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TILLY'S, INC.

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6648
SEC CIK
0001524025
Parsed reports
351

Last 12 months

Inside the activity.

1 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 2026110
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2022 Filed Jan 10, 2023 21:32 UTC PurchaseClass A Common Stock 26,400 $9.48 $250,311.60
Disclosure

SEC source: 0000929638-23-000060 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,054,029

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F3 · ownership.nature: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 2").

Read SEC document
December 08, 2021 Filed Dec 9, 2021 19:31 UTC
THOMAS EDMONDDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 14,494 $0.00 Strike: $6.74 $0.00
Disclosure

SEC source: 0001209191-21-068883 · doc4.xml · derivative · entry 6

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,850

Underlying: Class A Common Stock · 14,494 shares

Expires 2026-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 19:31 UTC
THOMAS EDMONDDirector · President and CEO
SaleClass A Common Stock 14,494 $16.00 $231,960.53
Disclosure

SEC source: 0001209191-21-068883 · doc4.xml · nonDerivative · entry 4

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 19:31 UTC
THOMAS EDMONDDirector · President and CEO
Exercise / conversionClass A Common Stock 14,494 $6.74 $97,689.56
Disclosure

SEC source: 0001209191-21-068883 · doc4.xml · nonDerivative · entry 3

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 17:02 UTC SaleClass A Common Stock 5,000 $16.00 $80,000.50
Disclosure

SEC source: 0001209191-21-069090 · doc4.xml · nonDerivative · entry 1

ZEICHNER BERNARD · CIK 0001106023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 25,528

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 17:00 UTC SaleClass A Common Stock 33,505 $15.91 $533,057.85
Disclosure

SEC source: 0001209191-21-069083 · doc4.xml · nonDerivative · entry 1

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,995

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.84 to $16.00. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price noted in this footnote.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 19:31 UTC
THOMAS EDMONDDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 27,656 $0.00 Strike: $6.74 $0.00
Disclosure

SEC source: 0001209191-21-068883 · doc4.xml · derivative · entry 5

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,344

Underlying: Class A Common Stock · 27,656 shares

Expires 2026-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 19:31 UTC
THOMAS EDMONDDirector · President and CEO
SaleClass A Common Stock 27,656 $16.10 $445,369.46
Disclosure

SEC source: 0001209191-21-068883 · doc4.xml · nonDerivative · entry 2

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 19:31 UTC
THOMAS EDMONDDirector · President and CEO
Exercise / conversionClass A Common Stock 27,656 $6.74 $186,401.44
Disclosure

SEC source: 0001209191-21-068883 · doc4.xml · nonDerivative · entry 1

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 22:32 UTC
KERR JANETDirector
SaleClass A Common Stock 8,000 $14.07 $112,560.00
Disclosure

SEC source: 0001209191-21-058581 · doc4.xml · nonDerivative · entry 1

KERR JANET · CIK 0001286334 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 33,546

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 25, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.98 to $14.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 02, 2021 Filed Jul 2, 2021 17:54 UTC
THOMAS EDMONDDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 81,603 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001209191-21-045125 · doc4.xml · derivative · entry 9

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 81,603 shares

Expires 2025-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
July 02, 2021 Filed Jul 2, 2021 17:54 UTC
THOMAS EDMONDDirector · President and CEO
SaleClass A Common Stock 81,603 $16.00 $1,305,403.19
Disclosure

SEC source: 0001209191-21-045125 · doc4.xml · nonDerivative · entry 6

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 02, 2021 Filed Jul 2, 2021 17:54 UTC
THOMAS EDMONDDirector · President and CEO
Exercise / conversionClass A Common Stock 81,603 $6.06 $494,514.18
Disclosure

SEC source: 0001209191-21-045125 · doc4.xml · nonDerivative · entry 5

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 17:54 UTC
THOMAS EDMONDDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 107,718 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001209191-21-045125 · doc4.xml · derivative · entry 8

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,603

Underlying: Class A Common Stock · 107,718 shares

Expires 2025-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 17:54 UTC
THOMAS EDMONDDirector · President and CEO
SaleClass A Common Stock 107,718 $16.23 $1,748,500.12
Disclosure

SEC source: 0001209191-21-045125 · doc4.xml · nonDerivative · entry 4

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 17:54 UTC
THOMAS EDMONDDirector · President and CEO
Exercise / conversionClass A Common Stock 107,718 $6.06 $652,771.08
Disclosure

SEC source: 0001209191-21-045125 · doc4.xml · nonDerivative · entry 3

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 17:54 UTC
THOMAS EDMONDDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 10,679 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001209191-21-045125 · doc4.xml · derivative · entry 7

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,321

Underlying: Class A Common Stock · 10,679 shares

Expires 2025-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 17:54 UTC
THOMAS EDMONDDirector · President and CEO
SaleClass A Common Stock 10,679 $16.01 $170,936.62
Disclosure

SEC source: 0001209191-21-045125 · doc4.xml · nonDerivative · entry 2

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 17:54 UTC
THOMAS EDMONDDirector · President and CEO
Exercise / conversionClass A Common Stock 10,679 $6.06 $64,714.74
Disclosure

SEC source: 0001209191-21-045125 · doc4.xml · nonDerivative · entry 1

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2021 Filed Jun 29, 2021 19:16 UTC SaleCLASS A COMMON STOCK 5,000 $16.09 $80,443.00
Disclosure

SEC source: 0001209191-21-043779 · doc4.xml · nonDerivative · entry 1

ZEICHNER BERNARD · CIK 0001106023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 30,528

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.86 to $16.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Reflects the transfer of 5,148 shares that were previously reported as directly held by the Reporting Person to a family trust (the "Trust"), which were transferred in connection with the vesting of such shares pursuant to a restricted stock unit award.

Read SEC document
June 28, 2021 Filed Jun 29, 2021 23:13 UTC SaleCLASS A COMMON STOCK 10,000 $15.84 $158,411.00
Disclosure

SEC source: 0001209191-21-043775 · doc4.xml · nonDerivative · entry 1

JOHNSON SETH R · CIK 0001185586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,894

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.78 to $15.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 23:09 UTC
KERR JANETDirector
SaleClass A Common Stock 12,000 $16.27 $195,192.00
Disclosure

SEC source: 0001209191-21-043770 · doc4.xml · nonDerivative · entry 1

KERR JANET · CIK 0001286334 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 41,546

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 17, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.24 to $16.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Reflects the transfer of 5,148 shares that were previously reported as directly held by the Reporting Person to a family trust (the "Trust"), which were transferred in connection with the vesting of such shares pursuant to a restricted stock unit award.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 21:01 UTC
SHAKED HEZYDirector · See Remarks · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 18,750 $0.00 Strike: $4.13 $0.00
Disclosure

SEC source: 0001209191-21-043336 · doc4.xml · derivative · entry 5

SHAKED HEZY · CIK 0001548777 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Class A Common Stock · 18,750 shares

Expires 2030-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 21:01 UTC
SHAKED HEZYDirector · See Remarks · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 23,000 $0.00 Strike: $11.41 $0.00
Disclosure

SEC source: 0001209191-21-043336 · doc4.xml · derivative · entry 4

SHAKED HEZY · CIK 0001548777 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 23,000 shares

Expires 2029-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 21:01 UTC
SHAKED HEZYDirector · See Remarks · 10% owner
SaleClass A Common Stock 41,750 $16.50 $688,975.20
Disclosure

SEC source: 0001209191-21-043336 · doc4.xml · nonDerivative · entry 3

SHAKED HEZY · CIK 0001548777 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.27 to $16.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: The shares reported herein are held by The Hezy Shaked Living Trust under which the Reporting Person is trustee and beneficiary.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 21:01 UTC
SHAKED HEZYDirector · See Remarks · 10% owner
Exercise / conversionClass A Common Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043336 · doc4.xml · nonDerivative · entry 2

SHAKED HEZY · CIK 0001548777 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 21:01 UTC
SHAKED HEZYDirector · See Remarks · 10% owner
Exercise / conversionClass A Common Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043336 · doc4.xml · nonDerivative · entry 1

SHAKED HEZY · CIK 0001548777 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 23:20 UTC
SHAKED HEZYDirector · See Remarks · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $11.41 $0.00
Disclosure

SEC source: 0001209191-21-041109 · doc4.xml · derivative · entry 4

SHAKED HEZY · CIK 0001548777 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Class A Common Stock · 2,000 shares

Expires 2029-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 23:20 UTC
SHAKED HEZYDirector · See Remarks · 10% owner
SaleClass A Common Stock 2,000 $16.26 $32,525.00
Disclosure

SEC source: 0001209191-21-041109 · doc4.xml · nonDerivative · entry 2

SHAKED HEZY · CIK 0001548777 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.25 to $16.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 23:20 UTC
SHAKED HEZYDirector · See Remarks · 10% owner
Exercise / conversionClass A Common Stock 2,000 $11.41 $22,820.00
Disclosure

SEC source: 0001209191-21-041109 · doc4.xml · nonDerivative · entry 1

SHAKED HEZY · CIK 0001548777 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2021 Filed Jun 11, 2021 19:47 UTC SaleCLASS A COMMON STOCK 5,000 $16.24 $81,200.00
Disclosure

SEC source: 0001209191-21-040054 · doc4.xml · nonDerivative · entry 2

ZEICHNER BERNARD · CIK 0001106023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · BY TRUST

Disclosed balance after: 30,380

F2 · balance_after: Reflects the transfer of 6,370 shares that were previously reported as directly held by the Reporting Person to a family trust (the "Trust"), which were transferred in connection with the vesting of such shares pursuant to a restricted stock unit award.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 17:13 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.13 $0.00
Disclosure

SEC source: 0001209191-21-040653 · doc4.xml · derivative · entry 13

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2030-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 17:13 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $11.41 $0.00
Disclosure

SEC source: 0001209191-21-040653 · doc4.xml · derivative · entry 12

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 12,500 shares

Expires 2029-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 17:13 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 19,688 $0.00 Strike: $11.33 $0.00
Disclosure

SEC source: 0001209191-21-040653 · doc4.xml · derivative · entry 11

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,562

Underlying: Class A Common Stock · 19,688 shares

Expires 2028-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

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June 11, 2021 Filed Jun 15, 2021 17:13 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 26,250 $0.00 Strike: $8.69 $0.00
Disclosure

SEC source: 0001209191-21-040653 · doc4.xml · derivative · entry 10

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,250 shares

Expires 2027-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

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June 11, 2021 Filed Jun 15, 2021 17:13 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $6.74 $0.00
Disclosure

SEC source: 0001209191-21-040653 · doc4.xml · derivative · entry 9

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,500 shares

Expires 2026-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

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June 11, 2021 Filed Jun 15, 2021 17:13 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $9.82 $0.00
Disclosure

SEC source: 0001209191-21-040653 · doc4.xml · derivative · entry 8

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,250 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

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June 11, 2021 Filed Jun 15, 2021 17:13 UTC SaleClass A Common Stock 92,188 $15.80 $1,457,022.12
Disclosure

SEC source: 0001209191-21-040653 · doc4.xml · nonDerivative · entry 7

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.42 to $16.24. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price noted in this footnote.

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June 11, 2021 Filed Jun 15, 2021 17:13 UTC Exercise / conversionClass A Common Stock 10,000 $4.13 $41,300.00
Disclosure

SEC source: 0001209191-21-040653 · doc4.xml · nonDerivative · entry 6

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 11, 2021 Filed Jun 15, 2021 17:13 UTC Exercise / conversionClass A Common Stock 12,500 $11.41 $142,625.00
Disclosure

SEC source: 0001209191-21-040653 · doc4.xml · nonDerivative · entry 5

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 17:13 UTC Exercise / conversionClass A Common Stock 19,688 $11.33 $223,065.04
Disclosure

SEC source: 0001209191-21-040653 · doc4.xml · nonDerivative · entry 4

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 17:13 UTC Exercise / conversionClass A Common Stock 26,250 $8.69 $228,112.50
Disclosure

SEC source: 0001209191-21-040653 · doc4.xml · nonDerivative · entry 3

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 17:13 UTC Exercise / conversionClass A Common Stock 17,500 $6.74 $117,950.00
Disclosure

SEC source: 0001209191-21-040653 · doc4.xml · nonDerivative · entry 2

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 17:13 UTC Exercise / conversionClass A Common Stock 6,250 $9.82 $61,375.00
Disclosure

SEC source: 0001209191-21-040653 · doc4.xml · nonDerivative · entry 1

Henry Michael · CIK 0001419895 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 11, 2021 Filed Jun 15, 2021 17:23 UTC
THOMAS EDMONDDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001209191-21-040658 · doc4.xml · derivative · entry 3

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 200,000 shares

Expires 2025-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

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June 11, 2021 Filed Jun 15, 2021 17:23 UTC
THOMAS EDMONDDirector · President and CEO
SaleClass A Common Stock 200,000 $15.81 $3,161,160.00
Disclosure

SEC source: 0001209191-21-040658 · doc4.xml · nonDerivative · entry 2

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.42 to $16.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 11, 2021 Filed Jun 15, 2021 17:23 UTC
THOMAS EDMONDDirector · President and CEO
Exercise / conversionClass A Common Stock 200,000 $6.06 $1,212,000.00
Disclosure

SEC source: 0001209191-21-040658 · doc4.xml · nonDerivative · entry 1

THOMAS EDMOND · CIK 0001272192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 19:47 UTC GrantCLASS A COMMON STOCK 4,997 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040054 · doc4.xml · nonDerivative · entry 1

ZEICHNER BERNARD · CIK 0001106023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,514

F1 · shares: Represents shares of restricted stock, which vest in two equal annual installments on each of the succeeding two anniversaries of the grant date.

F2 · balance_after: Reflects the transfer of 6,370 shares that were previously reported as directly held by the Reporting Person to a family trust (the "Trust"), which were transferred in connection with the vesting of such shares pursuant to a restricted stock unit award.

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June 09, 2021 Filed Jun 11, 2021 23:39 UTC GrantCLASS A COMMON STOCK 4,997 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040046 · doc4.xml · nonDerivative · entry 1

Collier Douglas P · CIK 0001330931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,514

F1 · shares: Represents shares of restricted stock, which vest in two equal annual installments on each of the succeeding two anniversaries of the grant date.

F2 · balance_after: Reflects the transfer of 14,202 shares that were previously reported as directly held by the Reporting Person to a family trust (the "Collier Family Trust"), which were transferred in connection with the vesting of such shares pursuant to a restricted stock unit award.

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June 09, 2021 Filed Jun 11, 2021 23:45 UTC
KERR JANETDirector
GrantClass A Common Stock 4,997 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040050 · doc4.xml · nonDerivative · entry 1

KERR JANET · CIK 0001286334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,374

F1 · shares: Represents shares of restricted stock, which vest in two equal annual installments on each of the succeeding two anniversaries of the grant date.

F2 · balance_after: Reflects the transfer of 6,370 shares that were previously reported as directly held by the Reporting Person to a family trust (the "Trust"), which were transferred in connection with the vesting of such shares pursuant to a restricted stock unit award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.