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Nasdaq · USD

TLRY

Tilray Brands, Inc.

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Tapewire entity
5319
SEC CIK
0001731348
Parsed reports
332

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202630
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 07, 2021 Filed Aug 11, 2021 01:00 UTC
SIMON IRWIN DDirector · President and CEO
Tax withholdingClass 2 Common Stock 12,926 $14.42 $186,392.92
Disclosure

SEC source: 0001140361-21-027837 · form4.xml · nonDerivative · entry 2

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,134

F1 · shares: These shares were retained by Tilray, Inc. via settlement on a net withholding basis in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of restricted stock units granted to the reporting person on August 7, 2019. None of these shares were sold in an open market transaction.

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August 07, 2021 Filed Aug 11, 2021 01:00 UTC
SIMON IRWIN DDirector · President and CEO
Exercise / conversionClass 2 Common Stock 25,852 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-027837 · form4.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into shares of Tilray, Inc. Class 2 Common Stock on a one-for-one basis.

Read SEC document
August 05, 2021 Filed Aug 6, 2021 20:00 UTC SaleClass 2 Common Stock 300,000 $14.46 $4,338,570.00
Disclosure

SEC source: 0001140361-21-027415 · form4.xml · nonDerivative · entry 2

Kennedy Brendan · CIK 0001746070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,974,196

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.89 to $14.74, inclusive. The reporting person undertakes to provide to Tilray, Inc., any security holder of Tilray, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

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August 04, 2021 Filed Aug 6, 2021 20:00 UTC SaleClass 2 Common Stock 300,000 $14.08 $4,224,270.00
Disclosure

SEC source: 0001140361-21-027415 · form4.xml · nonDerivative · entry 1

Kennedy Brendan · CIK 0001746070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,274,196

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.89 to $14.54, inclusive. The reporting person undertakes to provide to Tilray, Inc., any security holder of Tilray, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
July 27, 2021 Filed Jul 29, 2021 01:13 UTC
SIMON IRWIN DDirector · President and CEO
GrantRestricted Stock Units · Derivative 189,781 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025935 · form4.xml · derivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,781

Underlying: Class 2 Common Stock · 189,781 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: Subject to the reporting person's continuous employment through the vesting date, except in certain circumstances, the RSUs shall vest 50% on the first (1st) anniversary of the grant date and 50% on the second (2nd) anniversary of the grant date, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F2 · derivative.expiration_date: Subject to the reporting person's continuous employment through the vesting date, except in certain circumstances, the RSUs shall vest 50% on the first (1st) anniversary of the grant date and 50% on the second (2nd) anniversary of the grant date, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

Read SEC document
July 27, 2021 Filed Jul 30, 2021 00:19 UTC
SIMON IRWIN DDirector · President and CEO
GrantPerformance-Based Restricted Stock Units · Derivative 392,772 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-026144 · form4.xml · derivative · entry 3

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,772

Underlying: Class 2 Common Stock · 392,772 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F4 · derivative.exercise_date: Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each PSU represents the right to receive, following vesting, one (1) share of Tilray, Inc. Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance parameters relating to the achievement of Tilray, Inc.'s synergy goals resulting from the integration of Aphria, Inc., as approved by Tilray, Inc.'s Compensation Committee, over a three (3) year performance period from the grant date until July 27, 2024, with 50% of the PSUs vesting first (1st) anniversary of the grant date, and 25% vesting on each of the second (2nd) and (3rd) anniversary of the grant date.

F4 · derivative.expiration_date: Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each PSU represents the right to receive, following vesting, one (1) share of Tilray, Inc. Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance parameters relating to the achievement of Tilray, Inc.'s synergy goals resulting from the integration of Aphria, Inc., as approved by Tilray, Inc.'s Compensation Committee, over a three (3) year performance period from the grant date until July 27, 2024, with 50% of the PSUs vesting first (1st) anniversary of the grant date, and 25% vesting on each of the second (2nd) and (3rd) anniversary of the grant date.

Read SEC document
July 27, 2021 Filed Jul 30, 2021 00:19 UTC
SIMON IRWIN DDirector · President and CEO
GrantRestricted Stock Units · Derivative 392,772 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-026144 · form4.xml · derivative · entry 2

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,772

Underlying: Class 2 Common Stock · 392,772 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous employment through the vesting date, the RSUs shall vest in three (3) equal annual installments, commencing on June 1, 2022, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F3 · derivative.expiration_date: Subject to the reporting person's continuous employment through the vesting date, the RSUs shall vest in three (3) equal annual installments, commencing on June 1, 2022, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

Read SEC document
July 27, 2021 Filed Jul 30, 2021 00:19 UTC
SIMON IRWIN DDirector · President and CEO
GrantPerformance-Based Restricted Stock Units · Derivative 392,772 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-026144 · form4.xml · derivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,772

Underlying: Class 2 Common Stock · 392,772 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: Subject to the reporting person's satisfaction of continued employment conditions and accelerated vesting in certain circumstances, the performance-based restricted stock units ("PSUs") will be eligible to vest in certain percentages ranging from 0% to 250% based on the stock price appreciation of (i) the highest 30-day volume weighted average stock price of Tilray, Inc.'s Class 2 Common Stock ("VWAP") during the three-year performance period (beginning on the grant date) relative to (ii) the VWAP over the 30-day period from May 1 to May 30, 2021, with appreciation targets ranging from 0% to 125%. No PSUs will be eligible to vest if the threshold appreciation target (25%) is not achieved, and if the actual stock price appreciation falls in between any of the appreciation targets, the amount of PSUs eligible to vest will be determined by linear interpolation.

F2 · derivative.expiration_date: Subject to the reporting person's satisfaction of continued employment conditions and accelerated vesting in certain circumstances, the performance-based restricted stock units ("PSUs") will be eligible to vest in certain percentages ranging from 0% to 250% based on the stock price appreciation of (i) the highest 30-day volume weighted average stock price of Tilray, Inc.'s Class 2 Common Stock ("VWAP") during the three-year performance period (beginning on the grant date) relative to (ii) the VWAP over the 30-day period from May 1 to May 30, 2021, with appreciation targets ranging from 0% to 125%. No PSUs will be eligible to vest if the threshold appreciation target (25%) is not achieved, and if the actual stock price appreciation falls in between any of the appreciation targets, the amount of PSUs eligible to vest will be determined by linear interpolation.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:25 UTC
Merton Carl AChief Financial Officer
GrantRestricted Stock Units · Derivative 32,694 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025941 · form4.xml · derivative · entry 4

Merton Carl A · CIK 0001860546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,694

Underlying: Class 2 Common Stock · 32,694 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F5 · derivative.exercise_date: Subject to the reporting person's continuous employment through the vesting date, except in certain circumstances, the RSUs shall vest 50% on the first (1st) anniversary of the grant date and 50% on the second (2nd) anniversary of the grant date. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F5 · derivative.expiration_date: Subject to the reporting person's continuous employment through the vesting date, except in certain circumstances, the RSUs shall vest 50% on the first (1st) anniversary of the grant date and 50% on the second (2nd) anniversary of the grant date. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:25 UTC
Merton Carl AChief Financial Officer
GrantPerformance-Based Restricted Stock Units · Derivative 48,662 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025941 · form4.xml · derivative · entry 3

Merton Carl A · CIK 0001860546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,662

Underlying: Class 2 Common Stock · 48,662 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F4 · derivative.exercise_date: Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each PSU represents the right to receive, following vesting, one (1) share of Tilray, Inc. Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance parameters relating to the achievement of Tilray, Inc.'s synergy goals resulting from the integration of Aphria, Inc., as approved by Tilray, Inc.'s Compensation Committee, over a three (3) year performance period from the grant date until July 27, 2024, with 50% of the PSUs vesting first (1st) anniversary of the grant date, and 25% vesting on each of the second (2nd) and (3rd) anniversary of the grant date.

F4 · derivative.expiration_date: Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each PSU represents the right to receive, following vesting, one (1) share of Tilray, Inc. Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance parameters relating to the achievement of Tilray, Inc.'s synergy goals resulting from the integration of Aphria, Inc., as approved by Tilray, Inc.'s Compensation Committee, over a three (3) year performance period from the grant date until July 27, 2024, with 50% of the PSUs vesting first (1st) anniversary of the grant date, and 25% vesting on each of the second (2nd) and (3rd) anniversary of the grant date.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:25 UTC
Merton Carl AChief Financial Officer
GrantRestricted Stock Units · Derivative 48,661 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025941 · form4.xml · derivative · entry 2

Merton Carl A · CIK 0001860546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,661

Underlying: Class 2 Common Stock · 48,661 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous employment through the vesting date, the RSUs shall vest in three (3) equal annual installments, commencing on June 1, 2022, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F3 · derivative.expiration_date: Subject to the reporting person's continuous employment through the vesting date, the RSUs shall vest in three (3) equal annual installments, commencing on June 1, 2022, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:25 UTC
Merton Carl AChief Financial Officer
GrantPerformance-Based Restricted Stock Units · Derivative 48,662 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025941 · form4.xml · derivative · entry 1

Merton Carl A · CIK 0001860546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,662

Underlying: Class 2 Common Stock · 48,662 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: Subject to the reporting person's satisfaction of continued employment conditions and accelerated vesting in certain circumstances, the performance-based restricted stock units ("PSUs") will be eligible to vest in certain percentages ranging from 0% to 250% based on the stock price appreciation of (i) the highest 30-day volume weighted average stock price of Tilray, Inc.'s Class 2 Common Stock ("VWAP") during the three-year performance period (beginning on the grant date) relative to (ii) the VWAP over the 30-day period from May 1 to May 30, 2021, with appreciation targets ranging from 0% to 125%. No PSUs will be eligible to vest if the threshold appreciation target (25%) is not achieved, and if the actual stock price appreciation falls in between any of the appreciation targets, the amount of PSUs eligible to vest will be determined by linear interpolation.

F2 · derivative.expiration_date: Subject to the reporting person's satisfaction of continued employment conditions and accelerated vesting in certain circumstances, the performance-based restricted stock units ("PSUs") will be eligible to vest in certain percentages ranging from 0% to 250% based on the stock price appreciation of (i) the highest 30-day volume weighted average stock price of Tilray, Inc.'s Class 2 Common Stock ("VWAP") during the three-year performance period (beginning on the grant date) relative to (ii) the VWAP over the 30-day period from May 1 to May 30, 2021, with appreciation targets ranging from 0% to 125%. No PSUs will be eligible to vest if the threshold appreciation target (25%) is not achieved, and if the actual stock price appreciation falls in between any of the appreciation targets, the amount of PSUs eligible to vest will be determined by linear interpolation.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 21:18 UTC
Meiers James R.Head of Canada
GrantRestricted Stock Units · Derivative 26,687 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025937 · form4.xml · derivative · entry 4

Meiers James R. · CIK 0001860603 · Head of Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,687

Underlying: Class 2 Common Stock · 26,687 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F5 · derivative.exercise_date: Subject to the reporting person's continuous employment through the vesting date, except in certain circumstances, the RSUs shall vest 50% on the first (1st) anniversary of the grant date and 50% on the second (2nd) anniversary of the grant date. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F5 · derivative.expiration_date: Subject to the reporting person's continuous employment through the vesting date, except in certain circumstances, the RSUs shall vest 50% on the first (1st) anniversary of the grant date and 50% on the second (2nd) anniversary of the grant date. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 21:18 UTC
Meiers James R.Head of Canada
GrantPerformance-Based Restricted Stock Units · Derivative 48,662 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025937 · form4.xml · derivative · entry 3

Meiers James R. · CIK 0001860603 · Head of Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,662

Underlying: Class 2 Common Stock · 48,662 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F4 · derivative.exercise_date: Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each PSU represents the right to receive, following vesting, one (1) share of Tilray, Inc. Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance parameters relating to the achievement of Tilray, Inc.'s synergy goals resulting from the integration of Aphria, Inc., as approved by Tilray, Inc.'s Compensation Committee, over a three (3) year performance period from the grant date until July 27, 2024, with 50% of the PSUs vesting first (1st) anniversary of the grant date, and 25% vesting on each of the second (2nd) and (3rd) anniversary of the grant date.

F4 · derivative.expiration_date: Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each PSU represents the right to receive, following vesting, one (1) share of Tilray, Inc. Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance parameters relating to the achievement of Tilray, Inc.'s synergy goals resulting from the integration of Aphria, Inc., as approved by Tilray, Inc.'s Compensation Committee, over a three (3) year performance period from the grant date until July 27, 2024, with 50% of the PSUs vesting first (1st) anniversary of the grant date, and 25% vesting on each of the second (2nd) and (3rd) anniversary of the grant date.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 21:18 UTC
Meiers James R.Head of Canada
GrantRestricted Stock Units · Derivative 48,661 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025937 · form4.xml · derivative · entry 2

Meiers James R. · CIK 0001860603 · Head of Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,661

Underlying: Class 2 Common Stock · 48,661 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous employment through the vesting date, the RSUs shall vest in three (3) equal annual installments, commencing on June 1, 2022, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F3 · derivative.expiration_date: Subject to the reporting person's continuous employment through the vesting date, the RSUs shall vest in three (3) equal annual installments, commencing on June 1, 2022, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 21:18 UTC
Meiers James R.Head of Canada
GrantPerformance-Based Restricted Stock Units · Derivative 48,662 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025937 · form4.xml · derivative · entry 1

Meiers James R. · CIK 0001860603 · Head of Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,662

Underlying: Class 2 Common Stock · 48,662 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: Subject to the reporting person's satisfaction of continued employment conditions and accelerated vesting in certain circumstances, the performance-based restricted stock units ("PSUs") will be eligible to vest in certain percentages ranging from 0% to 250% based on the stock price appreciation of (i) the highest 30-day volume weighted average stock price of Tilray, Inc.'s Class 2 Common Stock ("VWAP") during the three-year performance period (beginning on the grant date) relative to (ii) the VWAP over the 30-day period from May 1 to May 30, 2021, with appreciation targets ranging from 0% to 125%. No PSUs will be eligible to vest if the threshold appreciation target (25%) is not achieved, and if the actual stock price appreciation falls in between any of the appreciation targets, the amount of PSUs eligible to vest will be determined by linear interpolation.

F2 · derivative.expiration_date: Subject to the reporting person's satisfaction of continued employment conditions and accelerated vesting in certain circumstances, the performance-based restricted stock units ("PSUs") will be eligible to vest in certain percentages ranging from 0% to 250% based on the stock price appreciation of (i) the highest 30-day volume weighted average stock price of Tilray, Inc.'s Class 2 Common Stock ("VWAP") during the three-year performance period (beginning on the grant date) relative to (ii) the VWAP over the 30-day period from May 1 to May 30, 2021, with appreciation targets ranging from 0% to 125%. No PSUs will be eligible to vest if the threshold appreciation target (25%) is not achieved, and if the actual stock price appreciation falls in between any of the appreciation targets, the amount of PSUs eligible to vest will be determined by linear interpolation.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:22 UTC
FALTISCHEK DENISE MChief Strategy Officer
GrantRestricted Stock Units · Derivative 26,687 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025939 · form4.xml · derivative · entry 4

FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,687

Underlying: Class 2 Common Stock · 26,687 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F5 · derivative.exercise_date: Subject to the reporting person's continuous employment through the vesting date, except in certain circumstances, the RSUs shall vest 50% on the first (1st) anniversary of the grant date and 50% on the second (2nd) anniversary of the grant date. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F5 · derivative.expiration_date: Subject to the reporting person's continuous employment through the vesting date, except in certain circumstances, the RSUs shall vest 50% on the first (1st) anniversary of the grant date and 50% on the second (2nd) anniversary of the grant date. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:22 UTC
FALTISCHEK DENISE MChief Strategy Officer
GrantPerformance-Based Restricted Stock Units · Derivative 48,662 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025939 · form4.xml · derivative · entry 3

FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,662

Underlying: Class 2 Common Stock · 48,662 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F4 · derivative.exercise_date: Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each PSU represents the right to receive, following vesting, one (1) share of Tilray, Inc. Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance parameters relating to the achievement of Tilray, Inc.'s synergy goals resulting from the integration of Aphria, Inc., as approved by Tilray, Inc.'s Compensation Committee, over a three (3) year performance period from the grant date until July 27, 2024, with 50% of the PSUs vesting first (1st) anniversary of the grant date, and 25% vesting on each of the second (2nd) and (3rd) anniversary of the grant date.

F4 · derivative.expiration_date: Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each PSU represents the right to receive, following vesting, one (1) share of Tilray, Inc. Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance parameters relating to the achievement of Tilray, Inc.'s synergy goals resulting from the integration of Aphria, Inc., as approved by Tilray, Inc.'s Compensation Committee, over a three (3) year performance period from the grant date until July 27, 2024, with 50% of the PSUs vesting first (1st) anniversary of the grant date, and 25% vesting on each of the second (2nd) and (3rd) anniversary of the grant date.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:22 UTC
FALTISCHEK DENISE MChief Strategy Officer
GrantRestricted Stock Units · Derivative 48,661 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025939 · form4.xml · derivative · entry 2

FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,661

Underlying: Class 2 Common Stock · 48,661 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous employment through the vesting date, the RSUs shall vest in three (3) equal annual installments, commencing on June 1, 2022, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F3 · derivative.expiration_date: Subject to the reporting person's continuous employment through the vesting date, the RSUs shall vest in three (3) equal annual installments, commencing on June 1, 2022, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:22 UTC
FALTISCHEK DENISE MChief Strategy Officer
GrantPerformance-Based Restricted Stock Units · Derivative 48,662 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025939 · form4.xml · derivative · entry 1

FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,662

Underlying: Class 2 Common Stock · 48,662 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: Subject to the reporting person's satisfaction of continued employment conditions and accelerated vesting in certain circumstances, the performance-based restricted stock units ("PSUs") will be eligible to vest in certain percentages ranging from 0% to 250% based on the stock price appreciation of (i) the highest 30-day volume weighted average stock price of Tilray, Inc.'s Class 2 Common Stock ("VWAP") during the three-year performance period (beginning on the grant date) relative to (ii) the VWAP over the 30-day period from May 1 to May 30, 2021, with appreciation targets ranging from 0% to 125%. No PSUs will be eligible to vest if the threshold appreciation target (25%) is not achieved, and if the actual stock price appreciation falls in between any of the appreciation targets, the amount of PSUs eligible to vest will be determined by linear interpolation.

F2 · derivative.expiration_date: Subject to the reporting person's satisfaction of continued employment conditions and accelerated vesting in certain circumstances, the performance-based restricted stock units ("PSUs") will be eligible to vest in certain percentages ranging from 0% to 250% based on the stock price appreciation of (i) the highest 30-day volume weighted average stock price of Tilray, Inc.'s Class 2 Common Stock ("VWAP") during the three-year performance period (beginning on the grant date) relative to (ii) the VWAP over the 30-day period from May 1 to May 30, 2021, with appreciation targets ranging from 0% to 125%. No PSUs will be eligible to vest if the threshold appreciation target (25%) is not achieved, and if the actual stock price appreciation falls in between any of the appreciation targets, the amount of PSUs eligible to vest will be determined by linear interpolation.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:12 UTC
Gendel MitchellGlobal General Counsel
GrantPerformance-Based Restricted Stock Units · Derivative 48,662 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025934 · form4.xml · derivative · entry 3

Gendel Mitchell · CIK 0001313565 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,662

Underlying: Class 2 Common Stock · 48,662 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F4 · derivative.exercise_date: Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each PSU represents the right to receive, following vesting, one (1) share of Tilray, Inc. Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance parameters relating to the achievement of Tilray, Inc.'s synergy goals resulting from the integration of Aphria, Inc., as approved by Tilray, Inc.'s Compensation Committee, over a three (3) year performance period from the grant date until July 27, 2024, with 50% of the PSUs vesting first (1st) anniversary of the grant date, and 25% vesting on each of the second (2nd) and (3rd) anniversary of the grant date.

F4 · derivative.expiration_date: Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each PSU represents the right to receive, following vesting, one (1) share of Tilray, Inc. Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance parameters relating to the achievement of Tilray, Inc.'s synergy goals resulting from the integration of Aphria, Inc., as approved by Tilray, Inc.'s Compensation Committee, over a three (3) year performance period from the grant date until July 27, 2024, with 50% of the PSUs vesting first (1st) anniversary of the grant date, and 25% vesting on each of the second (2nd) and (3rd) anniversary of the grant date.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:12 UTC
Gendel MitchellGlobal General Counsel
GrantRestricted Stock Units · Derivative 48,661 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025934 · form4.xml · derivative · entry 2

Gendel Mitchell · CIK 0001313565 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,661

Underlying: Class 2 Common Stock · 48,661 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous employment through the vesting date, the RSUs shall vest in three (3) equal annual installments, commencing on June 1, 2022, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F3 · derivative.expiration_date: Subject to the reporting person's continuous employment through the vesting date, the RSUs shall vest in three (3) equal annual installments, commencing on June 1, 2022, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

Read SEC document
July 26, 2021 Filed Jul 29, 2021 01:12 UTC
Gendel MitchellGlobal General Counsel
GrantPerformance-Based Restricted Stock Units · Derivative 48,662 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025934 · form4.xml · derivative · entry 1

Gendel Mitchell · CIK 0001313565 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,662

Underlying: Class 2 Common Stock · 48,662 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: Subject to the reporting person's satisfaction of continued employment conditions and accelerated vesting in certain circumstances, the performance-based restricted stock units ("PSUs") will be eligible to vest in certain percentages ranging from 0% to 250% based on the stock price appreciation of (i) the highest 30-day volume weighted average stock price of Tilray, Inc.'s Class 2 Common Stock ("VWAP") during the three-year performance period (beginning on the grant date) relative to (ii) the VWAP over the 30-day period from May 1 to May 30, 2021, with appreciation targets ranging from 0% to 125%. No PSUs will be eligible to vest if the threshold appreciation target (25%) is not achieved, and if the actual stock price appreciation falls in between any of the appreciation targets, the amount of PSUs eligible to vest will be determined by linear interpolation.

F2 · derivative.expiration_date: Subject to the reporting person's satisfaction of continued employment conditions and accelerated vesting in certain circumstances, the performance-based restricted stock units ("PSUs") will be eligible to vest in certain percentages ranging from 0% to 250% based on the stock price appreciation of (i) the highest 30-day volume weighted average stock price of Tilray, Inc.'s Class 2 Common Stock ("VWAP") during the three-year performance period (beginning on the grant date) relative to (ii) the VWAP over the 30-day period from May 1 to May 30, 2021, with appreciation targets ranging from 0% to 125%. No PSUs will be eligible to vest if the threshold appreciation target (25%) is not achieved, and if the actual stock price appreciation falls in between any of the appreciation targets, the amount of PSUs eligible to vest will be determined by linear interpolation.

Read SEC document
July 16, 2021 Filed Jul 19, 2021 20:01 UTC SaleClass 2 Common Stock 300,000 $14.04 $4,211,430.00
Disclosure

SEC source: 0001140361-21-024836 · form4.xml · nonDerivative · entry 3

Kennedy Brendan · CIK 0001746070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,574,196

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.72 to $14.59, inclusive. The reporting person undertakes to provide to Tilray, Inc., any security holder of Tilray, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4).

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July 15, 2021 Filed Jul 19, 2021 20:01 UTC SaleClass 2 Common Stock 76,289 $15.18 $1,157,967.84
Disclosure

SEC source: 0001140361-21-024836 · form4.xml · nonDerivative · entry 2

Kennedy Brendan · CIK 0001746070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,874,196

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.33, inclusive. The reporting person undertakes to provide to Tilray, Inc., any security holder of Tilray, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:01 UTC SaleClass 2 Common Stock 223,711 $14.50 $3,242,869.91
Disclosure

SEC source: 0001140361-21-024836 · form4.xml · nonDerivative · entry 1

Kennedy Brendan · CIK 0001746070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,950,485

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.99 to $14.99, inclusive. The reporting person undertakes to provide to Tilray, Inc., any security holder of Tilray, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

Read SEC document
June 21, 2021 Filed Jun 23, 2021 21:14 UTC GrantRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-022101 · form4.xml · derivative · entry 2

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest in full on the first (1st) anniversary of the grant date, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F3 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest in full on the first (1st) anniversary of the grant date, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 21:14 UTC GrantRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-022101 · form4.xml · derivative · entry 1

Butts Jodi L. · CIK 0001860549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F2 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

Read SEC document
June 21, 2021 Filed Jun 24, 2021 01:17 UTC GrantRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-022104 · form4.xml · derivative · entry 2

Herhalt Johann Michael · CIK 0001860556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest in full on the first (1st) anniversary of the grant date, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F3 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest in full on the first (1st) anniversary of the grant date, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

Read SEC document
June 21, 2021 Filed Jun 24, 2021 01:17 UTC GrantRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-022104 · form4.xml · derivative · entry 1

Herhalt Johann Michael · CIK 0001860556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F2 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

Read SEC document
June 21, 2021 Filed Jun 24, 2021 01:15 UTC GrantRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-022102 · form4.xml · derivative · entry 2

Looney Thomas P. · CIK 0001860605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest in full on the first (1st) anniversary of the grant date, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F3 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest in full on the first (1st) anniversary of the grant date, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

Read SEC document
June 21, 2021 Filed Jun 24, 2021 01:15 UTC GrantRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-022102 · form4.xml · derivative · entry 1

Looney Thomas P. · CIK 0001860605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F2 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

Read SEC document
June 21, 2021 Filed Jun 24, 2021 01:16 UTC GrantRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-022103 · form4.xml · derivative · entry 2

Hopkinson David G. · CIK 0001860606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest in full on the first (1st) anniversary of the grant date, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F3 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest in full on the first (1st) anniversary of the grant date, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

Read SEC document
June 21, 2021 Filed Jun 24, 2021 01:16 UTC GrantRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-022103 · form4.xml · derivative · entry 1

Hopkinson David G. · CIK 0001860606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F2 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 21:13 UTC GrantRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-022100 · form4.xml · derivative · entry 2

Kennedy Brendan · CIK 0001746070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest in full on the first (1st) anniversary of the grant date, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F3 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest in full on the first (1st) anniversary of the grant date, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 21:13 UTC GrantRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-022100 · form4.xml · derivative · entry 1

Kennedy Brendan · CIK 0001746070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F2 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

Read SEC document
June 21, 2021 Filed Jun 24, 2021 01:20 UTC GrantRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-022107 · form4.xml · derivative · entry 2

Persofsky Renah · CIK 0001835209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest in full on the first (1st) anniversary of the grant date, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F3 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest in full on the first (1st) anniversary of the grant date, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

Read SEC document
June 21, 2021 Filed Jun 24, 2021 01:20 UTC GrantRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-022107 · form4.xml · derivative · entry 1

Persofsky Renah · CIK 0001835209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F2 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

Read SEC document
June 21, 2021 Filed Jun 24, 2021 01:18 UTC GrantRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-022105 · form4.xml · derivative · entry 2

ROBB WALTER E IV · CIK 0001202538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest in full on the first (1st) anniversary of the grant date, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F3 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest in full on the first (1st) anniversary of the grant date, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

Read SEC document
June 21, 2021 Filed Jun 24, 2021 01:18 UTC GrantRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-022105 · form4.xml · derivative · entry 1

ROBB WALTER E IV · CIK 0001202538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F2 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

Read SEC document
June 21, 2021 Filed Jun 24, 2021 01:19 UTC GrantRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-022106 · form4.xml · derivative · entry 2

Clanachan David F · CIK 0001355095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest in full on the first (1st) anniversary of the grant date, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F3 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest in full on the first (1st) anniversary of the grant date, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

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June 21, 2021 Filed Jun 24, 2021 01:19 UTC GrantRestricted Stock Units · Derivative 11,515 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-022106 · form4.xml · derivative · entry 1

Clanachan David F · CIK 0001355095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,515

Underlying: Class 2 Common Stock · 11,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F2 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest over three (3) years from the date of grant on an equal and ratable basis, with accelerated vesting solely upon death or disability prior to such date. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

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June 18, 2021 Filed Jun 24, 2021 16:16 UTC SaleClass 2 Common Stock 400,000 $17.19 $6,874,040.00
Disclosure

SEC source: 0001140361-21-022174 · form4.xml · nonDerivative · entry 2

Kennedy Brendan · CIK 0001746070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,174,196

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.86 to $17.73, inclusive. The reporting person undertakes to provide to Tilray, Inc., any security holder of Tilray, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).

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June 17, 2021 Filed Jun 24, 2021 16:16 UTC SaleClass 2 Common Stock 400,000 $17.97 $7,186,640.00
Disclosure

SEC source: 0001140361-21-022174 · form4.xml · nonDerivative · entry 1

Kennedy Brendan · CIK 0001746070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,574,196

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.41 to $18.34, inclusive. The reporting person undertakes to provide to Tilray, Inc., any security holder of Tilray, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

F4 · balance_after: On May 11, 2021, the reporting person filed a Form 4/A which inadvertently underreported the total number of shares of Class 2 Common Stock directly held by the reporting person. The amount of securities beneficially owned as set forth in this Column 5 has been corrected to reflect the reporting person's current holdings after giving effect to this sale and the transactions reported on the original Form 4/A.

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June 03, 2021 Filed Jun 7, 2021 20:30 UTC
Meiers James R.Head of Canada
SaleClass 2 Common Stock 23,826 $19.64 $467,942.64
Disclosure

SEC source: 0001140361-21-020110 · form4.xml · nonDerivative · entry 1

Meiers James R. · CIK 0001860603 · Head of Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.54 to $19.70, inclusive. The reporting person undertakes to provide to Tilray, Inc., any security holder of Tilray, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

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June 01, 2021 Filed Jun 4, 2021 00:01 UTC
SIMON IRWIN DDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 242,277 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-019780 · form4.xml · derivative · entry 6

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,313

Underlying: Class 2 Common Stock · 242,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into shares of Class 2 Common Stock on a one-for-one basis.

F4 · derivative.exercise_date: On January 22, 2020, the reporting person was granted 726,794 restricted stock units, 33.33% of which vested on June 1, 2020; 33.33% of which vested on June 1, 2021; and the remaining 33.34% of which will vest on June 1, 2022.

F4 · derivative.expiration_date: On January 22, 2020, the reporting person was granted 726,794 restricted stock units, 33.33% of which vested on June 1, 2020; 33.33% of which vested on June 1, 2021; and the remaining 33.34% of which will vest on June 1, 2022.

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June 01, 2021 Filed Jun 4, 2021 00:01 UTC
SIMON IRWIN DDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 72,683 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-019780 · form4.xml · derivative · entry 5

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,693

Underlying: Class 2 Common Stock · 72,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into shares of Class 2 Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 22, 2020, the reporting person was granted 218,038 restricted stock units, 33.33% of which vested on June 1, 2020; 33.33% of which vested on June 1, 2021; and the remaining 33.34% of which will vest on June 1, 2022.

F3 · derivative.expiration_date: On January 22, 2020, the reporting person was granted 218,038 restricted stock units, 33.33% of which vested on June 1, 2020; 33.33% of which vested on June 1, 2021; and the remaining 33.34% of which will vest on June 1, 2022.

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June 01, 2021 Filed Jun 4, 2021 00:01 UTC
SIMON IRWIN DDirector · President and CEO
Tax withholdingClass 2 Common Stock 120,824 $16.98 $2,051,591.52
Disclosure

SEC source: 0001140361-21-019780 · form4.xml · nonDerivative · entry 4

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,208

F1 · shares: These shares were retained by Tilray, Inc. via settlement on a net withholding basis in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of restricted stock units granted to the Reporting Person on January 22, 2020.

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June 01, 2021 Filed Jun 4, 2021 00:01 UTC
SIMON IRWIN DDirector · President and CEO
Exercise / conversionClass 2 Common Stock 242,277 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-019780 · form4.xml · nonDerivative · entry 3

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into shares of Class 2 Common Stock on a one-for-one basis.

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June 01, 2021 Filed Jun 4, 2021 00:01 UTC
SIMON IRWIN DDirector · President and CEO
Tax withholdingClass 2 Common Stock 36,248 $16.98 $615,491.04
Disclosure

SEC source: 0001140361-21-019780 · form4.xml · nonDerivative · entry 2

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,755

F1 · shares: These shares were retained by Tilray, Inc. via settlement on a net withholding basis in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of restricted stock units granted to the Reporting Person on January 22, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.