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Nasdaq · USD

TIPT

TIPTREE INC.

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Tapewire entity
5239
SEC CIK
0001393726
Parsed reports
515

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2020 Filed Jul 6, 2020 16:26 UTC GrantCommon Stock 4,225 $0.00 $0.00
Disclosure

SEC source: 0001393726-20-000180 · wf-form4_159406717274733.xml · nonDerivative · entry 1

Smith Bradley E. · CIK 0001579089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,325

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 09:46 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 12,000 $5.79 $69,480.00
Disclosure

SEC source: 0001393726-20-000178 · wf-form4_159352475228198.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,436,906

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.71 to $5.83, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 09:56 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 4,582 $5.80 $26,566.44
Disclosure

SEC source: 0001393726-20-000176 · wf-form4_159317974145350.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,424,906

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.66 to $5.83, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 09:56 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 19,236 $5.76 $110,876.30
Disclosure

SEC source: 0001393726-20-000176 · wf-form4_159317974145350.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,420,324

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.67 to $5.83, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 09:40 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,436 $5.83 $14,201.88
Disclosure

SEC source: 0001393726-20-000174 · wf-form4_159300602914137.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,401,088

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 09:40 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,545 $5.81 $14,789.00
Disclosure

SEC source: 0001393726-20-000174 · wf-form4_159300602914137.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,398,652

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.80 to $5.83, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 09:37 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 20,088 $5.82 $116,892.07
Disclosure

SEC source: 0001393726-20-000172 · wf-form4_159283304740316.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,396,107

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.80 to $5.83, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 09:37 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 20,088 $5.79 $116,349.70
Disclosure

SEC source: 0001393726-20-000172 · wf-form4_159283304740316.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,376,019

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.73 to $5.83, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 12:41 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 1,080 $5.83 $6,296.40
Disclosure

SEC source: 0001393726-20-000168 · wf-form4_159223926484705.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,355,931

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 15:24 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 168 $6.21 $1,043.28
Disclosure

SEC source: 0001393726-20-000166 · wf-form4_159138506325813.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,067

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 15:24 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $6.33 $1,266.00
Disclosure

SEC source: 0001393726-20-000166 · wf-form4_159138506325813.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,235

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 10:41 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $6.17 $1,234.00
Disclosure

SEC source: 0001393726-20-000164 · wf-form4_159119525013496.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,435

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 10:41 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $6.12 $1,224.00
Disclosure

SEC source: 0001393726-20-000164 · wf-form4_159119525013496.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,635

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 29, 2020 Filed Jun 1, 2020 16:47 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $6.21 $1,242.00
Disclosure

SEC source: 0001393726-20-000162 · wf-form4_159104445318461.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,835

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 16:47 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $6.57 $1,314.00
Disclosure

SEC source: 0001393726-20-000162 · wf-form4_159104445318461.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,035

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 27, 2020 Filed May 28, 2020 14:17 UTC
Ilany JonathanDirector · Chief Executive Officer
PurchaseCommon Stock 3,400 $6.49 $22,066.00
Disclosure

SEC source: 0001393726-20-000160 · wf-form4_159067544476089.xml · nonDerivative · entry 2

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 141,519

Read SEC document
May 27, 2020 Filed May 28, 2020 14:17 UTC
Ilany JonathanDirector · Chief Executive Officer
PurchaseCommon Stock 530 $6.43 $3,405.25
Disclosure

SEC source: 0001393726-20-000160 · wf-form4_159067544476089.xml · nonDerivative · entry 1

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 29,970

Read SEC document
May 27, 2020 Filed May 28, 2020 10:15 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $6.50 $1,300.00
Disclosure

SEC source: 0001393726-20-000158 · wf-form4_159067531828841.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,235

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 26, 2020 Filed May 28, 2020 10:15 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $6.25 $1,250.00
Disclosure

SEC source: 0001393726-20-000158 · wf-form4_159067531828841.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,435

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 22, 2020 Filed May 26, 2020 10:27 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $6.06 $1,212.00
Disclosure

SEC source: 0001393726-20-000156 · wf-form4_159050322946747.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,635

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 21, 2020 Filed May 22, 2020 13:14 UTC
Rifkind Neil CharlesGeneral Counsel and Secretary
SaleCommon Stock 18,319 $6.22 $113,852.59
Disclosure

SEC source: 0001393726-20-000154 · wf-form4_159016768129234.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,485

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

F2 · price: This sale was executed in multiple sales at prices ranging from $6.02 to $6.28, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 21, 2020 Filed May 26, 2020 10:27 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $6.22 $1,244.00
Disclosure

SEC source: 0001393726-20-000156 · wf-form4_159050322946747.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,835

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 20, 2020 Filed May 21, 2020 10:58 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $6.15 $1,230.00
Disclosure

SEC source: 0001393726-20-000150 · wf-form4_159007306958661.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,035

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 20, 2020 Filed May 21, 2020 11:00 UTC
Rifkind Neil CharlesGeneral Counsel and Secretary
SaleCommon Stock 17,080 $6.28 $107,177.00
Disclosure

SEC source: 0001393726-20-000152 · wf-form4_159007320825747.xml · nonDerivative · entry 2

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,804

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

F3 · price: This sale was executed in multiple sales at prices ranging from $6.14 to $6.36, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 19, 2020 Filed May 21, 2020 10:58 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $6.46 $1,292.00
Disclosure

SEC source: 0001393726-20-000150 · wf-form4_159007306958661.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,235

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 19, 2020 Filed May 21, 2020 11:00 UTC
Rifkind Neil CharlesGeneral Counsel and Secretary
SaleCommon Stock 14,601 $6.45 $94,147.25
Disclosure

SEC source: 0001393726-20-000152 · wf-form4_159007320825747.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,884

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

F2 · price: This sale was executed in multiple sales at prices ranging from $6.16 to $6.55, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 18, 2020 Filed May 19, 2020 09:57 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $6.12 $1,224.00
Disclosure

SEC source: 0001393726-20-000148 · wf-form4_158989664654139.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,435

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 15, 2020 Filed May 19, 2020 09:57 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $6.14 $1,228.00
Disclosure

SEC source: 0001393726-20-000148 · wf-form4_158989664654139.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,635

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 14, 2020 Filed May 15, 2020 11:30 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 1,814 $5.81 $10,533.90
Disclosure

SEC source: 0001393726-20-000146 · wf-form4_158955664235857.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,354,851

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.80 to $5.83, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 14, 2020 Filed May 15, 2020 11:29 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.95 $1,190.00
Disclosure

SEC source: 0001393726-20-000144 · wf-form4_158955653434687.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,835

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 13, 2020 Filed May 15, 2020 11:30 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 3,214 $5.75 $18,493.36
Disclosure

SEC source: 0001393726-20-000146 · wf-form4_158955664235857.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,353,037

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.65 to $5.82, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 13, 2020 Filed May 15, 2020 11:29 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.80 $1,160.00
Disclosure

SEC source: 0001393726-20-000144 · wf-form4_158955653434687.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,035

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 12, 2020 Filed May 13, 2020 09:45 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 3,214 $5.82 $18,695.84
Disclosure

SEC source: 0001393726-20-000142 · wf-form4_158937751261841.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,349,823

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.80 to $5.83, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 12, 2020 Filed May 13, 2020 09:43 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.96 $1,192.00
Disclosure

SEC source: 0001393726-20-000140 · wf-form4_158937737845281.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,235

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 11, 2020 Filed May 13, 2020 09:45 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 90 $5.83 $524.70
Disclosure

SEC source: 0001393726-20-000142 · wf-form4_158937751261841.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,346,609

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 11, 2020 Filed May 13, 2020 09:43 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $6.05 $1,210.00
Disclosure

SEC source: 0001393726-20-000140 · wf-form4_158937737845281.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,435

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 08, 2020 Filed May 11, 2020 10:35 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $6.07 $1,214.00
Disclosure

SEC source: 0001393726-20-000138 · wf-form4_158920772061444.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,635

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 07, 2020 Filed May 11, 2020 10:35 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $6.09 $1,218.00
Disclosure

SEC source: 0001393726-20-000138 · wf-form4_158920772061444.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,835

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 06, 2020 Filed May 7, 2020 09:52 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 3,390 $5.98 $20,268.81
Disclosure

SEC source: 0001393726-20-000136 · wf-form4_158885954466592.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,346,519

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.82 to $6.25, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 06, 2020 Filed May 7, 2020 09:50 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.95 $1,190.00
Disclosure

SEC source: 0001393726-20-000134 · wf-form4_158885943961983.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,035

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 05, 2020 Filed May 7, 2020 09:52 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 3,390 $6.28 $21,282.42
Disclosure

SEC source: 0001393726-20-000136 · wf-form4_158885954466592.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,343,129

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $6.23 to $6.43, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 05, 2020 Filed May 7, 2020 09:50 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $6.33 $1,266.00
Disclosure

SEC source: 0001393726-20-000134 · wf-form4_158885943961983.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,235

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 04, 2020 Filed May 5, 2020 10:32 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 3,390 $6.04 $20,485.77
Disclosure

SEC source: 0001393726-20-000124 · wf-form4_158868912260508.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,339,739

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.80 to $6.27, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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May 04, 2020 Filed May 5, 2020 10:30 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $5.84 $1,168.00
Disclosure

SEC source: 0001393726-20-000122 · wf-form4_158868900890692.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,435

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

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May 01, 2020 Filed May 5, 2020 10:32 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,862 $6.25 $17,878.91
Disclosure

SEC source: 0001393726-20-000124 · wf-form4_158868912260508.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,336,349

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $6.18 to $6.33, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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May 01, 2020 Filed May 5, 2020 10:30 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $6.28 $1,256.00
Disclosure

SEC source: 0001393726-20-000122 · wf-form4_158868900890692.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,635

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

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April 30, 2020 Filed May 1, 2020 10:14 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,862 $6.34 $18,150.80
Disclosure

SEC source: 0001393726-20-000120 · wf-form4_158834245190365.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333,487

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $6.18 to $6.60, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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April 30, 2020 Filed May 1, 2020 10:11 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $6.19 $1,238.00
Disclosure

SEC source: 0001393726-20-000118 · wf-form4_158834229495006.xml · nonDerivative · entry 2

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,835

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

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April 29, 2020 Filed May 1, 2020 10:14 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,862 $6.36 $18,210.91
Disclosure

SEC source: 0001393726-20-000120 · wf-form4_158834245190365.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,330,625

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $6.07 to $6.49, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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April 29, 2020 Filed May 1, 2020 10:11 UTC
Bell SandraChief Financial Officer
SaleCommon Stock 200 $6.14 $1,228.00
Disclosure

SEC source: 0001393726-20-000118 · wf-form4_158834229495006.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,035

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.