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Nasdaq · USD

TIPT

TIPTREE INC.

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Tapewire entity
5239
SEC CIK
0001393726
Parsed reports
515

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 28, 2020 Filed Apr 29, 2020 11:09 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,862 $5.97 $17,071.83
Disclosure

SEC source: 0001393726-20-000116 · wf-form4_158817297211203.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,327,763

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.89 to $6.04, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 11:07 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.76 $1,152.00
Disclosure

SEC source: 0001393726-20-000114 · wf-form4_158817281758516.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,235

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 27, 2020 Filed Apr 27, 2020 16:19 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
OtherCommon Stock 56,259 $0.00 $0.00
Disclosure

SEC source: 0001393726-20-000112 · wf-form4_158801875192283.xml · nonDerivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,322,039

F4 · kind: Corvid Peak Holdings, L.P. ("Corvid Peak") was granted 109,736 RSUs on February 28, 2017 from the Issuer as incentive compensation for the reporting person's services as Executive Chairman of the Issuer. These shares were previously reported as indirectly held by the reporting person. The reporting person received 56,259 shares from Corvid Peak in a pro rata distribution upon vesting in accordance with the reporting person's partnership interests in such entity.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 11:09 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,862 $5.80 $16,596.74
Disclosure

SEC source: 0001393726-20-000116 · wf-form4_158817297211203.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,324,901

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.65 to $5.91, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 11:07 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.49 $1,098.00
Disclosure

SEC source: 0001393726-20-000114 · wf-form4_158817281758516.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,435

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 24, 2020 Filed Apr 27, 2020 16:16 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.15 $1,030.00
Disclosure

SEC source: 0001393726-20-000110 · wf-form4_158801857626843.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,635

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 24, 2020 Filed Apr 27, 2020 16:19 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,771 $5.18 $14,362.09
Disclosure

SEC source: 0001393726-20-000112 · wf-form4_158801875192283.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,265,780

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.09 to $5.59, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 16:16 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.09 $1,018.00
Disclosure

SEC source: 0001393726-20-000110 · wf-form4_158801857626843.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,835

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 16:19 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,771 $5.14 $14,242.94
Disclosure

SEC source: 0001393726-20-000112 · wf-form4_158801875192283.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,263,009

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.07 to $5.22, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 22, 2020 Filed Apr 23, 2020 09:48 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,771 $5.25 $14,547.75
Disclosure

SEC source: 0001393726-20-000108 · wf-form4_158764966679338.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,260,238

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.17 to $5.31, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 22, 2020 Filed Apr 23, 2020 09:45 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.37 $1,074.00
Disclosure

SEC source: 0001393726-20-000106 · wf-form4_158764949819013.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,035

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 09:48 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,771 $5.04 $13,954.76
Disclosure

SEC source: 0001393726-20-000108 · wf-form4_158764966679338.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,257,467

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.00 to $5.10, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 09:45 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.00 $1,000.00
Disclosure

SEC source: 0001393726-20-000106 · wf-form4_158764949819013.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,235

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 10:05 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,771 $5.26 $14,564.38
Disclosure

SEC source: 0001393726-20-000102 · wf-form4_158747792955422.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,254,696

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.17 to $5.35, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 10:03 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.39 $1,078.00
Disclosure

SEC source: 0001393726-20-000100 · wf-form4_158747780524927.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,435

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 10:05 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,795 $5.35 $14,944.87
Disclosure

SEC source: 0001393726-20-000102 · wf-form4_158747792955422.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,251,925

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.13 to $5.40, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 10:03 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.08 $1,016.00
Disclosure

SEC source: 0001393726-20-000100 · wf-form4_158747780524927.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,635

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 16, 2020 Filed Apr 17, 2020 09:31 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,795 $5.12 $14,315.99
Disclosure

SEC source: 0001393726-20-000098 · wf-form4_158713025440697.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,249,130

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.04 to $5.20, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 16, 2020 Filed Apr 17, 2020 09:28 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.16 $1,032.00
Disclosure

SEC source: 0001393726-20-000096 · wf-form4_158713011559784.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,835

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 09:31 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,795 $5.17 $14,438.97
Disclosure

SEC source: 0001393726-20-000098 · wf-form4_158713025440697.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,246,335

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.05 to $5.20, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 09:28 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.20 $1,040.00
Disclosure

SEC source: 0001393726-20-000096 · wf-form4_158713011559784.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,035

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 14, 2020 Filed Apr 15, 2020 09:44 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,795 $5.41 $15,120.95
Disclosure

SEC source: 0001393726-20-000094 · wf-form4_158695824508370.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,243,540

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.34 to $5.48, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 14, 2020 Filed Apr 15, 2020 09:41 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.31 $1,062.00
Disclosure

SEC source: 0001393726-20-000092 · wf-form4_158695809822340.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,235

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 09:44 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,795 $5.30 $14,821.89
Disclosure

SEC source: 0001393726-20-000094 · wf-form4_158695824508370.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,240,745

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.11 to $5.48, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 09:41 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.42 $1,084.00
Disclosure

SEC source: 0001393726-20-000092 · wf-form4_158695809822340.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,435

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 11:32 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,477 $5.66 $14,012.39
Disclosure

SEC source: 0001393726-20-000079 · wf-form4_158653271929358.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,237,950

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.52 to $5.81, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 11:29 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.48 $1,096.00
Disclosure

SEC source: 0001393726-20-000077 · wf-form4_158653252240447.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,635

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 11:32 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,477 $5.28 $13,085.99
Disclosure

SEC source: 0001393726-20-000079 · wf-form4_158653271929358.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,235,473

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.18 to $5.38, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 15:40 UTC GrantCommon Stock 5,835 $0.00 $0.00
Disclosure

SEC source: 0001393726-20-000088 · wf-form4_158653322789449.xml · nonDerivative · entry 1

Goldwasser Lesley · CIK 0001465575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,416

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 11:29 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.24 $1,048.00
Disclosure

SEC source: 0001393726-20-000077 · wf-form4_158653252240447.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,835

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 11:39 UTC GrantCommon Stock 4,862 $0.00 $0.00
Disclosure

SEC source: 0001393726-20-000086 · wf-form4_158653313716137.xml · nonDerivative · entry 1

Smith Bradley E. · CIK 0001579089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,100

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 11:37 UTC GrantCommon Stock 4,862 $0.00 $0.00
Disclosure

SEC source: 0001393726-20-000084 · wf-form4_158653300865678.xml · nonDerivative · entry 1

Mack John Edward · CIK 0001381172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,548

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 11:58 UTC GrantCommon Stock 4,862 $0.00 $0.00
Disclosure

SEC source: 0001393726-20-000090 · wf-form4_158653429964483.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,103

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 11:34 UTC GrantCommon Stock 4,862 $0.00 $0.00
Disclosure

SEC source: 0001393726-20-000081 · wf-form4_158653283509044.xml · nonDerivative · entry 1

Mielle Dominique · CIK 0001759191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,862

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 10:24 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,477 $5.09 $12,605.45
Disclosure

SEC source: 0001393726-20-000075 · wf-form4_158635587963878.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,232,996

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.05 to $5.13, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 10:22 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.09 $1,018.00
Disclosure

SEC source: 0001393726-20-000073 · wf-form4_158635573542076.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,035

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 10:24 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,477 $5.15 $12,766.46
Disclosure

SEC source: 0001393726-20-000075 · wf-form4_158635587963878.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,230,519

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.08 to $5.25, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 10:22 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $4.99 $998.00
Disclosure

SEC source: 0001393726-20-000073 · wf-form4_158635573542076.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,235

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 09:54 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,028 $4.96 $10,048.74
Disclosure

SEC source: 0001393726-20-000071 · wf-form4_158618123055995.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,228,042

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $4.88 to $5.01, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 09:52 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $4.95 $990.00
Disclosure

SEC source: 0001393726-20-000069 · wf-form4_158618113241816.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,435

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 02, 2020 Filed Apr 6, 2020 09:54 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,028 $4.79 $9,708.04
Disclosure

SEC source: 0001393726-20-000071 · wf-form4_158618123055995.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,226,014

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $4.74 to $4.85, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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April 02, 2020 Filed Apr 6, 2020 09:52 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $4.74 $948.00
Disclosure

SEC source: 0001393726-20-000069 · wf-form4_158618113241816.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,635

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

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April 01, 2020 Filed Apr 2, 2020 11:34 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,028 $5.21 $10,567.91
Disclosure

SEC source: 0001393726-20-000067 · wf-form4_158584167403299.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,223,986

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.12 to $5.30, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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April 01, 2020 Filed Apr 2, 2020 11:32 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.08 $1,016.00
Disclosure

SEC source: 0001393726-20-000065 · wf-form4_158584154538917.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,835

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

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March 31, 2020 Filed Apr 2, 2020 11:34 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,028 $5.43 $11,014.07
Disclosure

SEC source: 0001393726-20-000067 · wf-form4_158584167403299.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,221,958

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.38 to $5.47, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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March 31, 2020 Filed Apr 2, 2020 11:32 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.32 $1,064.00
Disclosure

SEC source: 0001393726-20-000065 · wf-form4_158584154538917.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,035

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

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March 30, 2020 Filed Mar 31, 2020 10:55 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,028 $5.27 $10,677.42
Disclosure

SEC source: 0001393726-20-000063 · wf-form4_158566653554428.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,219,930

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.21 to $5.30, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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March 30, 2020 Filed Mar 31, 2020 10:53 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.25 $1,050.00
Disclosure

SEC source: 0001393726-20-000061 · wf-form4_158566638179858.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,235

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

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March 27, 2020 Filed Mar 31, 2020 10:55 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 1,789 $5.41 $9,669.55
Disclosure

SEC source: 0001393726-20-000063 · wf-form4_158566653554428.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,217,902

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.31 to $5.47, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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March 27, 2020 Filed Mar 31, 2020 10:53 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.45 $1,090.00
Disclosure

SEC source: 0001393726-20-000061 · wf-form4_158566638179858.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,435

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.