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Butts Jodi L.

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88666
SEC CIK
0001860549

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Tilray Brands, Inc.TLRY · Entity 5319DirectorJuly 26, 2024July 30, 2024

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Tilray Brands, Inc.

Report date July 26, 2024 · Filed July 30, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect112,502 Last balance in matching sequence After 2024-07-26 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2024-07-26 · Exercise / conversion · Acquired 129,534 · Balance 177,464

F1: On July 26, 2023, a total of 129,534 RSUs vested. Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock.

F2: Amount includes shares of Tilray Common Stock beneficially owned by the reporting person but excludes other unvested RSUs.

Row 2 · 2024-07-26 · Tax withholding · Disposed 64,962 · Balance 112,502

F3: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of 129,534 RSUs previously granted on July 26, 2023.

F2: Amount includes shares of Tilray Common Stock beneficially owned by the reporting person but excludes other unvested RSUs.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-07-26 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-07-26 · Disposition to issuer · Disposed 129,534 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect124,378 Reported balance After 2024-07-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-07-30 · Grant · Acquired 124,378 · Balance 124,378

F5: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Common Stock. Grant was effective as of close of trading on July 30, 2024.

F6: Subject to the reporting person's continuous service, the restricted stock units shall vest one (1) year from the date of grant, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary resignation by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F7: Amount represents the total amount of unvested RSUs and underlying shares of Tilray Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: On July 26, 2023, a total of 129,534 RSUs vested. Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock.

F2: Amount includes shares of Tilray Common Stock beneficially owned by the reporting person but excludes other unvested RSUs.

F3: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of 129,534 RSUs previously granted on July 26, 2023.

F4: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Common Stock.

F5: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Common Stock. Grant was effective as of close of trading on July 30, 2024.

F6: Subject to the reporting person's continuous service, the restricted stock units shall vest one (1) year from the date of grant, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary resignation by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F7: Amount represents the total amount of unvested RSUs and underlying shares of Tilray Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 30, 2024 Filed Jul 30, 2024 18:32 UTC Tilray Brands, Inc. TLRY · Entity 5319 GrantRestricted Stock Units · Derivative 124,378 $0.00 $0.00
Disclosure

SEC source: 0001171843-24-004250 · ownership.xml · derivative · entry 4

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,378

Underlying: Common Stock · 124,378 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Common Stock. Grant was effective as of close of trading on July 30, 2024.

F6 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest one (1) year from the date of grant, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary resignation by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F6 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest one (1) year from the date of grant, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary resignation by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F7 · balance_after: Amount represents the total amount of unvested RSUs and underlying shares of Tilray Common Stock.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 18:32 UTC Tilray Brands, Inc. TLRY · Entity 5319 Disposition to issuerRestricted Stock Units · Derivative 129,534 $0.00 $0.00
Disclosure

SEC source: 0001171843-24-004250 · ownership.xml · derivative · entry 3

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 129,534 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Common Stock.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Common Stock.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Common Stock.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 18:32 UTC Tilray Brands, Inc. TLRY · Entity 5319 Tax withholdingCommon Stock 64,962 $1.83 $118,880.46
Disclosure

SEC source: 0001171843-24-004250 · ownership.xml · nonDerivative · entry 2

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,502

F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of 129,534 RSUs previously granted on July 26, 2023.

F2 · balance_after: Amount includes shares of Tilray Common Stock beneficially owned by the reporting person but excludes other unvested RSUs.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 18:32 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionCommon Stock 129,534 $1.83 $237,047.22
Disclosure

SEC source: 0001171843-24-004250 · ownership.xml · nonDerivative · entry 1

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 26, 2023, a total of 129,534 RSUs vested. Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock.

F2 · balance_after: Amount includes shares of Tilray Common Stock beneficially owned by the reporting person but excludes other unvested RSUs.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 16:31 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionRestricted Stock Units · Derivative 3,858 $0.00 $0.00
Disclosure

SEC source: 0001171843-24-003605 · ownership.xml · derivative · entry 3

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Common Stock.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Common Stock.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Common Stock.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 16:31 UTC Tilray Brands, Inc. TLRY · Entity 5319 Tax withholdingCommon Stock 1,935 $1.66 $3,212.10
Disclosure

SEC source: 0001171843-24-003605 · ownership.xml · nonDerivative · entry 2

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,930

F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of 3,858 LTIP RSUs previously granted on June 21, 2021.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 16:31 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionCommon Stock 3,858 $1.66 $6,404.28
Disclosure

SEC source: 0001171843-24-003605 · ownership.xml · nonDerivative · entry 1

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 21, 2024, a total of 3,858 LTIP RSUs vested. Each LTIP RSU represents a contingent right to receive one (1) share of Tilray Common Stock.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs.

Read SEC document
July 26, 2023 Filed Jul 27, 2023 17:19 UTC Tilray Brands, Inc. TLRY · Entity 5319 GrantRestricted Stock Units · Derivative 129,534 $0.00 $0.00
Disclosure

SEC source: 0001171843-23-004757 · ownership.xml · derivative · entry 4

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,534

Underlying: Common Stock · 129,534 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Common Stock. Grant was effective as of close of trading on July 26, 2023.

F6 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over two (2) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary resignation by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F6 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over two (2) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary resignation by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F7 · balance_after: Amount represents the total amount of unvested RSUs and underlying shares of Tilray Common Stock.

Read SEC document
July 26, 2023 Filed Jul 27, 2023 17:19 UTC Tilray Brands, Inc. TLRY · Entity 5319 Disposition to issuerRestricted Stock Units · Derivative 70,621 $0.00 $0.00
Disclosure

SEC source: 0001171843-23-004757 · ownership.xml · derivative · entry 3

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,621 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Common Stock.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Common Stock.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Common Stock.

Read SEC document
July 26, 2023 Filed Jul 27, 2023 17:19 UTC Tilray Brands, Inc. TLRY · Entity 5319 Tax withholdingCommon Stock 35,424 $1.93 $68,368.32
Disclosure

SEC source: 0001171843-23-004757 · ownership.xml · nonDerivative · entry 2

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,007

F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of 70,621 RSUs previously granted on July 26, 2022.

F2 · balance_after: Amount includes shares of Tilray Common Stock beneficially owned by the reporting person but excludes other unvested RSUs.

Read SEC document
July 26, 2023 Filed Jul 27, 2023 17:19 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionCommon Stock 70,621 $1.93 $136,298.53
Disclosure

SEC source: 0001171843-23-004757 · ownership.xml · nonDerivative · entry 1

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 26, 2023, a total of 70,621 RSUs vested. Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock.

F2 · balance_after: Amount includes shares of Tilray Common Stock beneficially owned by the reporting person but excludes other unvested RSUs.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 17:05 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionRestricted Stock Units · Derivative 3,858 $0.00 $0.00
Disclosure

SEC source: 0001171843-23-004099 · ownership.xml · derivative · entry 3

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,858

Underlying: Common Stock · 3,858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Common Stock.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Common Stock.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Common Stock.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 17:05 UTC Tilray Brands, Inc. TLRY · Entity 5319 Tax withholdingCommon Stock 1,588 $1.58 $2,509.04
Disclosure

SEC source: 0001171843-23-004099 · ownership.xml · nonDerivative · entry 2

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,810

F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of 3,858 LTIP RSUs previously granted on June 21, 2021.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 17:05 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionCommon Stock 3,858 $1.58 $6,095.64
Disclosure

SEC source: 0001171843-23-004099 · ownership.xml · nonDerivative · entry 1

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 21, 2023, a total of 3,858 LTIP RSUs vested. Each LTIP RSU represents a contingent right to receive one (1) share of Tilray Common Stock.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs.

Read SEC document
July 26, 2022 Filed Jul 27, 2022 17:50 UTC Tilray Brands, Inc. TLRY · Entity 5319 GrantRestricted Stock Units · Derivative 70,621 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-005049 · ownership.xml · derivative · entry 1

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,337

Underlying: Class 2 Common Stock · 70,621 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F2 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F2 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F3 · balance_after: Amount represents the total amount of unvested RSUs and underlying shares of Tilray Class 2 Common Stock.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 17:05 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-004482 · ownership.xml · derivative · entry 4

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Class 2 Common Stock.

F6 · derivative.exercise_date: On June 21, 2021, the reporting person was granted 11,515 RSUs, 100% of which vested on June 21, 2022. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F6 · derivative.expiration_date: On June 21, 2021, the reporting person was granted 11,515 RSUs, 100% of which vested on June 21, 2022. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 17:05 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionRestricted Stock Units · Derivative 3,799 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-004482 · ownership.xml · derivative · entry 3

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 3,799 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Class 2 Common Stock.

F5 · derivative.exercise_date: On June 21, 2021, the reporting person was granted 11,515 RSUs, 33% of which vested on June 21, 2022, with 33.50% scheduled to vest on June 21, 2023 and 33.50% scheduled to vest on June 21, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F5 · derivative.expiration_date: On June 21, 2021, the reporting person was granted 11,515 RSUs, 33% of which vested on June 21, 2022, with 33.50% scheduled to vest on June 21, 2023 and 33.50% scheduled to vest on June 21, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 17:05 UTC Tilray Brands, Inc. TLRY · Entity 5319 Tax withholdingClass 2 Common Stock 6,774 $3.27 $22,150.98
Disclosure

SEC source: 0001171843-22-004482 · ownership.xml · nonDerivative · entry 2

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,540

F3 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of RSUs previously reported.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 17:05 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionClass 2 Common Stock 15,314 Not disclosed Not disclosed
Disclosure

SEC source: 0001171843-22-004482 · ownership.xml · nonDerivative · entry 1

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into shares of Tilray Class 2 Common Stock on a one-for-one basis.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 21:14 UTC Tilray Brands, Inc. TLRY · Entity 5319 GrantRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-022101 · form4.xml · derivative · entry 2

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest in full on the first (1st) anniversary of the grant date, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F3 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest in full on the first (1st) anniversary of the grant date, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 21:14 UTC Tilray Brands, Inc. TLRY · Entity 5319 GrantRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-022101 · form4.xml · derivative · entry 1

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F2 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

Read SEC document
April 30, 2021 Filed May 5, 2021 21:25 UTC Tilray Brands, Inc. TLRY · Entity 5319 GrantRestricted (Deferred) Stock Units · Derivative 20,750 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-016044 · form4.xml · derivative · entry 4

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,750

Underlying: Class 2 Common Stock · 20,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted (deferred) stock unit is the economic equivalent of one share of Tilray, Inc. Class 2 Common Stock.

F3 · derivative.exercise_date: The deferred stock units shall vest 25% quarterly beginning on August 31, 2020; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and do not convert into shares of Tilray, Inc. until the Reporting Person ceases to serves as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray, Inc. Class 2 Common Stock will be delivered for each restricted (deferred) stock unit held.

F3 · derivative.expiration_date: The deferred stock units shall vest 25% quarterly beginning on August 31, 2020; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and do not convert into shares of Tilray, Inc. until the Reporting Person ceases to serves as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray, Inc. Class 2 Common Stock will be delivered for each restricted (deferred) stock unit held.

Read SEC document
April 30, 2021 Filed May 5, 2021 21:25 UTC Tilray Brands, Inc. TLRY · Entity 5319 GrantRestricted (Deferred) Stock Units · Derivative 5,329 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-016044 · form4.xml · derivative · entry 3

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,329

Underlying: Class 2 Common Stock · 5,329 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted (deferred) stock unit is the economic equivalent of one share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray, Inc. Class 2 Common Stock will be delivered for each restricted stock unit held.

F2 · derivative.expiration_date: The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray, Inc. Class 2 Common Stock will be delivered for each restricted stock unit held.

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April 30, 2021 Filed May 5, 2021 21:25 UTC Tilray Brands, Inc. TLRY · Entity 5319 GrantRestricted (Deferred) Stock Units · Derivative 6,274 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-016044 · form4.xml · derivative · entry 2

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,274

Underlying: Class 2 Common Stock · 6,274 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted (deferred) stock unit is the economic equivalent of one share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray, Inc. Class 2 Common Stock will be delivered for each restricted stock unit held.

F2 · derivative.expiration_date: The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray, Inc. Class 2 Common Stock will be delivered for each restricted stock unit held.

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April 30, 2021 Filed May 5, 2021 21:25 UTC Tilray Brands, Inc. TLRY · Entity 5319 GrantRestricted (Deferred) Stock Units · Derivative 923 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-016044 · form4.xml · derivative · entry 1

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923

Underlying: Class 2 Common Stock · 923 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted (deferred) stock unit is the economic equivalent of one share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray, Inc. Class 2 Common Stock will be delivered for each restricted stock unit held.

F2 · derivative.expiration_date: The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray, Inc. Class 2 Common Stock will be delivered for each restricted stock unit held.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.