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Nasdaq · USD

TLRY

Tilray Brands, Inc.

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Tapewire entity
5319
SEC CIK
0001731348
Parsed reports
332

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2021 Filed May 6, 2021 01:43 UTC GrantRestricted (Deferred) Stock Units · Derivative 4,947 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-016060 · form4.xml · derivative · entry 3

Hopkinson David G. · CIK 0001860606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,947

Underlying: Class 2 Common Stock · 4,947 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted (deferred) stock unit is the economic equivalent of one share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray, Inc. Class 2 Common Stock will be delivered for each restricted stock unit held.

F2 · derivative.expiration_date: The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray, Inc. Class 2 Common Stock will be delivered for each restricted stock unit held.

Read SEC document
April 30, 2021 Filed May 6, 2021 01:43 UTC GrantRestricted (Deferred) Stock Units · Derivative 3,709 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-016060 · form4.xml · derivative · entry 2

Hopkinson David G. · CIK 0001860606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,709

Underlying: Class 2 Common Stock · 3,709 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted (deferred) stock unit is the economic equivalent of one share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray, Inc. Class 2 Common Stock will be delivered for each restricted stock unit held.

F2 · derivative.expiration_date: The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray, Inc. Class 2 Common Stock will be delivered for each restricted stock unit held.

Read SEC document
April 30, 2021 Filed May 6, 2021 01:43 UTC GrantRestricted (Deferred) Stock Units · Derivative 1,742 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-016060 · form4.xml · derivative · entry 1

Hopkinson David G. · CIK 0001860606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,742

Underlying: Class 2 Common Stock · 1,742 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted (deferred) stock unit is the economic equivalent of one share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray, Inc. Class 2 Common Stock will be delivered for each restricted stock unit held.

F2 · derivative.expiration_date: The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray, Inc. Class 2 Common Stock will be delivered for each restricted stock unit held.

Read SEC document
April 30, 2021 Filed May 5, 2021 21:27 UTC
Dopp RebekahDirector
Exercise / conversionRestricted Stock Units · Derivative 37,310 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-016047 · form4.xml · derivative · entry 2

Dopp Rebekah · CIK 0001746050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 37,310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into Class 2 Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: RSUs granted to the Reporting Person were accelerated and became fully vested on April 30, 2021.

F2 · derivative.expiration_date: RSUs granted to the Reporting Person were accelerated and became fully vested on April 30, 2021.

Read SEC document
April 30, 2021 Filed May 5, 2021 21:27 UTC
Dopp RebekahDirector
Exercise / conversionClass 2 Common Stock 37,310 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-016047 · form4.xml · nonDerivative · entry 1

Dopp Rebekah · CIK 0001746050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into Class 2 Common Stock on a one-for-one basis.

Read SEC document
April 30, 2021 Filed May 5, 2021 21:28 UTC Exercise / conversionRestricted Stock Units · Derivative 76,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-016050 · form4.xml · derivative · entry 4

Kennedy Brendan · CIK 0001746070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 76,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into shares of Class 2 Common stock on a one-for-one basis.

F2 · derivative.exercise_date: RSUs granted to the Reporting Person were accelerated and became fully vested on April 30, 2021.

F2 · derivative.expiration_date: RSUs granted to the Reporting Person were accelerated and became fully vested on April 30, 2021.

Read SEC document
April 30, 2021 Filed May 5, 2021 21:28 UTC Exercise / conversionRestricted Stock Units · Derivative 73,954 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-016050 · form4.xml · derivative · entry 3

Kennedy Brendan · CIK 0001746070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 73,954 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into shares of Class 2 Common stock on a one-for-one basis.

F2 · derivative.exercise_date: RSUs granted to the Reporting Person were accelerated and became fully vested on April 30, 2021.

F2 · derivative.expiration_date: RSUs granted to the Reporting Person were accelerated and became fully vested on April 30, 2021.

Read SEC document
April 30, 2021 Filed May 5, 2021 21:28 UTC Exercise / conversionClass 2 Common Stock 76,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-016050 · form4.xml · nonDerivative · entry 2

Kennedy Brendan · CIK 0001746070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,979,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into shares of Class 2 Common stock on a one-for-one basis.

Read SEC document
April 30, 2021 Filed May 5, 2021 21:28 UTC Exercise / conversionClass 2 Common Stock 73,954 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-016050 · form4.xml · nonDerivative · entry 1

Kennedy Brendan · CIK 0001746070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,053,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into shares of Class 2 Common stock on a one-for-one basis.

Read SEC document
April 30, 2021 Filed May 5, 2021 21:19 UTC Exercise / conversionRestricted Stock Units · Derivative 52,622 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-016036 · form4.xml · derivative · entry 6

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 52,622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into shares of Class 2 Common stock on a one-for-one basis.

F6 · derivative.exercise_date: RSUs granted to the Reporting Person were accelerated and became fully vested on April 30, 2021.

F6 · derivative.expiration_date: RSUs granted to the Reporting Person were accelerated and became fully vested on April 30, 2021.

Read SEC document
April 30, 2021 Filed May 5, 2021 21:19 UTC Exercise / conversionClass 2 Common Stock 52,622 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-016036 · form4.xml · nonDerivative · entry 1

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into shares of Class 2 Common stock on a one-for-one basis.

Read SEC document
April 30, 2021 Filed May 6, 2021 01:33 UTC Exercise / conversionRestricted Stock Units · Derivative 35,817 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-016055 · form4.xml · derivative · entry 2

Schroder Soren · CIK 0001577612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 35,817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into Class 2 Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: RSUs granted to the Reporting Person were accelerated and became fully vested on April 30, 2021.

F2 · derivative.expiration_date: RSUs granted to the Reporting Person were accelerated and became fully vested on April 30, 2021.

Read SEC document
April 30, 2021 Filed May 6, 2021 01:33 UTC Exercise / conversionClass 2 Common Stock 35,817 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-016055 · form4.xml · nonDerivative · entry 1

Schroder Soren · CIK 0001577612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into Class 2 Common Stock on a one-for-one basis.

Read SEC document
April 30, 2021 Filed May 6, 2021 01:24 UTC Exercise / conversionRestricted Stock Units · Derivative 37,310 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-016041 · form4.xml · derivative · entry 2

St.Clare Christine · CIK 0001570393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 37,310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into shares of Class 2 Common stock on a one-for-one basis.

F2 · derivative.exercise_date: RSUs granted to the Reporting Person were accelerated and became fully vested on April 30, 2021.

F2 · derivative.expiration_date: RSUs granted to the Reporting Person were accelerated and became fully vested on April 30, 2021.

Read SEC document
April 30, 2021 Filed May 6, 2021 01:24 UTC Exercise / conversionClass 2 Common Stock 37,310 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-016041 · form4.xml · nonDerivative · entry 1

St.Clare Christine · CIK 0001570393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into shares of Class 2 Common stock on a one-for-one basis.

Read SEC document
April 30, 2021 Filed May 11, 2021 01:21 UTC
Levin Jon EdwardChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 56,738 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-016729 · form4.xml · derivative · entry 9

Levin Jon Edward · CIK 0001800868 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 56,738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into shares of Tilray, Inc., Class 2 Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: RSUs granted to the reporting person were accelerated and became fully vested on April 30, 2021.

F2 · derivative.expiration_date: RSUs granted to the reporting person were accelerated and became fully vested on April 30, 2021.

Read SEC document
April 30, 2021 Filed May 11, 2021 01:21 UTC
Levin Jon EdwardChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 29,143 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-016729 · form4.xml · derivative · entry 8

Levin Jon Edward · CIK 0001800868 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 29,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into shares of Tilray, Inc., Class 2 Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: RSUs granted to the reporting person were accelerated and became fully vested on April 30, 2021.

F2 · derivative.expiration_date: RSUs granted to the reporting person were accelerated and became fully vested on April 30, 2021.

Read SEC document
April 30, 2021 Filed May 11, 2021 01:21 UTC
Levin Jon EdwardChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 66,640 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-016729 · form4.xml · derivative · entry 7

Levin Jon Edward · CIK 0001800868 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 66,640 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into shares of Tilray, Inc., Class 2 Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: RSUs granted to the reporting person were accelerated and became fully vested on April 30, 2021.

F2 · derivative.expiration_date: RSUs granted to the reporting person were accelerated and became fully vested on April 30, 2021.

Read SEC document
April 30, 2021 Filed May 11, 2021 01:21 UTC
Levin Jon EdwardChief Operating Officer
Exercise / conversionClass 2 Common Stock 56,738 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-016729 · form4.xml · nonDerivative · entry 5

Levin Jon Edward · CIK 0001800868 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into shares of Tilray, Inc., Class 2 Common Stock on a one-for-one basis.

Read SEC document
April 30, 2021 Filed May 11, 2021 01:21 UTC
Levin Jon EdwardChief Operating Officer
Exercise / conversionClass 2 Common Stock 29,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-016729 · form4.xml · nonDerivative · entry 3

Levin Jon Edward · CIK 0001800868 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into shares of Tilray, Inc., Class 2 Common Stock on a one-for-one basis.

Read SEC document
April 30, 2021 Filed May 11, 2021 01:21 UTC
Levin Jon EdwardChief Operating Officer
Exercise / conversionClass 2 Common Stock 66,640 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-016729 · form4.xml · nonDerivative · entry 1

Levin Jon Edward · CIK 0001800868 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into shares of Tilray, Inc., Class 2 Common Stock on a one-for-one basis.

Read SEC document
April 30, 2021 Filed May 15, 2021 00:18 UTC Amendment
Merton Carl AChief Financial Officer
GrantClass 2 Common Stock 258,105 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-017509 · form4.xml · nonDerivative · entry 1

Merton Carl A · CIK 0001860546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,105

F1 · price: . Received in exchange for 307,965 common shares of Aphria Inc. ("Aphria") in connection with the plan of arrangement (the "Arrangement") between Tilray, Inc. ("Tilray") and Aphria, pursuant to which each common share of Aphria was exchanged for 0.8381 of a share of Class 2 common stock, par value $0.0001 per share, of Tilray ("Tilray Class 2 Common Stock"). On the effective date of the Arrangement, the closing price of Aphria's common shares was $15.38 per common share, and the closing price of Tilray's Class 2 Common Stock was $18.34 per share. The Form 4 filed on May 5, 2021 inadvertently omitted the amount of shares of Tilray Class 2 Common Stock acquired by the reporting person in connection with the Arrangement.

Read SEC document
April 30, 2021 Filed May 17, 2021 20:15 UTC
Kruteck Michael C.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 53,192 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-017660 · form4.xml · derivative · entry 9

Kruteck Michael C. · CIK 0001800864 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 53,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into shares of Tilray, Inc. Class 2 Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: RSUs granted to the reporting person were accelerated and became fully vested on April 30, 2021.

F2 · derivative.expiration_date: RSUs granted to the reporting person were accelerated and became fully vested on April 30, 2021.

Read SEC document
April 30, 2021 Filed May 17, 2021 20:15 UTC
Kruteck Michael C.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 66,640 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-017660 · form4.xml · derivative · entry 8

Kruteck Michael C. · CIK 0001800864 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 66,640 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into shares of Tilray, Inc. Class 2 Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: RSUs granted to the reporting person were accelerated and became fully vested on April 30, 2021.

F2 · derivative.expiration_date: RSUs granted to the reporting person were accelerated and became fully vested on April 30, 2021.

Read SEC document
April 30, 2021 Filed May 17, 2021 20:15 UTC
Kruteck Michael C.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 29,143 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-017660 · form4.xml · derivative · entry 7

Kruteck Michael C. · CIK 0001800864 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 29,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into shares of Tilray, Inc. Class 2 Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: RSUs granted to the reporting person were accelerated and became fully vested on April 30, 2021.

F2 · derivative.expiration_date: RSUs granted to the reporting person were accelerated and became fully vested on April 30, 2021.

Read SEC document
April 30, 2021 Filed May 17, 2021 20:15 UTC
Kruteck Michael C.Chief Financial Officer
Tax withholdingClass 2 Common Stock 25,796 $16.99 $438,274.04
Disclosure

SEC source: 0001140361-21-017660 · form4.xml · nonDerivative · entry 6

Kruteck Michael C. · CIK 0001800864 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,156

Read SEC document
April 30, 2021 Filed May 17, 2021 20:15 UTC
Kruteck Michael C.Chief Financial Officer
Exercise / conversionClass 2 Common Stock 53,192 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-017660 · form4.xml · nonDerivative · entry 5

Kruteck Michael C. · CIK 0001800864 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into shares of Tilray, Inc. Class 2 Common Stock on a one-for-one basis.

Read SEC document
April 30, 2021 Filed May 17, 2021 20:15 UTC
Kruteck Michael C.Chief Financial Officer
Tax withholdingClass 2 Common Stock 32,318 $16.99 $549,082.82
Disclosure

SEC source: 0001140361-21-017660 · form4.xml · nonDerivative · entry 4

Kruteck Michael C. · CIK 0001800864 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,760

Read SEC document
April 30, 2021 Filed May 17, 2021 20:15 UTC
Kruteck Michael C.Chief Financial Officer
Exercise / conversionClass 2 Common Stock 66,640 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-017660 · form4.xml · nonDerivative · entry 3

Kruteck Michael C. · CIK 0001800864 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into shares of Tilray, Inc. Class 2 Common Stock on a one-for-one basis.

Read SEC document
April 30, 2021 Filed May 17, 2021 20:15 UTC
Kruteck Michael C.Chief Financial Officer
Tax withholdingClass 2 Common Stock 14,134 $16.99 $240,136.66
Disclosure

SEC source: 0001140361-21-017660 · form4.xml · nonDerivative · entry 2

Kruteck Michael C. · CIK 0001800864 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,438

Read SEC document
April 30, 2021 Filed May 17, 2021 20:15 UTC
Kruteck Michael C.Chief Financial Officer
Exercise / conversionClass 2 Common Stock 29,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-017660 · form4.xml · nonDerivative · entry 1

Kruteck Michael C. · CIK 0001800864 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") convert into shares of Tilray, Inc. Class 2 Common Stock on a one-for-one basis.

Read SEC document
April 30, 2021 Filed May 28, 2021 20:17 UTC Amendment GrantClass 2 Common Stock 628 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-019246 · form4.xml · nonDerivative · entry 1

Looney Thomas P. · CIK 0001860605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628

F1 · price: Received in exchange for 750 common shares of Aphria Inc. ("Aphria") in connection with the plan of arrangement (the "Arrangement") between Tilray, Inc. ("Tilray") and Aphria, pursuant to which each common share of Aphria was exchanged for 0.8381 of a share of Class 2 common stock, par value $0.0001 per share, of Tilray ("Tilray Class 2 Common Stock"). On the effective date of the Arrangement, the closing price of Aphria's common shares was $15.38 per common share, and the closing price of Tilray's Class 2 Common Stock was $18.34 per share. The Form 4 filed on May 5, 2021 inadvertently omitted the amount of shares of Tilray Class 2 Common Stock acquired by the reporting person in connection with the Arrangement.

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April 30, 2021 Filed May 28, 2021 20:17 UTC Amendment GrantClass 2 Common Stock 15,639 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-019245 · form4.xml · nonDerivative · entry 1

Persofsky Renah · CIK 0001835209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,639

F1 · price: Received in exchange for 18,662 common shares of Aphria Inc. ("Aphria") in connection with the plan of arrangement (the "Arrangement") between Tilray, Inc. ("Tilray") and Aphria, pursuant to which each common share of Aphria was exchanged for 0.8381 of a share of Class 2 common stock, par value $0.0001 per share, of Tilray ("Tilray Class 2 Common Stock"). On the effective date of the Arrangement, the closing price of Aphria's common shares was $15.38 per common share, and the closing price of Tilray's Class 2 Common Stock was $18.34 per share. The Form 4 filed on May 4, 2021 inadvertently omitted the amount of shares of Tilray Class 2 Common Stock acquired by the reporting person in connection with the Arrangement.

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April 30, 2021 Filed May 28, 2021 20:16 UTC Amendment GrantClass 2 Common Stock 4,190 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-019244 · form4.xml · nonDerivative · entry 1

ROBB WALTER E IV · CIK 0001202538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,190

F1 · price: Received in exchange for 5,000 common shares of Aphria Inc. ("Aphria") in connection with the plan of arrangement (the "Arrangement") between Tilray, Inc. ("Tilray") and Aphria, pursuant to which each common share of Aphria was exchanged for 0.8381 of a share of Class 2 common stock, par value $0.0001 per share, of Tilray ("Tilray Class 2 Common Stock"). On the effective date of the Arrangement, the closing price of Aphria's common shares was $15.38 per common share, and the closing price of Tilray's Class 2 Common Stock was $18.34 per share. The Form 4 filed on May 4, 2021 inadvertently omitted the amount of shares of Tilray Class 2 Common Stock acquired by the reporting person in connection with the Arrangement.

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April 17, 2021 Filed Apr 20, 2021 17:36 UTC
Kennedy BrendanDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 37,020 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027599 · doc4.xml · derivative · entry 4

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,954

Underlying: Class 2 Common Stock · 37,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class 2 Common Stock.

F5 · derivative.exercise_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of April 17, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date.

F5 · derivative.expiration_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of April 17, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date.

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April 17, 2021 Filed Apr 20, 2021 17:36 UTC
Kennedy BrendanDirector · President and CEO
Tax withholdingClass 2 Common Stock 14,568 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-027599 · doc4.xml · nonDerivative · entry 2

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,889,427

F2 · price: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU.

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April 17, 2021 Filed Apr 20, 2021 17:36 UTC
Kennedy BrendanDirector · President and CEO
Exercise / conversionClass 2 Common Stock 37,020 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-027599 · doc4.xml · nonDerivative · entry 1

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,903,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one share of the Issuer's Class 2 Common Stock.

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April 01, 2021 Filed Apr 5, 2021 19:52 UTC Exercise / conversionRestricted Stock Units · Derivative 2,188 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025505 · doc4.xml · derivative · entry 6

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Class 2 Common Stock · 2,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

F6 · derivative.exercise_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of April 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date.

F6 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of April 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date.

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April 01, 2021 Filed Apr 5, 2021 19:52 UTC Exercise / conversionClass 2 Common Stock 2,188 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-025505 · doc4.xml · nonDerivative · entry 1

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

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March 18, 2021 Filed Mar 23, 2021 00:29 UTC
Pucher AndrewChief Corporate Dev Officer
Exercise / conversionRestricted Stock Units · Derivative 7,497 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022461 · doc4.xml · derivative · entry 3

Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,988

Underlying: Class 2 Common Stock · 7,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

F3 · derivative.expiration_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of March 18, 2019 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date.

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March 18, 2021 Filed Mar 23, 2021 00:29 UTC
Pucher AndrewChief Corporate Dev Officer
Tax withholdingClass 2 Common Stock 3,495 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022461 · doc4.xml · nonDerivative · entry 2

Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,402

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU.

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March 18, 2021 Filed Mar 23, 2021 00:29 UTC
Pucher AndrewChief Corporate Dev Officer
Exercise / conversionClass 2 Common Stock 7,497 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-022461 · doc4.xml · nonDerivative · entry 1

Pucher Andrew · CIK 0001785193 · Chief Corporate Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

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March 16, 2021 Filed Mar 18, 2021 19:01 UTC OtherClass 2 Common Stock 31,164 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021906 · doc4.xml · nonDerivative · entry 4

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: M3 Daat, LLC

Disclosed balance after: 148,568

F7 · kind: Mr. Auerbach retained interest in 31,164 of the Murphy Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach has sole voting and investment power.

F7 · shares: Mr. Auerbach retained interest in 31,164 of the Murphy Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach has sole voting and investment power.

F4 · ownership.nature: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC.

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March 16, 2021 Filed Mar 18, 2021 19:01 UTC OtherClass 2 Common Stock 268,095 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021906 · doc4.xml · nonDerivative · entry 3

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Murphy Ofutt Common LLC

Disclosed balance after: 36,802

F5 · kind: Murphy Ofutt Common LLC made a pro rata distribution for no consideration of 268,095 shares of Class 2 Common Stock of the Issuer ("Murphy Distribution Shares") to its members on March 16, 2021.

F5 · shares: Murphy Ofutt Common LLC made a pro rata distribution for no consideration of 268,095 shares of Class 2 Common Stock of the Issuer ("Murphy Distribution Shares") to its members on March 16, 2021.

F6 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC

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March 16, 2021 Filed Mar 18, 2021 19:01 UTC OtherClass 2 Common Stock 73,593 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021906 · doc4.xml · nonDerivative · entry 2

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: M3 Daat, LLC

Disclosed balance after: 117,404

F3 · kind: Mr. Auerbach retained interest in 73,593 of the Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach is a member and has sole voting and investment power.

F3 · shares: Mr. Auerbach retained interest in 73,593 of the Distribution Shares through M3 Daat, LLC, in which Mr. Auerbach is a member and has sole voting and investment power.

F4 · ownership.nature: The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC.

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March 16, 2021 Filed Mar 18, 2021 19:01 UTC OtherClass 2 Common Stock 685,424 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021906 · doc4.xml · nonDerivative · entry 1

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Murphy Ofutt LLC

Disclosed balance after: 94,090

F1 · kind: Murphy Ofutt, LLC made a pro rata distribution for no consideration of 685,424 shares of Class 2 Common Stock of the Issuer ("Distribution Shares") to its members on March 16, 2021.

F1 · shares: Murphy Ofutt, LLC made a pro rata distribution for no consideration of 685,424 shares of Class 2 Common Stock of the Issuer ("Distribution Shares") to its members on March 16, 2021.

F2 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt, LLC.

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March 05, 2021 Filed Mar 9, 2021 23:56 UTC
Kruteck Michael C.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 33,360 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019246 · doc4.xml · derivative · entry 3

Kruteck Michael C. · CIK 0001800864 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,640

Underlying: Class 2 Common Stock · 33,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class 2 Common Stock.

F3 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class 2 Common Stock.

F4 · derivative.expiration_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of March 5, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date.

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March 05, 2021 Filed Mar 9, 2021 23:56 UTC
Kruteck Michael C.Chief Financial Officer
Tax withholdingClass 2 Common Stock 14,646 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019246 · doc4.xml · nonDerivative · entry 2

Kruteck Michael C. · CIK 0001800864 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,429

F2 · price: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU.

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March 05, 2021 Filed Mar 9, 2021 23:56 UTC
Kruteck Michael C.Chief Financial Officer
GrantClass 2 Common Stock 33,360 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019246 · doc4.xml · nonDerivative · entry 1

Kruteck Michael C. · CIK 0001800864 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,075

F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:49 UTC
Levin Jon EdwardChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 33,360 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019244 · doc4.xml · derivative · entry 3

Levin Jon Edward · CIK 0001800868 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,640

Underlying: Class 2 Common Stock · 33,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class 2 Common Stock.

F4 · derivative.expiration_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of March 5, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.