BROADBENT GUYSenior Vice President
Exercise / conversionCommon Stock 2,187 $22.28 $48,726.36
Disclosure

SEC source: 0000097745-07-000070 · bro481.xml · nonDerivative · entry 2

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2007 Filed Apr 27, 2007 20:39 UTC
BROADBENT GUYSenior Vice President
Exercise / conversionCommon Stock 46,518 $22.47 $1,045,259.46
Disclosure

SEC source: 0000097745-07-000070 · bro481.xml · nonDerivative · entry 1

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2007 Filed Apr 25, 2007 22:36 UTC
BROADBENT GUYSenior Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 1,295 $0.00 Strike: $22.71 $0.00
Disclosure

SEC source: 0000097745-07-000067 · bro480.xml · derivative · entry 3

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,295 shares

Expires 2007-10-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Immediately

Read SEC document
April 24, 2007 Filed Apr 25, 2007 22:36 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 1,295 $50.00 $64,750.00
Disclosure

SEC source: 0000097745-07-000067 · bro480.xml · nonDerivative · entry 2

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,655

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 24, 2007 Filed Apr 25, 2007 22:36 UTC
BROADBENT GUYSenior Vice President
Exercise / conversionCommon Stock 1,295 $22.71 $29,409.45
Disclosure

SEC source: 0000097745-07-000067 · bro480.xml · nonDerivative · entry 1

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $22.71 $0.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · derivative · entry 23

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,295

Underlying: Common Stock · 10,000 shares

Expires 2007-10-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Immediately

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 400 $46.59 $18,636.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 22

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,655

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 100 $46.56 $4,656.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 21

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,055

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 900 $46.55 $41,895.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 20

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,155

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 500 $46.54 $23,270.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 19

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,055

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 800 $46.53 $37,224.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 18

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,555

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 300 $46.52 $13,956.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 17

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,355

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 300 $46.51 $13,953.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 16

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,655

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 1,100 $46.50 $51,150.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 15

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,955

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 100 $46.44 $4,644.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 14

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,055

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 400 $46.42 $18,568.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 13

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,155

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 200 $46.40 $9,280.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 12

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,555

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 300 $46.39 $13,917.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 11

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,755

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 100 $46.35 $4,635.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 10

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,055

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 100 $46.33 $4,633.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 9

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,155

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 1,800 $46.29 $83,322.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 8

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,255

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 600 $46.28 $27,768.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 7

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,055

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 400 $46.27 $18,508.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 6

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,655

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 300 $46.26 $13,878.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 5

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,055

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 100 $46.25 $4,625.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 4

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,355

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 600 $46.23 $27,738.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 3

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,455

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
SaleCommon Stock 600 $46.22 $27,732.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 2

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,055

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2006.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 19:25 UTC
BROADBENT GUYSenior Vice President
Exercise / conversionCommon Stock 10,000 $22.71 $227,100.00
Disclosure

SEC source: 0000097745-07-000061 · bro479.xml · nonDerivative · entry 1

BROADBENT GUY · CIK 0001216054 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2007 Filed Apr 3, 2007 18:48 UTC GrantPhantom Stock Units · Derivative 393.4 Not disclosed Not disclosed
Disclosure

SEC source: 0000097745-07-000059 · ull478.xml · derivative · entry 1

ULLIAN ELAINE · CIK 0001190290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,037.53

Underlying: Common Stock · 393.4 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of March 31, 2007, at a price of $46.39 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the 'Plan'). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of March 31, 2007, at a price of $46.39 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the 'Plan'). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of March 31, 2007, at a price of $46.39 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the 'Plan'). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
March 31, 2007 Filed Apr 3, 2007 20:52 UTC GrantPhantom Stock Units · Derivative 377.24 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-07-007300 · edgar.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762.62

Underlying: Common Stock · 377.24 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of March 31, 2007, at a price of $46.39 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of March 31, 2007, at a price of $46.39 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of March 31, 2007, at a price of $46.39 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

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March 15, 2007 Filed Mar 16, 2007 21:28 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
Exercise / conversionStock Option (Right to Buy) · Derivative 261 $0.00 Strike: $12.23 $0.00
Disclosure

SEC source: 0000097745-07-000057 · hoo476.xml · derivative · entry 33

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 261 shares

Expires 2009-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2007 Filed Mar 16, 2007 21:28 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
Exercise / conversionStock Option (Right to Buy) · Derivative 316 $0.00 Strike: $11.10 $0.00
Disclosure

SEC source: 0000097745-07-000057 · hoo476.xml · derivative · entry 32

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 316 shares

Expires 2009-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2007 Filed Mar 16, 2007 21:28 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
Exercise / conversionStock Option (Right to Buy) · Derivative 432 $0.00 Strike: $27.78 $0.00
Disclosure

SEC source: 0000097745-07-000057 · hoo476.xml · derivative · entry 31

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 432 shares

Expires 2009-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2007 Filed Mar 16, 2007 21:28 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
Exercise / conversionStock Option (Right to Buy) · Derivative 539 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0000097745-07-000057 · hoo476.xml · derivative · entry 30

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183

Underlying: Common Stock · 539 shares

Expires 2009-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2007 Filed Mar 16, 2007 21:28 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0000097745-07-000057 · hoo476.xml · derivative · entry 29

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 15,000 shares

Expires 2009-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Immediately

Read SEC document
March 15, 2007 Filed Mar 16, 2007 21:28 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
SaleCommon Stock 1,648 $45.20 $74,489.60
Disclosure

SEC source: 0000097745-07-000057 · hoo476.xml · nonDerivative · entry 27

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,282

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006.

Read SEC document
March 15, 2007 Filed Mar 16, 2007 21:28 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
SaleCommon Stock 400 $45.04 $18,016.00
Disclosure

SEC source: 0000097745-07-000057 · hoo476.xml · nonDerivative · entry 26

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,930

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006.

Read SEC document
March 15, 2007 Filed Mar 16, 2007 21:28 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
SaleCommon Stock 200 $45.03 $9,006.00
Disclosure

SEC source: 0000097745-07-000057 · hoo476.xml · nonDerivative · entry 25

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,330

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006.

Read SEC document
March 15, 2007 Filed Mar 16, 2007 21:28 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
SaleCommon Stock 300 $45.01 $13,503.00
Disclosure

SEC source: 0000097745-07-000057 · hoo476.xml · nonDerivative · entry 24

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,530

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006.

Read SEC document
March 15, 2007 Filed Mar 16, 2007 21:28 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
SaleCommon Stock 1,800 $45.00 $81,000.00
Disclosure

SEC source: 0000097745-07-000057 · hoo476.xml · nonDerivative · entry 23

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,830

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.