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Nasdaq · USD

TLRY

Tilray Brands, Inc.

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Tapewire entity
5319
SEC CIK
0001731348
Parsed reports
332

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 26, 2022 Filed Jul 28, 2022 23:20 UTC
SIMON IRWIN DDirector · President and CEO
GrantRestricted Stock Units ("2022 LTIP RSUs") · Derivative 1,200,565 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-005151 · ownership.xml · derivative · entry 7

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200,565

Underlying: Class 2 Common Stock · 1,200,565 shares

Expires not disclosed

F7 · derivative.exercise_price: Each 2021 LTIP RSU or 2022 LTIP RSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F9 · derivative.exercise_date: On July 26, 2022, the reporting person was granted 1,200,565 of 2022 LTIP RSUs, with 50% vesting on the 1st anniversary and 50% on the 2nd anniversary of the grant date, subject to continued employment through the applicable vesting date.

F9 · derivative.expiration_date: On July 26, 2022, the reporting person was granted 1,200,565 of 2022 LTIP RSUs, with 50% vesting on the 1st anniversary and 50% on the 2nd anniversary of the grant date, subject to continued employment through the applicable vesting date.

F10 · balance_after: Amount represents the total amount of unvested 2022 LTIP RSUs.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:20 UTC
SIMON IRWIN DDirector · President and CEO
Exercise / conversionRestricted Stock Units ("2021 LTIP RSUs") · Derivative 94,890 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-005151 · ownership.xml · derivative · entry 5

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,891

Underlying: Class 2 Common Stock · 94,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each 2021 LTIP RSU or 2022 LTIP RSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F1 · derivative.exercise_date: On July 26, 2021, the reporting person was granted 189,781 of 2021 LTIP RSUs, 50% of which vested on July 26, 2022. The remaining 50% is scheduled to vest on July 26, 2023, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all 2021 LTIP RSUs will be forfeited.

F1 · derivative.expiration_date: On July 26, 2021, the reporting person was granted 189,781 of 2021 LTIP RSUs, 50% of which vested on July 26, 2022. The remaining 50% is scheduled to vest on July 26, 2023, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all 2021 LTIP RSUs will be forfeited.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:20 UTC
SIMON IRWIN DDirector · President and CEO
Tax withholdingClass 2 Common Stock (2021 LTIP RSUs) 52,475 $3.38 $177,365.50
Disclosure

SEC source: 0001171843-22-005151 · ownership.xml · nonDerivative · entry 2

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827,455

F3 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of 2021 LTIP RSUs.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:20 UTC
SIMON IRWIN DDirector · President and CEO
Exercise / conversionClass 2 Common Stock (2021 LTIP RSUs) 94,890 Not disclosed Not disclosed
Disclosure

SEC source: 0001171843-22-005151 · ownership.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 26, 2021, the reporting person was granted 189,781 of 2021 LTIP RSUs, 50% of which vested on July 26, 2022. The remaining 50% is scheduled to vest on July 26, 2023, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all 2021 LTIP RSUs will be forfeited.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:19 UTC
Merton Carl AChief Financial Officer
GrantPerformance-Based Restricted Stock Units ("2022 PSUs") · Derivative 187,853 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-005150 · ownership.xml · derivative · entry 8

Merton Carl A · CIK 0001860546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,853

Underlying: Class 2 Common Stock · 187,853 shares

Expires not disclosed

F8 · derivative.exercise_price: Each Synergy PSU or 2022 PSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F11 · derivative.exercise_date: On July 26, 2022, the reporting person was granted 187,853 of 2022 PSUs. Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each 2022 PSU represents the right to receive, following vesting, one (1) share of Tilray Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the 2022 PSUs is contingent upon the achievement of pre-established performance targets for aggregate EBITDA generated from the HEXO transaction over the one (1) year performance period following the HEXO closing date.

F11 · derivative.expiration_date: On July 26, 2022, the reporting person was granted 187,853 of 2022 PSUs. Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each 2022 PSU represents the right to receive, following vesting, one (1) share of Tilray Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the 2022 PSUs is contingent upon the achievement of pre-established performance targets for aggregate EBITDA generated from the HEXO transaction over the one (1) year performance period following the HEXO closing date.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:19 UTC
Merton Carl AChief Financial Officer
GrantRestricted Stock Units ("2022 LTIP RSUs") · Derivative 185,505 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-005150 · ownership.xml · derivative · entry 7

Merton Carl A · CIK 0001860546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,505

Underlying: Class 2 Common Stock · 185,505 shares

Expires not disclosed

F7 · derivative.exercise_price: Each 2021 LTIP RSU or 2022 LTIP RSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F9 · derivative.exercise_date: On July 26, 2022, the reporting person was granted 185,505 of 2022 LTIP RSUs, with 50% vesting on the 1st anniversary and 50% on the 2nd anniversary of the grant date, subject to continued employment through the applicable vesting date.

F9 · derivative.expiration_date: On July 26, 2022, the reporting person was granted 185,505 of 2022 LTIP RSUs, with 50% vesting on the 1st anniversary and 50% on the 2nd anniversary of the grant date, subject to continued employment through the applicable vesting date.

F10 · balance_after: Amount represents the total amount of unvested 2022 LTIP RSUs.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:19 UTC
Merton Carl AChief Financial Officer
Exercise / conversionPerformance-Based Restricted Stock Units ("Synergy PSUs") · Derivative 24,330 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-005150 · ownership.xml · derivative · entry 6

Merton Carl A · CIK 0001860546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,332

Underlying: Class 2 Common Stock · 24,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each Synergy PSU or 2022 PSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F4 · derivative.exercise_date: On July 26, 2021, the reporting person was granted 48,662 of Synergy PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the achievement of Tilray's synergy goals resulting from the integration of Aphria, Inc. The underlying performance condition was satisfied, and an amount equal to 50% of these Synergy PSUs vested (24,330) on July 26, 2022. The remaining Synergy PSUs will vest on July 26, 2023 (25%) and July 26, 2024 (25%), subject to continued employment through the applicable vesting date.

F4 · derivative.expiration_date: On July 26, 2021, the reporting person was granted 48,662 of Synergy PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the achievement of Tilray's synergy goals resulting from the integration of Aphria, Inc. The underlying performance condition was satisfied, and an amount equal to 50% of these Synergy PSUs vested (24,330) on July 26, 2022. The remaining Synergy PSUs will vest on July 26, 2023 (25%) and July 26, 2024 (25%), subject to continued employment through the applicable vesting date.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:19 UTC
Merton Carl AChief Financial Officer
Exercise / conversionRestricted Stock Units ("2021 LTIP RSUs") · Derivative 16,347 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-005150 · ownership.xml · derivative · entry 5

Merton Carl A · CIK 0001860546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,347

Underlying: Class 2 Common Stock · 16,347 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each 2021 LTIP RSU or 2022 LTIP RSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F1 · derivative.exercise_date: On July 26, 2021, the reporting person was granted 32,694 of 2021 LTIP RSUs, 50% of which vested on July 26, 2022. The remaining 50% is scheduled to vest on July 26, 2023, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all 2021 LTIP RSUs will be forfeited.

F1 · derivative.expiration_date: On July 26, 2021, the reporting person was granted 32,694 of 2021 LTIP RSUs, 50% of which vested on July 26, 2022. The remaining 50% is scheduled to vest on July 26, 2023, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all 2021 LTIP RSUs will be forfeited.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:19 UTC
Merton Carl AChief Financial Officer
Tax withholdingClass 2 Common Stock (Synergy PSUs) 12,652 $3.38 $42,763.76
Disclosure

SEC source: 0001171843-22-005150 · ownership.xml · nonDerivative · entry 4

Merton Carl A · CIK 0001860546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,578

F6 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of Synergy PSUs.

F5 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:19 UTC
Merton Carl AChief Financial Officer
Exercise / conversionClass 2 Common Stock (Synergy PSUs) 24,330 Not disclosed Not disclosed
Disclosure

SEC source: 0001171843-22-005150 · ownership.xml · nonDerivative · entry 3

Merton Carl A · CIK 0001860546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: On July 26, 2021, the reporting person was granted 48,662 of Synergy PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the achievement of Tilray's synergy goals resulting from the integration of Aphria, Inc. The underlying performance condition was satisfied, and an amount equal to 50% of these Synergy PSUs vested (24,330) on July 26, 2022. The remaining Synergy PSUs will vest on July 26, 2023 (25%) and July 26, 2024 (25%), subject to continued employment through the applicable vesting date.

F5 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:19 UTC
Merton Carl AChief Financial Officer
Tax withholdingClass 2 Common Stock (2021 LTIP RSUs) 8,501 $3.38 $28,733.38
Disclosure

SEC source: 0001171843-22-005150 · ownership.xml · nonDerivative · entry 2

Merton Carl A · CIK 0001860546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,900

F3 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of 2021 LTIP RSUs.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:19 UTC
Merton Carl AChief Financial Officer
Exercise / conversionClass 2 Common Stock (2021 LTIP RSUs) 16,347 Not disclosed Not disclosed
Disclosure

SEC source: 0001171843-22-005150 · ownership.xml · nonDerivative · entry 1

Merton Carl A · CIK 0001860546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 26, 2021, the reporting person was granted 32,694 of 2021 LTIP RSUs, 50% of which vested on July 26, 2022. The remaining 50% is scheduled to vest on July 26, 2023, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all 2021 LTIP RSUs will be forfeited.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 06:17 UTC GrantRestricted Stock Units · Derivative 70,621 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-005080 · ownership.xml · derivative · entry 1

Kennedy Brendan · CIK 0001746070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,337

Underlying: Class 2 Common Stock · 70,621 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F2 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F2 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F3 · balance_after: Amount represents the total amount of unvested RSUs and underlying shares of Tilray Class 2 Common Stock.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:18 UTC
Gendel MitchellGlobal General Counsel
GrantPerformance-Based Restricted Stock Units ("2022 PSUs") · Derivative 187,853 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-005149 · ownership.xml · derivative · entry 5

Gendel Mitchell · CIK 0001313565 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,853

Underlying: Class 2 Common Stock · 187,853 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Synergy PSU or 2022 PSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F7 · derivative.exercise_date: On July 26, 2022, the reporting person was granted 187,853 of 2022 PSUs. Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each 2022 PSU represents the right to receive, following vesting, one (1) share of Tilray Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the 2022 PSUs is contingent upon the achievement of pre-established performance targets for aggregate EBITDA generated from the HEXO transaction over the one (1) year performance period following the HEXO closing date.

F7 · derivative.expiration_date: On July 26, 2022, the reporting person was granted 187,853 of 2022 PSUs. Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each 2022 PSU represents the right to receive, following vesting, one (1) share of Tilray Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the 2022 PSUs is contingent upon the achievement of pre-established performance targets for aggregate EBITDA generated from the HEXO transaction over the one (1) year performance period following the HEXO closing date.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:18 UTC
Gendel MitchellGlobal General Counsel
GrantRestricted Stock Units ("2022 LTIP RSUs") · Derivative 210,099 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-005149 · ownership.xml · derivative · entry 4

Gendel Mitchell · CIK 0001313565 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,099

Underlying: Class 2 Common Stock · 210,099 shares

Expires not disclosed

F5 · derivative.exercise_price: On July 26, 2022, the reporting person was granted 210,099 of 2022 LTIP RSUs, with 50% vesting on the 1st anniversary and 50% on the 2nd anniversary of the grant date, subject to continued employment through the applicable vesting date. Each 2022 LTIP RSU represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F5 · derivative.exercise_date: On July 26, 2022, the reporting person was granted 210,099 of 2022 LTIP RSUs, with 50% vesting on the 1st anniversary and 50% on the 2nd anniversary of the grant date, subject to continued employment through the applicable vesting date. Each 2022 LTIP RSU represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F5 · derivative.expiration_date: On July 26, 2022, the reporting person was granted 210,099 of 2022 LTIP RSUs, with 50% vesting on the 1st anniversary and 50% on the 2nd anniversary of the grant date, subject to continued employment through the applicable vesting date. Each 2022 LTIP RSU represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F6 · balance_after: Amount represents the total amount of unvested 2022 LTIP RSUs.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:18 UTC
Gendel MitchellGlobal General Counsel
Exercise / conversionPerformance-Based Restricted Stock Units ("Synergy PSUs") · Derivative 24,330 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-005149 · ownership.xml · derivative · entry 3

Gendel Mitchell · CIK 0001313565 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,332

Underlying: Class 2 Common Stock · 24,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Synergy PSU or 2022 PSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F1 · derivative.exercise_date: On July 26, 2021, the reporting person was granted 48,662 of Synergy PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the achievement of Tilray's synergy goals resulting from the integration of Aphria, Inc. The underlying performance condition was satisfied, and an amount equal to 50% of these Synergy PSUs vested (24,330) on July 26, 2022. The remaining Synergy PSUs will vest on July 26, 2023 (25%) and July 26, 2024 (25%), subject to continued employment through the applicable vesting date.

F1 · derivative.expiration_date: On July 26, 2021, the reporting person was granted 48,662 of Synergy PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the achievement of Tilray's synergy goals resulting from the integration of Aphria, Inc. The underlying performance condition was satisfied, and an amount equal to 50% of these Synergy PSUs vested (24,330) on July 26, 2022. The remaining Synergy PSUs will vest on July 26, 2023 (25%) and July 26, 2024 (25%), subject to continued employment through the applicable vesting date.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:18 UTC
Gendel MitchellGlobal General Counsel
Tax withholdingClass 2 Common Stock (Synergy PSUs) 8,772 $3.38 $29,649.36
Disclosure

SEC source: 0001171843-22-005149 · ownership.xml · nonDerivative · entry 2

Gendel Mitchell · CIK 0001313565 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,929

F3 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of Synergy PSUs.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:18 UTC
Gendel MitchellGlobal General Counsel
Exercise / conversionClass 2 Common Stock (Synergy PSUs) 24,330 Not disclosed Not disclosed
Disclosure

SEC source: 0001171843-22-005149 · ownership.xml · nonDerivative · entry 1

Gendel Mitchell · CIK 0001313565 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 26, 2021, the reporting person was granted 48,662 of Synergy PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the achievement of Tilray's synergy goals resulting from the integration of Aphria, Inc. The underlying performance condition was satisfied, and an amount equal to 50% of these Synergy PSUs vested (24,330) on July 26, 2022. The remaining Synergy PSUs will vest on July 26, 2023 (25%) and July 26, 2024 (25%), subject to continued employment through the applicable vesting date.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:17 UTC
FALTISCHEK DENISE MChief Strategy Officer
GrantPerformance-Based Restricted Stock Units ("2022 PSUs") · Derivative 187,853 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-005148 · ownership.xml · derivative · entry 8

FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,853

Underlying: Class 2 Common Stock · 187,853 shares

Expires not disclosed

F8 · derivative.exercise_price: Each Synergy PSU or 2022 PSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F11 · derivative.exercise_date: On July 26, 2022, the reporting person was granted 187,853 of 2022 PSUs. Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each 2022 PSU represents the right to receive, following vesting, one (1) share of Tilray Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the 2022 PSUs is contingent upon the achievement of pre-established performance targets for aggregate EBITDA generated from the HEXO transaction over the one (1) year performance period following the HEXO closing date.

F11 · derivative.expiration_date: On July 26, 2022, the reporting person was granted 187,853 of 2022 PSUs. Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each 2022 PSU represents the right to receive, following vesting, one (1) share of Tilray Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the 2022 PSUs is contingent upon the achievement of pre-established performance targets for aggregate EBITDA generated from the HEXO transaction over the one (1) year performance period following the HEXO closing date.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:17 UTC
FALTISCHEK DENISE MChief Strategy Officer
GrantRestricted Stock Units ("2022 LTIP RSUs") · Derivative 247,175 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-005148 · ownership.xml · derivative · entry 7

FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,175

Underlying: Class 2 Common Stock · 247,175 shares

Expires not disclosed

F7 · derivative.exercise_price: Each 2021 LTIP RSU or 2022 LTIP RSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F9 · derivative.exercise_date: On July 26, 2022, the reporting person was granted 247,175 of 2022 LTIP RSUs, with 50% vesting on the 1st anniversary and 50% on the 2nd anniversary of the grant date, subject to continued employment through the applicable vesting date.

F9 · derivative.expiration_date: On July 26, 2022, the reporting person was granted 247,175 of 2022 LTIP RSUs, with 50% vesting on the 1st anniversary and 50% on the 2nd anniversary of the grant date, subject to continued employment through the applicable vesting date.

F10 · balance_after: Amount represents the total amount of unvested 2022 LTIP RSUs.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:17 UTC
FALTISCHEK DENISE MChief Strategy Officer
Exercise / conversionPerformance-Based Restricted Stock Units ("Synergy PSUs") · Derivative 24,330 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-005148 · ownership.xml · derivative · entry 6

FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,332

Underlying: Class 2 Common Stock · 24,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each Synergy PSU or 2022 PSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F4 · derivative.exercise_date: On July 26, 2021, the reporting person was granted 48,662 of Synergy PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the achievement of Tilray's synergy goals resulting from the integration of Aphria, Inc. The underlying performance condition was satisfied, and an amount equal to 50% of these Synergy PSUs vested (24,330) on July 26, 2022. The remaining Synergy PSUs will vest on July 26, 2023 (25%) and July 26, 2024 (25%), subject to continued employment through the applicable vesting date.

F4 · derivative.expiration_date: On July 26, 2021, the reporting person was granted 48,662 of Synergy PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the achievement of Tilray's synergy goals resulting from the integration of Aphria, Inc. The underlying performance condition was satisfied, and an amount equal to 50% of these Synergy PSUs vested (24,330) on July 26, 2022. The remaining Synergy PSUs will vest on July 26, 2023 (25%) and July 26, 2024 (25%), subject to continued employment through the applicable vesting date.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:17 UTC
FALTISCHEK DENISE MChief Strategy Officer
Exercise / conversionRestricted Stock Units ("2021 LTIP RSUs") · Derivative 13,343 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-005148 · ownership.xml · derivative · entry 5

FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,344

Underlying: Class 2 Common Stock · 13,343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each 2021 LTIP RSU or 2022 LTIP RSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F1 · derivative.exercise_date: On July 26, 2021, the reporting person was granted 26,687 of 2021 LTIP RSUs, 50% of which vested on July 26, 2022. The remaining 50% is scheduled to vest on July 26, 2023, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all 2021 LTIP RSUs will be forfeited.

F1 · derivative.expiration_date: On July 26, 2021, the reporting person was granted 26,687 of 2021 LTIP RSUs, 50% of which vested on July 26, 2022. The remaining 50% is scheduled to vest on July 26, 2023, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all 2021 LTIP RSUs will be forfeited.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:17 UTC
FALTISCHEK DENISE MChief Strategy Officer
Tax withholdingClass 2 Common Stock (Synergy PSUs) 8,772 $3.38 $29,649.36
Disclosure

SEC source: 0001171843-22-005148 · ownership.xml · nonDerivative · entry 4

FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,397

F6 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of Synergy PSUs.

F5 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:17 UTC
FALTISCHEK DENISE MChief Strategy Officer
Exercise / conversionClass 2 Common Stock (Synergy PSUs) 24,330 Not disclosed Not disclosed
Disclosure

SEC source: 0001171843-22-005148 · ownership.xml · nonDerivative · entry 3

FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: On July 26, 2021, the reporting person was granted 48,662 of Synergy PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the achievement of Tilray's synergy goals resulting from the integration of Aphria, Inc. The underlying performance condition was satisfied, and an amount equal to 50% of these Synergy PSUs vested (24,330) on July 26, 2022. The remaining Synergy PSUs will vest on July 26, 2023 (25%) and July 26, 2024 (25%), subject to continued employment through the applicable vesting date.

F5 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:17 UTC
FALTISCHEK DENISE MChief Strategy Officer
Tax withholdingClass 2 Common Stock (2021 LTIP RSUs) 4,811 $3.38 $16,261.18
Disclosure

SEC source: 0001171843-22-005148 · ownership.xml · nonDerivative · entry 2

FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,839

F3 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of 2021 LTIP RSUs.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 23:17 UTC
FALTISCHEK DENISE MChief Strategy Officer
Exercise / conversionClass 2 Common Stock (2021 LTIP RSUs) 13,343 Not disclosed Not disclosed
Disclosure

SEC source: 0001171843-22-005148 · ownership.xml · nonDerivative · entry 1

FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 26, 2021, the reporting person was granted 26,687 of 2021 LTIP RSUs, 50% of which vested on July 26, 2022. The remaining 50% is scheduled to vest on July 26, 2023, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all 2021 LTIP RSUs will be forfeited.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 17:54 UTC SaleClass 2 Common Stock 350,000 $3.09 $1,081,675.00
Disclosure

SEC source: 0001209191-22-041514 · doc4.xml · nonDerivative · entry 1

Kennedy Brendan · CIK 0001746070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,624,196

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 3, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.005 to $3.235, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 17:05 UTC Exercise / conversionRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-004482 · ownership.xml · derivative · entry 4

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Class 2 Common Stock.

F6 · derivative.exercise_date: On June 21, 2021, the reporting person was granted 11,515 RSUs, 100% of which vested on June 21, 2022. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F6 · derivative.expiration_date: On June 21, 2021, the reporting person was granted 11,515 RSUs, 100% of which vested on June 21, 2022. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 17:05 UTC Exercise / conversionRestricted Stock Units · Derivative 3,799 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-004482 · ownership.xml · derivative · entry 3

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 3,799 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Class 2 Common Stock.

F5 · derivative.exercise_date: On June 21, 2021, the reporting person was granted 11,515 RSUs, 33% of which vested on June 21, 2022, with 33.50% scheduled to vest on June 21, 2023 and 33.50% scheduled to vest on June 21, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F5 · derivative.expiration_date: On June 21, 2021, the reporting person was granted 11,515 RSUs, 33% of which vested on June 21, 2022, with 33.50% scheduled to vest on June 21, 2023 and 33.50% scheduled to vest on June 21, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 17:05 UTC Tax withholdingClass 2 Common Stock 6,774 $3.27 $22,150.98
Disclosure

SEC source: 0001171843-22-004482 · ownership.xml · nonDerivative · entry 2

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,540

F3 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of RSUs previously reported.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 17:05 UTC Exercise / conversionClass 2 Common Stock 15,314 Not disclosed Not disclosed
Disclosure

SEC source: 0001171843-22-004482 · ownership.xml · nonDerivative · entry 1

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into shares of Tilray Class 2 Common Stock on a one-for-one basis.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 21:08 UTC Exercise / conversionRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-004484 · ownership.xml · derivative · entry 4

Herhalt Johann Michael · CIK 0001860556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Class 2 Common Stock.

F6 · derivative.exercise_date: On June 21, 2021, the reporting person was granted 11,515 RSUs, 100% of which vested on June 21, 2022. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F6 · derivative.expiration_date: On June 21, 2021, the reporting person was granted 11,515 RSUs, 100% of which vested on June 21, 2022. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 21:08 UTC Exercise / conversionRestricted Stock Units · Derivative 3,799 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-004484 · ownership.xml · derivative · entry 3

Herhalt Johann Michael · CIK 0001860556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 3,799 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Class 2 Common Stock.

F5 · derivative.exercise_date: On June 21, 2021, the reporting person was granted 11,515 RSUs, 33% of which vested on June 21, 2022, with 33.50% scheduled to vest on June 21, 2023 and 33.50% scheduled to vest on June 21, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F5 · derivative.expiration_date: On June 21, 2021, the reporting person was granted 11,515 RSUs, 33% of which vested on June 21, 2022, with 33.50% scheduled to vest on June 21, 2023 and 33.50% scheduled to vest on June 21, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 21:08 UTC Tax withholdingClass 2 Common Stock 6,774 $3.27 $22,150.98
Disclosure

SEC source: 0001171843-22-004484 · ownership.xml · nonDerivative · entry 2

Herhalt Johann Michael · CIK 0001860556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,590

F3 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of RSUs previously reported.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 21:08 UTC Exercise / conversionClass 2 Common Stock 15,314 Not disclosed Not disclosed
Disclosure

SEC source: 0001171843-22-004484 · ownership.xml · nonDerivative · entry 1

Herhalt Johann Michael · CIK 0001860556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into shares of Tilray Class 2 Common Stock on a one-for-one basis.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 21:09 UTC Exercise / conversionRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-004485 · ownership.xml · derivative · entry 4

Persofsky Renah · CIK 0001835209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Class 2 Common Stock.

F6 · derivative.exercise_date: On June 21, 2021, the reporting person was granted 11,515 RSUs, 100% of which vested on June 21, 2022. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F6 · derivative.expiration_date: On June 21, 2021, the reporting person was granted 11,515 RSUs, 100% of which vested on June 21, 2022. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 21:09 UTC Exercise / conversionRestricted Stock Units · Derivative 3,799 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-004485 · ownership.xml · derivative · entry 3

Persofsky Renah · CIK 0001835209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 3,799 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Class 2 Common Stock.

F5 · derivative.exercise_date: On June 21, 2021, the reporting person was granted 11,515 RSUs, 33% of which vested on June 21, 2022, with 33.50% scheduled to vest on June 21, 2023 and 33.50% scheduled to vest on June 21, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F5 · derivative.expiration_date: On June 21, 2021, the reporting person was granted 11,515 RSUs, 33% of which vested on June 21, 2022, with 33.50% scheduled to vest on June 21, 2023 and 33.50% scheduled to vest on June 21, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 21:09 UTC Tax withholdingClass 2 Common Stock 6,774 $3.27 $22,150.98
Disclosure

SEC source: 0001171843-22-004485 · ownership.xml · nonDerivative · entry 2

Persofsky Renah · CIK 0001835209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,193

F3 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of RSUs previously reported.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 21:09 UTC Exercise / conversionClass 2 Common Stock 15,314 Not disclosed Not disclosed
Disclosure

SEC source: 0001171843-22-004485 · ownership.xml · nonDerivative · entry 1

Persofsky Renah · CIK 0001835209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into shares of Tilray Class 2 Common Stock on a one-for-one basis.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 21:07 UTC Exercise / conversionRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-004483 · ownership.xml · derivative · entry 4

Clanachan David F · CIK 0001355095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Class 2 Common Stock.

F6 · derivative.exercise_date: On June 21, 2021, the reporting person was granted 11,515 RSUs, 100% of which vested on June 21, 2022. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F6 · derivative.expiration_date: On June 21, 2021, the reporting person was granted 11,515 RSUs, 100% of which vested on June 21, 2022. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 21:07 UTC Exercise / conversionRestricted Stock Units · Derivative 3,799 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-004483 · ownership.xml · derivative · entry 3

Clanachan David F · CIK 0001355095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 3,799 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Class 2 Common Stock.

F5 · derivative.exercise_date: On June 21, 2021, the reporting person was granted 11,515 RSUs, 33% of which vested on June 21, 2022, with 33.50% scheduled to vest on June 21, 2023 and 33.50% scheduled to vest on June 21, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F5 · derivative.expiration_date: On June 21, 2021, the reporting person was granted 11,515 RSUs, 33% of which vested on June 21, 2022, with 33.50% scheduled to vest on June 21, 2023 and 33.50% scheduled to vest on June 21, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 21:07 UTC Tax withholdingClass 2 Common Stock 6,774 $3.27 $22,150.98
Disclosure

SEC source: 0001171843-22-004483 · ownership.xml · nonDerivative · entry 2

Clanachan David F · CIK 0001355095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,540

F3 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of RSUs previously reported.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 21:07 UTC Exercise / conversionClass 2 Common Stock 15,314 Not disclosed Not disclosed
Disclosure

SEC source: 0001171843-22-004483 · ownership.xml · nonDerivative · entry 1

Clanachan David F · CIK 0001355095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into shares of Tilray Class 2 Common Stock on a one-for-one basis.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:25 UTC
SIMON IRWIN DPresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 130,910 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-004142 · ownership.xml · derivative · entry 3

SIMON IRWIN D · CIK 0000922748 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 130,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Class 2 Common Stock.

F5 · derivative.exercise_date: On July 27, 2021, the reporting person was granted 392,772 RSUs, 33.33% of which vested on June 1, 2022, with 33.33% scheduled to vest on June 1, 2023 and 33.34% scheduled to vest on June 1, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F5 · derivative.expiration_date: On July 27, 2021, the reporting person was granted 392,772 RSUs, 33.33% of which vested on June 1, 2022, with 33.33% scheduled to vest on June 1, 2023 and 33.34% scheduled to vest on June 1, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:25 UTC
SIMON IRWIN DPresident and CEO
Tax withholdingClass 2 Common Stock 68,466 $4.18 $286,187.88
Disclosure

SEC source: 0001171843-22-004142 · ownership.xml · nonDerivative · entry 2

SIMON IRWIN D · CIK 0000922748 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,040

F3 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of RSUs previously reported.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:25 UTC
SIMON IRWIN DPresident and CEO
Exercise / conversionClass 2 Common Stock 130,910 Not disclosed Not disclosed
Disclosure

SEC source: 0001171843-22-004142 · ownership.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into shares of Tilray Class 2 Common Stock on a one-for-one basis.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:09 UTC
Merton Carl AChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 16,218 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-004140 · ownership.xml · derivative · entry 3

Merton Carl A · CIK 0001860546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 16,218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Class 2 Common Stock.

F5 · derivative.exercise_date: On July 26, 2021, the reporting person was granted 48,661 RSUs, 33.33% of which vested on June 1, 2022, with 33.33% scheduled to vest on June 1, 2023 and 33.34% scheduled to vest on June 1, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F5 · derivative.expiration_date: On July 26, 2021, the reporting person was granted 48,661 RSUs, 33.33% of which vested on June 1, 2022, with 33.33% scheduled to vest on June 1, 2023 and 33.34% scheduled to vest on June 1, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

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June 01, 2022 Filed Jun 3, 2022 22:09 UTC
Merton Carl AChief Financial Officer
Tax withholdingClass 2 Common Stock 8,371 $4.18 $34,990.78
Disclosure

SEC source: 0001171843-22-004140 · ownership.xml · nonDerivative · entry 2

Merton Carl A · CIK 0001860546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,054

F3 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of RSUs previously reported.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs.

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June 01, 2022 Filed Jun 3, 2022 22:09 UTC
Merton Carl AChief Financial Officer
Exercise / conversionClass 2 Common Stock 16,218 Not disclosed Not disclosed
Disclosure

SEC source: 0001171843-22-004140 · ownership.xml · nonDerivative · entry 1

Merton Carl A · CIK 0001860546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into shares of Tilray Class 2 Common Stock on a one-for-one basis.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs.

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June 01, 2022 Filed Jun 3, 2022 18:10 UTC
Meiers James R.Chief Operations Officer
Exercise / conversionRestricted Stock Units · Derivative 16,218 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-004141 · ownership.xml · derivative · entry 3

Meiers James R. · CIK 0001860603 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 16,218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Class 2 Common Stock.

F5 · derivative.exercise_date: On July 26, 2021, the reporting person was granted 48,661 RSUs, 33.33% of which vested on June 1, 2022, with 33.33% scheduled to vest on June 1, 2023 and 33.34% scheduled to vest on June 1, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F5 · derivative.expiration_date: On July 26, 2021, the reporting person was granted 48,661 RSUs, 33.33% of which vested on June 1, 2022, with 33.33% scheduled to vest on June 1, 2023 and 33.34% scheduled to vest on June 1, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.