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Nasdaq · USD

TLRY

Tilray Brands, Inc.

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Tapewire entity
5319
SEC CIK
0001731348
Parsed reports
332

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2021 Filed Mar 9, 2021 23:49 UTC
Levin Jon EdwardChief Operating Officer
Tax withholdingClass 2 Common Stock 15,830 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019244 · doc4.xml · nonDerivative · entry 2

Levin Jon Edward · CIK 0001800868 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,286

F2 · price: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:49 UTC
Levin Jon EdwardChief Operating Officer
GrantClass 2 Common Stock 33,360 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019244 · doc4.xml · nonDerivative · entry 1

Levin Jon Edward · CIK 0001800868 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,116

F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:57 UTC
Dopp RebekahDirector
Exercise / conversionRestricted Stock Units · Derivative 2,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017298 · doc4.xml · derivative · entry 2

Dopp Rebekah · CIK 0001746050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,938

Underlying: Class 2 Common Stock · 2,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class 2 Common Stock.

F3 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of June 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Issuer's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:57 UTC
Dopp RebekahDirector
Exercise / conversionClass 2 Common Stock 2,187 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017298 · doc4.xml · nonDerivative · entry 1

Dopp Rebekah · CIK 0001746050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:02 UTC Exercise / conversionRestricted Stock Units · Derivative 2,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017321 · doc4.xml · derivative · entry 2

St.Clare Christine · CIK 0001570393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,938

Underlying: Class 2 Common Stock · 2,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock.

F3 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of June 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Issuer's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Date.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:02 UTC Exercise / conversionClass 2 Common Stock 2,187 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017321 · doc4.xml · nonDerivative · entry 1

St.Clare Christine · CIK 0001570393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 18:33 UTC OtherClass 2 Common Stock 5,929 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014453 · doc4.xml · nonDerivative · entry 4

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: M3 Daat, LLC

Disclosed balance after: 43,811

F7 · kind: Mr. Auerbach retained interest in 5,929 of the Murphy Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach has sole voting and investment power.

F7 · shares: Mr. Auerbach retained interest in 5,929 of the Murphy Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach has sole voting and investment power.

F4 · ownership.nature: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 18:33 UTC OtherClass 2 Common Stock 89,349 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014453 · doc4.xml · nonDerivative · entry 3

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Murphy Ofutt Common LLC

Disclosed balance after: 304,897

F5 · kind: Murphy Ofutt Common LLC made a pro rata distribution for no consideration of 89,349 shares of Class 2 Common Stock of the Issuer ("Murphy Distribution Shares") to its members on February 23, 2021.

F5 · shares: Murphy Ofutt Common LLC made a pro rata distribution for no consideration of 89,349 shares of Class 2 Common Stock of the Issuer ("Murphy Distribution Shares") to its members on February 23, 2021.

F6 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC

Read SEC document
February 23, 2021 Filed Feb 25, 2021 18:33 UTC OtherClass 2 Common Stock 20,392 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014453 · doc4.xml · nonDerivative · entry 2

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: M3 Daat, LLC

Disclosed balance after: 37,882

F3 · kind: Mr. Auerbach retained interest in 20,392 of the Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach is a member and has sole voting and investment power.

F3 · shares: Mr. Auerbach retained interest in 20,392 of the Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach is a member and has sole voting and investment power.

F4 · ownership.nature: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 18:33 UTC OtherClass 2 Common Stock 228,433 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014453 · doc4.xml · nonDerivative · entry 1

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Murphy Ofutt LLC

Disclosed balance after: 779,514

F1 · kind: Murphy Ofutt, LLC made a pro rata distribution for no consideration of 228,433 shares of Class 2 Common Stock of the Issuer ("Distribution Shares") to its members on February 23, 2021.

F1 · shares: Murphy Ofutt, LLC made a pro rata distribution for no consideration of 228,433 shares of Class 2 Common Stock of the Issuer ("Distribution Shares") to its members on February 23, 2021.

F2 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt, LLC.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 01:15 UTC
Levin Jon EdwardChief Operating Officer
GrantRestricted Stock Units · Derivative 56,738 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013509 · doc4.xml · derivative · entry 3

Levin Jon Edward · CIK 0001800868 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,738

Underlying: Class 2 Common Stock · 56,738 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class 2 Common Stock.

F4 · derivative.exercise_date: On February 19, 2021 the Performance Criteria was met allowing for the remaining 50% of the RSU (56,738 shares) to vest on January 1, 2022, subject to the Reporting Person providing continuous service to the Issuer until such date.

F4 · derivative.expiration_date: On February 19, 2021 the Performance Criteria was met allowing for the remaining 50% of the RSU (56,738 shares) to vest on January 1, 2022, subject to the Reporting Person providing continuous service to the Issuer until such date.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 01:15 UTC
Levin Jon EdwardChief Operating Officer
Tax withholdingClass 2 Common Stock 26,982 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013509 · doc4.xml · nonDerivative · entry 2

Levin Jon Edward · CIK 0001800868 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,756

F2 · price: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 01:15 UTC
Levin Jon EdwardChief Operating Officer
GrantClass 2 Common Stock 56,738 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013509 · doc4.xml · nonDerivative · entry 1

Levin Jon Edward · CIK 0001800868 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,738

F1 · shares: On August 5, 2020, the Reporting Person was granted restricted stock units ("RSU"), which represented a contingent right to receive 113,476 shares of Issuer's Class 2 Common Stock. The RSU was to vest 50% upon the filing date of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2020, provided that the Issuer achieved certain performance criteria for fourth quarter 2020 (the "Performance Criteria"). The Performance Criteria was met on February 19, 2021, resulting in the vesting of 56,738 shares under this RSU.

F1 · price: On August 5, 2020, the Reporting Person was granted restricted stock units ("RSU"), which represented a contingent right to receive 113,476 shares of Issuer's Class 2 Common Stock. The RSU was to vest 50% upon the filing date of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2020, provided that the Issuer achieved certain performance criteria for fourth quarter 2020 (the "Performance Criteria"). The Performance Criteria was met on February 19, 2021, resulting in the vesting of 56,738 shares under this RSU.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 01:12 UTC
Kruteck Michael C.Chief Financial Officer
GrantRestricted Stock Units · Derivative 53,192 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013504 · doc4.xml · derivative · entry 3

Kruteck Michael C. · CIK 0001800864 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,192

Underlying: Class 2 Common Stock · 53,192 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class 2 Common Stock.

F3 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class 2 Common Stock.

F4 · derivative.exercise_date: On February 19, 2021 the Performance Criteria was met allowing for the remaining 50% of the RSU (53,192 shares) to vest on January 1, 2022, subject to the Reporting Person providing continuous service to the Issuer until such date.

F4 · derivative.expiration_date: On February 19, 2021 the Performance Criteria was met allowing for the remaining 50% of the RSU (53,192 shares) to vest on January 1, 2022, subject to the Reporting Person providing continuous service to the Issuer until such date.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 01:12 UTC
Kruteck Michael C.Chief Financial Officer
Tax withholdingClass 2 Common Stock 23,476 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013504 · doc4.xml · nonDerivative · entry 2

Kruteck Michael C. · CIK 0001800864 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,715

F2 · price: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 01:12 UTC
Kruteck Michael C.Chief Financial Officer
GrantClass 2 Common Stock 53,191 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013504 · doc4.xml · nonDerivative · entry 1

Kruteck Michael C. · CIK 0001800864 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,191

F1 · shares: On August 5, 2020, the Reporting Person was granted restricted stock units ("RSU"), which represented a contingent right to receive 106,383 shares of the Issuer's Class 2 Common Stock. The RSU was to vest 50% upon the filing date of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2020, provided that the Issuer achieved certain performance criteria for fourth quarter 2020 (the "Performance Criteria"). The Performance Criteria was met on February 19, 2021, resulting in the vesting of 53,191 shares under this RSU.

F1 · price: On August 5, 2020, the Reporting Person was granted restricted stock units ("RSU"), which represented a contingent right to receive 106,383 shares of the Issuer's Class 2 Common Stock. The RSU was to vest 50% upon the filing date of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2020, provided that the Issuer achieved certain performance criteria for fourth quarter 2020 (the "Performance Criteria"). The Performance Criteria was met on February 19, 2021, resulting in the vesting of 53,191 shares under this RSU.

Read SEC document
January 25, 2021 Filed Feb 16, 2021 19:55 UTC
Kennedy BrendanDirector · President and CEO
OtherClass 2 Common Stock 57 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-011024 · doc4.xml · nonDerivative · entry 4

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Skyline & Mayfair LLC

Disclosed balance after: 234,940

F1 · kind: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims.

F1 · price: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims.

F2 · ownership.nature: The Reporting Person is the sole member of Skyline & Mayfair LLC and has sole voting and investment power with respect to the shares held by Skyline & Mayfair LLC.

Read SEC document
January 25, 2021 Filed Feb 16, 2021 19:55 UTC
Kennedy BrendanDirector · President and CEO
OtherClass 2 Common Stock 3,371 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-011024 · doc4.xml · nonDerivative · entry 2

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,866,975

F1 · kind: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims.

F1 · price: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims.

Read SEC document
January 25, 2021 Filed Feb 16, 2021 20:02 UTC OtherClass 2 Common Stock 202 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-011033 · doc4.xml · nonDerivative · entry 6

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Murphy Offutt Common LLC

Disclosed balance after: 394,246

F1 · kind: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims.

F1 · price: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims.

F3 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC

Read SEC document
January 25, 2021 Filed Feb 16, 2021 20:02 UTC OtherClass 2 Common Stock 517 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-011033 · doc4.xml · nonDerivative · entry 4

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Murphy Offutt LLC

Disclosed balance after: 1,007,947

F1 · kind: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims.

F1 · price: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims.

F2 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt, LLC.

Read SEC document
January 25, 2021 Filed Feb 16, 2021 20:02 UTC OtherClass 2 Common Stock 116 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-011033 · doc4.xml · nonDerivative · entry 2

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,855

F1 · kind: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims.

F1 · price: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims.

Read SEC document
January 18, 2021 Filed Jan 21, 2021 00:01 UTC
Kruteck Michael C.Chief Financial Officer
GrantRestricted Stock Units · Derivative 29,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004524 · doc4.xml · derivative · entry 1

Kruteck Michael C. · CIK 0001800864 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,143

Underlying: Class 2 Common Stock · 29,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of January 18, 2021 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date.

F2 · derivative.expiration_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of January 18, 2021 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 20:13 UTC Exercise / conversionRestricted Stock Units · Derivative 2,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001681 · doc4.xml · derivative · entry 7

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,938

Underlying: Class 2 Common Stock · 2,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

F6 · derivative.exercise_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of April 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date.

F6 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of April 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 20:13 UTC Exercise / conversionClass 2 Common Stock 2,187 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-001681 · doc4.xml · nonDerivative · entry 1

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 19:39 UTC
Kennedy BrendanDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 46,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001648 · doc4.xml · derivative · entry 4

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 46,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class 2 Common Stock.

F5 · derivative.exercise_date: This RSU award fully vested on January 1, 2021.

F5 · derivative.expiration_date: This RSU award fully vested on January 1, 2021.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 19:39 UTC
Kennedy BrendanDirector · President and CEO
Tax withholdingClass 2 Common Stock 12,777 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-001648 · doc4.xml · nonDerivative · entry 2

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,879,966

F2 · price: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 19:39 UTC
Kennedy BrendanDirector · President and CEO
Exercise / conversionClass 2 Common Stock 46,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-001648 · doc4.xml · nonDerivative · entry 1

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,892,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one share of the Issuer's Class 2 Common Stock.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 19:16 UTC OtherClass 2 Common Stock 3,595 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064929 · doc4.xml · nonDerivative · entry 4

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: M3 Daat, LLC

Disclosed balance after: 17,490

F7 · kind: Mr. Auerbach retained interest in 3,595 of the Murphy Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach has sole voting and investment power.

F7 · shares: Mr. Auerbach retained interest in 3,595 of the Murphy Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach has sole voting and investment power.

F4 · ownership.nature: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 19:16 UTC OtherClass 2 Common Stock 61,289 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064929 · doc4.xml · nonDerivative · entry 3

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Murphy Ofutt Common LLC

Disclosed balance after: 395,026

F5 · kind: Murphy Ofutt Common LLC made a pro rata distribution for no consideration of 61,289 shares of Class 2 Common Stock of the Issuer ("Murphy Distribution Shares") to its members on December 18, 2020.

F5 · shares: Murphy Ofutt Common LLC made a pro rata distribution for no consideration of 61,289 shares of Class 2 Common Stock of the Issuer ("Murphy Distribution Shares") to its members on December 18, 2020.

F6 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC

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December 18, 2020 Filed Dec 22, 2020 19:16 UTC OtherClass 2 Common Stock 13,895 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064929 · doc4.xml · nonDerivative · entry 2

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: M3 Daat, LLC

Disclosed balance after: 13,895

F3 · kind: Mr. Auerbach retained interest in 13,895 of the Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach is a member and has sole voting and investment power.

F3 · shares: Mr. Auerbach retained interest in 13,895 of the Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach is a member and has sole voting and investment power.

F4 · ownership.nature: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC.

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December 18, 2020 Filed Dec 22, 2020 19:16 UTC OtherClass 2 Common Stock 156,693 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064929 · doc4.xml · nonDerivative · entry 1

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Murphy Ofutt LLC

Disclosed balance after: 1,009,941

F1 · kind: Murphy Ofutt, LLC made a pro rata distribution for no consideration of 156,693 shares of Class 2 Common Stock of the Issuer ("Distribution Shares") to its members on December 18, 2020.

F1 · shares: Murphy Ofutt, LLC made a pro rata distribution for no consideration of 156,693 shares of Class 2 Common Stock of the Issuer ("Distribution Shares") to its members on December 18, 2020.

F2 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt, LLC.

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December 18, 2020 Filed Dec 23, 2020 00:19 UTC
Pucher AndrewChief Corporate Dev Officer
Exercise / conversionRestricted Stock Units · Derivative 7,497 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064932 · doc4.xml · derivative · entry 3

Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,485

Underlying: Class 2 Common Stock · 7,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

F3 · derivative.expiration_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of March 18, 2019 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date.

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December 18, 2020 Filed Dec 23, 2020 00:19 UTC
Pucher AndrewChief Corporate Dev Officer
Tax withholdingClass 2 Common Stock 3,303 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064932 · doc4.xml · nonDerivative · entry 2

Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,400

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU.

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December 18, 2020 Filed Dec 23, 2020 00:19 UTC
Pucher AndrewChief Corporate Dev Officer
Exercise / conversionClass 2 Common Stock 7,497 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-064932 · doc4.xml · nonDerivative · entry 1

Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 23:30 UTC SaleClass 2 Common Stock 2,200 $10.00 $22,000.00
Disclosure

SEC source: 0001209191-20-064499 · doc4.xml · nonDerivative · entry 1

St.Clare Christine · CIK 0001570393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,646

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 18:05 UTC
Dopp RebekahDirector
Exercise / conversionRestricted Stock Units · Derivative 2,188 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061604 · doc4.xml · derivative · entry 2

Dopp Rebekah · CIK 0001746050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Class 2 Common Stock · 2,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class 2 Common Stock.

F3 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of June 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Issuer's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Date.

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December 01, 2020 Filed Dec 3, 2020 18:05 UTC
Dopp RebekahDirector
Exercise / conversionClass 2 Common Stock 2,188 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-061604 · doc4.xml · nonDerivative · entry 1

Dopp Rebekah · CIK 0001746050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:59 UTC Exercise / conversionRestricted Stock Units · Derivative 2,188 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061589 · doc4.xml · derivative · entry 2

St.Clare Christine · CIK 0001570393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Class 2 Common Stock · 2,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class 2 Common Stock.

F3 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of June 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of the RSUs on each quarterly anniversary of the Vesting Date for so long as the Reporting Person remains in Continuous Service (as defined in the Issuer's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Date.

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December 01, 2020 Filed Dec 3, 2020 22:59 UTC Exercise / conversionClass 2 Common Stock 2,188 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-061589 · doc4.xml · nonDerivative · entry 1

St.Clare Christine · CIK 0001570393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

Read SEC document
November 10, 2020 Filed Nov 10, 2020 21:20 UTC
Kennedy BrendanDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 380,781 $0.00 Strike: $7.76 $0.00
Disclosure

SEC source: 0001209191-20-057800 · doc4.xml · derivative · entry 7

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,419,219

Underlying: Class 2 Common Stock · 380,781 shares

Expires 2028-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The shares subject to this option shall vest at the rate of 25% of the shares on the twelve (12) month anniversary of January 1, 2017 (the "Vest Date"), and the remaining option shares will vest quarterly thereafter at the rate of 6.25% of the total number of shares on each quarterly anniversary of the Vest Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of shares shall be fully vested on the four-year anniversary of the Vest Date.

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November 10, 2020 Filed Nov 10, 2020 21:20 UTC
Kennedy BrendanDirector · President and CEO
Exercise / conversionClass 2 Common Stock 380,781 $7.76 $2,954,860.56
Disclosure

SEC source: 0001209191-20-057800 · doc4.xml · nonDerivative · entry 1

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,245,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 21:20 UTC
Kennedy BrendanDirector · President and CEO
SaleClass 2 Common Stock 2,127 $11.71 $24,902.92
Disclosure

SEC source: 0001209191-20-057800 · doc4.xml · nonDerivative · entry 5

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,845,868

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.45 to $11.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 5 to this Form 4.

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November 06, 2020 Filed Nov 10, 2020 21:20 UTC
Kennedy BrendanDirector · President and CEO
SaleClass 2 Common Stock 118,852 $10.72 $1,274,093.44
Disclosure

SEC source: 0001209191-20-057800 · doc4.xml · nonDerivative · entry 4

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,847,990

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.45 to $11.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 4 to this Form 4.

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November 06, 2020 Filed Nov 10, 2020 21:20 UTC
Kennedy BrendanDirector · President and CEO
SaleClass 2 Common Stock 148,933 $9.96 $1,483,372.68
Disclosure

SEC source: 0001209191-20-057800 · doc4.xml · nonDerivative · entry 3

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,966,842

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.455 to $10.440, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 21:20 UTC
Kennedy BrendanDirector · President and CEO
SaleClass 2 Common Stock 130,088 $9.00 $1,170,922.09
Disclosure

SEC source: 0001209191-20-057800 · doc4.xml · nonDerivative · entry 2

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,115,775

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.46 to $9.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 2 to this Form 4.

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November 06, 2020 Filed Nov 10, 2020 19:07 UTC
Dopp RebekahDirector
SaleClass 2 Common Stock 4,812 $10.00 $48,120.00
Disclosure

SEC source: 0001209191-20-057769 · doc4.xml · nonDerivative · entry 1

Dopp Rebekah · CIK 0001746050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,308

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 06, 2020 Filed Nov 11, 2020 00:11 UTC SaleClass 2 Common Stock 4,400 $10.05 $44,233.20
Disclosure

SEC source: 0001209191-20-057774 · doc4.xml · nonDerivative · entry 1

St.Clare Christine · CIK 0001570393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,658

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.03 to $10.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 2 to this Form 4.

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November 05, 2020 Filed Nov 6, 2020 19:59 UTC
Kennedy BrendanDirector · President and CEO
SaleClass 2 Common Stock 127,213 $7.76 $986,969.34
Disclosure

SEC source: 0001209191-20-057378 · doc4.xml · nonDerivative · entry 2

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,865,087

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.6750 to $7.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 19:59 UTC
Kennedy BrendanDirector · President and CEO
SaleClass 2 Common Stock 272,787 $7.28 $1,986,598.61
Disclosure

SEC source: 0001209191-20-057378 · doc4.xml · nonDerivative · entry 1

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,992,300

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.68 to $7.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 2 to this Form 4.

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November 04, 2020 Filed Nov 6, 2020 19:57 UTC
Kennedy BrendanDirector · President and CEO
SaleClass 2 Common Stock 400,000 $6.04 $2,415,200.00
Disclosure

SEC source: 0001209191-20-057377 · doc4.xml · nonDerivative · entry 1

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,265,087

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.96 to $6.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 2 to this Form 4.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.